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1,623 results on '"Riva D"'

201. Hedge Funds' Glitter Fades (but Not for Investors)

Author

Atlas, Riva D.

Subjects
Securities industry, Company business management, Market trend/market analysis, Company earnings/profit, Traxis Partners -- Company sales and earnings -- Management -- Case studies -- Forecasts and trends, Mutual fund managers -- Beliefs, opinions and attitudes -- Management -- Case studies, Hedge funds -- Forecasts and trends -- Case studies, Securities industry -- Company sales and earnings -- Management -- Case studies -- Forecasts and trends
Abstract

Barton M. Biggs, the well-known stock strategist who left Morgan Stanley last year to set up a $2 billion hedge fund, has been writing a book, 'Diary of a Hedge […]

Published
2004

202. Managing Money by Sizing Up Corporate Chiefs

Author

Atlas, Riva D.

Subjects
Company business management, Company investment, Mutual fund managers -- Beliefs, opinions and attitudes, Mutual fund industry -- Investments -- Management -- Investor relations
Abstract

Some of the biggest names in corporate America have been tarnished and toppled in recent years, but Ronald S. Baron remains a true believer. Mr. Baron, who manages $8 billion […]

Published
2004

203. 2 Soros Sons Get More Control Of the Business

Author

Atlas, Riva D.

Subjects
Company business management, Company acquisition/merger, Soros Associates Inc. -- Management -- Officials and employees -- Mergers, acquisitions and divestments, Investment companies -- Management -- Officials and employees -- Mergers, acquisitions and divestments
Abstract

George Soros, the billionaire financier, is handing more control of his money management firm to two of his sons as he continues to scale back the focus of his investment […]

Published
2004

204. Rivals Take Aim at Visa and MasterCard

Author

Atlas, Riva D.

Subjects
Company legal issue, Government regulation, Company marketing practices, Antitrust issue, Financial services industry, Visa U.S.A. Inc. -- Cases, Discover Financial Services -- Marketing -- Alliances and partnerships -- Cases -- Laws, regulations and rules, MasterCard International Inc. -- Cases -- Laws, regulations and rules -- Alliances and partnerships -- Marketing, American Express Co. -- Marketing -- Alliances and partnerships -- Cases -- Laws, regulations and rules, Antitrust law -- Cases, Credit and debit card industry -- Cases -- Laws, regulations and rules -- Alliances and partnerships, Financial services industry -- Cases -- Laws, regulations and rules -- Alliances and partnerships
Abstract

Consumers already swamped with offers from credit card companies can expect more solicitations in the coming months from American Express and Discover Financial Services. The two companies said yesterday that […]

Published
2004

205. A Hedge Fund Master Receives Unwanted Attention

Author

Atlas, Riva D.

Subjects
Company legal issue, Millennium Partners -- Officials and employees -- Investigations, Hedge funds -- Investigations, Mutual fund industry -- Investigations -- Officials and employees
Abstract

In a tough year on Wall Street, Israel A. Englander should be riding high. His $3.5 billion in hedge funds are up more than 8 percent -- at a time […]

Published
2004

206. Experts See Little Immediate Change, but Say Prospects for Travelers Could Deteriorate

Author

Atlas, Riva D. and Sharkey, Joe

Subjects
Company financing, Market trend/market analysis, US Airways Inc. -- Finance -- Customer relations -- Services -- Forecasts and trends, Airlines -- Finance -- Customer relations -- Services -- Forecasts and trends
Abstract

Planes will take off on schedule. The service will be pretty much as you remember it. And your frequent flier miles are safe. At least for now. US Airways' bankruptcy […]

Published
2004

207. Delta Fails to Gain Bondholders' Support for Debt Reduction Plan

Author

Atlas, Micheline Maynardand Riva D.

