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Interplanetary shocks are fundamental constituents of the heliosphere, where they form as a result of solar activity. We use previously unavailable measurements of interplanetary shocks in the inner heliosphere provided by Solar Orbiter, and present a survey of the first 100 shocks observed in situ at different heliocentric distances during the rising phase of solar cycle 25. The fundamental shock parameters (shock normals, shock normal angles, shock speeds, compression ratios, Mach numbers) have been estimated and studied as a function of heliocentric distance, revealing a rich scenario of configurations. Comparison with large surveys of shocks at 1~au show that shocks in the quasi-parallel regime and with high speed are more commonly observed in the inner heliosphere. The wave environment of the shocks has also been addressed, with about 50\% of the events exhibiting clear shock-induced upstream fluctuations. We characterize energetic particle responses to the passage of IP shocks at different energies, often revealing complex features arising from the interaction between IP shocks and pre-existing fluctuations, including solar wind structures being processed upon shock crossing. Finally, we give details and guidance on the access use of the present survey, available on the EU-project ``solar energetic particle analysis platform for the inner heliosphere'' (SERPENTINE) website. The algorithm used to identify shocks in large datasets, now publicly available, is also described.

We report direct observations of a fast magnetosonic forward--reverse shock pair observed by Solar Orbiter on March 8, 2022 at the short heliocentric distance of 0.5 au. The structure, sharing some features with fully-formed stream interaction regions (SIRs), is due to the interaction between two successive coronal mass ejections (CMEs), never previously observed to give rise to a forward--reverse shock pair. The scenario is supported by remote observations from the STEREO-A coronographs, where two candidate eruptions compatible with the in-situ signatures have been found. In the interaction region, we find enhanced energetic particle activity, strong non-radial flow deflections and evidence of magnetic reconnection. At 1~au, well radially-aligned \textit{Wind} observations reveal a complex event, with characteristic observational signatures of both SIR and CME--CME interaction, thus demonstrating the importance of investigating the complex dynamics governing solar eruptive phenomena., Comment: Accepted in The Astrophysical Journal Letters

The Parker Solar Probe (PSP) and Solar Orbiter (SolO) missions opened a new observational window in the inner heliosphere, which is finally accessible to direct measurements. On September 05, 2022, a coronal mass ejection (CME)-driven interplanetary (IP) shock has been observed as close as 0.07 au by PSP. The CME then reached SolO, which was well radially-aligned at 0.7 au, thus providing us with the opportunity to study the shock properties at so different heliocentric distances. We characterize the shock, investigate its typical parameters and compare its small-scale features at both locations. Using the PSP observations, we investigate how magnetic switchbacks and ion cyclotron waves are processed upon shock crossing. We find that switchbacks preserve their V--B correlation while compressed upon the shock passage, and that the signature of ion cyclotron waves disappears downstream of the shock. By contrast, the SolO observations reveal a very structured shock transition, with a population of shock-accelerated protons of up to about 2 MeV, showing irregularities in the shock downstream, which we correlate with solar wind structures propagating across the shock. At SolO, we also report the presence of low-energy ($\sim$ 100 eV) electrons scattering due to upstream shocklets. This study elucidates how the local features of IP shocks and their environments can be very different as they propagate through the heliosphere., Comment: In review in ApJ

Measurements of transverse magnetic field and velocity components from Parker Solar Probe have revealed a coherent quasi-periodic pattern in the near-Sun solar wind. As well as being Alfv\'enic and arc-polarised, these deflections were characterised by a consistent orientation and an increased proton core temperature, which was greater parallel to the magnetic field. We show that switchbacks represent the largest deflections within this underlying structure, which is itself consistent with the expected outflow from interchange reconnection simulations. Additionally, the spatial scale of the deflections was estimated to be around $1$\,Mm on the Sun, comparable to the jetting activity observed at coronal bright points within the base of coronal plumes. Therefore, our results could represent the in situ signature of interchange reconnection from coronal bright points within plumes, complementing recent numerical and observational studies. We also found a consistent relationship between the proton core temperature and magnetic field angle across the Parker Solar Probe encounters and discussed how such a persistent signature could be more indicative of an in situ mechanism creating a local increase in temperature. In future, observations of minor ions, radio bursts and remote sensing images could help further establish the connection between reconnection events on the Sun and signatures in the solar wind.

Coronal mass ejections (CMEs) can create significant disruption to human activities and systems on Earth, much of which can be mitigated with prior warning of the upstream solar wind conditions. However, it is currently extremely challenging to accurately predict the arrival time and internal structure of a CME from coronagraph images alone. In this study, we take advantage of a rare opportunity to use Solar Orbiter, at 0.5\,AU upstream of Earth, as an upstream solar wind monitor. We were able to use real time science quality magnetic field measurements, taken only 12 minutes earlier, to predict the arrival time of a CME prior to reaching Earth. We used measurements at Solar Orbiter to constrain an ensemble of simulation runs from the ELEvoHI model, reducing the uncertainty in arrival time from 10.4\,hours to 2.5\,hours. There was also an excellent agreement in the $B_z$ profile between Solar Orbiter and Wind spacecraft, despite being separated by 0.5\,AU and 10$^{\circ}$ longitude. Therefore, we show that it is possible to predict not only the arrival time of a CME, but the sub-structure of the magnetic field within it, over a day in advance. The opportunity to use Solar Orbiter as an upstream solar wind monitor will repeat once a year, which should further help assess the efficacy upstream in-situ measurements in real time space weather forecasting.

Magnetic switchbacks are localised polarity reversals in the radial component of the heliospheric magnetic field. Observations from Parker Solar Probe (PSP) have shown that they are a prevalent feature of the near-Sun solar wind. However, observations of switchbacks at 1 au and beyond are less frequent, suggesting that these structures evolve and potentially erode through yet-to-be identified mechanisms as they propagate away from the Sun. We analyse magnetic field and plasma data from the Magnetometer and Solar Wind Analyser instruments aboard Solar Orbiter between 10 August and 30 August 2021. During this period, the spacecraft was 0.6 to 0.7 au from the Sun. We identify three instances of reconnection occurring at the trailing edge of magnetic switchbacks, with properties consistent with existing models describing reconnection in the solar wind. Using hodographs and Walen analysis methods, we test for rotational discontinuities (RDs) in the magnetic field and reconnection-associated outflows at the boundaries of the identified switchback structures. Based on these observations, we propose a scenario through which reconnection can erode a switchback and we estimate the timescales over which this occurs. For our events, the erosion timescales are much shorter than the expansion timescale and thus, the complete erosion of all three observed switchbacks would occur well before they reach 1 au. Furthermore, we find that the spatial scale of these switchbacks would be considerably larger than is typically observed in the inner heliosphere if the onset of reconnection occurs close to the Sun. Hence, our results suggest that the onset of reconnection must occur during transport in the solar wind in our cases. These results suggest that reconnection can contribute to the erosion of switchbacks and may explain the relative rarity of switchback observations at 1 au., Comment: Accepted for publication in Astronomy & Astrophysics 05/05/2023

From 2022 March 18-21, active region (AR) 12967 was tracked simultaneously by Solar Orbiter (SO) at 0.35 au and Hinode/EIS at Earth. During this period, strong blue-shifted plasma upflows were observed along a thin, dark corridor of open field originating at the AR's leading polarity and continuing towards the southern extension of the northern polar coronal hole. A potential field source surface (PFSS) model shows large lateral expansion of the open magnetic field along the corridor. Squashing factor Q-maps of the large scale topology further confirm super-radial expansion in support of the S-Web theory for the slow wind. The thin corridor of upflows is identified as the source region of a slow solar wind stream characterised by approx. 300 km s-1 velocities, low proton temperatures of approx. 5 eV, extremely high density over 100 cm-3, and a short interval of moderate Alfvenicity accompanied by switchback events. When connectivity changes from the corridor to the eastern side of the AR, the in situ plasma parameters of the slow wind indicate a distinctly different source region. These observations provide strong evidence that the narrow open field corridors, forming part of the S-Web, produce extreme properties in their associated solar wind streams., Comment: Accepted ApJ

