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Millimeter wave (mmWave) and massive MIMO systems are intrinsic components of 5G and beyond. These systems rely on using beamforming codebooks for both initial access and data transmission. Current beam codebooks, however, generally consist of a large number of narrow beams that scan all possible directions, leading to large training overhead. Further, these codebooks do not normally account for hardware impairments or possible non-uniform array geometries, and their calibration process is expensive. To overcome these limitations, this paper develops an efficient online machine learning framework that learns how to adapt the codebook beam patterns to the specific deployment, surrounding environment, user distribution, and hardware characteristics. This is done by designing a novel complex-valued neural network architecture in which the neuron weights directly model the beamforming weights of the analog phase shifters, accounting for the key hardware constraints. This model learns the codebook beams through online and self-supervised training avoiding the need for explicit channel state information. This respects the practical situations where the channel is imperfect or hard to obtain. Simulation results highlight the capability of the proposed solution in learning environment and hardware aware beam codebooks, which reduce the training overhead and improve the robustness against possible hardware impairments. [ABSTRACT FROM AUTHOR]

Millimeter wave (mmWave) and terahertz MIMO systems rely on pre-defined beamforming codebooks for both initial access and data transmission. These pre-defined codebooks, however, are commonly not optimized for specific environments, user distributions, and/or possible hardware impairments. This leads to large codebook sizes with high beam training overhead which makes it hard for these systems to support highly mobile applications. To overcome these limitations, this paper develops a deep reinforcement learning framework that learns how to optimize the codebook beam patterns relying only on the receive power measurements. The developed model learns how to adapt the beam patterns based on the surrounding environment, user distribution, hardware impairments, and array geometry. Further, this approach does not require any knowledge about the channel, RF hardware, or user positions. To reduce the learning time, the proposed model designs a novel Wolpertinger-variant architecture that is capable of efficiently searching the large discrete action space. The proposed learning framework respects the RF hardware constraints such as the constant-modulus and quantized phase shifter constraints. Simulation results confirm the ability of the developed framework to learn near-optimal beam patterns for line-of-sight (LOS), non-LOS (NLOS), mixed LOS/NLOS scenarios and for arrays with hardware impairments without requiring any channel knowledge. [ABSTRACT FROM AUTHOR]

The sensitivity to blockages is a key challenge for millimeter wave and terahertz networks in 5G and beyond. Since these networks mainly rely on line-of-sight (LOS) links, sudden link blockages highly threaten the reliability of the networks. Further, when the LOS link is blocked, the network typically needs to hand off the user to another LOS basestation, which may incur critical time latency, especially if a search over a large codebook of narrow beams is needed. A promising way to tackle the reliability and latency challenges lies in enabling proaction in wireless networks. Proaction allows the network to anticipate future blockages, especially dynamic blockages, and initiate user hand-off beforehand. This article presents a complete machine learning framework for enabling proaction in wireless networks relying on visual data captured, for example, by red-green-blue (RGB) cameras deployed at the base stations. In particular, the article proposes a vision-aided wireless communication solution that utilizes bimodal machine learning to perform proactive blockage prediction and user hand-off. This is mainly achieved via a deep learning algorithm that learns from visual and wireless data how to predict incoming blockages. The predictions of this algorithm are used by the wireless network to proactively initiate hand-off decisions and avoid any unnecessary latency. The algorithm is developed on a vision-wireless dataset generated using the ViWi data-generation framework. Experimental results on two basestations with different cameras indicate that the algorithm is capable of accurately detecting incoming blockages more than ${\sim} 90\%$ of the time. Such blockage prediction ability is directly reflected in the accuracy of proactive hand-off, which also approaches 87%. This highlights a promising direction for enabling high reliability and low latency in future wireless networks. [ABSTRACT FROM AUTHOR]

Predicting the millimeter wave (mmWave) beams and blockages using sub-6 GHz channels has the potential of enabling mobility and reliability in scalable mmWave systems. Prior work has focused on extracting spatial channel characteristics at the sub-6 GHz band and then use them to reduce the mmWave beam training overhead. This approach still requires beam refinement at mmWave and does not normally account for the different dielectric properties at the different bands. In this paper, we first prove that under certain conditions, there exist mapping functions that can predict the optimal mmWave beam and blockage status directly from the sub-6 GHz channel. These mapping functions, however, are hard to characterize analytically which motivates exploiting deep neural network models to learn them. For that, we prove that a large enough neural network can predict mmWave beams and blockages with success probabilities that can be made arbitrarily close to one. Then, we develop a deep learning model and empirically evaluate its beam/blockage prediction performance using a publicly available dataset. The results show that the proposed solution can predict the mmWave blockages with more than 90% success probability and can predict the optimal mmWave beams to approach the upper bounds while requiring no beam training overhead. [ABSTRACT FROM AUTHOR]

Employing low-resolution analog-to-digital converters (ADCs) for millimeter-wave receivers with large antenna arrays provides an opportunity to efficiently reduce power consumption of the receiver. Reducing ADC resolution, however, results in performance degradation due to non-negligible quantization error. In addition, the large number of radio frequency chains is still not desirable. Accordingly, conventional low-resolution ADC systems require more efficient designs to minimize the cost and complexity while maximizing performance. In this article, we discuss advanced low-resolution ADC receiver architectures that further improve the spectral and energy efficiency trade-off. To reduce both the numbers of RF chains and ADC bits, hybrid analog and digital beamforming is jointly considered with low-resolution ADCs. We explore the challenges in designing such receivers and present key insights on how the advanced architectures overcome such challenges. As alternative low-resolution ADC receivers, we also introduce receivers with learning-based detection. The receiver does not require explicit channel estimation, and thus is suitable for one-bit ADC systems. Finally, future challenges and research issues are discussed. [ABSTRACT FROM AUTHOR]

