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Large-scale text retrieval technology has been widely used in various practical business scenarios. This paper presents our systems for the TREC 2022 Deep Learning Track. We explain the hybrid text retrieval and multi-stage text ranking method adopted in our solution. The retrieval stage combined the two structures of traditional sparse retrieval and neural dense retrieval. In the ranking stage, in addition to the full interaction-based ranking model built on large pre-trained language model, we also proposes a lightweight sub-ranking module to further enhance the final text ranking performance. Evaluation results demonstrate the effectiveness of our proposed approach. Our models achieve the 1st and 4th rank on the test set of passage ranking and document ranking respectively., Comment: TREC 2022 Deep Learning Track

To promote the development of Vision-Language Pre-training (VLP) and multimodal Large Language Model (LLM) in the Chinese community, we firstly release the largest public Chinese high-quality video-language dataset named Youku-mPLUG, which is collected from Youku, a well-known Chinese video-sharing website, with strict criteria of safety, diversity, and quality. Youku-mPLUG contains 10 million Chinese video-text pairs filtered from 400 million raw videos across a wide range of 45 diverse categories for large-scale pre-training. In addition, to facilitate a comprehensive evaluation of video-language models, we carefully build the largest human-annotated Chinese benchmarks covering three popular video-language tasks of cross-modal retrieval, video captioning, and video category classification. Youku-mPLUG can enable researchers to conduct more in-depth multimodal research and develop better applications in the future. Furthermore, we release popular video-language pre-training models, ALPRO and mPLUG-2, and our proposed modularized decoder-only model mPLUG-video pre-trained on Youku-mPLUG. Experiments show that models pre-trained on Youku-mPLUG gain up to 23.1% improvement in video category classification. Besides, mPLUG-video achieves a new state-of-the-art result on these benchmarks with 80.5% top-1 accuracy in video category classification and 68.9 CIDEr score in video captioning, respectively. Finally, we scale up mPLUG-video based on the frozen Bloomz with only 1.7% trainable parameters as Chinese multimodal LLM, and demonstrate impressive instruction and video understanding ability. The zero-shot instruction understanding experiment indicates that pretraining with Youku-mPLUG can enhance the ability to comprehend overall and detailed visual semantics, recognize scene text, and leverage open-domain knowledge., Comment: Working in progress

Pre-trained language model (PTM) has been shown to yield powerful text representations for dense passage retrieval task. The Masked Language Modeling (MLM) is a major sub-task of the pre-training process. However, we found that the conventional random masking strategy tend to select a large number of tokens that have limited effect on the passage retrieval task (e,g. stop-words and punctuation). By noticing the term importance weight can provide valuable information for passage retrieval, we hereby propose alternative retrieval oriented masking (dubbed as ROM) strategy where more important tokens will have a higher probability of being masked out, to capture this straightforward yet essential information to facilitate the language model pre-training process. Notably, the proposed new token masking method will not change the architecture and learning objective of original PTM. Our experiments verify that the proposed ROM enables term importance information to help language model pre-training thus achieving better performance on multiple passage retrieval benchmarks., Comment: Search LM part of the "AliceMind SLM + HLAR" method in MS MARCO Passage Ranking Leaderboard Submission

Deep pre-trained language models (e,g. BERT) are effective at large-scale text retrieval task. Existing text retrieval systems with state-of-the-art performance usually adopt a retrieve-then-reranking architecture due to the high computational cost of pre-trained language models and the large corpus size. Under such a multi-stage architecture, previous studies mainly focused on optimizing single stage of the framework thus improving the overall retrieval performance. However, how to directly couple multi-stage features for optimization has not been well studied. In this paper, we design Hybrid List Aware Transformer Reranking (HLATR) as a subsequent reranking module to incorporate both retrieval and reranking stage features. HLATR is lightweight and can be easily parallelized with existing text retrieval systems so that the reranking process can be performed in a single yet efficient processing. Empirical experiments on two large-scale text retrieval datasets show that HLATR can efficiently improve the ranking performance of existing multi-stage text retrieval methods., Comment: Work in progress. HLAR part of the "AliceMind SLM + HLAR" method in MS MARCO Passage Ranking Submission

