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Root zone soil moisture (RZSM) is critical for water resource management, drought monitoring and sub-seasonal flood climate prediction. While RZSM is not directly observable from space, several RZSM products are available and widely used at global and continental scales. This study conducts a comprehensive and quantitative evaluation of eight RZSM products using observations from 58 in situ soil moisture stations over the Huai River basin (HRB) in China. Attention is drawn to the potential factors that contribute to the uncertainties of model-based RZSM, including the errors in atmospheric forcing, vegetation parameterizations, soil properties and spatial scale mismatch. The results show that the Global Land Data Assimilation System Catchment Land Surface Model (GLDAS_CLSM) outperforms the other RZSM products with the highest correlation coefficient (R= 0.69) and the lowest unbiased root mean square error (ubRMSE = 0.018 m 3 m -3), while SMOS Level 4 (L4) RZSM shows the worst performance among eight RZSM products. The RZSM products based on land surface models generally perform better in the wet season than in the dry season due to the enhanced ability to capture of the temporal dynamics of in situ observations in the wet season and the inertia of remaining high soil moisture values even in the dry season, while the SMOS L4 RZSM product, derived from SMOS L3 surface moisture (SSM) combined with an exponential filter method, performs better in the dry season due to the attenuated ground microwave radiation signal caused by the increased water vapour absorption and scattering in the wet season. The underestimated SMOS L3 SSM triggers the underestimation of RZSM in SMOS L4. The overestimated RZSM products based on land surface models could be associated with the overestimated precipitation amounts and frequency, the underestimated air temperature, and the underestimated ratio of transpiration to the total terrestrial evapotranspiration. In addition, the biased soil properties and flawed vegetation parameterizations affect the hydrothermal transport processes represented in different land surface models (LSMs) and lead to inaccurate soil moisture simulation. The scale mismatch between point and footprint also introduces representative errors. The comparison of frequency of normalized soil moisture between RZSM products and in situ observations indicates that the LSMs should focus on reducing the frequency of wet soil moisture, increasing the frequency of dry soil moisture and the ability to capture the frequency peak of soil moisture. The study provides some insights into how to improve the ability of land surface models to simulate the land surface states and fluxes by taking into account the issues mentioned above. Finally, these results can be extrapolated to other regions located in similar climate zones, as they share similar precipitation patterns that dominate the terrestrial water cycle. [ABSTRACT FROM AUTHOR]

Root zone soil moisture (RZSM) is critical for water resource management, drought monitoring and sub-seasonal flood climate prediction. RZSM is not directly observable from space, but several RZSM products are available and widely used at global and continental scales. This paper presents a comprehensive quantitative evaluation of eight RZSM products over the Huai River Basin (HRB) in China. A direct validation is performed using observations from 58 in situ soil moisture stations from 1 April 2015 to 31 March 2020. Attention is drawn to the potential factors that increase the uncertainties of model-based RZSM, such as errors in atmospheric forcing (precipitation, air temperature), soil properties, and spatial scale mismatch. The results show that the Global Land Data Assimilation System Catchment Land Surface Model (GLDAS_CLSM) performs best among all RZSM products with the highest correlation coefficient (R) and the lowest unbiased root mean square error (ubRMSE): 0.69 and 0.018 m3 m−3, respectively. All RZSM products tend to overestimate in situ soil moisture values, except for the Soil Moisture and Ocean Salinity (SMOS) L4 product, which underestimates RZSM. The underestimation of Surface Soil Moisture (SSM) in SMOS L3, caused by underestimated physical surface temperature and overestimated ERA interim soil moisture, triggers the underestimation of RZSM in SMOS L4. The overestimation of RZSM by the other products can be explained by the overestimation of precipitation, the frequency of precipitation events (drizzle effects) and the underestimation of air temperature. In addition, the overestimation of soil clay content and the underestimation of soil sand content in different LSMs lead to higher soil moisture values. The intercomparison of the eight RZSM products shows that MERRA-2 and SMAP L4 RZSM have the highest correlation, which can be attributed to the fact that both products use the catchment land surface model and the atmospheric forcing provided by the Goddard Earth Observing System Model, version 5 (GEOS-5), although the versions differ slightly. [ABSTRACT FROM AUTHOR]

