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The performance of modern wireless communication systems is typically limited by interference. The impact of interference can be even more severe in ultra-reliable and low-latency communication (URLLC) use cases. A powerful tool for managing interference is rate splitting multiple access (RSMA), which encompasses many multiple-access technologies like non-orthogonal multiple access (NOMA), spatial division multiple access (SDMA), and broadcasting. Another effective technology to enhance the performance of URLLC systems and mitigate interference is constituted by reconfigurable intelligent surfaces (RISs). This paper develops RSMA schemes for multi-user multiple-input multiple-output (MIMO) RIS-aided broadcast channels (BCs) based on finite block length (FBL) coding. We show that RSMA and RISs can substantially improve the spectral efficiency (SE) and energy efficiency (EE) of MIMO RIS-aided URLLC systems. Additionally, the gain of employing RSMA and RISs noticeably increases when the reliability and latency constraints are more stringent. Furthermore, RISs impact RSMA differently, depending on the user load. If the system is underloaded, RISs are able to manage the interference sufficiently well, making the gains of RSMA small. However, when the user load is high, RISs and RSMA become synergetic.

The challenges in dense ultra-reliable low-latency communication networks to deliver the required service to multiple devices are addressed by three main technologies: multiple antennas at the base station (MISO), rate splitting multiple access (RSMA) with private and common message encoding, and simultaneously transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS). Careful resource allocation, encompassing beamforming and RIS optimization, is required to exploit the synergy between the three. We propose an alternating optimization-based algorithm, relying on minorization-maximization. Numerical results show that the achievable second-order max-min rates of the proposed scheme outperform the baselines significantly. MISO, RSMA, and STAR-RIS all contribute to enabling ultra-reliable low-latency communication (URLLC)., Comment: Accepted at 2025 International Conference on Mobile and Miniaturized Terahertz Systems (ICMMTS)

We analyze the finite-block-length rate region of wireless systems aided by reconfigurable intelligent surfaces (RISs), employing treating interference as noise. We consider three nearly passive RIS architectures, including locally passive (LP) diagonal (D), globally passive (GP) D, and GP beyond diagonal (BD) RISs. In a GP RIS, the power constraint is applied globally to the whole surface, while some elements may amplify the incident signal locally. The considered RIS architectures provide substantial performance gains compared with systems operating without RIS. GP BD-RIS outperforms, at the price of increasing the complexity, LP and GP D-RIS as it enlarges the feasible set of allowed solutions. However, the gain provided by BD-RIS decreases with the number of RIS elements. Additionally, deploying RISs provides higher gains as the reliability/latency requirement becomes more stringent.

In this paper, we develop energy-efficient schemes for multi-user multiple-input single-output (MISO) broadcast channels (BCs), assisted by reconfigurable intelligent surfaces (RISs). To this end, we consider three architectures of RIS: locally passive diagonal (LP-D), globally passive diagonal (GP-D), and globally passive beyond diagonal (GP-BD). In a globally passive RIS, the power of the output signal of the RIS is not greater than its input power, but some RIS elements can amplify the signal. In a locally passive RIS, every element cannot amplify the incident signal. We show that these RIS architectures can substantially improve energy efficiency (EE) if the static power of the RIS elements is not too high. Moreover, GP-BD RIS, which has a higher complexity and static power than LP-D RIS and GP-D RIS, provides better spectral efficiency, but its EE performance highly depends on the static power consumption and may be worse than its diagonal counterparts., Comment: Accepted at 25th IEEE International Workshop on Signal Processing Advances in Wireless Communications (SPAWC)

Recent work by Ram\'irez et al. [2] has introduced Multi-Channel Factor Analysis (MFA) as an extension of factor analysis to multi-channel data that allows for latent factors common to all channels as well as factors specific to each channel. This paper validates the MFA covariance model and analyzes the statistical properties of the MFA estimators. In particular, a thorough investigation of model identifiability under varying latent factor structures is conducted, and sufficient conditions for generic global identifiability of MFA are obtained. The development of these identifiability conditions enables asymptotic analysis of estimators obtained by maximizing a Gaussian likelihood, which are shown to be consistent and asymptotically normal even under misspecification of the latent factor distribution.

