248 results on '"Bill drafting -- Analysis"'
Search Results
2. Hotshot funds' new rules
- Author
-
Holzer, Jessica
- Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules ,Bill drafting -- Analysis ,Disclosure laws -- Interpretation and construction ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Administrative agencies -- Laws, regulations and rules ,Hedge funds -- Investments ,Hedge funds -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Venture capital companies -- Investments ,Venture capital companies -- Laws, regulations and rules ,Wall Street -- Laws, regulations and rules ,Financial services industry ,Securities industry ,Company investment ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
3. 'Essential' bailouts; under Dodd-Frank, some creditors are more equal than other
- Subjects
Banking industry -- Laws, regulations and rules ,Banking industry -- Government finance ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Government finance ,Government regulation of business -- Reorganization and restructuring ,Wall Street -- Laws, regulations and rules ,Government aid -- Analysis ,Government aid -- Forecasts and trends ,Debtor and creditor -- Forecasts and trends ,Banking industry ,Financial services industry ,Government funding ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Market trend/market analysis ,News, opinion and commentary ,Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 - Published
- 2010
4. EU backs down on having backstop; plan would have had clearinghouses get access to emergency cash; was it a threat to London?
- Author
-
Fidler, Stephen
- Subjects
Europe -- Laws, regulations and rules ,London, England -- Economic aspects ,Bank clearinghouses -- Laws, regulations and rules ,Bank clearinghouses -- Finance ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Central banks -- Investments ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Banking industry ,Financial services industry ,Government regulation ,Company financing ,Company investment ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary ,European Union. European Commission -- Economic policy ,European Union. European Commission -- Laws, regulations and rules - Published
- 2010
5. Short sales, derivatives face EU regulation
- Author
-
Fidler, Stephen
- Subjects
Europe -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Securities trading -- Laws, regulations and rules ,Short selling -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Bill drafting -- Analysis ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Securities industry ,Banking industry ,Financial services industry ,News, opinion and commentary ,European Union. European Commission -- Laws, regulations and rules - Published
- 2010
6. SEC gets FOIA foil in financial law; regulatory revamp gives agency greater rein to deny document requests; 'is that a good thing?'
- Author
-
Scannell, Kara
- Subjects
United States. Securities and Exchange Commission -- Powers and duties ,United States. Securities and Exchange Commission -- Information management ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Disclosure of information -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Freedom of information -- Laws, regulations and rules ,Administrative agencies -- Information management ,Administrative agencies -- Powers and duties ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Company systems management ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary ,Freedom of Information Act - Published
- 2010
7. Law sharpens 'clawback' rules for improper pay
- Author
-
Lublin, Joann S.
- Subjects
Banking industry -- Laws, regulations and rules ,Banking industry -- Officials and employees ,Banking industry -- Compensation and benefits ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Chief executive officers -- Compensation and benefits ,Compensation (Business) -- Laws, regulations and rules ,Compensation (Business) -- Control ,Executives -- Compensation and benefits ,Executives -- Beliefs, opinions and attitudes ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Compensation and benefits ,Financial services industry -- Officials and employees ,Wages -- Control ,Wages -- Laws, regulations and rules ,Executives -- Control ,Executives -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Salary ,Government regulation ,News, opinion and commentary - Published
- 2010
8. The SEC's annuity smackdown; the agency fails in its latest lunge for power
- Subjects
United States. Securities and Exchange Commission -- Powers and duties ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Administrative agencies -- Powers and duties ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
9. Fight over consumer agency looms as overhaul is signed
- Author
-
Paletta, Damian
- Subjects
United States. Consumer Financial Protection Bureau -- Powers and duties ,United States. Consumer Financial Protection Bureau -- Officials and employees ,United States. Congress -- Laws, regulations and rules ,United States. Congress -- Political activity ,United States. Congress -- Officials and employees ,Financial services industry -- Laws, regulations and rules ,Administrative agencies -- Officials and employees ,Administrative agencies -- Powers and duties ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Political activity ,Legislative bodies -- Officials and employees ,Legislators -- Beliefs, opinions and attitudes ,Legislators -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Nominations for office -- Analysis ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Financial services industry ,Government regulation ,Banking industry ,Securities industry ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Abstract
With the sweeping financial-overhaul bill's signing, the political fight is over the appointment of the head of the new Bureau of Consumer Financial Protection agency. Harvard Law School's Elizabeth Warren, who conceived the idea of the agency, is the favored candidate of liberals. She is opposed by banking groups.
- Published
- 2010
10. Small banks avoid overhaul's sting
- Author
-
Crittenden, Michael R.