Root zone soil moisture (RZSM) is a vital variable for agricultural production, water resource management and runoff prediction. Satellites provide large-scale and long-term near-surface soil moisture retrievals, which can be used to estimate RZSM through various methods. In this study, we tested the utility of an exponential filter (ExpF) using in situ soil moisture by optimizing the optimal characteristic time length T_opt for different soil depths. Furthermore, the parameter analysis showed that T_opt correlated negatively with precipitation and had no significant correlation with selected soil properties. Two approaches were taken to obtain T_opt: (1) optimization of the Nash–Sutcliffe efficiency coefficient (NSE); (2) calculation based on annual average precipitation. The precipitation-based T_pre outperformed the station-specific T_opt and stations-averaged T_opt. To apply the ExpF on grid scale, the precipitation-based T_pre considering spatial variability was adopted in the ExpF to obtain RZSM from a new soil moisture dataset RF_SMAP_L3_P (Random Forest Soil Moisture Active Passive_L3_Passive) continuous in time and space over Huai River Basin. Finally, the performance of RF_SMAP_L3_P RZSM (0–100 cm) was evaluated using in situ measurements and compared with mainstream products, for instance, Soil Moisture Active Passive (SMAP) and Soil Moisture and Ocean Salinity Level 4 (SMOS L4) RZSM. The results indicated that RF_SMAP_L3_P RZSM could captured the temporal variation of measured RZSM best with R value of 0.586, followed by SMAP L4, which had the lowest bias value of 0.03, and SMOS L4 significantly underestimated the measured RZSM with bias value of −0.048 in the basin. Higher accuracy of RF_SMAP_L3_P RZSM was found in the flood period compared with the non-flood period, which indicates a better application for ExpF in wetter weather conditions. [ABSTRACT FROM AUTHOR]

In recent years, flash floods have become increasingly serious. Improving the runoff simulation and forecasting ability of hydrological models is urgent. Therefore, data assimilation (DA) methods have become an important tool. Many studies have shown that the assimilation of remotely sensed soil moisture (SM) data could help improve the simulation and forecasting capability of hydrological models. Still, very few studies have attempted to assimilate SM data from land surface process models into hydrological models to improve model simulation and forecasting accuracy. Therefore, in this study, we used the ensemble Kalman filter (EnKF) to assimilate the China Land Data Assimilation System (CLDAS) SM product into the MISDc model. We also corrected the CLDAS SM and assimilated the corrected SM data into the hydrological model. In addition, the effects of the 5th and 95th percentiles of flow were evaluated to see how SM DA affected low and high flows, respectively. Additionally, we tried to find an appropriate size for the number of ensemble members of the EnKF for this study. The results showed that the EnKF SM DA improved the runoff simulation ability of the hydrological model, especially for the high flows of the model; however, the simulation for the low flows deteriorated. In general, SM DA positively affected the ability of the MISDc model runoff simulation. [ABSTRACT FROM AUTHOR]