This paper addresses the problem of maximizing the capacity of a multiple-input multiple-output (MIMO) link assisted by a beyond-diagonal reconfigurable intelligent surface (BD-RIS). We maximize the capacity by alternately optimizing the transmit covariance matrix, and the BD-RIS scattering matrix, which, according to network theory, should be unitary and symmetric. These constraints make the optimization of BD-RIS more challenging than that of diagonal RIS. To find a stationary point of the capacity we maximize a sequence of quadratic problems in the manifold of unitary matrices. This leads to an efficient algorithm that always improves the capacity obtained by a diagonal RIS. Through simulation examples, we study the capacity improvement provided by a passive BD-RIS architecture over the conventional RIS model in which the phase shift matrix is diagonal., Comment: 5 pages, 4 figures

Modern wireless communication systems are expected to provide improved latency and reliability. To meet these expectations, a short packet length is needed, which makes the first-order Shannon rate an inaccurate performance metric for such communication systems. A more accurate approximation of the achievable rates of finite-block-length (FBL) coding regimes is known as the normal approximation (NA). It is therefore of substantial interest to study the optimization of the FBL rate in multi-user multiple-input multiple-output (MIMO) systems, in which each user may transmit and/or receive multiple data streams. Hence, we formulate a general optimization problem for improving the spectral and energy efficiency of multi-user MIMO-aided ultra-reliable low-latency communication (URLLC) systems, which are assisted by reconfigurable intelligent surfaces (RISs). We show that an RIS is capable of substantially improving the performance of multi-user MIMO-aided URLLC systems. Moreover, the benefits of RIS increase as the packet length and/or the tolerable bit error rate are reduced. This reveals that RISs can be even more beneficial in URLLC systems for improving the FBL rates than in conventional systems approaching Shannon rates., Comment: Accepted at IEEE Transactions on Communications

This paper addresses the passive detection of a common rank-one subspace signal received in two multi-sensor arrays. We consider the case of a one-antenna transmitter sending a common Gaussian signal, independent Gaussian noises with arbitrary spatial covariance, and known channel subspaces. The detector derived in this paper is a generalized likelihood ratio (GLR) test. For all but one of the unknown parameters, it is possible to find closed-form maximum likelihood (ML) estimator functions. We can further compress the likelihood to only an unknown vector whose ML estimate requires maximizing a product of ratios in quadratic forms, which is carried out using a trust-region algorithm. We propose two approximations of the GLR that do not require any numerical optimization: one based on a sample-based estimator of the unknown parameter whose ML estimate cannot be obtained in closed-form, and one derived under low-SNR conditions. Notably, all the detectors are scale-invariant, and the approximations are functions of beamformed data. However, they are not GLRTs for data that has been pre-processed with a beamformer, a point that is elaborated in the paper. These detectors outperform previously published correlation detectors on simulated data, in many cases quite significantly. Moreover, performance results quantify the performance gains over detectors that assume only the dimension of the subspace to be known.

An emerging technology to enhance the spectral efficiency (SE) and energy efficiency (EE) of wireless communication systems is reconfigurable intelligent surface (RIS), which is shown to be very powerful in single-carrier systems. However, in multi-user orthogonal frequency division multiplexing (OFDM) systems, RIS may not be as promising as in single-carrier systems since an independent optimization of RIS elements at each sub-carrier is impossible in multi-carrier systems. Thus, this paper investigates the performance of various RIS technologies like regular (reflective and passive), simultaneously transmit and reflect (STAR), and multi-sector beyond diagonal (BD) RIS in multi-user multiple-input multiple-output (MIMO) OFDM broadcast channels (BC). This requires to formulate and solve a joint MIMO precoding and RIS optimization problem. The obtained solution reveals that RIS can significantly improve the system performance even when the number of RIS elements is relatively low. Moreover, we develop resource allocation schemes for STAR-RIS and multi-sector BD-RIS in MIMO OFDM BCs, and show that these RIS technologies can outperform a regular RIS, especially when the regular RIS cannot assist the communications for all the users.

