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Increasing quantities of renewable energy generation has yielded a need for greater energy storage capacity in power systems. Thermal storage in variable air volume (VAV) heating, ventilation, and air conditioning (HVAC) in commercial buildings has been identified as an inexpensive source of grid storage, but the true costs are not known. Recent literature explores the inefficiency associated with providing grid services from these HVAC-based demand response (DR) resources by employing a battery analogy to calculate round-trip efficiency (RTE). Results vary significantly across studies and in some cases reported efficiencies are strikingly low. This article has three objectives to address these prior results. First, we synthesize and expand on insights into existing literature by systematically exploring the potential causes for the discrepancies in results. We reinforce previous work indicating baseline modeling may drive differences across studies and deduce that control accuracy plays a role in the major differences between experiments and simulation. Second, we discuss why the RTE metric is problematic for DR applications, discuss another proposed metric, additional energy consumption (AEC), and propose an extension, which we call uninstructed energy consumption (UEC), to evaluate DR performance. Finally, we explore the merits of different metrics using experimental data and highlight UEC's reduced sensitivity to the characteristics of the DR signal than previously proposed metrics.

This paper is the first part of a two-part series in which we present results from one of the first worldwide experimental demonstrations of frequency regulation in a commercial building test facility. We demonstrate that commercial buildings can track a frequency regulation signal with high accuracy and minimal occupant discomfort in a realistic environment. In addition, we show that buildings can determine the reserve capacity and baseline power a priori, and identify the optimal tradeoff between frequency regulation and energy efficiency. In part I, we introduce the test facility and develop relevant building models. Furthermore, we design a hierarchical controller for the heating, ventilation, and air conditioning system that consists of three levels: 1) a reserve scheduler; 2) a building climate controller; and 3) a fan speed controller for frequency regulation. We formulate the reserve scheduler as a robust optimization problem and introduce several approximations to reduce its complexity. The building climate controller is comprised of a robust model predictive controller and a Kalman filter. The frequency regulation controller consists of a feedback and a feedforward loop, provides fast responses, and is stable. Part I presents building model identification and controller tuning results. Specifically, we find out that with an appropriate formulation of the model identification problem, a two-state model is accurate enough for use in a reserve scheduler that runs day-ahead. In part II, we report results from the operation of the hierarchical controller under frequency regulation.

This paper is the second part of a two-part series presenting the results from an experimental demonstration of frequency regulation in a commercial building test facility. In part I, we developed relevant building models and designed a hierarchical controller for reserve scheduling, building climate control, and frequency regulation. In part II, we introduce the communication architecture and experiment settings, and present extensive experimental results under frequency regulation. More specifically, we compute the day-ahead reserve capacity of the test facility under different assumptions and conditions. Furthermore, we demonstrate the ability of model predictive control to satisfy comfort constraints under frequency regulation, and show that fan speed control can track the fast-moving RegD signal of the Pennsylvania, Jersey, and Maryland power market very accurately. In addition, we discuss potential effects of frequency regulation on building operation (e.g., increase in energy consumption, oscillations in supply air temperature, and effect on chiller cycling), and provide suggestions for real-world implementation projects. Our results show that hierarchical control is appropriate for frequency regulation from commercial buildings.