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Lobbyists -- Beliefs, opinions and attitudes ,Lobbyists -- Records and correspondence ,Banking industry ,Financial services industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
11. Congress overhauls your portfolio; hidden in Washington's historic finance bill are major new rules affecting nearly every corner of the investing world
- Author
-
Laise, Eleanor
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Investments -- Laws, regulations and rules ,Portfolio management -- Laws, regulations and rules ,Portfolio management -- Forecasts and trends ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Market trend/market analysis ,News, opinion and commentary - Published
- 2010
12. Fight now looms over Fannie, Freddie
- Author
-
Timiraos, Nick and Solomon, Deborah
- Subjects
Federal Home Loan Mortgage Corp. -- Forecasts and trends ,Federal Home Loan Mortgage Corp. -- Reorganization and restructuring ,Federal Home Loan Mortgage Corp. -- Management ,Federal National Mortgage Association -- Forecasts and trends ,Federal National Mortgage Association -- Reorganization and restructuring ,Federal National Mortgage Association -- Management ,Banking industry -- Laws, regulations and rules ,Banking law -- Reorganization and restructuring ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial services industry -- Laws, regulations and rules ,Mortgage banks -- Forecasts and trends ,Mortgage banks -- Reorganization and restructuring ,Mortgage banks -- Management ,Banking industry ,Financial services industry ,Market trend/market analysis ,Company restructuring/company reorganization ,Company organization ,Company business management ,Government regulation ,News, opinion and commentary - Published
- 2010
13. About that financial reform 'victory'; Dodd-Frank may backfire on Democrats
- Author
-
Strassel, Kimberley A.
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary ,Democratic Party (United States) -- Officials and employees ,Democratic Party (United States) -- Political activity ,Republican Party (United States) -- Officials and employees ,Republican Party (United States) -- Political activity - Published
- 2010
14. Fed gets more power, responsibility
- Author
-
Di Leo, Luca
- Subjects
United States. Federal Reserve Board -- Powers and duties ,United States. Federal Reserve Board -- Evaluation ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Central banks -- Powers and duties ,Central banks -- Evaluation ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
15. Bank of America branches sit on front lines of overhaul
- Author
-
Fitzpatrick, Dan
- Subjects
Bank of America Corp. -- Customer relations ,Bank of America Corp. -- Services ,Banking industry -- Laws, regulations and rules ,Banking industry -- Customer relations ,Banking industry -- Services ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
16. Impact to reach beyond Wall Street; key questions unresolved for businesses and consumers until bill goes into effect
- Author
-
Smith, Randall, Simon, Ruth, and Solomon, Deborah
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Business -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
17. Law remakes U.S. financial landscape; Senate passes overhaul that will touch most Americans; bankers gird for fight over fine print
- Author
-
Paletta, Damian and Lucchetti, Aaron
- Subjects
United States. Senate -- Laws, regulations and rules ,United States. Senate -- Political activity ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Political aspects ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Financial services industry ,Securities industry ,Banking industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
18. How the CFTC got power
- Author
-
Crittenden, Michael R. and McGrane, Victoria
- Subjects
United States. Commodity Futures Trading Commission -- Powers and duties ,United States. Commodity Futures Trading Commission -- Evaluation ,United States. Commodity Futures Trading Commission -- Officials and employees ,Bill drafting -- Analysis ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Administrative agencies -- Powers and duties ,Administrative agencies -- Evaluation ,Administrative agencies -- Officials and employees ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Public officers -- Powers and duties ,Public officers -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Government regulation ,Financial services industry ,Securities industry ,Banking industry ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
19. Finance bill includes new fees for banking
- Author
-
Solomon, Deborah
- Subjects
United States. Congress -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation ,Financial services industry ,Securities industry ,Banking industry ,Company restructuring/company reorganization ,Company organization ,Company business planning ,News, opinion and commentary - Published
- 2010
20. The uncertainty principle; Dodd-Frank will require at least 243 new federal rule-makings
- Subjects
United States. Senate -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Government regulation ,Financial services industry ,Securities industry ,Company restructuring/company reorganization ,Company organization ,Banking industry ,News, opinion and commentary - Published
- 2010
21. Bank CEOs and the bewitching carrot; shareholders of large, publicly traded banks have a higher appetite for risk than is compatible with our regulatory system
- Author
-
Jenkins, Holman W., Jr.