Reconfigurable intelligent surface (RIS) is a promising technology to enhance the spectral efficiency of wireless communication systems. By optimizing the RIS elements, the performance of the overall system can be improved. Yet, in contrast to single-carrier systems, in multi-carrier systems, it is not possible to independently optimize RIS elements at each sub-carrier, which may reduce the benefits of RIS in multi-user orthogonal frequency division multiplexing (OFDM) systems. To this end, we investigate the effectiveness of RIS in multiple-input, multiple-output (MIMO) OFDM broadcast channels (BC). We formulate and solve a joint precoding and RIS optimization problem. We show that RIS can significantly improve the system performance even when the number of RIS elements per sub-band is very low., Comment: Accepted at IEEE CAMSAP 2023

This paper proposes schemes to improve the spectral efficiency of a multiple-input multiple-output (MIMO) broadcast channel (BC) with I/Q imbalance (IQI) at transceivers by employing a combination of improper Gaussian signaling (IGS), non-orthogonal multiple access (NOMA) and simultaneously transmit and reflect (STAR) reconfigurable intelligent surface (RIS). When there exists IQI, the output RF signal is a widely linear transformation of the input signal, which may make the output signal improper. To compensate for IQI, we employ IGS, thus generating a transmit improper signal. We show that IGS alongside with NOMA can highly increase the minimum rate of the users. Moreover, we propose schemes for different operational modes of STAR-RIS and show that STAR-RIS can significantly improve the system performance. Additionally, we show that IQI can highly degrade the performance especially if it is overlooked in the design., Comment: IEEE GLOBECOM 2023

This paper proposes a general optimization framework for rate splitting multiple access (RSMA) in beyond diagonal (BD) reconfigurable intelligent surface (RIS) assisted ultra-reliable low-latency communications (URLLC) systems. This framework can provide a suboptimal solution for a large family of optimization problems in which the objective and/or constraints are linear functions of the rates and/or energy efficiency (EE) of users. Using this framework, we show that RSMA and RIS can be mutually beneficial tools when the system is overloaded, i.e., when the number of users per cell is higher than the number of base station (BS) antennas. Additionally, we show that the benefits of RSMA increase when the packets are shorter and/or the reliability constraint is more stringent. Furthermore, we show that the RSMA benefits increase with the number of users per cell and decrease with the number of BS antennas. Finally, we show that RIS (either diagonal or BD) can highly improve the system performance, and BD-RIS outperforms regular RIS., Comment: Accepted at IEEE Transaction of Wireless Communications

This paper proposes an energy-efficient scheme for multicell multiple-input, multiple-output (MIMO) simultaneous transmit and reflect (STAR) reconfigurable intelligent surfaces (RIS)-assisted broadcast channels by employing rate splitting (RS) and improper Gaussian signaling (IGS). Regular RISs can only reflect signals. Thus, a regular RIS can assist only when the transmitter and receiver are in the reflection space of the RIS. However, a STAR-RIS can simultaneously transmit and reflect, thus providing a 360-degrees coverage. In this paper, we assume that transceivers may suffer from I/Q imbalance (IQI). To compensate for IQI, we employ IGS. Moreover, we employ RS to manage intracell interference. We show that RIS can significantly improve the energy efficiency (EE) of the system when RIS components are carefully optimized. Additionally, we show that STAR-RIS can significantly outperform a regular RIS when the regular RIS cannot cover all the users. We also show that RS can highly increase the EE comparing to treating interference as noise., Comment: Accepted at the 31st European Signal Processing Conference (EUSIPCO 2023)