We analyze a merged Parker Solar Probe ($PSP$) and Solar Orbiter ($SO$) dataset covering heliocentric distances $13 \ R_{\odot} \lesssim R \lesssim 220$ $R_{\odot}$ to investigate the radial evolution of power and spectral-index anisotropy in the wavevector space of solar wind turbulence. Our results show that anisotropic signatures of turbulence display a distinct radial evolution when fast, $V_{sw} \geq ~ 400 ~km ~s^{-1}$, and slow, $V_{sw} \leq ~ 400 ~km ~s^{-1}$, wind streams are considered. The anisotropic properties of slow wind in Earth orbit are consistent with a ``critically balanced'' cascade, but both spectral-index anisotropy and power anisotropy diminish with decreasing heliographic distance. Fast streams are observed to roughly retain their near-Sun anisotropic properties, with the observed spectral index and power anisotropies being more consistent with a ``dynamically aligned'' type of cascade, though the lack of extended fast-wind intervals makes it difficult to accurately measure the anisotropic scaling. A high-resolution analysis during the first perihelion of PSP confirms the presence of two sub-ranges within the inertial range, which may be associated with the transition from weak to strong turbulence. The transition occurs at $\kappa d_{i} \approx 6 \times 10^{-2}$, and signifies a shift from -5/3 to -2 and -3/2 to -1.57 scaling in parallel and perpendicular spectra, respectively. Our results provide strong observational constraints for anisotropic theories of MHD turbulence in the solar wind., Comment: Accepted to APJ

Launched on 12 Aug. 2018, NASA's Parker Solar Probe had completed 13 of its scheduled 24 orbits around the Sun by Nov. 2022. The mission's primary science goal is to determine the structure and dynamics of the Sun's coronal magnetic field, understand how the solar corona and wind are heated and accelerated, and determine what processes accelerate energetic particles. Parker Solar Probe returned a treasure trove of science data that far exceeded quality, significance, and quantity expectations, leading to a significant number of discoveries reported in nearly 700 peer-reviewed publications. The first four years of the 7-year primary mission duration have been mostly during solar minimum conditions with few major solar events. Starting with orbit 8 (i.e., 28 Apr. 2021), Parker flew through the magnetically dominated corona, i.e., sub-Alfv\'enic solar wind, which is one of the mission's primary objectives. In this paper, we present an overview of the scientific advances made mainly during the first four years of the Parker Solar Probe mission, which go well beyond the three science objectives that are: (1) Trace the flow of energy that heats and accelerates the solar corona and solar wind; (2) Determine the structure and dynamics of the plasma and magnetic fields at the sources of the solar wind; and (3) Explore mechanisms that accelerate and transport energetic particles., Comment: 157 pages, 65 figures

We present EUV solar observations showing evidence for omnipresent jetting activity driven by small-scale magnetic reconnection at the base of the solar corona. We argue that the physical mechanism that heats and drives the solar wind at its source is ubiquitous magnetic reconnection in the form of small-scale jetting activity (i.e., a.k.a. jetlets). This jetting activity, like the solar wind and the heating of the coronal plasma, are ubiquitous regardless of the solar cycle phase. Each event arises from small-scale reconnection of opposite polarity magnetic fields producing a short-lived jet of hot plasma and Alfv\'en waves into the corona. The discrete nature of these jetlet events leads to intermittent outflows from the corona, which homogenize as they propagate away from the Sun and form the solar wind. This discovery establishes the importance of small-scale magnetic reconnection in solar and stellar atmospheres in understanding ubiquitous phenomena such as coronal heating and solar wind acceleration. Based on previous analyses linking the switchbacks to the magnetic network, we also argue that these new observations might provide the link between the magnetic activity at the base of the corona and the switchback solar wind phenomenon. These new observations need to be put in the bigger picture of the role of magnetic reconnection and the diverse form of jetting in the solar atmosphere., Comment: 10 pages, 4 figures

Space plasmas are three-dimensional dynamic entities. Except under very special circumstances, their structure in space and their behavior in time are not related in any simple way. Therefore, single spacecraft in situ measurements cannot unambiguously unravel the full space-time structure of the heliospheric plasmas of interest in the inner heliosphere, in the Geospace environment, or the outer heliosphere. This shortcoming leaves numerous central questions incompletely answered. Deficiencies remain in at least two important subjects, Space Weather and fundamental plasma turbulence theory, due to a lack of a more complete understanding of the space-time structure of dynamic plasmas. Only with multispacecraft measurements over suitable spans of spatial separation and temporal duration can these ambiguities be resolved. We note that these characterizations apply to turbulence across a wide range of scales, and also equally well to shocks, flux ropes, magnetic clouds, current sheets, stream interactions, etc. In the following, we will describe the basic requirements for resolving space-time structure in general, using turbulence' as both an example and a principal target or study. Several types of missions are suggested to resolve space-time structure throughout the Heliosphere., Comment: White Paper submitted to: Decadal Survey for Solar and Space Physics (Heliophysics) 2024-2033. arXiv admin note: substantial text overlap with arXiv:1903.06890

Parker Solar Probe and Solar Orbiter data are used to investigate the radial evolution of magnetic turbulence between $0.06 ~ \lesssim R ~\lesssim 1$ au. The spectrum is studied as a function of scale, normalized to the ion inertial scale $d_{i}$. In the vicinity of the Sun, the inertial range is limited to a narrow range of scales and exhibits a power-law exponent of, $\alpha_{B} = -3/2$, independent of plasma parameters. The inertial range grows with distance, progressively extending to larger spatial scales, while steepening towards a $\alpha_{B} =-5/3$ scaling. It is observed that spectra for intervals with large magnetic energy excesses and low Alfv\'enic content steepen significantly with distance, in contrast to highly Alfv\'enic intervals that retain their near-Sun scaling. The occurrence of steeper spectra in slower wind streams may be attributed to the observed positive correlation between solar wind speed and Alfv\'enicity., Comment: Accepted to APJ letters with minor revisions

The fast solar wind that fills the heliosphere originates from deep within regions of open magnetic field on the Sun called coronal holes. The energy source responsible for accelerating the plasma to high speeds is widely debated, however there is evidence that it is ultimately magnetic in nature with candidate mechanisms including wave heating^(1,2) and interchange reconnection^(3,4,5). The coronal magnetic field near the solar surface is structured on scales associated with supergranulation convection cells, where descending flows create intense fields. The energy density in these network magnetic field bundles is a likely candidate as an energy source of the wind. Here we report measurements of fast solar wind streams from the Parker Solar Probe (PSP) spacecraft^6 which provides strong evidence for the interchange reconnection mechanism. We show that supergranulation structure at the coronal hole base remains imprinted in the near-Sun solar wind resulting in asymmetric patches of magnetic 'switchbacks'^(7,8) and bursty wind streams with power law-like energetic ion spectra to beyond 100 keV. Computer simulations of interchange reconnection support key features of the observations, including the ion spectra. Important characteristics of interchange reconnection in the low corona are inferred from the data including that the reconnection is collisionless and that the energy release rate is sufficient to power the fast wind. In this scenario, open magnetic flux undergoes continuous reconnection and the wind is driven both by the resulting plasma pressure and the radial Alfvenic flow bursts., Comment: 15 pages, 4 figures. Nature, 2023

Switchbacks are Aflv\'enic fluctuations in the solar wind, which exhibit large rotations in the magnetic field direction. Observations from Parker Solar Probe's (PSP's) first two solar encounters have formed the basis for many of the described switchback properties and generation mechanisms. However, this early data may not be representative of the typical near-Sun solar wind, biasing our current understanding of these phenomena. One defining switchback property is the magnetic deflection direction. During the first solar encounter, this was primarily in the tangential direction for the longest switchbacks, which has since been discussed as evidence, and a testable prediction, of several switchback generation methods. In this study, we re-examine the deflection direction of switchbacks during the first eight PSP encounters to confirm the existence of a systematic deflection direction. We first identify switchbacks exceeding a threshold deflection in the magnetic field and confirm a previous finding that they are arc-polarized. In agreement with earlier results from PSP's first encounter, we find that groups of longer switchbacks tend to deflect in the same direction for several hours. However, in contrast to earlier studies, we find that there is no unique direction for these deflections, although several solar encounters showed a non-uniform distribution in deflection direction with a slight preference for the tangential direction. This result suggests a systematic magnetic configuration for switchback generation, which is consistent with interchange reconnection as a source mechanism, although this new evidence does not rule out other mechanisms, such as the expansion of wave modes.