Subjects
Company organization, Company financing, Company restructuring/company reorganization, Company personnel management, Delta Air Lines Inc. -- Finance -- Reorganization and restructuring -- Human resource management, Airlines -- Finance -- Reorganization and restructuring -- Human resource management
Abstract

Delta Air Lines, which is struggling to avoid a Chapter 11 bankruptcy filing, said yesterday that it was unable to persuade enough bondholders to change the terms of their securities, […]

Published
2004

208. Firm That Was Hit Hard on 9/11 Grows Anew

Author

Atlas, Riva D.

Subjects
Company business management, Financial services industry, Cantor Fitzgerald L.P. -- Management -- Social aspects, World Trade Center and Pentagon Attacks, 2001 -- Social aspects -- Economic aspects -- Management, Financial services industry -- Management -- Social aspects -- Economic aspects
Abstract

Howard W. Lutnick, the chief executive of Cantor Fitzgerald, has defied the skeptics. Three years after 658 of his co-workers died in the terrorist attack on the World Trade Center, […]

Published
2004

209. For Mutual Funds, First the Slap. Now Comes the Pinch

Author

Atlas, Riva D.

Subjects
Company legal issue, Government regulation, United States. Securities and Exchange Commission -- Laws, regulations and rules -- Investigations -- Cases, Mutual fund industry -- Investigations -- Cases -- Economic aspects -- Laws, regulations and rules
Abstract

Boxes of documents, many bearing the names of well-known mutual fund companies, line the halls of Eliot Spitzer's offices in downtown Manhattan. A year after Mr. Spitzer, the New York […]

Published
2004

210. Contrary Bet on Oil Is Costly To Year-Old Hedge Funds

Author

Atlas, Riva D.

Subjects
Securities industry, Morgan Stanley -- Officials and employees, Hedge funds -- Economic aspects, Investors -- Beliefs, opinions and attitudes, Securities industry -- Officials and employees
Abstract

Hedge funds started a year ago by a leading investment strategist, Barton M. Biggs, have been stung by losses this year, partly because of a bearish bet on the price […]

Published
2004

211. Facing higher costs and a tough trading climate, some mutual funds are calling it quits

Author

Atlas, Riva D.

Subjects
WWW Internet Fund -- Organization dissolution, Mutual funds -- Organization dissolution -- Economic aspects, Mutual fund industry -- Economic aspects -- Industry forecasts -- Organization dissolution, Investment companies -- Organization dissolution -- Industry forecasts
Abstract

SOME of the nation's more than 8,000 mutual funds are shutting their doors, as their managers confront a lackluster stock market, greater regulatory scrutiny and higher costs. Yesterday, the WWW […]

Published
2004

212. In Private World Of Hedge Funds, A Famous Name

Author

Atlas, Riva D. and Fabrikant, Geraldine

Subjects
Company business planning, Company investment, Company pricing policy, Billionaires -- Investments -- Planning, Hedge funds -- Planning -- Prices and rates
Abstract

For $25 million, you too can invest with Carl C. Icahn. Mr. Icahn, the investor best known for battling companies like Texaco and RJR Nabisco, is seeking to start a […]

Published
2004

213. Successes Past, Partners Seek Next Big Deal In New Venue

Author

Atlas, Riva D.

Subjects
Company securities, Company business management, Company acquisition/merger, Triarc Companies Inc. -- Management -- Officials and employees -- Mergers, acquisitions and divestments -- Securities, Beverage industry -- Management -- Officials and employees -- Mergers, acquisitions and divestments -- Securities, Investment companies -- Mergers, acquisitions and divestments -- Officials and employees
Abstract

Are Nelson Peltz and Peter W. May starting to build their third fortune, this time in the money management industry? The two men have a history of reviving unloved companies […]

Published
2004

214. Schwab Ousts Chief and Founder Steps In

Author

Atlas, Riva D.