We address the problem of interference leakage (IL) minimization in the $K$-user multiple-input multiple-output (MIMO) interference channel (IC) assisted by a reconfigurable intelligent surface (RIS). We describe an iterative algorithm based on block coordinate descent to minimize the IL cost function. A reformulation of the problem provides a geometric interpretation and shows interesting connections with envelope precoding and phase-only zero-forcing beamforming problems. As a result of this analysis, we derive a set of necessary (but not sufficient) conditions for a phase-optimized RIS to be able to perfectly cancel the interference on the $K$-user MIMO IC., Comment: Accepted at ICASSP 2023 - 2023 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP)

In this paper, we study the achievable rate region of 1-layer rate splitting (RS) in the presence of hardware impairment (HWI) and improper Gaussian signaling (IGS) for a single-cell reconfigurable intelligent surface (RIS) assisted broadcast channel (BC). We assume that the transceivers may suffer from an imbalance in in-band and quadrature signals, which is known as I/Q imbalance (IQI). The received signal and noise can be improper when there exists IQI. Therefore, we employ IGS to compensate for IQI as well as to manage interference. Our results show that RS and RIS can significantly enlarge the rate region, where the role of RS is to manage interference while RIS mainly improves the coverage.

This paper proposes a general optimization framework to improve the spectral and energy efficiency (EE) of ultra-reliable low-latency communication (URLLC) simultaneous-transfer-and-receive (STAR) reconfigurable intelligent surface (RIS)-assisted interference-limited systems with finite block length (FBL). This framework can solve a large variety of optimization problems in which the objective and/or constraints are linear functions of the rates and/or EE of users. Additionally, the framework can be applied to any interference-limited system with treating interference as noise as the decoding strategy at receivers. We consider a multi-cell broadcast channel as an example and show how this framework can be specialized to solve the minimum-weighted rate, weighted sum rate, global EE and weighted EE of the system. We make realistic assumptions regarding the (STAR-)RIS by considering three different feasibility sets for the components of either regular RIS or STAR-RIS. Our results show that RIS can substantially increase the spectral and EE of URLLC systems if the reflecting coefficients are properly optimized. Moreover, we consider three different transmission strategies for STAR-RIS as energy splitting (ES), mode switching (MS), and time switching (TS). We show that STAR-RIS can outperform a regular RIS when the regular RIS cannot cover all the users. Furthermore, it is shown that the ES scheme outperforms the MS and TS schemes., Comment: Accepted at IEEE ACCESS

In this paper, we propose an optimization framework for rate splitting (RS) techniques in multiple-input multiple-output (MIMO) reconfigurable intelligent surface (RIS)-assisted systems, possibly with I/Q imbalance (IQI). This framework can be applied to any optimization problem in which the objective and/or constraints are linear functions of the rates and/or transmit covariance matrices. Such problems include minimum-weighted and weighted-sum rate maximization, total power minimization for a target rate, minimum-weighted energy efficiency (EE) and global EE maximization. The framework may be applied to any interference-limited system with hardware impairments. For the sake of illustration, we consider a multicell MIMO RIS-assisted broadcast channel (BC) in which the base stations (BSs) and/or the users may suffer from IQI. Since IQI generates improper noise, we consider improper Gaussian signaling (IGS) as an interference-management technique that can additionally compensate for IQI. We show that RS when combined with IGS can substantially improve the spectral and energy efficiency of overloaded networks (i.e., when the number of users per cell is larger than the number of transmit/receive antennas)., Comment: accepted at IEEE Transaction on Vehicular Technology