- Subjects
United States. Congress -- Laws, regulations and rules ,Risk-taking (Psychology) -- Analysis ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- United States ,Banking industry -- Laws, regulations and rules ,Banking industry -- Officials and employees ,Banking industry -- Compensation and benefits ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Chief executive officers -- Compensation and benefits ,Compensation (Business) -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Officials and employees ,Financial services industry -- Compensation and benefits ,Government regulation of business -- Reorganization and restructuring ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,News, opinion and commentary - Published
- 2010
22. Finance overhaul casts long shadow on the plains
- Author
-
Phillips, Michael M.
- Subjects
Nebraska -- Economic aspects ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Derivatives (Financial instruments) -- Usage ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Farmers -- Company sales and earnings ,Farmers -- Finance ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Hedging (Finance) -- Usage ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Futures -- Investments ,Banking industry -- Laws, regulations and rules ,Government regulation ,Company earnings/profit ,Company financing ,Company restructuring/company reorganization ,Company organization ,Company investment ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
23. Dodd-Frank, meet William Jennings Bryan; why a 'Financial Crisis Fund' was rejected over a century ago
- Author
-
White, Eugene N.
- Subjects
United States. Congress -- History ,United States. Congress -- Political activity ,United States. Congress -- Laws, regulations and rules ,Bank failures -- Prevention ,Banking industry -- Laws, regulations and rules ,Banking industry -- History ,Banking law -- Interpretation and construction ,Banking law -- History ,Bill drafting -- Analysis ,Bill drafting -- History ,Financial markets -- Laws, regulations and rules ,Financial markets -- History ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Government regulation of business -- History ,Legislative bodies -- United States ,Legislative bodies -- History ,Legislative bodies -- Political activity ,Legislative bodies -- Laws, regulations and rules ,Legislators -- Political activity ,Legislators -- Beliefs, opinions and attitudes ,Wall Street -- Laws, regulations and rules ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,News, opinion and commentary - Published
- 2010
24. Finance bill close to passage in Senate; Democrats clinch support of Republicans Brown and Snowe, likely reaching the 60 votes needed for the legislation
- Author
-
Paletta, Damian
- Subjects
United States. Senate -- Laws, regulations and rules ,United States. Senate -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Political activity ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
25. A growing debate about safety
- Author
-
Reilly, David
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Bank capital -- Laws, regulations and rules ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
26. SEC enters overdrive to prepare for overhaul; financial-system revamp taxes agency resources as it races to review studies and rewrite rules; deadline danger?
- Author
-
Scannell, Kara
- Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules ,United States. Congress -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- United States ,Bill drafting -- Analysis ,Administrative agencies -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
27. Revisiting the regulations affecting business; White House, in policy review, asks executives to list obstacles to growth; no specific changes proposed so far
- Author
-
Williamson, Elizabeth
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Corporations -- Officials and employees ,Corporations -- Laws, regulations and rules ,Executives -- Beliefs, opinions and attitudes ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Investments -- Forecasts and trends ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Review of past year ,Financial services industry ,Securities industry ,Government regulation ,Banking industry ,Company restructuring/company reorganization ,Company organization ,Market trend/market analysis ,News, opinion and commentary - Published
- 2010
28. Grassley airs concerns as vote nears on financial bill
- Author
-
Paletta, Damian
- Subjects
United States. Senate -- Officials and employees ,United States. Senate -- Laws, regulations and rules ,United States. Senate -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Banking law -- Economic aspects ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Government regulation of business -- Economic aspects ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Securities law -- Economic aspects ,Legislators -- Political activity ,Legislators -- Beliefs, opinions and attitudes ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Officials and employees ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Political activity ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Banking industry ,Financial services industry ,Securities industry ,News, opinion and commentary - Published
- 2010
29. Volcker's Treasury exception
- Author
-
Eavis, Peter
- Subjects
Bank capital -- Laws, regulations and rules ,Bank capital -- Investments ,Banking industry -- Laws, regulations and rules ,Banking industry -- Investments ,Banking law -- Interpretation and construction ,Banks (Finance) -- Laws, regulations and rules ,Banks (Finance) -- Investments ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Treasury securities -- Investments ,Treasury securities -- Laws, regulations and rules ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company investment ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
30. Banking overhaul treads softly on money managers
- Author
-
Lee, April H.
