Search

Countrywide winter and summer Sentinel-1 (S1) backscatter data, cloud-free summer Sentinel-2 (S2) images, an Airborne Laser Scanning (ALS)-based Digital Terrain Model (DTM) and a forest mask were used to model and subsequently map Dominant Leaf Type (DLT) with the thematic classes broadleaved and coniferous trees for the whole of Switzerland. A novel workflow was developed that is robust, cost-efficient and highly automated using reference data from aerial image interpretation. Two machine learning approaches based on Random Forest (RF) and deep learning (UNET) for the whole country with three sets of predictor variables were applied. 24 subareas based on aspect and slope categories were applied to explore effects of the complex mountainous topography on model performances. The reference data split into training, validation and test data sets was spatially stratified using a 25 km regular grid. Model accuracies of both RF and UNET were generally highest with Kappa (K) around 0.95 when predictors were included from both S1/S2 and the topographic variables aspect, elevation and slope from the DTM. While only slightly lower accuracies were obtained when using S2 and DTM data, lowest accuracies were obtained when only predictors from S1 and DTM were included, with RF performing worse than UNET. While on countrywide level RF and UNET performed overall similarly, substantial differences in model performances, i.e. higher variances and lower accuracies, were found in subareas with northwest to northeast orientations. The combined use of S1/S2 and DTM predictors mitigated these problems related to topography and shadows and was therefore superior to the single use of S1 and DTM or S2 and DTM data. The comparison with independent National Forest Inventory (NFI) plot data demonstrated precisions of K around 0.6 in the predictions of DLT and indicated a trend of increasing deviations in mixed forests. A comparison with the Copernicus High Resolution Layer (HRL) DLT 2018 revealed overall higher map accuracies with the exception of pure broadleaved forest. Although, spatial patterns of DTL were overall similar, UNET performed better than RF in areas with a distinct DLT on forest stand level, with the largest differences occurring when only S1 and DTM data was used. In contrast, predictions obtained from RF were more accurate in mixed stands. This study goes beyond the case study level and meets the requirements of countrywide data sets, in particular regarding repeatability, updating, costs and characteristics of training data sets. The 10 m countrywide DLT maps add complementary and spatially explicit information to the existing NFI estimates and are thus highly relevant for forestry practice and other related fields.

Tree-related microhabitats (TreMs) play an important role in maintaining forest biodiversity and have recently received more attention in ecosystem conservation, forest management and research. However, TreMs have until now only been assessed by experts during field surveys, which are time-consuming and difficult to reproduce. In this study, we evaluate the potential of close-range terrestrial laser scanning (TLS) for semi-automated identification of different TreMs (bark, bark pockets, cavities, fungi, ivy and mosses) in dense TLS point clouds using machine learning algorithms, including deep learning. To classify the TreMs, we applied: (1) the Random Forest (RF) classifier, incorporating frequently used local geometric features and two additional self-developed orientation features, and (2) a deep Convolutional Neural Network (CNN) trained using rasterized multiview orthographic projections (MVOPs) containing top view, front view and side view of the point’s local 3D neighborhood. The results confirmed that using local geometric features is beneficial for identifying the six groups of TreMs in dense tree-stem point clouds, but the rasterized MVOPs are even more suitable. Whereas the overall accuracy of the RF was 70%, that of the deep CNN was substantially higher (83%). This study reveals that close-range TLS is promising for the semi-automated identification of TreMs for forest monitoring purposes, in particular when applying deep learning techniques.

Although wall-to-wall, accurate, and up-to-date forest composition maps at the stand level are a fundamental input for many applications, ranging from global environmental issues to local forest management planning, countrywide mapping approaches on the tree type level remain rare. This paper presents and validates an innovative remote sensing based approach for a countrywide mapping of broadleaved and coniferous trees in Switzerland with a spatial resolution of 3 m. The classification approach incorporates a random forest classifier, explanatory variables from multispectral aerial imagery and a Digital Terrain Model (DTM) from Airborne Laser Scanning (ALS) data, digitized training polygons and independent validation data from the National Forest Inventory (NFI). The methodological workflow was optimized for an area of 41,285 km2 that is characterized by temperate forests within a complex topography. Whereas high model overall accuracies (0.99) and kappa (0.98) were achieved, the comparison of the tree type map with independent NFI data revealed significant deviations that are related to underestimations of broadleaved trees (median of −3.17%). Constraints of the tree type mapping approach are mostly related to the acquisition date and time of the imagery and the topographic (negative) effects on the prediction. A comparison with the most recent High Resolution Layers (HRL) forest 2012 from the European Environmental Agency revealed that the tree type map is superior regarding spatial resolution, level of detail and accuracy. The high-quality map achieved with the approach presented here is of great value for optimizing forest management and planning activities and is also an important information source for applications outside the forestry sector.