In this paper, we study the performance of reconfigurable intelligent surfaces (RISs) in a multicell broadcast channel (BC) that employs improper Gaussian signaling (IGS) jointly with non-orthogonal multiple access (NOMA) to optimize either the minimum-weighted rate or the energy efficiency (EE) of the network. We show that although the RIS can significantly improve the system performance, it cannot mitigate interference completely, so we have to employ other interference-management techniques to further improve performance. We show that the proposed NOMA-based IGS scheme can substantially outperform proper Gaussian signaling (PGS) and IGS schemes that treat interference as noise (TIN) in particular when the number of users per cell is larger than the number of base station (BS) antennas (referred to as overloaded networks). In other words, IGS and NOMA complement to each other as interference management techniques in multicell RIS-assisted BCs. Furthermore, we consider three different feasibility sets for the RIS components showing that even a RIS with a small number of elements provides considerable gains for all the feasibility sets., Comment: Accepted at IEEE Transactions on Signal Processing

This paper investigates the performance of improper Gaussian signaling (IGS) for the $K$-user multiple-input, multiple-output (MIMO) interference channel (IC) with hardware impairments (HWI). HWI may arise due to imperfections in the devices like I/Q imbalance, phase noise, etc. With I/Q imbalance, the received signal is a widely linear transformation of the transmitted signal and noise. Thus, the effective noise at the receivers becomes improper, which means that its real and imaginary parts are correlated and/or have unequal powers. IGS can improve system performance with improper noise and/or improper interference. In this paper, we study the benefits of IGS for this scenario in terms of two performance metrics: achievable rate and energy efficiency (EE). We consider the rate region, the sum-rate, the EE region and the global EE optimization problems to fully evaluate the IGS performance. To solve these non-convex problems, we employ an optimization framework based on majorization-minimization algorithms, which allow us to obtain a stationary point of any optimization problem in which either the objective function and/or constraints are linear functions of rates. Our numerical results show that IGS can significantly improve the performance of the $K$-user MIMO IC with HWI and I/Q imbalance, where its benefits increase with the number of users, $K$, and the imbalance level, and decrease with the number of antennas., Comment: accepted

Hardware non-idealities are among the main performance restrictions for upcoming wireless communication systems. Asymmetric hardware distortions (HWD) happen when the impairments of the I/Q branches are correlated or imbalanced, which in turn generate improper additive interference at the receiver side. When the interference is improper, as well as in other interference-limited scenarios, improper Gaussian signaling (IGS) has been shown to provide rate and/or power efficiency benefits. In this paper, we investigate the rate benefits of IGS in a two-user interference channel (IC) with additive asymmetric HWD when interference is treated as noise. We propose two iterative algorithms to optimize the parameters of the improper transmit signals. We first rewrite the rate region as an pseudosignal-to-interference-plus-noise-ratio (PSINR) region and employ majorization minimization and fractional programming to find a suboptimal solution for the achievable user rates. Then, we propose a simplified algorithm based on a separate optimization of the powers and complementary variances of the users, which exhibits lower computational complexity. We show that IGS can improve the performance of the two-user IC with additive HWD. Our proposed algorithms outperform proper Gaussian signaling and competing IGS algorithms in the literature that do not consider asymmetric HWD.

It has been shown that improper Gaussian signaling (IGS) can improve the performance of wireless interference-limited systems when perfect channel state information (CSI) is available. In this paper, we investigate the robustness of IGS against imperfect CSI on the transmitter side in a two-user single-input single-output (SISO) interference channel (IC) as well as in a SISO Z-IC, when interference is treated as noise. We assume that the true channel coefficients belong to a known region around the channel estimates, which we call the uncertainty region. Following a worst-case robustness approach, we study the rate-region boundary of the IC for the worst channel in the uncertainty region. For the two-user IC, we derive a robust design in closed-form, which is independent of the phase of the channels by allowing only one of the users to transmit IGS. For the Z-IC, we provide a closed-form design for the transmission parameters by considering an enlarged uncertainty region and allowing both users to employ IGS. In both cases, the IGS-based designs are ensured to perform no worse than proper Gaussian signaling. Furthermore, we show, through numerical examples, that the proposed robust designs significantly outperform non-robust solutions., Comment: IEEE Transactions on Communications (accepted)