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Disentanglement learning is crucial for obtaining disentangled representations and controllable generation. Current disentanglement methods face several inherent limitations: difficulty with high-resolution images, primarily focusing on learning disentangled representations, and non-identifiability due to the unsupervised setting. To alleviate these limitations, we design new architectures and loss functions based on StyleGAN (Karras et al., 2019), for semi-supervised high-resolution disentanglement learning. We create two complex high-resolution synthetic datasets for systematic testing. We investigate the impact of limited supervision and find that using only 0.25%~2.5% of labeled data is sufficient for good disentanglement on both synthetic and real datasets. We propose new metrics to quantify generator controllability, and observe there may exist a crucial trade-off between disentangled representation learning and controllable generation. We also consider semantic fine-grained image editing to achieve better generalization to unseen images., Comment: ICML 2020, 21 pages. Project page: https://sites.google.com/nvidia.com/semi-stylegan

Algorithmic trading systems are often completely automated, and deep learning is increasingly receiving attention in this domain. Nonetheless, little is known about the robustness properties of these models. We study valuation models for algorithmic trading from the perspective of adversarial machine learning. We introduce new attacks specific to this domain with size constraints that minimize attack costs. We further discuss how these attacks can be used as an analysis tool to study and evaluate the robustness properties of financial models. Finally, we investigate the feasibility of realistic adversarial attacks in which an adversarial trader fools automated trading systems into making inaccurate predictions., Comment: ACM International Conference on AI in Finance (ICAIF) 2021

Artificial neural networks have been successfully incorporated into variational Monte Carlo method (VMC) to study quantum many-body systems. However, there have been few systematic studies of exploring quantum many-body physics using deep neural networks (DNNs), despite of the tremendous success enjoyed by DNNs in many other areas in recent years. One main challenge of implementing DNN in VMC is the inefficiency of optimizing such networks with large number of parameters. We introduce an importance sampling gradient optimization (ISGO) algorithm, which significantly improves the computational speed of training DNN in VMC. We design an efficient convolutional DNN architecture to compute the ground state of a one-dimensional (1D) SU($N$) spin chain. Our numerical results of the ground-state energies with up to 16 layers of DNN show excellent agreement with the Bethe-Ansatz exact solution. Furthermore, we also calculate the loop correlation function using the wave function obtained. Our work demonstrates the feasibility and advantages of applying DNNs to numerical quantum many-body calculations., Comment: 8 pages, 7 figures

We investigate the internal representations that a recurrent neural network (RNN) uses while learning to recognize a regular formal language. Specifically, we train a RNN on positive and negative examples from a regular language, and ask if there is a simple decoding function that maps states of this RNN to states of the minimal deterministic finite automaton (MDFA) for the language. Our experiments show that such a decoding function indeed exists, and that it maps states of the RNN not to MDFA states, but to states of an {\em abstraction} obtained by clustering small sets of MDFA states into "superstates". A qualitative analysis reveals that the abstraction often has a simple interpretation. Overall, the results suggest a strong structural relationship between internal representations used by RNNs and finite automata, and explain the well-known ability of RNNs to recognize formal grammatical structure., Comment: 15 Pages, 13 Figures, Accepted to ICLR 2019

Inspired by the success of Convolutional Neural Networks (CNNs) for supervised prediction in images, we design the Deconvolutional Generative Model (DGM), a new probabilistic generative model whose inference calculations correspond to those in a given CNN architecture. The DGM uses a CNN to design the prior distribution in the probabilistic model. Furthermore, the DGM generates images from coarse to finer scales. It introduces a small set of latent variables at each scale, and enforces dependencies among all the latent variables via a conjugate prior distribution. This conjugate prior yields a new regularizer based on paths rendered in the generative model for training CNNs-the Rendering Path Normalization (RPN). We demonstrate that this regularizer improves generalization, both in theory and in practice. In addition, likelihood estimation in the DGM yields training losses for CNNs, and inspired by this, we design a new loss termed as the Max-Min cross entropy which outperforms the traditional cross-entropy loss for object classification. The Max-Min cross entropy suggests a new deep network architecture, namely the Max-Min network, which can learn from less labeled data while maintaining good prediction performance. Our experiments demonstrate that the DGM with the RPN and the Max-Min architecture exceeds or matches the-state-of-art on benchmarks including SVHN, CIFAR10, and CIFAR100 for semi-supervised and supervised learning tasks., Comment: Keywords: neural nets, generative models, semi-supervised learning, cross-entropy, statistical guarantees 80 pages, 7 figures, 8 tables

