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Phytoplankton community is an important organism indicator of monitoring water quality, and accurately estimating its composition and biomass is crucial for understanding marine ecosystems and biogeochemical processes. Identifying phytoplankton species remains a challenging task in the field of oceanography. Phytoplankton fluorescence is an important biological property of phytoplankton, whose fluorescence emissions are closely related to its community. However, the existing estimation approaches for phytoplankton communities by fluorescence are inaccurate and complex. In the present study, a new, simple method was developed for determining the Chlorophytes, Chrysophytes, Cryptophytes, Diatoms, Dinoflagellates, and Prymnesiophytes based on the fluorescence emission spectra measured from the HOBI Labs Hydroscat-6P (HS-6P) in the Bohai Sea, Yellow Sea, and East China Sea. This study used single bands, band ratios, and band combinations of the fluorescence signals to test their correlations with the six dominant algal species. The optimal band forms were confirmed, i.e., X1 (i.e., fl(700), which means the fluorescence emission signal at 700 nm band) for Chlorophytes, Cryptophytes, Dinoflagellates, and Prymnesiophytes (R = 0.947, 0.862, 0.911, and 0.918, respectively) and X7 (i.e., [fl(700) + fl(550)]/[fl(550)/fl(700)], where fl(550) denotes the fluorescence emission signal at 550 nm band) for Chrysophytes and Diatoms (R = 0.893 and 0.963, respectively). These established models here show good performances, yielding low estimation errors (i.e., root mean square errors of 0.16, 0.02, 0.06, 0.36, 0.18, and 0.03 for Chlorophytes, Chrysophytes, Cryptophytes, Diatoms, Dinoflagellates, and Prymnesiophytes, respectively) between in situ and modeled phytoplankton communities. Meanwhile, the spatial distributions of phytoplankton communities observed from both in situ and fluorescence-derived results agreed well. These excellent outputs indicate that the proposed method is to a large extent feasible and robust for estimating those dominant algal species in marine waters. In addition, we have applied this method to three vertical sections, and the retrieved vertical spatial distributions by this method can fill the gap of the common optical remote sensing approach, which usually only detects the sea surface information. Overall, our findings indicate that the proposed method by the fluorescence emission spectra is a potentially promising way to estimate phytoplankton communities, in particular enlarging the profiling information.

Using two field cruise observations collected during September and December 2016 in the Bohai Sea (BS), Yellow Sea (YS), and East China Sea (ECS), our study explores the variability of the particulate backscattering ratio (i.e., a ratio of particulate backscattering, bbp in m−1, to particulate scattering, bp in m−1, denoted as b˜bp, dimensionless). A large variation of b˜bp (using 550 nm as a delegate) in magnitude is observed in the study regions, ranging from 0.0004 to 0.043 (with an average of 0.015 ± 0.0082), which implies optically complex water conditions. Spectral variation in b˜bp is analyzed quantitatively by our proposed so-called “spectral dependence index,” K, recommended as a standard way to determine quantitatively the spectral dependence of b˜bp in water bodies worldwide. The driving mechanism on the b˜bp variability in the study regions is researched for the first time, based on those synchronous data on particle intrinsic attributes, herein mainly referring to particle concentration (TSM, for the content of total suspended matter), composition (using a ratio of Chla/TSM as a surrogate, where Chla refers to the content of chlorophyll a), mean particle size (DA), and mean apparent density (ρa). The TSM, Chla/TSM, and DA cumulatively contribute most (97.8%) of the b˜bp variability, while other factors, such as the ρa, show a weak influence (0.04%). Meanwhile, we model b˜bp with direct linkages to TSM, Chla/TSM, and DA by using a linear regression method, with low estimation errors (such as mean absolute percentage error, MAPE, of about 14%). In short, our findings promote an understanding on the essence of the b˜bp in the BS, YS, and ECS, and are significantly beneficial to the comprehensive grasp of those complex features on suspended particles and those related to biogeochemical processes in marine waters.