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The goal of document-grounded dialogue (DocGD) is to generate a response by grounding the evidence in a supporting document in accordance with the dialogue context. This process involves four variables that are causally connected. Recently, task-specific pre-training has greatly boosted performances on many downstream tasks. Existing DocGD methods, however, continue to rely on general pre-trained language models without a specifically tailored pre-training approach that explicitly captures the causal relationships. To tackle this issue, we are the first to present a causally-complete dataset construction strategy for building million-level DocGD pre-training corpora. To better capture causality, we further propose a causally-perturbed pre-training strategy, which introduces causal perturbations on the variables and optimizes the overall causal effect. Experiments on three benchmark datasets demonstrate that our causal pre-training achieves considerable and consistent improvements under fully-supervised, low-resource, few-shot, and zero-shot settings., Work in progress

Lifelong learning (LL) is an important ability for NLP models to learn new tasks continuously. Architecture-based approaches are reported to be effective implementations for LL models. However, it is non-trivial to extend previous approaches to domain incremental LL scenarios since they either require access to task identities in the testing phase or cannot handle samples from unseen tasks. In this paper, we propose \textbf{Diana}: a \underline{d}ynam\underline{i}c \underline{a}rchitecture-based lifelo\underline{n}g le\underline{a}rning model that tries to learn a sequence of tasks with a prompt-enhanced language model. Four types of hierarchically organized prompts are used in Diana to capture knowledge from different granularities. Specifically, we dedicate task-level prompts to capture task-specific knowledge to retain high LL performances and maintain instance-level prompts to learn knowledge shared across input samples to improve the model's generalization performance. Moreover, we dedicate separate prompts to explicitly model unseen tasks and introduce a set of prompt key vectors to facilitate knowledge sharing between tasks. Extensive experiments demonstrate that Diana outperforms state-of-the-art LL models, especially in handling unseen tasks. We release the code and data at \url{https://github.com/AlibabaResearch/DAMO-ConvAI/tree/main/diana}., ACL2023 Findings Long Paper. arXiv admin note: substantial text overlap with arXiv:2208.14602

Recent research has shown that Large Language Models (LLMs) can utilize external tools to improve their contextual processing abilities, moving away from the pure language modeling paradigm and paving the way for Artificial General Intelligence. Despite this, there has been a lack of systematic evaluation to demonstrate the efficacy of LLMs using tools to respond to human instructions. This paper presents API-Bank, the first benchmark tailored for Tool-Augmented LLMs. API-Bank includes 53 commonly used API tools, a complete Tool-Augmented LLM workflow, and 264 annotated dialogues that encompass a total of 568 API calls. These resources have been designed to thoroughly evaluate LLMs' ability to plan step-by-step API calls, retrieve relevant APIs, and correctly execute API calls to meet human needs. The experimental results show that GPT-3.5 emerges the ability to use the tools relative to GPT3, while GPT-4 has stronger planning performance. Nevertheless, there remains considerable scope for further improvement when compared to human performance. Additionally, detailed error analysis and case studies demonstrate the feasibility of Tool-Augmented LLMs for daily use, as well as the primary challenges that future research needs to address.

Large language models (LLMs) often contain misleading content, emphasizing the need to align them with human values to ensure secur AI systems. Reinforcement learning from human feedback (RLHF) has been employed to achieve this alignment by combining a reward model, typically based on Bradley-Terry paired comparison, with an RL algorithm such as Proximal Policy Optimization (PPO) to optimize LLM responses. However, RLHF exhibits complexity, instability, and sensitivity to hyperparameters. In this paper, we propose Preference Ranking Optimization (PRO) as an alternative to PPO for directly aligning LLMs with the Bradley-Terry comparison. PRO extends the pairwise Bradley-Terry comparison to accommodate preference rankings of any length. By iteratively contrasting the likelihood of generating responses, PRO instructs the LLM to prioritize the best response while progressively ranking the remaining responses. In this manner, PRO effectively transforms human alignment into aligning the probability ranking of $n$ responses generated by LLM with the preference ranking of humans towards these responses. Experiments have shown that PRO outperforms existing alignment algorithms, achieving comparable results to ChatGPT and human responses through automatic-based, reward-based, GPT-4, and human evaluations. Furthermore, we demonstrate that longer, more diverse, and higher-quality preference ranking sequences can consistently enhance the performance of human alignment.