Hybrid analog/digital precoding offers a compromise between hardware complexity and system performance in millimeter wave (mmWave) systems. This type of precoding allows mmWave systems to leverage large antenna array gains that are necessary for sufficient link margin, while permitting low cost and power consumption hardware. Most prior work has focused on hybrid precoding for narrow-band mmWave systems, with perfect or estimated channel knowledge at the transmitter. MmWave systems, however, will likely operate on wideband channels with frequency selectivity. Therefore, this paper considers wideband mmWave systems with a limited feedback channel between the transmitter and receiver. First, the optimal hybrid precoding design for a given RF codebook is derived. This provides a benchmark for any other heuristic algorithm and gives useful insights into codebook designs. Second, efficient hybrid analog/digital codebooks are developed for spatial multiplexing in wideband mmWave systems. Finally, a low-complexity yet near-optimal greedy frequency selective hybrid precoding algorithm is proposed based on Gram–Schmidt orthogonalization. Simulation results show that the developed hybrid codebooks and precoder designs achieve very-good performance compared with the unconstrained solutions while requiring much less complexity. [ABSTRACT FROM PUBLISHER]

Antenna arrays will be an important ingredient in millimeter-wave (mmWave) cellular systems. A natural application of antenna arrays is simultaneous transmission to multiple users. Unfortunately, the hardware constraints in mmWave systems make it difficult to apply conventional lower frequency multiuser MIMO precoding techniques at mmWave. This paper develops low-complexity hybrid analog/digital precoding for downlink multiuser mmWave systems. Hybrid precoding involves a combination of analog and digital processing that is inspired by the power consumption of complete radio frequency and mixed signal hardware. The proposed algorithm configures hybrid precoders at the transmitter and analog combiners at multiple receivers with a small training and feedback overhead. The performance of the proposed algorithm is analyzed in the large dimensional regime and in single-path channels. When the analog and digital precoding vectors are selected from quantized codebooks, the rate loss due to the joint quantization is characterized, and insights are given into the performance of hybrid precoding compared with analog-only beamforming solutions. Analytical and simulation results show that the proposed techniques offer higher sum rates compared with analog-only beamforming solutions, and approach the performance of the unconstrained digital beamforming with relatively small codebooks. [ABSTRACT FROM PUBLISHER]

Millimeter-wave communication is one way to alleviate the spectrum gridlock at lower frequencies while simultaneously providing high-bandwidth communication channels. MmWave makes use of MIMO through large antenna arrays at both the base station and the mobile station to provide sufficient received signal power. This article explains how beamforming and precoding are different in MIMO mmWave systems than in their lower-frequency counterparts, due to different hardware constraints and channel characteristics. Two potential architectures are reviewed: hybrid analog/digital precoding/combining and combining with low-resolution analog- to-digital converters. The potential gains and design challenges for these strategies are discussed, and future research directions are highlighted. [ABSTRACT FROM PUBLISHER]

Millimeter wave (mmWave) cellular systems will enable gigabit-per-second data rates thanks to the large bandwidth available at mmWave frequencies. To realize sufficient link margin, mmWave systems will employ directional beamforming with large antenna arrays at both the transmitter and receiver. Due to the high cost and power consumption of gigasample mixed-signal devices, mmWave precoding will likely be divided among the analog and digital domains. The large number of antennas and the presence of analog beamforming requires the development of mmWave-specific channel estimation and precoding algorithms. This paper develops an adaptive algorithm to estimate the mmWave channel parameters that exploits the poor scattering nature of the channel. To enable the efficient operation of this algorithm, a novel hierarchical multi-resolution codebook is designed to construct training beamforming vectors with different beamwidths. For single-path channels, an upper bound on the estimation error probability using the proposed algorithm is derived, and some insights into the efficient allocation of the training power among the adaptive stages of the algorithm are obtained. The adaptive channel estimation algorithm is then extended to the multi-path case relying on the sparse nature of the channel. Using the estimated channel, this paper proposes a new hybrid analog/digital precoding algorithm that overcomes the hardware constraints on the analog-only beamforming, and approaches the performance of digital solutions. Simulation results show that the proposed low-complexity channel estimation algorithm achieves comparable precoding gains compared to exhaustive channel training algorithms. The results illustrate that the proposed channel estimation and precoding algorithms can approach the coverage probability achieved by perfect channel knowledge even in the presence of interference. [ABSTRACT FROM PUBLISHER]

The millimeter-wave (mmWave) band offers the potential for high-bandwidth communication channels in cellular networks. It is not clear, however, whether both high data rates and coverage in terms of signal-to-noise-plus-interference ratio can be achieved in interferencelimited mmWave cellular networks due to the differences in propagation conditions and antenna topologies. This article shows that dense mmWave networks can achieve both higher data rates and comparable coverage relative to conventional microwave networks. Sum rate gains can be achieved using more advanced beamforming techniques that allow multiuser transmission. The insights are derived using a new theoretical network model that incorporates key characteristics of mmWave networks. [ABSTRACT FROM PUBLISHER]