Subjects
Securities industry, Charles Schwab Corp. -- Officials and employees, Securities industry -- Officials and employees
Abstract

The Charles Schwab Corporation ousted its chief executive yesterday and said that its chairman and founder, Charles R. Schwab, would return as chief as the company tries to regain its […]

Published
2004

215. Co-Founder Leaving Firm As Its Hedge Funds Struggle

Author

Atlas, Riva D.

Subjects
Andor Capital Management -- Officials and employees, Mutual fund industry -- Officials and employees
Abstract

After months of weak performance in its hedge funds, Andor Capital Management said that its chief investment officer, Christopher James, is leaving the company he helped found. Daniel C. Benton, […]

Published
2004

216. Do Mutual Funds Take a Back Seat to Hedge Funds?

Author

Atlas, Riva D.

Subjects
Company legal issue, Company business management, Financial services industry, Company investment, Alliance Capital Management L.P. -- Investigations -- Officials and employees -- Management -- Ethical aspects -- Investments, United States. Securities and Exchange Commission -- Investigations -- Ethical aspects -- Officials and employees -- Management, Investment advisers -- Ethical aspects -- Investigations -- Officials and employees, Financial services industry -- Investigations -- Officials and employees -- Management -- Ethical aspects, Hedge funds -- Ethical aspects
Abstract

DANIEL G. CALUGAR wasn't just the biggest market timer in Alliance Capital mutual funds. He was also the company's biggest hedge fund investor. Mr. Calugar, who traded as much as […]

Published
2004

217. A Value Trader Stalks The Halls at Alliance

Author

Atlas, Riva D.

Subjects
Company business management, Company financing, Financial services industry, Alliance Capital Management L.P. -- Management -- Investor relations -- Finance, Financial services industry -- Management -- Investor relations -- Finance, Mutual fund industry -- Management -- Investor relations -- Finance
Abstract

THE last three years have humbled Alliance Capital, which ran some of the most popular mutual funds of the 1990's technology boom. Alliance took a beating in 2000 after the […]

Published
2004

218. Two Banks Figure Into Rescue of United

Author

Atlas, Riva D.

Subjects
Company business planning, Company financing, Company acquisition/merger, Banking industry, JPMorgan Chase & Co. -- Planning -- Mergers, acquisitions and divestments, United Air Lines Inc. -- Finance -- Mergers, acquisitions and divestments -- Planning, Banking industry -- Planning -- Mergers, acquisitions and divestments, Airlines -- Finance -- Mergers, acquisitions and divestments -- Planning
Abstract

The fate of United Airlines rests largely in the hands of its bankers at J.P. Morgan Chase. Now that the government has firmly rejected United's request for more than $1 […]

Published
2004

219. Bank One Settles Trading Case For $90 Million

Author

Atlas, Riva D.

Subjects
Company legal issue, Banking industry, Banc One Ohio Corp. -- Investigations -- Officials and employees -- Discipline, One Group Mutual Funds -- Officials and employees -- Investigations -- Discipline, Bank One Investment Advisors Corp. -- Investigations -- Discipline -- Officials and employees, United States. Securities and Exchange Commission -- Investigations -- Officials and employees, Securities trading -- Investigations, Banking industry -- Discipline -- Officials and employees, Mutual fund industry -- Investigations -- Officials and employees -- Discipline
Abstract

Bank One agreed yesterday to a $90 million settlement of an investigation by regulators into rapid trading in and out of its mutual funds. The settlement comes on the eve […]

Published
2004

220. Wachovia Hopes SouthTrust Deal Repeats Success of 2001 Merger

Author

Atlas, Riva D.

Subjects
Company acquisition/merger, Banking industry, SouthTrust Corp. -- Mergers, acquisitions and divestments, Wachovia Corp. (Winston-Salem, North Carolina) -- Mergers, acquisitions and divestments, Banking industry -- Mergers, acquisitions and divestments, Acquisitions and mergers -- Analysis
Abstract

G. Kennedy Thompson says he can do it again. Mr. Thompson, the chief executive of the Wachovia Corporation, has been a darling of bank stock investors since he successfully pulled […]

Published
2004

221. Former Chief Of Putnam To Receive $78 Million

Author

Atlas, Riva D.