Large language models (LLMs) demonstrate remarkable ability to comprehend, reason, and generate following nature language instructions. However, the development of LLMs has been primarily focused on high-resource languages, such as English, thereby limiting their applicability and research in other languages. Consequently, we present PolyLM, a multilingual LLM trained on 640 billion (B) tokens, avaliable in two model sizes: 1.7B and 13B. To enhance its multilingual capabilities, we 1) integrate bilingual data into training data; and 2) adopt a curriculum learning strategy that increases the proportion of non-English data from 30% in the first stage to 60% in the final stage during pre-training. Further, we propose a multilingual self-instruct method which automatically generates 132.7K diverse multilingual instructions for model fine-tuning. To assess the model's performance, we collect several existing multilingual tasks, including multilingual understanding, question answering, generation, and translation. Extensive experiments show that PolyLM surpasses other open-source models such as LLaMA and BLOOM on multilingual tasks while maintaining comparable performance in English. Our models, alone with the instruction data and multilingual benchmark, are available at: \url{https://modelscope.cn/models/damo/nlp_polylm_13b_text_generation}.

When trying to answer complex questions, people often rely on multiple sources of information, such as visual, textual, and tabular data. Previous approaches to this problem have focused on designing input features or model structure in the multi-modal space, which is inflexible for cross-modal reasoning or data-efficient training. In this paper, we call for an alternative paradigm, which transforms the images and tables into unified language representations, so that we can simplify the task into a simpler textual QA problem that can be solved using three steps: retrieval, ranking, and generation, all within a language space. This idea takes advantage of the power of pre-trained language models and is implemented in a framework called Solar. Our experimental results show that Solar outperforms all existing methods by 10.6-32.3 pts on two datasets, MultimodalQA and MMCoQA, across ten different metrics. Additionally, Solar achieves the best performance on the WebQA leaderboard, Comment: Findings of ACL 2023

Open Information Extraction (OpenIE) facilitates the open-domain discovery of textual facts. However, the prevailing solutions evaluate OpenIE models on in-domain test sets aside from the training corpus, which certainly violates the initial task principle of domain-independence. In this paper, we propose to advance OpenIE towards a more realistic scenario: generalizing over unseen target domains with different data distributions from the source training domains, termed Generalized OpenIE. For this purpose, we first introduce GLOBE, a large-scale human-annotated multi-domain OpenIE benchmark, to examine the robustness of recent OpenIE models to domain shifts, and the relative performance degradation of up to 70% implies the challenges of generalized OpenIE. Then, we propose DragonIE, which explores a minimalist graph expression of textual fact: directed acyclic graph, to improve the OpenIE generalization. Extensive experiments demonstrate that DragonIE beats the previous methods in both in-domain and out-of-domain settings by as much as 6.0% in F1 score absolutely, but there is still ample room for improvement., EMNLP 2022

Lifelong learning (LL) is vital for advanced task-oriented dialogue (ToD) systems. To address the catastrophic forgetting issue of LL, generative replay methods are widely employed to consolidate past knowledge with generated pseudo samples. However, most existing generative replay methods use only a single task-specific token to control their models. This scheme is usually not strong enough to constrain the generative model due to insufficient information involved. In this paper, we propose a novel method, prompt conditioned VAE for lifelong learning (PCLL), to enhance generative replay by incorporating tasks' statistics. PCLL captures task-specific distributions with a conditional variational autoencoder, conditioned on natural language prompts to guide the pseudo-sample generation. Moreover, it leverages a distillation process to further consolidate past knowledge by alleviating the noise in pseudo samples. Experiments on natural language understanding tasks of ToD systems demonstrate that PCLL significantly outperforms competitive baselines in building LL models., EMNLP2022 Long Paper (Main Track)

Document-level Event Extraction (DEE) is particularly tricky due to the two challenges it poses: scattering-arguments and multi-events. The first challenge means that arguments of one event record could reside in different sentences in the document, while the second one reflects one document may simultaneously contain multiple such event records. Motivated by humans' reading cognitive to extract information of interests, in this paper, we propose a method called HRE (Human Reading inspired Extractor for Document Events), where DEE is decomposed into these two iterative stages, rough reading and elaborate reading. Specifically, the first stage browses the document to detect the occurrence of events, and the second stage serves to extract specific event arguments. For each concrete event role, elaborate reading hierarchically works from sentences to characters to locate arguments across sentences, thus the scattering-arguments problem is tackled. Meanwhile, rough reading is explored in a multi-round manner to discover undetected events, thus the multi-events problem is handled. Experiment results show the superiority of HRE over prior competitive methods., Comment: To apper in ICASSP2022

