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The aim of this literature review is to examine the current state of the art in the area of citation classification. In particular, we investigate the approaches for characterizing citations based on their semantic type. We conduct this literature review as a meta-analysis covering 60 scholarly articles in this domain. Although we included some of the manual pioneering works in this review, more emphasis is placed on the later automated methods, which use Machine Learning and Natural Language Processing (NLP) for analyzing the fine-grained linguistic features in the surrounding text of citations. The sections are organized based on the steps involved in the pipeline for citation classification. Specifically, we explore the existing classification schemes, data sets, preprocessing methods, extraction of contextual and noncontextual features, and the different types of classifiers and evaluation approaches. The review highlights the importance of identifying the citation types for research evaluation, the challenges faced by the researchers in the process, and the existing research gaps in this field.

Most Performance-based Research Funding Systems (PRFS) draw on peer review and bibliometric indicators, two different methodologies which are sometimes combined. A common argument against the use of indicators in such research evaluation exercises is their low correlation at the article level with peer review judgments. In this study, we analyse 191,000 papers from 154 higher education institutes which were peer reviewed in a national research evaluation exercise. We combine these data with 6.95 million citations to the original papers. We show that when citation-based indicators are applied at the institutional or departmental level, rather than at the level of individual papers, surprisingly large correlations with peer review judgments can be observed, up to r, 12 pages, 7 tables, 2 figures. Submitted to TPDL2018

This work looks in depth at several studies that have attempted to automate the process of citation importance classification based on the publications’ full text. We analyse a range of features that have been previously used in this task. Our experimental results confirm that the number of in-text references are highly predictive of influence. Contrary to the work of Valenzuela et al. (2015) [1], we find abstract similarity one of the most predictive features. Overall, we show that many of the features previously described in literature are not particularly predictive. Consequently, we discuss challenges and potential improvements in the classification pipeline, provide a critical review of the performance of individual features and address the importance of constructing a large scale gold-standard reference dataset.