Generative adversarial networks (GANs) are notoriously difficult to train and the reasons underlying their (non-)convergence behaviors are still not completely understood. By first considering a simple yet representative GAN example, we mathematically analyze its local convergence behavior in a non-asymptotic way. Furthermore, the analysis is extended to general GANs under certain assumptions. We find that in order to ensure a good convergence rate, two factors of the Jacobian in the GAN training dynamics should be simultaneously avoided, which are (i) the Phase Factor, i.e., the Jacobian has complex eigenvalues with a large imaginary-to-real ratio, and (ii) the Conditioning Factor, i.e., the Jacobian is ill-conditioned. Previous methods of regularizing the Jacobian can only alleviate one of these two factors, while making the other more severe. Thus we propose a new JAcobian REgularization (JARE) for GANs, which simultaneously addresses both factors by construction. Finally, we conduct experiments that confirm our theoretical analysis and demonstrate the advantages of JARE over previous methods in stabilizing GANs., Comment: UAI 2019

Backpropagation-based visualizations have been proposed to interpret convolutional neural networks (CNNs), however a theory is missing to justify their behaviors: Guided backpropagation (GBP) and deconvolutional network (DeconvNet) generate more human-interpretable but less class-sensitive visualizations than saliency map. Motivated by this, we develop a theoretical explanation revealing that GBP and DeconvNet are essentially doing (partial) image recovery which is unrelated to the network decisions. Specifically, our analysis shows that the backward ReLU introduced by GBP and DeconvNet, and the local connections in CNNs are the two main causes of compelling visualizations. Extensive experiments are provided that support the theoretical analysis., Comment: 21 pages, ICML 2018 (We revised the proofs of Theorem 1 and 2 in Appendix)

Good temporal representations are crucial for video understanding, and the state-of-the-art video recognition framework is based on two-stream networks. In such framework, besides the regular ConvNets responsible for RGB frame inputs, a second network is introduced to handle the temporal representation, usually the optical flow (OF). However, OF or other task-oriented flow is computationally costly, and is thus typically pre-computed. Critically, this prevents the two-stream approach from being applied to reinforcement learning (RL) applications such as video game playing, where the next state depends on current state and action choices. Inspired by the early vision systems of mammals and insects, we propose a fast event-driven representation (EDR) that models several major properties of early retinal circuits: (1) logarithmic input response, (2) multi-timescale temporal smoothing to filter noise, and (3) bipolar (ON/OFF) pathways for primitive event detection[12]. Trading off the directional information for fast speed (> 9000 fps), EDR en-ables fast real-time inference/learning in video applications that require interaction between an agent and the world such as game-playing, virtual robotics, and domain adaptation. In this vein, we use EDR to demonstrate performance improvements over state-of-the-art reinforcement learning algorithms for Atari games, something that has not been possible with pre-computed OF. Moreover, with UCF-101 video action recognition experiments, we show that EDR performs near state-of-the-art in accuracy while achieving a 1,500x speedup in input representation processing, as compared to optical flow.

In this work, we derive a generic overcomplete frame thresholding scheme based on risk minimization. Overcomplete frames being favored for analysis tasks such as classification, regression or anomaly detection, we provide a way to leverage those optimal representations in real-world applications through the use of thresholding. We validate the method on a large scale bird activity detection task via the scattering network architecture performed by means of continuous wavelets, known for being an adequate dictionary in audio environments.