Open Information Extraction (OpenIE) facilitates domain-independent discovery of relational facts from large corpora. The technique well suits many open-world natural language understanding scenarios, such as automatic knowledge base construction, open-domain question answering, and explicit reasoning. Thanks to the rapid development in deep learning technologies, numerous neural OpenIE architectures have been proposed and achieve considerable performance improvement. In this survey, we provide an extensive overview of the-state-of-the-art neural OpenIE models, their key design decisions, strengths and weakness. Then, we discuss limitations of current solutions and the open issues in OpenIE problem itself. Finally we list recent trends that could help expand its scope and applicability, setting up promising directions for future research in OpenIE. To our best knowledge, this paper is the first review on this specific topic., Comment: Accepted by IJCAI22 survey track

Lifelong learning aims to accumulate knowledge and alleviate catastrophic forgetting when learning tasks sequentially. However, existing lifelong language learning methods only focus on the supervised learning setting. Unlabeled data, which can be easily accessed in real-world scenarios, are underexplored. In this paper, we explore a novel setting, semi-supervised lifelong language learning (SSLL), where a model learns sequentially arriving language tasks with both labeled and unlabeled data. We propose an unlabeled data enhanced lifelong learner to explore SSLL. Specially, we dedicate task-specific modules to alleviate catastrophic forgetting and design two modules to exploit unlabeled data: (1) a virtual supervision enhanced task solver is constructed on a teacher-student framework to mine the underlying knowledge from unlabeled data; and (2) a backward augmented learner is built to encourage knowledge transfer from newly arrived unlabeled data to previous tasks. Experimental results on various language tasks demonstrate our model's effectiveness and superiority over competitive baselines under the new setting SSLL., Comment: EMNLP Findings 2022 Long Paper

Event Detection (ED) aims to recognize instances of specified types of event triggers in text. Different from English ED, Chinese ED suffers from the problem of word-trigger mismatch due to the uncertain word boundaries. Existing approaches injecting word information into character-level models have achieved promising progress to alleviate this problem, but they are limited by two issues. First, the interaction between characters and lexicon words is not fully exploited. Second, they ignore the semantic information provided by event labels. We thus propose a novel architecture named Label enhanced Heterogeneous Graph Attention Networks (L-HGAT). Specifically, we transform each sentence into a graph, where character nodes and word nodes are connected with different types of edges, so that the interaction between words and characters is fully reserved. A heterogeneous graph attention networks is then introduced to propagate relational message and enrich information interaction. Furthermore, we convert each label into a trigger-prototype-based embedding, and design a margin loss to guide the model distinguish confusing event labels. Experiments on two benchmark datasets show that our model achieves significant improvement over a range of competitive baseline methods.

Few-shot classification tends to struggle when it needs to adapt to diverse domains. Due to the non-overlapping label space between domains, the performance of conventional domain adaptation is limited. Previous work tackles the problem in a transductive manner, by assuming access to the full set of test data, which is too restrictive for many real-world applications. In this paper, we set out to tackle this issue by introducing a inductive framework, DaFeC, to improve Domain adaptation performance for Few-shot classification via Clustering. We first build a representation extractor to derive features for unlabeled data from the target domain (no test data is necessary) and then group them with a cluster miner. The generated pseudo-labeled data and the labeled source-domain data are used as supervision to update the parameters of the few-shot classifier. In order to derive high-quality pseudo labels, we propose a Clustering Promotion Mechanism, to learn better features for the target domain via Similarity Entropy Minimization and Adversarial Distribution Alignment, which are combined with a Cosine Annealing Strategy. Experiments are performed on the FewRel 2.0 dataset. Our approach outperforms previous work with absolute gains (in classification accuracy) of 4.95%, 9.55%, 3.99% and 11.62%, respectively, under four few-shot settings., Comment: Accepted by ECML-PKDD 2020

Joint extraction of entities and relations aims to detect entity pairs along with their relations using a single model. Prior work typically solves this task in the extract-then-classify or unified labeling manner. However, these methods either suffer from the redundant entity pairs, or ignore the important inner structure in the process of extracting entities and relations. To address these limitations, in this paper, we first decompose the joint extraction task into two interrelated subtasks, namely HE extraction and TER extraction. The former subtask is to distinguish all head-entities that may be involved with target relations, and the latter is to identify corresponding tail-entities and relations for each extracted head-entity. Next, these two subtasks are further deconstructed into several sequence labeling problems based on our proposed span-based tagging scheme, which are conveniently solved by a hierarchical boundary tagger and a multi-span decoding algorithm. Owing to the reasonable decomposition strategy, our model can fully capture the semantic interdependency between different steps, as well as reduce noise from irrelevant entity pairs. Experimental results show that our method outperforms previous work by 5.2%, 5.9% and 21.5% (F1 score), achieving a new state-of-the-art on three public datasets, Accepted by ECAI 2020. Code and data are available at https://github.com/yubowen-ph/JointER