All precursor mRNAs transcribed by RNA polymerase II have a 5′ cap (m7G[5′]ppp[5′]N) added cotranscriptionally (63, 68) by enzymes associated with RNA polymerase II (8, 45). The 5′ cap protects pre-mRNA from 5′ exoribonucleases (17, 20, 70) and has been shown to have an important role in mRNA translation (62, 69). The cap also has roles in pre-mRNA processing; it is implicated in both polyadenylation and export from the nucleus, even if it is not essential for these processes (12, 15, 21, 28, 43, 51, 77, 78), and it has an important role in splicing. A role for the 5′ cap structure in pre-mRNA splicing was shown by early studies in extracts. In HeLa whole-cell extracts, substrate pre-mRNA was spliced efficiently only when capped (32), and splicing reactions could be inhibited by adding low levels of m7GpppG or m7GTP cap analogues to the extract. In HeLa nuclear extracts, splicing was reduced, but only by one-third, in the absence of a cap (37, 52). Subsequent work showed that cap dependence was enhanced if nuclear extracts were preincubated in the presence of magnesium before the splicing reaction (13). The splicing of introns other than the cap-proximal intron is not affected much by the 5′ cap (25, 55) because of the presence of a polypyrimidine tract in an upstream intron (42). This is consistent with the suggestion that the cap functions in a manner analogous to that of an upstream polypyrimidine tract in the definition of the adjacent exon (1, 23, 24, 42, 58). The effects of the cap on pre-mRNA processing and export are mediated by a cap-binding complex (CBC). In mammals, this comprises two proteins of 80 and 20 kDa (26, 30, 54). Immunodepletion of the CBC led to a loss of spliceosome assembly (26), including the loss of most U1 snRNP base pairing with the 5′ splice site (42). In Saccharomyces cerevisiae, loss of either capping enzyme activity or a CBC component affected splicing efficiency in vivo (9, 16, 66); in vitro, depletion of CBC reduced commitment complex formation and splicing (9, 41), but the absence of a 5′ cap on the pre-mRNA did not affect the efficiency of splicing (9, 66). The finding that the CBC was required for efficient interactions of U1 snRNA with the 5′ splice site seemed to be inconsistent with other evidence. Not only are there reports that uncapped RNA can be spliced, but in some cases uncapped RNA has been used intentionally to detect complexes at 5′ splice sites (52, 53, 61). Furthermore, there are numerous reports of unaided interactions between pure U1 snRNPs and 5′ splice sites (5, 22, 27, 31, 49, 60, 75). These findings could be reconciled if the cap-CBC interaction was not required constitutively but only at specific sites where U1 snRNP binding is hindered by, for example, weak 5′ splice sites or sequestration of sites by proteins or RNA secondary structure. If this is true, then the exact mechanism of the cap effect on U1 snRNP binding would be expected to affect the selection of alternative 5′ splice sites in a 5′ exon. Thus, if binding of U1 snRNPs was enhanced by the cap, and the cap-proximal site was favored, then splicing would favor that site. If the cap enhanced binding at all sites, then weak sites would behave like strong sites and the presence of the cap would lead to a shift in splicing preferences towards the cap-distal (downstream) site, according to the model described in reference 14. If the cap enhanced binding only at specific sequestered sites, then the presence of the cap would lead to a shift towards those sites at the expense of the site favored in the absence of the cap. These schemes all suggest that the presence of the cap or the concentration of cap-binding proteins may have important effects on 5′ splice site selection. Previous studies have shown that the cap cannot just promote cap-proximal U1 snRNP binding with alternative strong 5′ splice sites, because initial U1 snRNP binding did not appear to depend on the proximity of the sites to the cap and the cap-distal site was spliced (14, 50), but discriminatory effects of the cap cannot be discounted for weaker sites, where the initial binding of U1 snRNPs is less well characterized (5, 74) and the cap-proximal site is sometimes preferred (57). The uncertainties about the generality of the cap requirement for U1 snRNP binding have such important implications for splice site selection that we sought to determine whether the cap is required for binding and splicing at all alternative splice sites, including strong consensus splice sites. We investigated U1 snRNP binding to alternative 5′ splice sites on pre-mRNA capped with m7GpppG or ApppG. Splicing at all the sites was cap dependent. These experiments revealed that there were two kinetic modes for U1 snRNP binding, a rapid binding mode that depended on the 5′ cap and a slower mode that was seen in the absence of the correct cap or at sites that were not used for splicing. The cap itself did not appear to determine which site was bound rapidly and spliced. Strikingly, the m7GpppG cap was required for efficient interactions of U6 snRNA at active 5′ splice sites.