Sheaths ahead of coronal mass ejections (CMEs) are large heliospheric structures that form with CME expansion and propagation. Turbulent and compressed sheaths contribute to the acceleration of particles in the corona and in interplanetary space, but the relation of their internal structures to particle energization is still relatively little studied. In particular, the role of sheaths in accelerating particles when the shock Mach number is low is a significant open problem. This work seeks to provide new insights on the internal structure of CME sheaths with regard to energetic particle enhancements. A good opportunity to achieve this aim was provided by observations of a sheath made by radially aligned spacecraft at 0.8 and $\sim$ 1 AU (Solar Orbiter, Wind, ACE and BepiColombo) on 19-21 April 2020. The sheath was preceded by a weak shock. Energetic ion enhancements occurred at different locations within the sheath structure at Solar Orbiter and L1. Magnetic fluctuation amplitudes at inertial-range scales increased in the sheath relative to the upstream wind. However, when normalised to the local mean field, fluctuation amplitudes did not increase significantly; magnetic compressibility of fluctuation also did not increase. Various substructures were embedded within the sheath at the different spacecraft, including multiple heliospheric current sheet (HCS) crossings and a small-scale flux rope. At L1, the ion flux enhancement was associated with the HCS crossings, while at Solar Orbiter, the enhancement occurred within the rope. Substructures that are swept from the upstream solar wind and compressed in the sheath can act as particularly effective acceleration sites. A possible acceleration mechanism is betatron acceleration associated with the small-scale flux rope and the warped HCS in the sheath., Comment: 14 pages, 12 figures; published in Astronomy & Astrophysics, Solar Orbiter First Results (Cruise Phase) special issue

Context. Solar Orbiter and PSP jointly observed the solar wind for the first time in June 2020, capturing data from very different solar wind streams, calm and Alfv\'enic wind as well as many dynamic structures. Aims. The aim here is to understand the origin and characteristics of the highly dynamic solar wind observed by the two probes, in particular in the vicinity of the heliospheric current sheet (HCS). Methods. We analyse the plasma data obtained by PSP and Solar Orbiter in situ during the month of June 2020. We use the Alfv\'en-wave turbulence MHD solar wind model WindPredict-AW, and perform two 3D simulations based on ADAPT solar magnetograms for this period. Results. We show that the dynamic regions measured by both spacecraft are pervaded with flux ropes close to the HCS. These flux ropes are also present in the simulations, forming at the tip of helmet streamers, i.e. at the base of the heliospheric current sheet. The formation mechanism involves a pressure driven instability followed by a fast tearing reconnection process, consistent with the picture of R\'eville et al. (2020a). We further characterize the 3D spatial structure of helmet streamer born flux ropes, which seems, in the simulations, to be related to the network of quasi-separatrices., Comment: 14 pages, 12 Figures, accepted for publication in Astronomy and Astrophysics

We present observations of >10-100 keV/nucleon suprathermal (ST) H, He, O, and Fe ions associated with crossings of the heliospheric current sheet (HCS) at radial distances <0.1 au from the Sun. Our key findings are: 1) very few heavy ions are detected during the 1st full crossing, the heavy ion intensities are reduced during the 2nd partial crossing and peak just after the 2nd crossing; 2) ion arrival times exhibit no velocity dispersion; 3) He pitch-angle distributions track the magnetic field polarity reversal and show up to ~10:1 anti-sunward, field-aligned flows and beams closer to the HCS that become nearly isotropic further from the HCS; 4) the He spectrum steepens either side of the HCS and the He, O, and Fe spectra exhibit power-laws of the form ~E^4-6; and 5) maximum energies EX increase with the ion's charge-to-mass (Q/M) ratio as EX/EH proportional to [(QX/MX)]^alpha where alpha~0.65-0.76, assuming that the average Q-states are similar to those measured in gradual and impulsive solar energetic particle events at 1 au. The absence of velocity dispersion in combination with strong field-aligned anisotropies closer to the HCS appears to rule out solar flares and near-sun coronal mass ejection-driven shocks. These new observations present challenges not only for mechanisms that employ direct parallel electric fields and organize maximum energies according to E/Q, but also for local diffusive and magnetic reconnection-driven acceleration models. Re-evaluation of our current understanding of the production and transport of energetic ions is necessary to understand this near-solar, current-sheet-associated population of ST ions., Comment: 4 Figures, 2 Tables

The goal of our study is to detect and characterize the electromagnetic waves that can modify the electron distribution functions, with a special attention to whistler waves. We analyse in details the electric and magnetic field fluctuations observed by the Solar Orbiter spacecraft during its first orbit around the Sun between 0.5 and 1 AU. Using data of the Search Coil Magnetometer and electric antenna, both parts of the Radio and Plasma Waves (RPW) instrumental suite, we detect the electromagnetic waves with frequencies above 3 Hz and determine the statistical distribution of their amplitudes, frequencies, polarization and k-vector as a function of distance. We also discuss relevant instrumental issues regarding the phase between the electric and magnetic measurements and the effective length of the electric antenna. An overwhelming majority of the observed waves are right hand circularly polarized in the solar wind frame and identified as outward propagating and quasi parallel whistler waves. Their occurrence rate increases by a least a factor two from 1 AU to 0.5 AU. These results are consistent with the regulation of the heat flux by the whistler heat flux instability. Near 0.5 AU, whistler waves are found to be more field-aligned and to have smaller normalized frequency ($f/f_{ce}$), larger amplitude, and larger bandwidth than at 1 AU., Comment: accepted in A&A

Context. Spacecraft observations early revealed frequent multiple proton populations in the solar wind. Decades of research on their origin have focused on processes such as magnetic reconnection in the low corona and wave-particle interactions in the corona and locally in the solar wind.Aims.This study aims to highlight that multiple proton populations and beams are also produced by magnetic reconnection occurring locally in the solar wind. Methods. We use high resolution Solar Orbiter proton velocity distribution function measurements, complemented by electron and magnetic field data, to analyze the association of multiple proton populations and beams with magnetic reconnection during a period of slow Alfv\'enic solar wind on 16 July 2020. Results. At least 6 reconnecting current sheets with associated multiple proton populations and beams, including a case of magnetic reconnection at a switchback boundary, are found during this day. This represents 2% of the measured distribution functions. We discuss how this proportion may be underestimated, and how it may depend on solar wind type and distance from the Sun. Conclusions. Although suggesting a likely small contribution, but which remains to be quantitatively assessed, Solar Orbiter observations show that magnetic reconnection must be considered as one of the mechanisms that produce multiple proton populations and beams locally in the solar wind.

