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This paper proposes a method to effectively perform joint training-and-pruning based on adaptive dropout layers with unit-wise retention probabilities. The proposed method is based on the estimation of a unit-wise retention probability in a dropout layer. A unit that is estimated to have a small retention probability can be considered to be prunable. The retention probability of the unit is estimated using back-propagation and the Gumbel-Softmax technique. This pruning method is applied at several application points in Conformers such that the effective number of parameters can be significantly reduced. Specifically, adaptive dropout layers are introduced in three locations in each Conformer block: (a) the hidden layer of the feed-forward-net component, (b) the query vectors and the value vectors of the self-attention component, and (c) the input vectors of the LConv component. The proposed method is evaluated by conducting a speech recognition experiment on the LibriSpeech task. It was shown that this approach could simultaneously achieve a parameter reduction and accuracy improvement. The word error rates improved by approx 1% while reducing the number of parameters by 54%.

The accuracy of end-to-end (E2E) automatic speech recognition (ASR) models continues to improve as they are scaled to larger sizes, with some now reaching billions of parameters. Widespread deployment and adoption of these models, however, requires computationally efficient strategies for decoding. In the present work, we study one such strategy: applying multiple frame reduction layers in the encoder to compress encoder outputs into a small number of output frames. While similar techniques have been investigated in previous work, we achieve dramatically more reduction than has previously been demonstrated through the use of multiple funnel reduction layers. Through ablations, we study the impact of various architectural choices in the encoder to identify the most effective strategies. We demonstrate that we can generate one encoder output frame for every 2.56 sec of input speech, without significantly affecting word error rate on a large-scale voice search task, while improving encoder and decoder latencies by 48% and 92% respectively, relative to a strong but computationally expensive baseline., Comment: Accepted to 2024 IEEE International Conference on Acoustics, Speech, and Signal Processing (ICASSP 2024)

In this work, we investigate two popular end-to-end automatic speech recognition (ASR) models, namely Connectionist Temporal Classification (CTC) and RNN-Transducer (RNN-T), for offline recognition of voice search queries, with up to 2B model parameters. The encoders of our models use the neural architecture of Google's universal speech model (USM), with additional funnel pooling layers to significantly reduce the frame rate and speed up training and inference. We perform extensive studies on vocabulary size, time reduction strategy, and its generalization performance on long-form test sets. Despite the speculation that, as the model size increases, CTC can be as good as RNN-T which builds label dependency into the prediction, we observe that a 900M RNN-T clearly outperforms a 1.8B CTC and is more tolerant to severe time reduction, although the WER gap can be largely removed by LM shallow fusion.

In simultaneous translation (SimulMT), the most widely used strategy is the wait-k policy thanks to its simplicity and effectiveness in balancing translation quality and latency. However, wait-k suffers from two major limitations: (a) it is a fixed policy that can not adaptively adjust latency given context, and (b) its training is much slower than full-sentence translation. To alleviate these issues, we propose a novel and efficient training scheme for adaptive SimulMT by augmenting the training corpus with adaptive prefix-to-prefix pairs, while the training complexity remains the same as that of training full-sentence translation models. Experiments on two language pairs show that our method outperforms all strong baselines in terms of translation quality and latency.

We propose a method for emotion recognition through emotiondependent speech recognition using Wav2vec 2.0. Our method achieved a significant improvement over most previously reported results on IEMOCAP, a benchmark emotion dataset. Different types of phonetic units are employed and compared in terms of accuracy and robustness of emotion recognition within and across datasets and languages. Models of phonemes, broad phonetic classes, and syllables all significantly outperform the utterance model, demonstrating that phonetic units are helpful and should be incorporated in speech emotion recognition. The best performance is from using broad phonetic classes. Further research is needed to investigate the optimal set of broad phonetic classes for the task of emotion recognition. Finally, we found that Wav2vec 2.0 can be fine-tuned to recognize coarser-grained or larger phonetic units than phonemes, such as broad phonetic classes and syllables.