Subjects
Company legal issue, Insurance industry, Putnam Investments Inc. -- Investigations -- Negotiation, mediation and arbitration -- Compensation and benefits, Marsh & McLennan Companies Inc. -- Negotiation, mediation and arbitration, United States. Securities and Exchange Commission -- Investigations, Insurance industry -- Negotiation, mediation and arbitration -- Compensation and benefits, Mutual fund industry -- Investigations -- Negotiation, mediation and arbitration -- Compensation and benefits
Abstract

Marsh & McLennan said yesterday that it would pay $78 million to Lawrence J. Lasser, the former chief executive of Putnam Investments, its embattled money management division, to resolve an […]

Published
2004

222. Helping Retired Baby Boomers Manage Income and Expenses

Author

Atlas, Riva D.

Subjects
Company service introduction, Fidelity Investments -- Service introduction, Retirement planning -- Service introduction, Mutual fund industry -- Service introduction
Abstract

Fidelity Investments, the nation's largest manager of 401(k) assets, announced a new service yesterday intended to help individuals handle their money after they retire. 'This will be the largest movement […]

Published
2004

223. A Financing Technique Grows More Popular and Also Raises Concerns

Author

Atlas, Riva D.

Subjects
Company financing, Company investment, Forstmann Little and Co. -- Finance -- Investments -- Ethical aspects, Equity (Finance) -- Investments, Investment companies -- Finance -- Ethical aspects, Investments -- Ethical aspects
Abstract

The type of financing that backfired on Connecticut's pension fund and Forstmann, Little & Company is not just alive, but thriving. Often called private investments in public equity, or Pipes, […]

Published
2004

224. FUND EXECUTIVE ACCEPTS LIFE BAN IN TRADING CASE

Author

Atlas, Riva D.

Subjects
Strong Capital Management Inc. -- Officials and employees -- Discipline, Mutual fund managers -- Discipline, Mutual fund industry -- Officials and employees -- Discipline
Abstract

Richard S. Strong, who helped fuel the extraordinary growth of mutual funds over the last three decades, agreed yesterday to pay $60 million and be banned from the financial industry […]

Published
2004

225. Richard Strong Is Not Expected to Face Criminal Changes

Author

Atlas, Riva D.

Subjects
Company legal issue, Strong Capital Management Inc. -- Officials and employees -- Investigations -- Ethical aspects, Mutual fund industry -- Officials and employees -- Investigations -- Ethical aspects
Abstract

Richard S. Strong will not face criminal charges from the New York attorney general for rapid trades he made in and out of mutual funds, people briefed on the talks […]

Published
2004

226. From Bankrupt to Billions, With Big Investment of Time

Author

Atlas, Riva D.

Subjects
Company legal issue, Telecommunications services industry, Company financing, NextWave Telecom Inc. -- Cases -- Finance, Telecommunications services industry -- Cases -- Finance, Investors -- Beliefs, opinions and attitudes -- Cases, Communications industry -- Cases -- Finance
Abstract

After eight years, Douglas P. Teitelbaum and his partners are scoring a large victory. An investor in troubled companies, Mr. Teitelbaum made a big bet on a bankrupt cellular company, […]

Published
2004

227. S.E.C. Sues Pimco Adviser in Trading Case

Author

Atlas, Riva D.

Subjects
Company legal issue, Pacific Investment Management L.L.C. -- Cases -- Ethical aspects, Canary Capital Partners L.L.C. -- Cases -- Ethical aspects, United States. Securities and Exchange Commission -- Cases -- Ethical aspects, Hedge funds -- Cases -- Ethical aspects, Investment companies -- Cases -- Ethical aspects
Abstract

The Securities and Exchange Commission filed suit yesterday against an adviser to the Pimco stock funds, accusing it of permitting a hedge fund to make billions of dollars worth of […]

Published
2004

228. Possible Deal Seen in the Strong Funds Case

Author

Atlas, Riva D.