We report the result of the first search for multipoint in situ and imaging observations of interplanetary coronal mass ejections (ICMEs) starting with the first Solar Orbiter (SolO) data in 2020 April - 2021 April. A data exploration analysis is performed including visualizations of the magnetic field and plasma observations made by the five spacecraft SolO, BepiColombo, Parker Solar Probe (PSP), Wind and STEREO-A, in connection with coronagraph and heliospheric imaging observations from STEREO-A/SECCHI and SOHO/LASCO. We identify ICME events that could be unambiguously followed with the STEREO-A heliospheric imagers during their interplanetary propagation to their impact at the aforementioned spacecraft, and look for events where the same ICME is seen in situ by widely separated spacecraft. We highlight two events: (1) a small streamer blowout CME on 2020 June 23 observed with a triple lineup by PSP, BepiColombo and Wind, guided by imaging with STEREO-A, and (2) the first fast CME of solar cycle 25 ($ \approx 1600$ km s$^{-1}$) on 2020 November 29 observed in situ by PSP and STEREO-A. These results are useful for modeling the magnetic structure of ICMEs and the interplanetary evolution and global shape of their flux ropes and shocks, and for studying the propagation of solar energetic particles. The combined data from these missions are already turning out to be a treasure trove for space weather research and are expected to become even more valuable with an increasing number of ICME events expected during the rise and maximum of solar cycle 25., Comment: in press at ApJ Letters (submitted 2021 September 15, revised 2021 November 24, accepted 2021 December 9). 11 pages, 3 figures, 1 table

A major discovery of Parker Solar Probe (PSP) was the presence of large numbers of localized increases in the radial solar wind speed and associated sharp deflections of the magnetic field - switchbacks (SB). A possible generation mechanism of SBs is through magnetic reconnection between open and closed magnetic flux near the solar surface, termed interchange reconnection that leads to the ejection of flux ropes (FR) into the solar wind. Observations also suggest that SBs undergo merging, consistent with a FR picture of these structures. The role of FRs merging in controlling the structure of SB in the solar wind is explored through direct observations, through analytic analysis, and numerical simulations. Analytic analysis reveals key features of the structure of FR and their scaling with the heliocentric distance R that are consistent with observations and that reveal the critical role of merging in controlling the SB structure. FR merging is shown to be energetically favorable to reduce the strength of the wrapping magnetic field and drive the observed elongation of SBs. A further consequence is the resulting dominance of the axial magnetic field within SBs that leads to the characteristic sharp rotation of the magnetic field into the axial direction at the SB boundary that is revealed in observations. Finally, the radial scaling of the SB area in the FR model of SBs suggests that the observational probability of SB identification should be insensitive to R, which is consistent with the most recent statistical analysis of SB observations from PSP., Comment: 21 pages, 9 figures

One of the striking observations from the Parker Solar Probe (PSP) spacecraft is the prevalence in the inner heliosphere of large amplitude, Alfv\'enic magnetic field reversals termed 'switchbacks'. These $\delta B_R/B \sim \mathcal{O}(1$) fluctuations occur on a range of timescales and in {\em patches} separated by intervals of quiet, radial magnetic field. We use measurements from PSP to demonstrate that patches of switchbacks are localized within the extensions of plasma structures originating at the base of the corona. These structures are characterized by an increase in alpha particle abundance, Mach number, plasma $\beta$ and pressure, and by depletions in the magnetic field magnitude and electron temperature. These intervals are in pressure-balance, implying stationary spatial structure, and the field depressions are consistent with overexpanded flux tubes. The structures are asymmetric in Carrington longitude with a steeper leading edge and a small ($\sim$1$^\circ$) edge of hotter plasma and enhanced magnetic field fluctuations. Some structures contain suprathermal ions to $\sim$85 keV that we argue are the energetic tail of the solar wind alpha population. The structures are separated in longitude by angular scales associated with supergranulation. This suggests that these switchbacks originate near the leading edge of the diverging magnetic field funnels associated with the network magnetic field - the primary wind sources. We propose an origin of the magnetic field switchbacks, hot plasma and suprathermals, alpha particles in interchange reconnection events just above the solar transition region and our measurements represent the extended regions of a turbulent outflow exhaust., Comment: 18 pages, 9 figures, submitted to Astrophys. J

Solar Orbiter strives to unveil how the Sun controls and shapes the heliosphere and fills it with energetic particle radiation. To this end, its Energetic Particle Detector (EPD) has now been in operation, providing excellent data, for just over a year. EPD measures suprathermal and energetic particles in the energy range from a few keV up to (near-) relativistic energies (few MeV for electrons and about 500 MeV/nuc for ions). We present an overview of the initial results from the first year of operations and we provide a first assessment of issues and limitations. During this first year of operations of the Solar Orbiter mission, EPD has recorded several particle events at distances between 0.5 and 1 au from the Sun. We present dynamic and time-averaged energy spectra for ions that were measured with a combination of all four EPD sensors, namely: the SupraThermal Electron and Proton sensor (STEP), the Electron Proton Telescope (EPT), the Suprathermal Ion Spectrograph (SIS), and the High-Energy Telescope (HET) as well as the associated energy spectra for electrons measured with STEP and EPT. We illustrate the capabilities of the EPD suite using the 10-11 December 2020 solar particle event. This event showed an enrichment of heavy ions as well as $^3$He, for which we also present dynamic spectra measured with SIS. The high anisotropy of electrons at the onset of the event and its temporal evolution is also shown using data from these sensors. We discuss the ongoing in-flight calibration and a few open instrumental issues using data from the 21 July and the 10-11 December 2020 events and give guidelines and examples for the usage of the EPD data. We explain how spacecraft operations may affect EPD data and we present a list of such time periods in the appendix. A list of the most significant particle enhancements as observed by EPT during this first year is also provided.

The recently released spacecraft potential measured by the RPW instrument on-board Solar Orbiter has been used to estimate the solar wind electron density in the inner heliosphere. Solar-wind electron density measured during June 2020 has been analysed to obtain a thorough characterization of the turbulence and intermittency properties of the fluctuations. Magnetic field data have been used to describe the presence of ion-scale waves. Selected intervals have been extracted to study and quantify the properties of turbulence. The Empirical Mode Decomposition has been used to obtain the generalized marginal Hilbert spectrum, equivalent to the structure functions analysis, and additionally reducing issues typical of non-stationary, short time series. The presence of waves was quantitatively determined introducing a parameter describing the time-dependent, frequency-filtered wave power. A well defined inertial range with power-law scaling has been found almost everywhere. However, the Kolmogorov scaling and the typical intermittency effects are only present in part of the samples. Other intervals have shallower spectra and more irregular intermittency, not described by models of turbulence. These are observed predominantly during intervals of enhanced ion frequency wave activity. Comparisons with compressible magnetic field intermittency (from the MAG instrument) and with an estimate of the solar wind velocity (using electric and magnetic field) are also provided to give general context and help determine the cause for the anomalous fluctuations.

Context. The Sun's complex corona is the source of the solar wind and interplanetary magnetic field. While the large scale morphology is well understood, the impact of variations in coronal properties on the scale of a few degrees on properties of the interplanetary medium is not known. Solar Orbiter, carrying both remote sensing and in situ instruments into the inner solar system, is intended to make these connections better than ever before. Aims. We combine remote sensing and in situ measurements from Solar Orbiter's first perihelion at 0.5 AU to study the fine scale structure of the solar wind from the equatorward edge of a polar coronal hole with the aim of identifying characteristics of the corona which can explain the in situ variations. Methods. We use in situ measurements of the magnetic field, density and solar wind speed to identify structures on scales of hours at the spacecraft. Using Potential Field Source Surface mapping we estimate the source locations of the measured solar wind as a function of time and use EUI images to characterise these solar sources. Results. We identify small scale stream interactions in the solar wind with compressed magnetic field and density along with speed variations which are associated with corrugations in the edge of the coronal hole on scales of several degrees, demonstrating that fine scale coronal structure can directly influence solar wind properties and drive variations within individual streams. Conclusions. This early analysis already demonstrates the power of Solar Orbiter's combined remote sensing and in situ payload and shows that with future, closer perihelia it will be possible dramatically to improve our knowledge of the coronal sources of fine scale solar wind structure, which is important both for understanding the phenomena driving the solar wind and predicting its impacts at the Earth and elsewhere., Comment: Submitted to Astronomy and Astrophysics

Both coronal holes and active regions are source regions of the solar wind. The distribution of these coronal structures across both space and time is well known, but it is unclear how much each source contributes to the solar wind. In this study we use photospheric magnetic field maps observed over the past four solar cycles to estimate what fraction of magnetic open solar flux is rooted in active regions, a proxy for the fraction of all solar wind originating in active regions. We find that the fractional contribution of active regions to the solar wind varies between 30% to 80% at any one time during solar maximum and is negligible at solar minimum, showing a strong correlation with sunspot number. While active regions are typically confined to latitudes $\pm$30$^{\circ}$ in the corona, the solar wind they produce can reach latitudes up to $\pm$60$^{\circ}$. Their fractional contribution to the solar wind also correlates with coronal mass ejection rate, and is highly variable, changing by $\pm$20% on monthly timescales within individual solar maxima. We speculate that these variations could be driven by coronal mass ejections causing reconfigurations of the coronal magnetic field on sub-monthly timescales., Comment: 18 pages, 7 figures. Published in Solar Physics