Self-augmentation has received increasing research interest recently to improve named entity recognition (NER) performance in low-resource scenarios. Token substitution and mixup are two feasible heterogeneous self-augmentation techniques for NER that can achieve effective performance with certain specialized efforts. Noticeably, self-augmentation may introduce potentially noisy augmented data. Prior research has mainly resorted to heuristic rule-based constraints to reduce the noise for specific self-augmentation methods individually. In this paper, we revisit these two typical self-augmentation methods for NER, and propose a unified meta-reweighting strategy for them to achieve a natural integration. Our method is easily extensible, imposing little effort on a specific self-augmentation method. Experiments on different Chinese and English NER benchmarks show that our token substitution and mixup method, as well as their integration, can achieve effective performance improvement. Based on the meta-reweighting mechanism, we can enhance the advantages of the self-augmentation techniques without much extra effort., Comment: Accepted by NAACL 2022

Recent works of opinion expression identification (OEI) rely heavily on the quality and scale of the manually-constructed training corpus, which could be extremely difficult to satisfy. Crowdsourcing is one practical solution for this problem, aiming to create a large-scale but quality-unguaranteed corpus. In this work, we investigate Chinese OEI with extremely-noisy crowdsourcing annotations, constructing a dataset at a very low cost. Following zhang et al. (2021), we train the annotator-adapter model by regarding all annotations as gold-standard in terms of crowd annotators, and test the model by using a synthetic expert, which is a mixture of all annotators. As this annotator-mixture for testing is never modeled explicitly in the training phase, we propose to generate synthetic training samples by a pertinent mixup strategy to make the training and testing highly consistent. The simulation experiments on our constructed dataset show that crowdsourcing is highly promising for OEI, and our proposed annotator-mixup can further enhance the crowdsourcing modeling., Comment: Accepted by ACL 2022 main conf

Named entity recognition (NER) is a fundamental task in natural language processing. Recent works treat named entity recognition as a reading comprehension task, constructing type-specific queries manually to extract entities. This paradigm suffers from three issues. First, type-specific queries can only extract one type of entities per inference, which is inefficient. Second, the extraction for different types of entities is isolated, ignoring the dependencies between them. Third, query construction relies on external knowledge and is difficult to apply to realistic scenarios with hundreds of entity types. To deal with them, we propose Parallel Instance Query Network (PIQN), which sets up global and learnable instance queries to extract entities from a sentence in a parallel manner. Each instance query predicts one entity, and by feeding all instance queries simultaneously, we can query all entities in parallel. Instead of being constructed from external knowledge, instance queries can learn their different query semantics during training. For training the model, we treat label assignment as a one-to-many Linear Assignment Problem (LAP) and dynamically assign gold entities to instance queries with minimal assignment cost. Experiments on both nested and flat NER datasets demonstrate that our proposed method outperforms previous state-of-the-art models., Comment: Accepted to ACL 2022, camera ready version

Passage retrieval is a fundamental task in information retrieval (IR) research, which has drawn much attention recently. In the English field, the availability of large-scale annotated dataset (e.g, MS MARCO) and the emergence of deep pre-trained language models (e.g, BERT) has resulted in a substantial improvement of existing passage retrieval systems. However, in the Chinese field, especially for specific domains, passage retrieval systems are still immature due to quality-annotated dataset being limited by scale. Therefore, in this paper, we present a novel multi-domain Chinese dataset for passage retrieval (Multi-CPR). The dataset is collected from three different domains, including E-commerce, Entertainment video and Medical. Each dataset contains millions of passages and a certain amount of human annotated query-passage related pairs. We implement various representative passage retrieval methods as baselines. We find that the performance of retrieval models trained on dataset from general domain will inevitably decrease on specific domain. Nevertheless, a passage retrieval system built on in-domain annotated dataset can achieve significant improvement, which indeed demonstrates the necessity of domain labeled data for further optimization. We hope the release of the Multi-CPR dataset could benchmark Chinese passage retrieval task in specific domain and also make advances for future studies., Comment: SIGIR 2022 Resource Track