Agricultural drought threatens global water security, food security, and natural ecosystems. Accurate identification of agricultural drought is a crucial task to mitigate its consequences. However, it is challenging to achieve reliable and accurate regional agricultural drought assessment in both wet and dry climates at the same time. Therefore, the objective of this study is to identify a reliable and accurate agricultural drought index that performs well in both dry and wet climates. Drought indices such as the Standardized Precipitation Index (SPI), the Vegetation Condition Index (VCI), the Soil Moisture Anomaly index (SMA), and the Drought Severity Index (DSI) were calculated and compared against in situ drought information devised by official sources in China. The results showed that: (1) DSI based on the Global Land Data Assimilation System (GLDAS) products performed the best in identifying agricultural drought in both dry and wet climate regions of China. (2) Agricultural regions such as Northern arid and semiarid regions, Northeast China Plain, Huang-Huai-Hai Plain, and Loess Plateau, experienced moderate and severe agricultural droughts with a frequency of 20%. (3) The frequency of agricultural droughts observed in Northern arid and semi-arid regions and Northeast China Plain has slowed significantly over the last two decades with a significance level of 0.01. On the other hand, the number of agricultural droughts has increased in Yunnan-Guizhou Plateau since 2002. [Display omitted] • The accuracy of the five drought indices was explored. • The drought results were validated with in situ data from official sources. • Drought Severity Index based on GLDAS has better performance in China. • The agricultural drought in the north moderated and the south aggravated in China. [ABSTRACT FROM AUTHOR]

There can be marked variations in soil hydraulic properties in a soil vertical profile from the soil surface to the base of the root zone. Many existing two-layer soil moisture ( TLSM) models cannot well describe typical stratified soil profiles. A modified TLSM model is presented in this study. The modified model results and those from two existing models are compared with field observations. The modified TLSM model had the best agreement with the field observations. In both the surface layer and the root zone layer, the root mean square errors of soil moisture estimated by the modified model were smaller than those for the other models. The parameters in the modified TLSM model are relatively easy to determine. The modified TLSM model offers clear advantages over current TLSM models. [ABSTRACT FROM AUTHOR]

When hydrology model parameters are determined, a traditional data assimilation method (such as Kalman filter) and a hydrology model can estimate the root zone soil water with uncertain state variables (such as initial soil water content). The simulated result can be quite good. However, when a key soil hydraulic property, such as the saturated hydraulic conductivity, is overestimated or underestimated, the traditional soil water assimilation process will produce a persistent bias in its predictions. In this paper, we present and demonstrate a new multi-scale assimilation method by combining the direct insertion assimilation method, particle swarm optimisation (PSO) algorithm and Richards equation. We study the possibility of estimating root zone soil water with a multi-scale assimilation method by using observed in situ data from the Wudaogou experiment station, Huaihe River Basin, China. The results indicate there is a persistent bias between simulated and observed values when the direct insertion assimilation surface soil water content is used to estimate root zone soil water contents. Using a multi-scale assimilation method (PSO algorithm and direct insertion assimilation) and an assumed bottom boundary condition, the results show some obvious improvement, but the root mean square error is still relatively large. When the bottom boundary condition is similar to the actual situation, the multi-scale assimilation method can well represent the root zone soil water content. The results indicate that the method is useful in estimating root zone soil water when available soil water data are limited to the surface layer and the initial soil water content even when the soil hydraulic conductivities are uncertain. Copyright © 2011 John Wiley & Sons, Ltd. [ABSTRACT FROM AUTHOR]

The article presents a study which investigates the impact of biological soil crusts (BSCs) formation and revegetation programme on soil hydrological processes in the Shapotou region in China. It states that HYDRUS-ID model simulations and field measurements were used to examine the impact. It mentions that the study found that BSCs formation changes the patterns of soil water storage and increases its moisture content. Moreover, the changes are evident in plant community succession.

Abstract: In the hilly regions of China, developing sustainable agriculture requires implementing conservation management practices that prevent soil erosion and conserve soil and water resources. In the semiarid northwest Loess Plateau, the primary conservation management practice is terracing. Numerical simulation of soil water dynamics in terraces is potentially an efficient means of investigating the effects of terrace design on moisture retention, but little information is available on the accuracy of such simulations. In this work, we evaluated the accuracy of HYDRUS-2D simulations of water infiltration and redistribution in fallow, level, dryland terraces located in the Loess Plateau. The simulated soil water content distributions were in good agreement with experimental data. Modeling analyses showed that about one-third of the evaporative water losses occurred from the terrace riser surface. To prevent such losses, it is advisable to mulch the riser and minimize the riser surface area. The simulations also demonstrated that with other dimensions equal, wide terraces retain more water on a percentage basis than narrow ones due to a lower evaporating surface area are per unit volume of water storage. With other design considerations being equal, wide beds and minimal riser surface areas will likely enhance water capture and retention. Future analyses of terrace moisture dynamics may additionally include simulations of root water uptake, surface ponding, and runoff. [Copyright &y& Elsevier]