Solar Orbiter was launched on February 10, 2020 with the purpose of investigating solar and heliospheric physics using a payload of instruments designed for both remote and in-situ sensing. Similar to the recently launched Parker Solar Probe, and unlike earlier missions, Solar Orbiter carries instruments designed to measure the low frequency DC electric fields. In this paper we assess the quality of the low-frequency DC electric field measured by the Radio and Plasma Waves instrument (RPW) on Solar Orbiter. In particular we investigate the possibility of using Solar Orbiter's DC electric and magnetic field data to estimate the solar wind speed. We use deHoffmann-Teller (HT) analysis based on measurements of the electric and magnetic fields to find the velocity of solar wind current sheets which minimizes a single component of the electric field. By comparing the HT velocity to proton velocity measured by the Proton and Alpha particle Sensor (PAS) we develop a simple model for the effective antenna length, $L_\text{eff}$ of the E-field probes. We then use the HT method to estimate the speed of the solar wind. Using the HT method, we find that the observed variations in $E_y$ are often in excellent agreement with the variations in the magnetic field. The magnitude of $E_y$, however, is uncertain due to the fact that the $L_\text{eff}$ depends on the plasma environment. We derive an empirical model relating $L_\text{eff}$ to the Debye length, which we can use to improve the estimate of $E_y$ and consequently the estimated solar wind speed. The low frequency electric field provided by RPW is of high quality. Using deHoffmann-Teller analysis, Solar Orbiter's magnetic and electric field measurements can be used to estimate the solar wind speed when plasma data is unavailable., Comment: 7 pages, 4 figures

Electric field measurements of the Time Domain Sampler (TDS) receiver, part of the Radio and Plasma Waves (RPW) instrument on board Solar Orbiter, often exhibit very intense broadband wave emissions at frequencies below 20~kHz in the spacecraft frame. In this paper, we present a year-long study of electrostatic fluctuations observed in the solar wind at an interval of heliocentric distances from 0.5 to 1~AU. The RPW/TDS observations provide a nearly continuous data set for a statistical study of intense waves below the local plasma frequency. The on-board and continuously collected and processed properties of waveform snapshots allow for the mapping plasma waves at frequencies between 200~Hz and 20~kHz. We used the triggered waveform snapshots and a Doppler-shifted solution of the dispersion relation for wave mode identification in order to carry out a detailed spectral and polarization analysis. Electrostatic ion-acoustic waves are the common wave emissions observed between the local electron and proton plasma frequency in the soler wind. The occurrence rate of ion-acoustic waves peaks around perihelion at distances of 0.5~AU and decreases with increasing distances, with only a few waves detected per day at 0.9~AU. Waves are more likely to be observed when the local proton moments and magnetic field are highly variable. A more detailed analysis of more than 10000 triggered waveform snapshots shows the mean wave frequency at about 3 kHz and wave amplitude about 2.5 mV/m. The wave amplitude varies as 1/R^(1.38) with the heliocentric distance. The relative phase distribution between two components of the E-field shows a mostly linear wave polarization. Electric field fluctuations are closely aligned with the directions of the ambient field lines. Only a small number (3%) of ion-acoustic waves are observed at larger magnetic discontinuities., Comment: 9 pages, 8 figures

A variety of kinetic waves develop in the solar wind. The relationship between these waves and larger-scale structures, such as current sheets and ongoing turbulence remain a topic of investigation. Similarly, the instabilities producing ion-acoustic waves in the solar wind remains an open question. The goals of this paper are to investigate kinetic electrostatic Langmuir and ion-acoustic waves in the solar wind at 0.5 AU and determine whether current sheets and associated streaming instabilities can produce the observed waves. The relationship between these waves and currents is investigated statistically. Solar Orbiter's Radio and Plasma Waves instrument suite provides high-resolution snapshots of the fluctuating electric field. The Low Frequency Receiver resolves the waveforms of ion-acoustic waves and the Time Domain Sampler resolves the waveforms of both ion-acoustic and Langmuir waves. Using these waveform data we determine when these waves are observed in relation to current structures in the solar wind, estimated from the background magnetic field. Langmuir and ion-acoustic waves are frequently observed in the solar wind. Ion-acoustic waves are observed about 1% of the time at 0.5 AU. The waves are more likely to be observed in regions of enhanced currents. However, the waves typically do not occur at current structures themselves. The observed currents in the solar wind are too small to drive instability by the relative drift between single ion and electron populations. When multi-component ion and/or electron distributions are present the observed currents may be sufficient for instability. Ion beams are the most plausible source of ion-acoustic waves. The spacecraft potential is confirmed to be a reliable probe of the background electron density by comparing the peak frequencies of Langmuir waves with the plasma frequency calculated from the spacecraft potential., Comment: 13 pages, 12 figures

We use the plasma density based on measurements of the probe-to-spacecraft potential in combination with magnetic field measurements by MAG to study fields and density fluctuations in the solar wind observed by Solar Orbiter during the first perihelion encounter ($\sim$0.5~AU away from the Sun). In particular we use the polarization of the wave magnetic field, the phase between the compressible magnetic field and density fluctuations and the compressibility ratio (the ratio of the normalized density fluctuations to the normalized compressible fluctuations of B) to characterize the observed waves and turbulence. We find that the density fluctuations are out-of-phase with the compressible component of magnetic fluctuations for intervals of turbulence, while they are in phase for the circular-polarized waves around the proton cyclotron frequency. We analyze in detail two specific events with simultaneous presence of left- and right-handed waves at different frequencies. We compare observed wave properties to a prediction of the three-fluid (electrons, protons and alphas) model. We find a limit on the observed wavenumbers, $10^{-6} < k < 7 \times 10^{-6}$~m$^{-1}$, which corresponds to wavelength $7 \times 10^6 >\lambda > 10^6$~m. We conclude that most likely both the left- and right-handed waves correspond to the low-wavenumber part (close to the cut-off at $\Omega_{c\mathrm{He}++}$) proton-band electromagnetic ion cyclotron (left-handed wave in the plasma frame confined to the frequency range $\Omega_{c\mathrm{He}++} < \omega < \Omega_{c\mathrm{H}+}$) waves propagating in the outwards and inwards directions respectively. The fact that both wave polarizations are observed at the same time and the identified wave mode has a low group velocity suggests that the double-banded events occur in the source regions of the waves., Comment: 13 pages, 9 figures

The recent launch of Solar Orbiter and BepiColombo opened a brief window in which these two spacecraft were positioned in a constellation that allows for the detailed sampling of any Earth-directed CMEs. Fortunately, two such events occurred with in situ detections of an ICME by Solar Orbiter on the 19th of April and the 28th of May 2020. These two events were subsequently also observed in situ by BepiColombo and Wind around a day later. We attempt to reconstruct the observed in situ magnetic field measurements for all three spacecraft simultaneously using an empirical magnetic flux rope model. This allows us to test the validity of our flux rope model on a larger and more global scale and allows for cross-validation of the analysis with different spacecraft combinations. Finally, we can also compare the results from the in situ modeling to remote observations obtained from the STEREO-A heliospheric imagers. We make use of the 3D coronal rope ejection model in order to simulate the ICME evolution. We adapt a previously developed ABC-SMC fitting algorithm for the application to multi point scenarios. We show that we are able to generally reconstruct the flux ropes signatures at three different spacecraft positions simultaneously using our model in combination with the flux rope fitting algorithm. For the well-behaved 19th of April ICME our approach works very well. The 28th of May ICME, on the other hand, shows the limitations of our approach. Unfortunately, the usage of multi-point observations for these events does not appear to solve inherent issues, such as the estimation of the magnetic field twist or flux rope aspect-ratios due to the specific constellation of the spacecraft positions. As our general approach can be used for any fast forward simulation-based model we give a blueprint for future studies using more advanced ICME models., Comment: 11 pages, 7 figures