Named Entity Recognition (NER) from speech is among Spoken Language Understanding (SLU) tasks, aiming to extract semantic information from the speech signal. NER from speech is usually made through a two-step pipeline that consists of (1) processing the audio using an Automatic Speech Recognition (ASR) system and (2) applying an NER tagger to the ASR outputs. Recent works have shown the capability of the End-to-End (E2E) approach for NER from English and French speech, which is essentially entity-aware ASR. However, due to the many homophones and polyphones that exist in Chinese, NER from Chinese speech is effectively a more challenging task. In this paper, we introduce a new dataset AISEHLL-NER for NER from Chinese speech. Extensive experiments are conducted to explore the performance of several state-of-the-art methods. The results demonstrate that the performance could be improved by combining entity-aware ASR and pretrained NER tagger, which can be easily applied to the modern SLU pipeline. The dataset is publicly available at github.com/Alibaba-NLP/AISHELL-NER.

As an effective approach to tune pre-trained language models (PLMs) for specific tasks, prompt-learning has recently attracted much attention from researchers. By using \textit{cloze}-style language prompts to stimulate the versatile knowledge of PLMs, prompt-learning can achieve promising results on a series of NLP tasks, such as natural language inference, sentiment classification, and knowledge probing. In this work, we investigate the application of prompt-learning on fine-grained entity typing in fully supervised, few-shot and zero-shot scenarios. We first develop a simple and effective prompt-learning pipeline by constructing entity-oriented verbalizers and templates and conducting masked language modeling. Further, to tackle the zero-shot regime, we propose a self-supervised strategy that carries out distribution-level optimization in prompt-learning to automatically summarize the information of entity types. Extensive experiments on three fine-grained entity typing benchmarks (with up to 86 classes) under fully supervised, few-shot and zero-shot settings show that prompt-learning methods significantly outperform fine-tuning baselines, especially when the training data is insufficient.

Crowdsourcing is regarded as one prospective solution for effective supervised learning, aiming to build large-scale annotated training data by crowd workers. Previous studies focus on reducing the influences from the noises of the crowdsourced annotations for supervised models. We take a different point in this work, regarding all crowdsourced annotations as gold-standard with respect to the individual annotators. In this way, we find that crowdsourcing could be highly similar to domain adaptation, and then the recent advances of cross-domain methods can be almost directly applied to crowdsourcing. Here we take named entity recognition (NER) as a study case, suggesting an annotator-aware representation learning model that inspired by the domain adaptation methods which attempt to capture effective domain-aware features. We investigate both unsupervised and supervised crowdsourcing learning, assuming that no or only small-scale expert annotations are available. Experimental results on a benchmark crowdsourced NER dataset show that our method is highly effective, leading to a new state-of-the-art performance. In addition, under the supervised setting, we can achieve impressive performance gains with only a very small scale of expert annotations., Comment: ACL-IJCNLP 2021 main conf, long paper; corrected the wrong reference for "argument retrieval" in first paragraph of Introduction

Recently, considerable literature has grown up around the theme of few-shot named entity recognition (NER), but little published benchmark data specifically focused on the practical and challenging task. Current approaches collect existing supervised NER datasets and re-organize them to the few-shot setting for empirical study. These strategies conventionally aim to recognize coarse-grained entity types with few examples, while in practice, most unseen entity types are fine-grained. In this paper, we present Few-NERD, a large-scale human-annotated few-shot NER dataset with a hierarchy of 8 coarse-grained and 66 fine-grained entity types. Few-NERD consists of 188,238 sentences from Wikipedia, 4,601,160 words are included and each is annotated as context or a part of a two-level entity type. To the best of our knowledge, this is the first few-shot NER dataset and the largest human-crafted NER dataset. We construct benchmark tasks with different emphases to comprehensively assess the generalization capability of models. Extensive empirical results and analysis show that Few-NERD is challenging and the problem requires further research. We make Few-NERD public at https://ningding97.github.io/fewnerd/., Comment: Accepted by ACL-IJCNLP 2021 (long paper), update