Much of the recent literature on automatic speech recognition (ASR) is taking an end-to-end approach. Unlike English where the writing system is closely related to sound, Chinese characters (Hanzi) represent meaning, not sound. We propose factoring audio -> Hanzi into two sub-tasks: (1) audio -> Pinyin and (2) Pinyin -> Hanzi, where Pinyin is a system of phonetic transcription of standard Chinese. Factoring the audio -> Hanzi task in this way achieves 3.9% CER (character error rate) on the Aishell-1 corpus, the best result reported on this dataset so far., Comment: submitted to ASRU 2021

This study reports our efforts to improve automatic recognition of suprasegmentals by fine-tuning wav2vec 2.0 with CTC, a method that has been successful in automatic speech recognition. We demonstrate that the method can improve the state-of-the-art on automatic recognition of syllables, tones, and pitch accents. Utilizing segmental information, by employing tonal finals or tonal syllables as recognition units, can significantly improve Mandarin tone recognition. Language models are helpful when tonal syllables are used as recognition units, but not helpful when tones are recognition units. Finally, Mandarin tone recognition can benefit from English phoneme recognition by combining the two tasks in fine-tuning wav2vec 2.0., Comment: submitted to ASRU 2021

This paper compares BERT-SQuAD and Ab3P on the Abbreviation Definition Identification (ADI) task. ADI inputs a text and outputs short forms (abbreviations/acronyms) and long forms (expansions). BERT with reranking improves over BERT without reranking but fails to reach the Ab3P rule-based baseline. What is BERT missing? Reranking introduces two new features: charmatch and freq. The first feature identifies opportunities to take advantage of character constraints in acronyms and the second feature identifies opportunities to take advantage of frequency constraints across documents., Comment: 6 pages, 2 figures, 5 tables

Although first-order stochastic algorithms, such as stochastic gradient descent, have been the main force to scale up machine learning models, such as deep neural nets, the second-order quasi-Newton methods start to draw attention due to their effectiveness in dealing with ill-conditioned optimization problems. The L-BFGS method is one of the most widely used quasi-Newton methods. We propose an asynchronous parallel algorithm for stochastic quasi-Newton (AsySQN) method. Unlike prior attempts, which parallelize only the calculation for gradient or the two-loop recursion of L-BFGS, our algorithm is the first one that truly parallelizes L-BFGS with a convergence guarantee. Adopting the variance reduction technique, a prior stochastic L-BFGS, which has not been designed for parallel computing, reaches a linear convergence rate. We prove that our asynchronous parallel scheme maintains the same linear convergence rate but achieves significant speedup. Empirical evaluations in both simulations and benchmark datasets demonstrate the speedup in comparison with the non-parallel stochastic L-BFGS, as well as the better performance than first-order methods in solving ill-conditioned problems., Comment: Accepted by Parallel Computing Journal

Polyspectral estimation is a problem of great importance in the analysis of nonlinear time series that has applications in biomedical signal processing, communications, geophysics, image, radar, sonar and speech processing, etc. Higher order spectra (HOS) have been used in unsupervised and supervised clustering in big data scenarios, in testing for Gaussianity, to suppress Gaussian noise, to characterize nonlinearities in time series data, and so on . Any algorithm for computing the $k$th order spectra of a time series of length $n$ needs $\Omega(n^{k-1})$ time since the output size will be $\Omega(n^{k-1})$ as well. Given that we live in an era of big data, $n$ could be very large. In this case, sequential algorithms might take unacceptable amounts of time. Thus it is essential to develop parallel algorithms. There is also room for improving existing sequential algorithms. In addition, parallel algorithms in the literature are nongeneric. In this paper we offer generic sequential algorithms for computing higher order spectra that are asymptotically faster than any published algorithm for HOS. Further, we offer memory efficient algorithms. We also present optimal parallel implementations of these algorithms on parallel computing models such as the PRAM and the mesh. We provide experimental results on our sequential and parallel algorithms. Our parallel implementation achieves very good speedups., Comment: 12 pages, 4 figures, conference