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Mutual fund industry -- Forecasts and trends ,Mutual fund industry -- Laws, regulations and rules ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Market trend/market analysis ,News, opinion and commentary - Published
- 2010
31. Banks redefine jobs of 'prop' traders
- Author
-
Lucchetti, Aaron and Strasburg, Jenny
- Subjects
Banking industry -- Laws, regulations and rules ,Banking industry -- Investments ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Investments ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities industry -- Investments ,Securities law -- Interpretation and construction ,Securities trading -- Laws, regulations and rules ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company investment ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
32. A trillion unintended consequences; Dodd-Frank's last minute assault on Main Street derivatives
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
33. Late change sparks outcry over finance-overhaul bill
- Author
-
Paletta, Damian
- Subjects
United States. Congress -- Laws, regulations and rules ,United States. Congress -- Officials and employees ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Officials and employees ,Legislators -- Political activity ,Derivatives (Financial instruments) -- Laws, regulations and rules ,End users -- Finance ,Banking industry ,Financial services industry ,Securities industry ,End user ,User need ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Company financing ,News, opinion and commentary ,International Swaps and Derivatives Association -- Reports - Published
- 2010
34. The Dodd-Frank financial fiasco; the bill all but guarantees bailouts as far as the eye can see, while failing to address real problems like Fan and Fred and our outdated bankruptcy code
- Author
-
Taylor, John B.
- Subjects
United States. Congress -- Laws, regulations and rules ,Federal Home Loan Mortgage Corp. -- Control ,Federal National Mortgage Association -- Control ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bankruptcy law -- Interpretation and construction ,Bill drafting -- Analysis ,Consumer protection -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government aid -- Forecasts and trends ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Mortgage banks -- Control ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Government funding ,Securities industry ,Government regulation ,Market trend/market analysis ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
35. A plague of vagueness; how about a void-for-vagueness doctrine for the U.S. Congress?
- Author
-
Henninger, Daniel
- Subjects
United States. Supreme Court -- Cases ,Enron Corp. -- Officials and employees ,Appellate courts -- Cases ,Banks (Finance) -- Laws, regulations and rules ,Bill drafting -- Analysis ,Chief executive officers -- Cases ,Consumer protection -- Laws, regulations and rules ,Due process of law -- Analysis ,Financial services industry -- Laws, regulations and rules ,Gas transmission industry -- Officials and employees ,Prosecution -- Analysis ,Statutes -- Evaluation ,Statutes -- Interpretation and construction ,Financial services industry ,Company legal issue ,Government regulation ,News, opinion and commentary - Published
- 2010
36. House vote sends finance overhaul to Senate
- Author
-
Paletta, Damian and Hitt, Greg
- Subjects
United States. House of Representatives -- Political activity ,United States. Senate -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Political activity ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Consumer protection -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
37. Big win for small banks in overhaul
- Author
-
Sidel, Robin
- Subjects
United States. Federal Deposit Insurance Corp. -- Finance ,United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Banks (Finance) -- Laws, regulations and rules ,Bill drafting -- Analysis ,Consumer protection -- Laws, regulations and rules ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Administrative agencies -- Organization formation ,Administrative agencies -- Finance ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Company financing ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
38. The bailout tax; the latest reason to oppose Dodd-Frank
- Subjects
United States. Congress -- Laws, regulations and rules ,United States. Congressional Budget Office -- Reports ,Banking industry -- Laws, regulations and rules ,Banking industry -- Taxation ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Taxation ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislators -- Political activity ,Administrative agencies -- Reports ,Taxation -- Evaluation ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Company financing ,News, opinion and commentary - Published
- 2010
39. Financial-rules redo passes major hurdle
- Author
-
Paletta, Damian and Hitt, Greg
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking industry -- Taxation ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Banks (Finance) -- Laws, regulations and rules ,Banks (Finance) -- Taxation ,Taxation -- Planning ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Company business planning ,News, opinion and commentary - Published
- 2010
40. Banks assess financial hit
- Author
-
Sidel, Robin and Fitzpatrick, Dan
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking industry -- Economic aspects ,Banking industry -- Securities ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Financial services industry -- Securities ,Financial services industry -- Economic aspects ,Government regulation of business -- Reorganization and restructuring ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Banks (Finance) -- Economic aspects ,Banks (Finance) -- Securities ,Banks (Finance) -- Laws, regulations and rules ,Stocks -- Prices and rates ,Stocks -- Analysis ,Banking industry ,Financial services industry ,Company securities ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