Recently, a variety of probing tasks are proposed to discover linguistic properties learned in contextualized word embeddings. Many of these works implicitly assume these embeddings lay in certain metric spaces, typically the Euclidean space. This work considers a family of geometrically special spaces, the hyperbolic spaces, that exhibit better inductive biases for hierarchical structures and may better reveal linguistic hierarchies encoded in contextualized representations. We introduce a Poincare probe, a structural probe projecting these embeddings into a Poincare subspace with explicitly defined hierarchies. We focus on two probing objectives: (a) dependency trees where the hierarchy is defined as head-dependent structures; (b) lexical sentiments where the hierarchy is defined as the polarity of words (positivity and negativity). We argue that a key desideratum of a probe is its sensitivity to the existence of linguistic structures. We apply our probes on BERT, a typical contextualized embedding model. In a syntactic subspace, our probe better recovers tree structures than Euclidean probes, revealing the possibility that the geometry of BERT syntax may not necessarily be Euclidean. In a sentiment subspace, we reveal two possible meta-embeddings for positive and negative sentiments and show how lexically-controlled contextualization would change the geometric localization of embeddings. We demonstrate the findings with our Poincare probe via extensive experiments and visualization. Our results can be reproduced at https://github.com/FranxYao/PoincareProbe., Comment: ICLR 2021 Camera ready

Recognizing relations between entities is a pivotal task of relational learning. Learning relation representations from distantly-labeled datasets is difficult because of the abundant label noise and complicated expressions in human language. This paper aims to learn predictive, interpretable, and robust relation representations from distantly-labeled data that are effective in different settings, including supervised, distantly supervised, and few-shot learning. Instead of solely relying on the supervision from noisy labels, we propose to learn prototypes for each relation from contextual information to best explore the intrinsic semantics of relations. Prototypes are representations in the feature space abstracting the essential semantics of relations between entities in sentences. We learn prototypes based on objectives with clear geometric interpretation, where the prototypes are unit vectors uniformly dispersed in a unit ball, and statement embeddings are centered at the end of their corresponding prototype vectors on the surface of the ball. This approach allows us to learn meaningful, interpretable prototypes for the final classification. Results on several relation learning tasks show that our model significantly outperforms the previous state-of-the-art models. We further demonstrate the robustness of the encoder and the interpretability of prototypes with extensive experiments., Comment: Accepted by ICLR 2021

Keyphrase extraction (KE) aims to summarize a set of phrases that accurately express a concept or a topic covered in a given document. Recently, Sequence-to-Sequence (Seq2Seq) based generative framework is widely used in KE task, and it has obtained competitive performance on various benchmarks. The main challenges of Seq2Seq methods lie in acquiring informative latent document representation and better modeling the compositionality of the target keyphrases set, which will directly affect the quality of generated keyphrases. In this paper, we propose to adopt the Dynamic Graph Convolutional Networks (DGCN) to solve the above two problems simultaneously. Concretely, we explore to integrate dependency trees with GCN for latent representation learning. Moreover, the graph structure in our model is dynamically modified during the learning process according to the generated keyphrases. To this end, our approach is able to explicitly learn the relations within the keyphrases collection and guarantee the information interchange between encoder and decoder in both directions. Extensive experiments on various KE benchmark datasets demonstrate the effectiveness of our approach., Comment: 11 pages

Fully supervised neural approaches have achieved significant progress in the task of Chinese word segmentation (CWS). Nevertheless, the performance of supervised models tends to drop dramatically when they are applied to out-of-domain data. Performance degradation is caused by the distribution gap across domains and the out of vocabulary (OOV) problem. In order to simultaneously alleviate these two issues, this paper proposes to couple distant annotation and adversarial training for cross-domain CWS. For distant annotation, we rethink the essence of "Chinese words" and design an automatic distant annotation mechanism that does not need any supervision or pre-defined dictionaries from the target domain. The approach could effectively explore domain-specific words and distantly annotate the raw texts for the target domain. For adversarial training, we develop a sentence-level training procedure to perform noise reduction and maximum utilization of the source domain information. Experiments on multiple real-world datasets across various domains show the superiority and robustness of our model, significantly outperforming previous state-of-the-art cross-domain CWS methods., Comment: Accepted by ACL 2020