Abstract: With well-determined hydraulic parameters in a hydrologic model, a traditional data assimilation method (such as the Kalman filter and its extensions) can be used to retrieve root zone soil moisture under uncertain initial state variables (e.g., initial soil moisture content) and good simulated results can be achieved. However, when the key soil hydraulic parameters are incorrect, the error is non-Gaussian, as the Kalman filter will produce a persistent bias in its predictions. In this paper, we propose a method coupling optimal parameters and extended Kalman filter data assimilation (OP-EKF) by combining optimal parameter estimation, the extended Kalman filter (EKF) assimilation method, a particle swarm optimization (PSO) algorithm, and Richards’ equation. We examine the accuracy of estimating root zone soil moisture through the optimal parameters and extended Kalman filter data assimilation method by using observed in situ data at the Meiling experimental station, China. Results indicate that merely using EKF for assimilating surface soil moisture content to obtain soil moisture content in the root zone will produce a persistent bias between simulated and observed values. Using the OP-EKF assimilation method, estimates were clearly improved. If the soil profile is heterogeneous, soil moisture retrieval is accurate in the 0–50cm soil profile and is inaccurate at 100cm depth. Results indicate that the method is useful for retrieving root zone soil moisture over large areas and long timescales even when available soil moisture data are limited to the surface layer, and soil moisture content are uncertain and soil hydraulic parameters are incorrect. [Copyright &y& Elsevier]

Sub-seasonal drought forecasting is crucial for early warning in estimating agricultural production and optimizing irrigation management, as forecasting skills are relatively weak during this period. Soil moisture exhibits stronger persistence compared to other climate system quantities, which makes it especially influential in shaping land-atmosphere feedback, thus supplying a unique insight into drought forecasting. Relying on the soil moisture memory, this study investigates the combination of multiple deep-learning modules for sub-seasonal drought indices hindcast in the Huai River basin of China, using long-term ERA5-Land soil moisture records with a noise-assisted data analysis tool. The inter-compared deep-learning models include a hybrid model and a committee machine framework. The results show that the performance of the committee machine framework can be improved with the help of series decomposition and the forecasting skill is not impaired with the lead time increases. Overall, this study highlights the potential of combining deep-learning models with soil moisture memory analysis to improve sub-seasonal drought forecasting. • The soil moisture anomaly index has reliable predictability at a sub-seasonal scale. • The noise-assisted tool enhances the forecasting skill of the committee models. • The committee model shows stable positive skills at all lead times. [ABSTRACT FROM AUTHOR]