41. The end of community banking; creditworthy borrowers will be denied loans as small banks devote more and more energy to regulatory compliance
- Author
-
Wallace, Sarah
- Subjects
United States. Congress -- Laws, regulations and rules ,United States. Federal Reserve Board -- Powers and duties ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Central banks -- Powers and duties ,Community banks -- Forecasts and trends ,Community banks -- Services ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Government regulation ,Market trend/market analysis ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
42. Finance bill's fate uncertain in Senate
- Author
-
McGrane, Victoria and Boles, Corey
- Subjects
United States. Senate -- Officials and employees ,United States. Senate -- Laws, regulations and rules ,United States. Senate -- Political activity ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Officials and employees ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Political activity ,Legislators -- Death of ,Legislators -- Beliefs, opinions and attitudes ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary ,Democratic Party (United States) -- Officials and employees ,Democratic Party (United States) -- Political activity - Published
- 2010
43. Don't bank on lenders just yet
- Author
-
Reilly, David
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking industry -- Securities ,Banking law -- Interpretation and construction ,Banks (Finance) -- Laws, regulations and rules ,Banks (Finance) -- Securities ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Stocks -- Prices and rates ,Stocks -- Evaluation ,Wall Street -- Laws, regulations and rules ,Stocks -- Analysis ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company securities ,Company restructuring/company reorganization ,Company organization ,Company pricing policy ,News, opinion and commentary - Published
- 2010
44. U.N. warns about commodities-trading rules
- Author
-
Hotter, Andrea and Raff, Anna
- Subjects
Bill drafting -- Analysis ,Commodities -- Investments ,Commodity futures -- Investments ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Speculation -- Laws, regulations and rules ,Speculation -- Evaluation ,Wall Street -- Laws, regulations and rules ,Investors -- Laws, regulations and rules ,Financial services industry ,Securities industry ,Company investment ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary ,United Nations -- Reports - Published
- 2010
45. Triumph of the regulators; the Dodd-Frank financial reform bill doubles down on the same system that failed
- Subjects
United States. Congress -- Laws, regulations and rules ,United States. Congress -- Officials and employees ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Legislative bodies -- Officials and employees ,Legislators -- Political activity ,Legislators -- Evaluation ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
46. Provision allows SEC to give shareholders a bigger voice
- Author
-
Lublin, Joann S. and Scannell, Kara
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Boards of directors -- Laws, regulations and rules ,Boards of directors -- Membership ,Corporate directors -- Appointments, resignations and dismissals ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Stockholders -- Laws, regulations and rules ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
47. Robert Byrd seriously ill; puts in doubt Senate vote
- Author
-
Thiruvengadam, Meena and Paletta, Damian
- Subjects
United States. Congress -- Officials and employees ,United States. Congress -- Political activity ,United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Legislative bodies -- United States ,Legislative bodies -- Officials and employees ,Legislative bodies -- Political activity ,Legislative bodies -- Laws, regulations and rules ,Legislators -- Political activity ,Legislators -- Health aspects ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
48. Mortgages face new rules; some worry about higher costs, fewer choices for borrowers
- Author
-
Timiraos, Nick and Hagerty, James R.
- Subjects
Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Wall Street -- Laws, regulations and rules ,Mortgage brokers -- Laws, regulations and rules ,Mortgage brokers -- Services ,Mortgages -- Services ,Mortgages -- Laws, regulations and rules ,Homeowners -- Services ,Homeowners -- Finance ,Banking industry ,Financial services industry ,Mortgages ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Company financing ,News, opinion and commentary - Published
- 2010
49. A bank overhaul too weak to hail
- Author
-
Eavis, Peter
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Bank failures -- Forecasts and trends ,Bank failures -- Analysis ,Banking industry ,Financial services industry ,Government regulation ,Company restructuring/company reorganization ,Company organization ,Market trend/market analysis ,News, opinion and commentary - Published
- 2010
50. Firms that hedge face prospect of new costs
- Author
-
Patterson, Scott
- Subjects
United States. Congress -- Laws, regulations and rules ,Banking industry -- Laws, regulations and rules ,Banking law -- Interpretation and construction ,Bill drafting -- Analysis ,Financial markets -- Laws, regulations and rules ,Financial services industry -- Laws, regulations and rules ,Government regulation of business -- Reorganization and restructuring ,Securities industry -- Laws, regulations and rules ,Securities law -- Interpretation and construction ,Wall Street -- Laws, regulations and rules ,Legislative bodies -- United States ,Legislative bodies -- Laws, regulations and rules ,Hedging (Finance) -- Laws, regulations and rules ,End users -- Laws, regulations and rules ,Derivatives (Financial instruments) -- Laws, regulations and rules ,Banking industry ,Financial services industry ,Securities industry ,End user ,User need ,Government regulation ,Company restructuring/company reorganization ,Company organization ,News, opinion and commentary - Published
- 2010
Catalog
Discovery Service for Jio Institute Digital Library
For full access to our library's resources, please sign in.