Subjects
Company legal issue, Company acquisition/merger, Strong Capital Management Inc. -- Investigations -- Officials and employees -- Mergers, acquisitions and divestments, Mutual fund industry -- Investigations -- Officials and employees -- Mergers, acquisitions and divestments
Abstract

Richard S. Strong is working with regulators to settle an investigation into mutual fund trades he made, paving the way for a sale of his stake in the investment firm […]

Published
2004

229. Janus Agrees to Lower Fees In $225 Million Settlement

Author

Atlas, Riva D.

Subjects
Company legal issue, Company financing, Company pricing policy, Janus Capital Group Inc. -- Prices and rates -- Cases -- Finance, Mutual fund industry -- Prices and rates -- Cases -- Finance
Abstract

The Janus Capital Group said yesterday that it would lower fees on its mutual funds as part of a $225 million settlement with regulators over improper trading in its funds. […]

Published
2004

230. UnitedHealth Agrees to Deal For Oxford

Author

Atlas, Riva D.

Subjects
Company acquisition/merger, Oxford Health Plans Inc. -- Mergers, acquisitions and divestments, UnitedHealth Group Inc. -- Mergers, acquisitions and divestments, Health maintenance organizations -- Mergers, acquisitions and divestments, Health insurance industry -- Mergers, acquisitions and divestments
Abstract

UnitedHealth Group agreed yesterday to acquire Oxford Health Plans for $4.7 billion in stock and cash, giving UnitedHealth, one of the nation's largest health insurers, a greater presence in the […]

Published
2004

231. Janus Is Said to Be Near Agreement With Regulators

Author

Atlas, Riva D.

Subjects
Company legal issue, Janus Capital Group Inc. -- Investigations -- Ethical aspects -- Officials and employees, Mutual fund industry -- Investigations -- Ethical aspects -- Officials and employees
Abstract

Janus Capital Group is in the final stages of negotiations with regulators that could require it to pay more than $200 million to settle an investigation into improper trading in […]

Published
2004

232. Chief Executive of Janus Capital Steps Down

Author

Atlas, Riva D.

Subjects
Company legal issue, Company financing, Janus Capital Group Inc. -- Officials and employees -- Finance -- Investigations, Mutual fund industry -- Officials and employees -- Finance -- Investigations
Abstract

The Janus Capital Group said yesterday that its chief executive, Mark B. Whiston, was resigning and that he would be succeeded by the chairman as the company struggles to stanch […]

Published
2004

233. Janus, Once the Gambler, Is Now the Stakes

Author

Atlas, Riva D.

Subjects
Company securities, Company business management, Janus Capital Group Inc. -- Securities -- Management -- Officials and employees, Mutual fund industry -- Securities -- Management -- Officials and employees
Abstract

JANUS, the mutual fund giant, was famous for betting big on high-tech growth companies during the Internet bubble. But now the fund company itself has become a darling of investors […]

Published
2004

234. Putnam Faces Big Penalties For Improper Fund Trades

Author

Atlas, Riva D.

Subjects
Company legal issue, Company financing, Putnam Investments Inc. -- Ethical aspects -- Finance -- Cases, United States. Securities and Exchange Commission -- Cases -- Ethical aspects, Mutual fund industry -- Ethical aspects -- Finance -- Cases
Abstract

The Securities and Exchange Commission is seeking a payment from Putnam Investments of several hundred million dollars for improper trading in its mutual funds, according to a legal filing Putnam […]

Published
2004

235. For Bank Chief, Buying Big Rival Is Only the First Part of the Deal

Author

Atlas, Riva D.