Two basic properties of soil moisture, namely water content and its phase status (freeze/thaw, referred to as F/T), strongly influence the pattern and efficiency of water and heat exchanges at the land-atmosphere interface. Therefore, accurate soil moisture and F/T retrievals are crucial to explore the impact of soil moisture and temperature on multi-sphere interactions, especially in the permafrost region of the third pole (Tibetan Plateau, TP), which is highly sensitive to climate changes. However, given the difficulty of installing and maintaining ground stations in harsh environments, dense ground networks are scarce over the TP with an average altitude of 4000 m. In this study, we reported a new soil moisture and temperature wireless sensor network consisting of 10 stations, which were established over the permafrost in the WuDaoLiang region (referred to as SMN-WDL) of the TP in 2019. In situ measurements from the SMN-WDL were used to simultaneously assess satellite-based surface soil moisture (SSM) and F/T products. The reliability of categorical triple collocation (CTC) method was investigated by comparing CTC-derived and ground-based relative performance rankings. The results reveal that the low-frequency (L-band) passive microwave SSM and F/T products outperformed both high-frequency (C/X/Ka-bands) passive and active microwave products, especially SMAP (Soil Moisture Active Passive) SSM and F/T products displayed the best statistical metrics to SMN-WDL ground-based measurements. The existing satellite F/T products had varying degrees of earlier freezing in autumn and later thawing in spring (mainly in ASCAT F/T) within SMN-WDL, which resulted in unsatisfactory thaw accuracy (< 85% in most cases) and overall accuracy (33.16% to 94.92%). In SMN-WDL, using existing F/T products as a masking criterion to filter out frozen soil for SSM validation studies would incorrectly mask out too many data samples and, lead to a decrease of the performance of SSM products. The overestimation of F/T thresholds may be one of the main reasons for the above misclassification of satellite F/T products. Compared to existing F/T products, the overall accuracy of threshold-optimal F/T retrievals can be increased by >10% during nighttime after optimizing thresholds based on ground-based measurements. CTC can provide consistent performance ranking with ground-based results in most cases, but the risk of CTC performing incorrect rankings was higher within the triplet where two products strongly covariate or one of the products has a significant error. This study is the first to use dense ground-based measurements in the permafrost region (SMN-WDL) to characterize the errors of four satellite SSM and F/T products. These results are expected to provide a reference with smaller representativeness errors for the further refinement of satellite retrievals in the permafrost region of the third pole. • First use of a new TP permafrost network for validation of SM and F/T products. • L-band SM and F/T products outperform C/X/Ka-band products in SMN-WDL. • Overestimated threshold led to false thaw soil alarms in two networks over TP. • The reliability of categorical triple collocation regarding ground data is explored. • Provide analysis with less representative error to refine satellite data in SMN-WDL. [ABSTRACT FROM AUTHOR]

A new soil moisture and soil temperature wireless sensor network (the SMN-SDR) consisting of 34 sites was established within the Shandian River Basin in 2018, located in a semi-arid area of northern China. In this study, in situ measurements of the SMN-SDR were used to evaluate 24 different soil moisture datasets grouped according to three categories: (1) single-sensor satellite-based products, (2) multi-sensor merged products, and (3) model-based products. Triple collocation analysis (TCA) was applied to all possible triplets to verify the reliability and robustness of the results. Impacts of different factors on the accuracy of soil moisture products were also investigated, including local acquisition time, physical surface temperature, and vegetation optical depth (VOD). The results reveal that the latest Climate Change Initiative (CCI) -combined product (v06.1, merging extra low-frequency passive microwave data) had the best agreement with in situ measurements from the SMN-SDR, with the lowest ubRMSE (< 0.04 m3/m3) and highest R (> 0.6). Among all single-sensor retrieved soil moisture products, the Soil Moisture Active Passive (SMAP) products performed best in terms of R (> 0.6) and ubRMSE (close to 0.04 m3/m3), with the SMAP-MDCA (Modified Dual Channel Algorithm) being slightly better than the baseline SCA-V (Single Channel Algorithm-Vertical polarization). Importantly, the newly developed SMAP-IB product, which does not use auxiliary data, delivered the best bias statistics and higher VOD values compared with the drier SMAP retrievals, suggesting that the low VOD values (underestimated vegetation effects) may be the major factor causing the dry bias of SMAP products in this study area. It was also found that TCA may systematically overestimate the correlation and underestimate the ubRMSE of soil moisture products as compared with ground-based metrics. TCA-based metrics may vary considerably when using different triplets, due to the TCA assumptions being violated even with the most conservative triplets (in this case an active product, a passive product, and a model-based product). Redundant TCA-based metrics from multiple independent triplets could be averaged to increase the accuracy of final TCA estimates. This study is the first to use in situ measurements from the SMN-SDR to conduct a comprehensive evaluation of commonly used, multi-source soil moisture products. These results are expected to further promote the improvement of satellite- and model-based soil moisture products. • First use of a new ground network to assess different soil moisture products. • There is an obvious deviation between TCA- and ground-based metrics. • SMAP-MDCA retrieval is more accurate than SCA-V in SMN-SDR. • Underestimation of the vegetation effect is the main factor of SMAP underestimation in SMN-SDR. • First evaluation of the newly developed SMAP-IB product. [ABSTRACT FROM AUTHOR]