The Kelvin-Helmholtz instability (KHI) is a nonlinear shear-driven instability that develops at the interface between shear flows in plasmas. KHI has been inferred in various astrophysical plasmas and has been observed in situ at the magnetospheric boundaries of solar-system planets and through remote sensing at the boundaries of coronal mass ejections. While it was hypothesized to play an important role in the mixing of plasmas and in triggering solar wind fluctuations, its direct and unambiguous observation in the solar wind was still lacking. We report in-situ observations of ongoing KHI in the solar wind using Solar Orbiter during its cruise phase. The KHI is found in a shear layer in the slow solar wind in the close vicinity of the Heliospheric Current Sheet, with properties satisfying linear theory for its development. An analysis is performed to derive the local configuration of the KHI. A 2-D MHD simulation is also set up with empirical values to test the stability of the shear layer. In addition, magnetic spectra of the KHI event are analyzed. We find that the observed conditions satisfy the KHI onset criterion from the linear theory analysis, and its development is further confirmed by the simulation. The current sheet geometry analyses are found to be consistent with KHI development. Additionally, we report observations of an ion jet consistent with magnetic reconnection at a compressed current sheet within the KHI interval. The KHI is found to excite magnetic and velocity fluctuations with power-law scalings that approximately follow $k^{-5/3}$ and $k^{-2.8}$ in the inertial and dissipation ranges, respectively. These observations provide robust evidence of KHI development in the solar wind. This sheds new light on the process of shear-driven turbulence as mediated by the KHI with implications for the driving of solar wind fluctuations.

The recent launches of Parker Solar Probe (PSP), Solar Orbiter (SO) and BepiColombo, along with several older spacecraft, have provided the opportunity to study the solar wind at multiple latitudes and distances from the Sun simultaneously. We take advantage of this unique spacecraft constellation, along with low solar activity across two solar rotations between May and July 2020, to investigate how the solar wind structure, including the Heliospheric Current Sheet (HCS), varies with latitude. We visualise the sector structure of the inner heliosphere by ballistically mapping the polarity and solar wind speed from several spacecraft onto the Sun's source surface. We then assess the HCS morphology and orientation with the in situ data and compare with a predicted HCS shape. We resolve ripples in the HCS on scales of a few degrees in longitude and latitude, finding that the local orientation of sector boundaries were broadly consistent with the shape of the HCS but were steepened with respect to a modelled HCS at the Sun. We investigate how several CIRs varied with latitude, finding evidence for the compression region affecting slow solar wind outside the latitude extent of the faster stream. We also identified several transient structures associated with HCS crossings, and speculate that one such transient may have disrupted the local HCS orientation up to five days after its passage. We have shown that the solar wind structure varies significantly with latitude, with this constellation providing context for solar wind measurements that would not be possible with a single spacecraft. These measurements provide an accurate representation of the solar wind within $\pm 10^{\circ}$ latitude, which could be used as a more rigorous constraint on solar wind models and space weather predictions. In the future, this range of latitudes will increase as SO's orbit becomes more inclined., Comment: Accepted version

Solar Orbiter observed an interplanetary coronal mass ejection (ICME) event at 0.8 AU on 2020 April 19. The ICME was also observed by Wind at 1 AU on 2020 April 20. An interplanetary shock wave was driven in front of the ICME. We focus on the transmission of the magnetic fluctuations across the shock and analyze the characteristic wave modes of solar wind turbulence near the shock observed by both spacecraft. The ICME event is characterized by a magnetic helicity based technique. The shock normal is determined by magnetic coplanarity method for Solar Orbiter and using a mixed coplanarity approach for Wind. The power spectra of magnetic field fluctuations are generated by applying both a fast Fourier transform and Morlet wavelet analysis. To understand the nature of waves observed near the shock, we use the normalized magnetic helicity as a diagnostic parameter. The wavelet reconstructed magnetic field fluctuation hodograms are used to further study the polarization properties of waves. We find that the ICME-driven shock observed by Solar Orbiter and Wind is a fast forward oblique shock with a more perpendicular shock angle at 1 AU. After the shock crossing, the magnetic field fluctuation power increases. Most of the magnetic field fluctuation power resides in the transverse fluctuations. In the vicinity of the shock, both spacecraft observe right-hand polarized waves in the spacecraft frame. The upstream wave signatures fall in a relatively broad and low-frequency band, which might be attributed to low-frequency MHD waves excited by the streaming particles. For the downstream magnetic wave activity, we find oblique kinetic Alfven waves with frequencies near the proton cyclotron frequency in the spacecraft frame. The frequency of the downstream waves increases by a factor of 7-10 due to the shock compression and the Doppler effect.

On 2020 April 19 a coronal mass ejection (CME) was detected in situ by Solar Orbiter at a heliocentric distance of about 0.8 AU. The CME was later observed in situ on April 20th by the Wind and BepiColombo spacecraft whilst BepiColombo was located very close to Earth. This CME presents a good opportunity for a triple radial alignment study, as the spacecraft were separated by less than 5$^\circ$ in longitude. The source of the CME, which was launched on April 15th, was an almost entirely isolated streamer blowout. STEREO-A observed the event remotely from -75.1$^\circ$ longitude, which is an exceptionally well suited viewpoint for heliospheric imaging of an Earth directed CME. The configuration of the four spacecraft has provided an exceptionally clean link between remote imaging and in situ observations of the CME. We have used the in situ observations of the CME at Solar Orbiter, Wind, and BepiColombo, and the remote observations of the CME at STEREO-A in combination with flux rope models to determine the global shape of the CME and its evolution as it propagated through the inner heliosphere. A clear flattening of the CME cross-section has been observed by STEREO-A, and further confirmed by comparing profiles of the flux rope models to the in situ data, where the distorted flux rope cross-section qualitatively agrees most with in situ observations of the magnetic field at Solar Orbiter. Comparing in situ observations of the magnetic field between spacecraft, we find that the dependence of the maximum (mean) magnetic field strength decreases with heliocentric distance as $r^{-1.24 \pm 0.50}$ ($r^{-1.12 \pm 0.14}$), in disagreement with previous studies. Further assessment of the axial and poloidal magnetic field strength dependencies suggests that the expansion of the CME is likely neither self-similar nor cylindrically symmetric.

Switchbacks are discrete angular deflections in the solar wind magnetic field that have been observed throughout the heliosphere. Recent observations by Parker Solar Probe (PSP) have revealed the presence of patches of switchbacks on the scale of hours to days, separated by 'quieter' radial fields. We aim to further diagnose the origin of these patches using measurements of proton temperature anisotropy that can illuminate possible links to formation processes in the solar corona. We fitted 3D bi-Maxwellian functions to the core of proton velocity distributions measured by the SPAN-Ai instrument onboard PSP to obtain the proton parallel, $T_{p,\|}$, and perpendicular, $T_{p,\perp}$, temperature. We show that the presence of patches is highlighted by a transverse deflection in the flow and magnetic field away from the radial direction. These deflections are correlated with enhancements in $T_{p,\|}$, while $T_{p,\perp}$ remains relatively constant. Patches sometimes exhibit small proton and electron density enhancements. We interpret that patches are not simply a group of switchbacks, but rather switchbacks are embedded within a larger-scale structure identified by enhanced $T_{p,\|}$ that is distinct from the surrounding solar wind. We suggest that these observations are consistent with formation by reconnection-associated mechanisms in the corona., Comment: Letter accepted as part of the PSP Special Issue in A&A