Subjects
Company acquisition/merger, Banking industry, BankAmerica Corp. -- Mergers, acquisitions and divestments, FleetBoston Financial Corp. -- Mergers, acquisitions and divestments, Bank holding companies -- Mergers, acquisitions and divestments, Banking industry -- Mergers, acquisitions and divestments
Abstract

Kenneth D. Lewis is making the biggest bet of his career. Fresh from settling regulators' complaints about mutual fund trading improprieties, Mr. Lewis, the chief executive of Bank of America, […]

Published
2004

236. Market Timer's Quick Rise and Sharp Fall

Author

Atlas, Riva D.

Subjects
Company legal issue, Market timing -- Cases, After-hours trading (Securities) -- Cases
Abstract

Less than a mile from the Las Vegas strip, Daniel G. Calugar found better odds than at any casino. Working with a couple of relatives and a handful of other […]

Published
2004

237. Equity Firm Founder To Retire

Author

Atlas, Riva D.

Subjects
Company investment, HM Capital Partners L.L.C. -- Officials and employees -- Investments, Investment companies -- Officials and employees
Abstract

Thomas O. Hicks, who has been in the leveraged buyout business for 30 years, said yesterday that he would retire a year from now to focus on his personal investments. […]

Published
2004

238. North Fork to Acquire GreenPoint Financial for $6.3 Billion

Author

Atlas, Riva D.

Subjects
Company acquisition/merger, Banking industry, GreenPoint Financial Corp. -- Mergers, acquisitions and divestments, North Fork Bank (Melville, New York) -- Mergers, acquisitions and divestments, Banking industry -- Mergers, acquisitions and divestments
Abstract

Betting that consumer banking will remain a fast-growing business, even after several years of expansion, the North Fork Bancorporation said yesterday that it had agreed to acquire the GreenPoint Financial […]

Published
2004

239. North Fork Said to Be Near Deal To Buy GreenPoint Financial

Author

Sorkin, Andrew Ross and Atlas, Riva D.

Subjects
Company business management, Company acquisition/merger, Banking industry, North Fork Bancorporation Inc. -- Mergers, acquisitions and divestments -- Management, GreenPoint Financial Corp. -- Mergers, acquisitions and divestments -- Management, Banking industry -- Mergers, acquisitions and divestments -- Management
Abstract

North Fork Bancorporation is in advanced negotiations to buy GreenPoint Financial for about $6.3 billion in stock, creating one of the larger consumer banks serving the five boroughs, executives briefed […]

Published
2004

240. Former Fidelity Executive Chosen as MFS Chairman

Author

Atlas, Riva D.

Subjects
Company legal issue, Financial services industry, Franklin Resources Inc. -- Cases -- Officials and employees, Massachusetts Financial Services Co. -- Officials and employees -- Cases, Financial services industry -- Officials and employees -- Cases
Abstract

Just days after reaching a settlement with regulators over improper trading in its funds, Massachusetts Financial Services yesterday named Robert C. Pozen, the former president of the mutual fund unit […]

Published
2004

241. Does the Expense Ratio Tell the Whole Story?

Author

Atlas, Riva D.

Abstract

WILLIAM H. MILLER III has beaten the Standard & Poor's 500-stock index for the last 13 years. So is his fund, the Legg Mason Value Trust, a good choice for […]

Published
2004

242. Ex-Trader At Bank Is Accused Of Fraud

Author

Atlas, Riva D.

Subjects
Company legal issue, Securities fraud -- Cases -- Investigations, Mutual fund industry -- Cases -- Investigations
Abstract

A former trader at Canadian Imperial Bank of Commerce was charged with larceny and securities fraud yesterday, accused of financing illegal mutual fund trades. The trader, Paul A. Flynn, of […]

Published
2004

243. Grand Jury Said to Look At Fund Case

Author

Atlas, Riva D.

Subjects
Company legal issue, Strong Capital Management Inc. -- Investigations, New York. Department of Law -- Investigations, Mutual fund industry -- Investigations
Abstract

The New York attorney general, Eliot Spitzer, has convened a grand jury to consider evidence against Richard S. Strong, founder of Strong Capital Management, according to people briefed on the […]

Published
2004

244. Canada Bank Is Said to Face Legal Action By Regulators

Author

Atlas, Riva D.