Summary: Hybrid data assimilation (DA) is greatly used in recent hydrology and water resources research. In this study, one newly introduced technique, the ensemble particle filter (EnPF), formed by coupling ensemble Kalman filter (EnKF) with particle filter (PF), is applied for a multi-layer soil moisture prediction in the Meilin watershed based on the support vector machines (SVMs). The data used in this paper includes six-layer soil moisture: 0–5cm, 30cm, 50cm, 100cm, 200cm and 300cm and five meteorological parameters: soil temperature at 5cm and 20cm, air temperature, relative humidity and solar radiation in the study area. In order to investigate this EnPF approach, another two filters, EnKF and PF are applied as another two data assimilation methods to conduct a comparison. In addition, the SVM model simulated data without updating with data assimilation technique is discussed as well to evaluate the data assimilation technique. Two experimental cases are explored here, one with 200 initial training ensemble members in the SVM training phase while the other with 1000 initial training ensemble members. Three main findings are obtained in this study: (1) the SVMs machine is a statistically sound and robust model for soil moisture prediction in both the surface and root zone layers, and the larger the initial training data ensemble, the more effective the operator derived; (2) data assimilation technique does improve the performance of SVM modeling; (3) EnPF outweighs the performance of other two filters as well as the SVM model; Moreover, the ability of EnPF and PF is not positively related to the resampling ensemble size, when the resampling size exceeds a certain amount, the performance of EnPF and PF would be degraded. Because the EnPF still performs well than EnKF, it can be used as a powerful data assimilation tool in the soil moisture prediction. [Copyright &y& Elsevier]

• A novel method to obtain a reliable gridded surface soil moisture dataset. • The spatially continuous evaluation of satellite-based soil moisture products. • Strong spatial heterogeneity and small seasonal differences between SMOS and SMAP. Soil moisture often governs the exchange of water between the land surface and the atmosphere and, as a result, has a profound effect on the global water and energy cycles. With the launch of the two new L-band satellite missions tasked with retrieving surface soil moisture (i.e., Soil Moisture and Ocean Salinity (SMOS) and Soil Moisture Active/Passive (SMAP) missions), new possibilities exist for quasi-global soil moisture monitoring. Here, new soil moisture estimates (CLDAS-BPNN), generated by fusing a land surface model soil moisture product (CLDAS) using in-situ observations via a Back Propagation Neural Network (BPNN) method, are used to evaluate four satellite-derived soil moisture products (SMOS-L3, SMOS-IC, SMAP_L3_SM_P, and SMAP_L3_SM_P_E) over the highly irrigated Huai River Basin in China. Results indicate that the post-processing of CLDAS (to generate CLDAS-BPNN) reduces soil moisture errors (particularly bias) and preserves temporal correlations with in-situ observations. Due to extensive irrigation present in the basin, CLDAS-BPNN soil moisture time series have weak seasonal differences and the spatial distribution of their means does not reflect known precipitation patterns. Based on the validation of SMOS and SMAP soil moisture retrievals against CLDAS-BPNN, several key findings can be obtained. First, SMAP retrievals are recommended for locations possessing both valid SMOS and SMAP retrievals. However, SMOS provides generally better spatial support than SMAP. Second, the four satellite retrievals present no significant seasonal variation in time-varying errors, and larger soil moisture underestimation is observed in winter than in summer. Finally, all four satellite products exhibit degraded accuracy in mountainous and forested areas of the Huai River Basin relative to flatter terrain in the Huaibei plain. [ABSTRACT FROM AUTHOR]