Solar Orbiter is the first space mission observing the solar plasma both in situ and remotely, from a close distance, in and out of the ecliptic. The ultimate goal is to understand how the Sun produces and controls the heliosphere, filling the Solar System and driving the planetary environments. With six remote-sensing and four in-situ instrument suites, the coordination and planning of the operations are essential to address the following four top-level science questions: (1) What drives the solar wind and where does the coronal magnetic field originate? (2) How do solar transients drive heliospheric variability? (3) How do solar eruptions produce energetic particle radiation that fills the heliosphere? (4) How does the solar dynamo work and drive connections between the Sun and the heliosphere? Maximising the mission's science return requires considering the characteristics of each orbit, including the relative position of the spacecraft to Earth (affecting downlink rates), trajectory events (such as gravitational assist manoeuvres), and the phase of the solar activity cycle. Furthermore, since each orbit's science telemetry will be downloaded over the course of the following orbit, science operations must be planned at mission level, rather than at the level of individual orbits. It is important to explore the way in which those science questions are translated into an actual plan of observations that fits into the mission, thus ensuring that no opportunities are missed. First, the overarching goals are broken down into specific, answerable questions along with the required observations and the so-called Science Activity Plan (SAP) is developed to achieve this. The SAP groups objectives that require similar observations into Solar Orbiter Observing Plans (SOOPs), resulting in a strategic, top-level view of the optimal opportunities for science observations during the mission lifetime., Comment: 20 pages, 1 figure, accepted by Astronomy & Astrophysics

The structure of magnetic flux ropes injected into the solar wind during reconnection in the coronal atmosphere is explored with particle-in-cell simulations and compared with in situ measurements of magnetic "switchbacks" from the Parker Solar Probe. We suggest that multi-x-line reconnection between open and closed flux in the corona injects flux ropes into the solar wind and that these flux ropes convect outward over long distances before eroding due to reconnection. Simulations that explore the magnetic structure of flux ropes in the solar wind reproduce the following key features of the switchback observations: a rapid rotation of the radial magnetic field into the transverse direction, which is a consequence of reconnection with a strong guide field; and the potential to reverse the radial field component. The potential implication of the injection of large numbers of flux ropes in the coronal atmosphere for understanding the generation of the solar wind is discussed.

Solar Orbiter, the first mission of ESA's Cosmic Vision 2015-2025 programme and a mission of international collaboration between ESA and NASA, will explore the Sun and heliosphere from close up and out of the ecliptic plane. It was launched on 10 February 2020 04:03 UTC from Cape Canaveral and aims to address key questions of solar and heliospheric physics pertaining to how the Sun creates and controls the Heliosphere, and why solar activity changes with time. To answer these, the mission carries six remote-sensing instruments to observe the Sun and the solar corona, and four in-situ instruments to measure the solar wind, energetic particles, and electromagnetic fields. In this paper, we describe the science objectives of the mission, and how these will be addressed by the joint observations of the instruments onboard. The paper first summarises the mission-level science objectives, followed by an overview of the spacecraft and payload. We report the observables and performance figures of each instrument, as well as the trajectory design. This is followed by a summary of the science operations concept. The paper concludes with a more detailed description of the science objectives. Solar Orbiter will combine in-situ measurements in the heliosphere with high-resolution remote-sensing observations of the Sun to address fundamental questions of solar and heliospheric physics. The performance of the Solar Orbiter payload meets the requirements derived from the mission's science objectives. Its science return will be augmented further by coordinated observations with other space missions and ground-based observatories., Comment: 32 pages, 30 figures; accepted for publication in A&A

Magnetic reconnection in current sheets converts magnetic energy into particle energy. The process may play an important role in the acceleration and heating of the solar wind close to the Sun. Observations from Parker Solar Probe provide a new opportunity to study this problem, as it measures the solar wind at unprecedented close distances to the Sun. During the 1st orbit, PSP encountered a large number of current sheets in the solar wind through perihelion at 35.7 solar radii. We performed a comprehensive survey of these current sheets and found evidence for 21 reconnection exhausts. These exhausts were observed in heliospheric current sheets, coronal mass ejections, and regular solar wind. However, we find that the majority of current sheets encountered around perihelion, where the magnetic field was strongest and plasma beta was lowest, were Alfv\'enic structures associated with bursty radial jets and these current sheets did not appear to be undergoing local reconnection. We examined conditions around current sheets to address why some current sheets reconnected, while others did not. A key difference appears to be the degree of plasma velocity shear across the current sheets: The median velocity shear for the 21 reconnection exhausts was 24% of the Alfv\'en velocity shear, whereas the median shear across 43 Alfv\'enic current sheets examined was 71% of the Alfv\'en velocity shear. This finding could suggest that large, albeit sub-Alfv\'enic, velocity shears suppress reconnection. An alternative interpretation is that the Alfv\'enic current sheets are isolated rotational discontinuities which do not undergo local reconnection., Comment: In Press (accepted by ApJS on 2019-11-08) This paper is part of the Parker Solar Probe ApJS Special Issue Current citation: Phan, T. D., S. D. Bale, J. P. Eastwood, et al. (2019), Parker Solar Probe In-Situ Observations of Magnetic Reconnection Exhausts During Encounter 1, ApJS., in press, doi: 10.3847/1538-4365/ab55ee

We discuss properties of large amplitude magnetic field fluctuations during fast Alfvenic solar wind streams, focussing on the statistics of the rotation angle between consecutive magnetic field vector measurements for different scales in the plasma. Since in the fast solar wind fluctuations preserve the modulus of the magnetic field to a good approximation, the tip of the magnetic field vector is observed to move on a sphere of approximately constant radius |B|. We then compare statistics of solar wind measurements with that of a simple model of a random walk bounded on a spherical surface. The analogy consists in the fact that in both systems the geometrical constraint imposes a limiting amplitude at large separations and thus introduces a break scale in the power spectrum of the fluctuations, leading to a shallower slope for scales where the fluctuations amplitude becomes scale-independent. However, while in the case of the random walk the saturation of the fluctuations occurs when the pattern becomes uniform on the sphere (flat distribution of the cosine of the rotation angle), transitioning then to a white noise regime, in the solar wind magnetic field fluctuations saturate in amplitude maintaining a preferential direction. We suggest that this behaviour is due to the presence of the background interplanetary magnetic field, which keeps some long-range memory in the system also when the fluctuations becomes independent of the scale. This long-range correlation is a necessary ingredient in order to produce the 1/f spectrum observed at large scales in the solar wind., Comment: 6 pages, 3 figures, Proceeding of the SoHe3 Conference 2018, Turin, Italy, with kind permission of Societ\`a Italiana di Fisica

Although the origins of slow solar wind are unclear, there is increasing evidence that at least some of it is released in a steady state on over-expanded coronal hole magnetic field lines. This type of slow wind has similar properties to the fast solar wind, including a high degree of Alfv\'enicity. In this study a combination of proton, alpha particle, and electron measurements are used to investigate the kinetic properties of a single interval of slow Alfv\'enic wind at 0.35 AU. It is shown that this slow Alfv\'enic interval is characterised by high alpha particle abundances, pronounced alpha-proton differential streaming, strong proton beams, and large alpha to proton temperature ratios. These are all features observed consistently in the fast solar wind, adding evidence that at least some Alfv\'enic slow solar wind also originates in coronal holes. Observed differences between speed, mass flux, and electron temperature between slow Alfv\'enic and fast winds are explained by differing magnetic field geometry in the lower corona.