Subjects
Company legal issue, Banking industry, Canadian Imperial Bank of Commerce (Toronto, Ontario) -- Cases, Mutual funds -- Cases, Banking industry -- Cases, Hedge funds -- Cases, After-hours trading (Securities) -- Cases
Abstract

Just weeks after paying a big fine for its financial dealings with the Enron Corporation, the Canadian Imperial Bank of Commerce faces imminent regulatory action for providing more than $1 […]

Published
2004

245. Second Mutual Fund Is Expected to Settle in Trading Inquiry

Author

Atlas, Riva D.

Subjects
Company legal issue, Massachusetts Financial Services Co. -- Cases -- Discipline, United States. Securities and Exchange Commission -- Cases, New York. Department of Law -- Cases, Fraud -- Cases, Mutual fund industry -- Cases -- Discipline, Compromise and settlement -- Cases, New Hampshire -- Cases
Abstract

Massachusetts Financial Services is expected to agree to reduce fees on its mutual funds by more than $100 million over several years as part of a settlement with regulators over […]

Published
2004

246. Strong Credit Card Portfolio Helps Spur Citigroup Profit

Author

Atlas, Riva D.

Subjects
Financial services industry, Company earnings/profit, Citigroup Inc. -- Company sales and earnings, Credit and debit card industry -- Company sales and earnings, Financial services industry -- Company sales and earnings
Abstract

Fourth-quarter profit at Citigroup nearly doubled on the strength of its credit card business and lower litigation costs. The results, released yesterday, included a $242 million after-tax charge for loan […]

Published
2004

247. After the Deal: A Crucial Merger of Styles

Author

Atlas, Riva D.

Subjects
Company business management, Company financing, Company acquisition/merger, Banking industry, Bank One Corp. -- Mergers, acquisitions and divestments -- Finance -- Management, JPMorgan Chase & Co. -- Mergers, acquisitions and divestments, Banking industry -- Mergers, acquisitions and divestments, Acquisitions and mergers -- Finance
Abstract

On paper, the combination of J.P. Morgan Chase and Bank One makes a lot of sense, analysts said yesterday. But in the real world -- the one where egos and […]

Published
2004

248. Deal Expands Gap Between Leaders and Pack

Author

Atlas, Riva D.

Subjects
Company acquisition/merger, Market trend/market analysis, Banking industry, Bank One Corp. -- Mergers, acquisitions and divestments -- Forecasts and trends, JPMorgan Chase & Co. -- Mergers, acquisitions and divestments, Banking industry -- Mergers, acquisitions and divestments -- Industry forecasts -- Forecasts and trends, Competition (Economics) -- Influence -- Forecasts and trends -- Economic aspects, Acquisitions and mergers -- Economic aspects -- Forecasts and trends -- Influence
Abstract

The merger of Bank One and J.P. Morgan Chase will substantially widen the gap between the nation's three largest banks and the rest of the industry, making it virtually impossible […]

Published
2004

249. Trades Backed By Big Banks Draw Interest Of Regulators

Author

Atlas, Riva D.

Abstract

The New York State attorney general and the Securities and Exchange Commission are investigating whether some large banks financed improper mutual fund trades by hedge funds. The financings being investigated, […]

Published
2004

250. S.E.C. Said to Open New Inquiry Into Unit of Bank of America

Author

Atlas, Riva D.

Subjects
Company legal issue, Banc of America Securities L.L.C. -- Investigations, United States. Securities and Exchange Commission -- Investigations, Securities law -- Investigations, Investment banks -- Investigations
Abstract

The Securities and Exchange Commission is investigating whether one or more employees of the investment banking division of Bank of America traded stocks in advance of ratings changes by research […]

Published
2004

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