This paper briefly reviews a number of fundamental measurements that need to be made in order to characterize turbulence in space plasmas such as the solar wind. It has long been known that many of these quantities require simultaneous multipoint measurements to attain a proper characterization that would reveal the fundamental physics of plasma turbulence. The solar wind is an ideal plasma for such an investigation, and it now appears to be technologically feasible to carry out such an investigation, following the pioneering Cluster and MMS missions. Quantities that need to be measured using multipoint measurements include the two-point, two-time second correlation function of velocity, magnetic field and density, and higher order statistical objects such as third and fourth order structure functions. Some details of these requirements are given here, with a eye towards achieving closure on fundamental questions regarding the cascade rate, spectral anisotropy, characteristic coherent structures, intermittency, and dissipation mechanisms that describe plasma turbuelence, as well as its variability with plasma parameters in the solar wind. The motivation for this discussion is the current planning for a proposed Helioswarm mission that would be designed to make these measurements,leading to breakthrough understanding of the physics of space and astrophysical turbulence., Comment: White paper submitted to the PLASMA 2020 Decadal Survey Committee

This white paper submitted for 2020 Decadal Assessment of Plasma Science concerns the importance of multi-spacecraft missions to address fundamental questions concerning plasma turbulence. Plasma turbulence is ubiquitous in the universe, and it is responsible for the transport of mass, momentum, and energy in such diverse systems as the solar corona and wind, accretion discs, planet formation, and laboratory fusion devices. Turbulence is an inherently multi-scale and multi-process phenomenon, coupling the largest scales of a system to sub-electron scales via a cascade of energy, while simultaneously generating reconnecting current layers, shocks, and a myriad of instabilities and waves. The solar wind is humankind's best resource for studying the naturally occurring turbulent plasmas that permeate the universe. Since launching our first major scientific spacecraft mission, Explorer 1, in 1958, we have made significant progress characterizing solar wind turbulence. Yet, due to the severe limitations imposed by single point measurements, we are unable to characterize sufficiently the spatial and temporal properties of the solar wind, leaving many fundamental questions about plasma turbulence unanswered. Therefore, the time has now come wherein making significant additional progress to determine the dynamical nature of solar wind turbulence requires multi-spacecraft missions spanning a wide range of scales simultaneously. A dedicated multi-spacecraft mission concurrently covering a wide range of scales in the solar wind would not only allow us to directly determine the spatial and temporal structure of plasma turbulence, but it would also mitigate the limitations that current multi-spacecraft missions face, such as non-ideal orbits for observing solar wind turbulence. Some of the fundamentally important questions that can only be addressed by in situ multipoint measurements are discussed., Comment: 6 pages, submitted for the Plasma 2020 Decadal Survey

A multi-institutional, multi-national science team will soon submit a NASA proposal to build a constellation of spacecraft to fly into the near-Earth solar wind in a swarm spanning a multitude of scales in order to obtain critically needed measurements that will reveal the underlying dynamics of magnetized turbulence. This white paper, submitted to the Plasma 2020 Decadal Survey Committee, provides a brief overview of turbulent systems that constitute an area of compelling plasma physics research, including why this mission is needed, and how this mission will achieve the goal of revealing how energy is transferred across scales and boundaries in plasmas throughout the universe., Comment: 6 pages, submitted to the Plasma 2020 Decadal Survey Committee; version 2 includes movie of proposed orbit

Plasma processes occurring in the corona and solar wind can be probed by studying the thermodynamic properties of different ion species. However, most in-situ observations of positive ions in the solar wind are taken at 1 AU, where information on their solar source properties may have been irreversibly erased. In this study we aimed to use the properties of alpha particles at heliocentric distances between 0.3 and 1 AU to study plasma processes occurring at the points of observation, and to infer processes occurring inside 0.3 AU by comparing our results to previous remote sensing observations of the plasma closer to the Sun. We reprocessed the original Helios positive ion distribution functions, isolated the alpha particle population, and computed the alpha particle number density, velocity, and magnetic field perpendicular and parallel temperatures. We then investigated the radial variation of alpha particle temperatures in fast solar wind observed between 0.3 and 1 AU. Between 0.3 and 1 AU alpha particles are heated in the magnetic field perpendicular direction, and cooled in the magnetic field parallel direction. Alpha particle evolution is bounded by the alpha firehose instability threshold, which provides one possible mechanism to explain the observed parallel cooling and perpendicular heating. Closer to the Sun our observations suggest that the alpha particles undergo heating the perpendicular direction, whilst the large magnetic field parallel temperatures observed at 0.3 AU may be due the combined effect of double adiabatic expansion and alpha particle deceleration inside 0.3 AU., Comment: Accepted for publication in Astronomy and Astrophysics

Robustly identifying the solar sources of individual packets of solar wind measured in interplanetary space remains an open problem. We set out to see if this problem is easier to tackle using solar wind measurements closer to the Sun than 1 AU, where the mixing and dynamical interaction of different solar wind streams is reduced. Using measurements from the Helios mission, we examined how the proton core temperature anisotropy and cross helicity varied with distance. At 0.3 AU there are two clearly separated anisotropic and isotropic populations of solar wind, that are not distinguishable at 1 AU. The anisotropic population is always Alfv\'enic and spans a wide range of speeds. In contrast the isotropic population has slow speeds, and contains a mix of Alfv\'enic wind with constant mass fluxes, and non-Alfv\'enic wind with large and highly varying mass fluxes. We split the in-situ measurements into three categories according these observations, and suggest that these categories correspond to wind that originated in the core of coronal holes, in or near active regions or the edges of coronal holes, and as small transients form streamers or pseudostreamers. Although our method by itself is simplistic, it provides a new tool that can be used in combination with other methods for identifying the sources of solar wind measured by Parker Solar Probe and Solar Orbiter., Comment: This is a pre-copyedited, author-produced PDF of an article accepted for publication in Monthly Notices of the Royal Astronomical Society following peer review

Spacecraft observations have shown that the proton temperature in the solar wind falls off with radial distance more slowly than expected for an adiabatic prediction. Usually, previous studies have been focused on the evolution of the solar-wind plasma by using the bulk speed as an order parameter to discriminate different regimes. In contrast, here, we study the radial evolution of pure and homogeneous fast streams (i.e. well-defined streams of coronal-hole plasma that maintain their identity during several solar rotations) by means of re-processed particle data, from the HELIOS satellites between 0.3 and 1 AU. We have identified 16 intervals of unperturbed high-speed coronal hole plasma, from three different sources and measured at different radial distances. The observations show that, for all three streams, (i) the proton density decreases as expected for a radially expanding plasma, unlike previous analysis that found a slower decrease; (ii) the magnetic field deviates from the Parker prediction, with the radial and tangential components decreasing more slowly and quickly than expected, respectively; (iii) the double-adiabatic invariants are violated and an increase of entropy is observed; (iv) the proton-core temperature anisotropy is constrained by mirror mode instability; (v) the collisional frequency is not constant, but decreases as the plasma travels away from the Sun. The present work provides an insight into the heating problem in pure fast solar wind, fitting in the context of the next solar missions, and, especially for Parker Solar Probe, it enables us to predict the high-speed solar-wind environment much closer to the Sun.

In the near future, Parker Solar Probe and Solar Orbiter will provide the first comprehensive in-situ measurements of the solar wind in the inner heliosphere since the Helios mission in the 1970s. We describe a reprocessing of the original Helios ion distribution functions to provide reliable and reproducible data to characterise the proton core population of the solar wind in the inner heliosphere. A systematic fitting of bi-Maxwellian distribution functions was performed to the raw Helios ion distribution function data to extract the proton core number density, velocity, and temperatures parallel and perpendicular to the magnetic field. We present radial trends of these derived proton parameters, forming a benchmark from which new measurements in the inner heliosphere will be compared to. The new dataset has been made openly available for other researchers to use, along with the source code used to generate it.

The origins and generation mechanisms of the slow solar wind are still unclear. Part of the slow solar wind is populated by "number density structures", discrete patches of increased number density that are frozen in to and move with the bulk solar wind. In this paper we aimed to provide the first in-situ statistical study of number density structures in the inner heliosphere. We reprocessed in-situ ion distribution functions measured by Helios in the inner heliosphere to provide a new reliable set of proton plasma moments for the entire mission. From this new data set we looked for number density structures measured within 0.5 AU of the Sun and studied their properties. We identified 140 discrete areas of enhanced number density. The structures occurred exclusively in the slow solar wind and spanned a wide range of length scales from 50 Mm to 2000 Mm, which includes smaller scales than have been previously observed. They were also consistently denser and hotter that the surrounding plasma, but had lower magnetic field strengths, and therefore remained in pressure balance. Our observations show that these structures are present in the slow solar wind at a wide range of scales, some of which are too small to be detected by remote sensing instruments. These structures are rare, accounting for only 1\% of the slow solar wind measured by Helios, and are not a significant contribution to the mass flux of the solar wind., Comment: Accepted for publication in A&A