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Process-oriented diagnostics (PODs) aim to provide feedback for model developers through model analysis based on physical hypotheses. However, the step from a diagnostic based on relationships among variables, even when hypothesis-driven, to specific guidance for revising model formulation or parameterizations can be substantial. The POD may provide more information than a purely performance-based metric, but a gap between POD principles and providing actionable information for specific model revisions can remain. Furthermore, in coordinating diagnostics development, there is a trade-off between freedom for the developer, aiming to capture innovation, and near-term utility to the modeling center. Best practices that allow for the former, while conforming to specifications that aid the latter, are important for community diagnostics development that leads to tangible model improvements. Promising directions to close the gap between principles and practice include the interaction of PODs with perturbed physics experiments and with more quantitative process models as well as the inclusion of personnel from modeling centers in diagnostics development groups for immediate feedback during climate model revisions. Examples are provided, along with best-practice recommendations, based on practical experience from the NOAA Model Diagnostics Task Force (MDTF). Common standards for metrics and diagnostics that have arisen from a collaboration between the MDTF and the Department of Energy’s Coordinated Model Evaluation Capability are advocated as a means of uniting community diagnostics efforts.

This study compares the spread in climatological tropical cyclone (TC) precipitation across eight different reanalysis datasets: NCEP-CFSR, ERA-20C, ERA-40, ERA5, ERA-Interim, JRA-55, MERRA-2, and NOAA-20C. TC precipitation is assigned using manual tracking via a fixed 500-km radius from each TC center. The reanalyses capture similar general spatial patterns of TC precipitation and TC precipitation fraction, defined as the fraction of annual precipitation assigned to TCs, and the spread in TC precipitation is larger than the spread in total precipitation across reanalyses. The spread in TC precipitation relative to the inter-reanalysis mean TC precipitation, or relative spread, is larger in the east Pacific than in the west Pacific. Partitioned by reanalysis intensity, the largest relative spread across reanalyses in TC precipitation is from high-intensity TCs. In comparison with satellite observations, reanalyses show lower climatological mean annual TC precipitation over most areas. A comparison of area-averaged precipitation rate in TCs composited over reanalysis intensity shows the spread across reanalyses is larger for higher intensity TCs. Testing the sensitivity of TC precipitation assignment to tracking method shows that climatological mean annual TC precipitation is systematically larger when assigned via manual tracking versus objective tracking. However, this tendency is minimized when TC precipitation is normalized by TC density. Overall, TC precipitation in reanalyses is affected by not only horizontal output resolution or any TC preprocessing, but also data assimilation and parameterization schemes. The results indicate that improvements in the representation of TCs and their precipitation in reanalyses are needed to improve overall precipitation.

Here we explore the relationship between the global climatological characteristics of tropical cyclones (TCs) in climate models and the modeled large-scale environment across a large number of models. We consider the climatology of TCs in 30 climate models with a wide range of horizontal resolutions. We examine if there is a systematic relationship between the climatological diagnostics for the TC activity [number of tropical cyclones (NTC) and accumulated cyclone energy (ACE)] by hemisphere in the models and the environmental fields usually associated with TC activity, when examined across a large number of models. For low-resolution models, there is no association between a conducive environment and TC activity, when integrated over space (tropical hemisphere) and time (all years of the simulation). As the model resolution increases, for a couple of variables, in particular vertical wind shear, there is a statistically significant relationship in between the models’ TC characteristics and the environmental characteristics, but in most cases the relationship is either nonexistent or the opposite of what is expected based on observations. It is important to stress that these results do not imply that there is no relationship between individual models’ environmental fields and their TC activity by basin with respect to intraseasonal or interannual variability or due to climate change. However, it is clear that when examined across many models, the models’ mean state does not have a consistent relationship with the models’ mean TC activity. Therefore, other processes associated with the model physics, dynamical core, and resolution determine the climatological TC activity in climate models.

This review article summarizes recent (2014–2019) advances in our understanding of tropical cyclogenesis, stemming from activities at the ninth International Workshop on Tropical Cyclones. Tropical cyclogenesis involves the interaction of dynamic and thermodynamic processes at multiple spatio-temporal scales. Studies have furthered our understanding of how tropical cyclogenesis may be affected by external processes, such as intraseasonal oscillations, monsoon circulations, the intertropical convergence zone, and midlatitude troughs and cutoff lows. Additionally, studies have furthered our understanding of how tropical cyclogenesis may be affected by internal processes, such as the organization of deep convection; the evolution of the “pouch” structure; the role of friction; the development of the moist, warm core; the importance of surface fluxes; and the role of the mid-level vortex. A relatively recent class of idealized, numerical simulations of tropical cyclogenesis in radiative-convective equilibrium have highlighted the potential importance of radiative feedbacks on tropical cyclogenesis. We also offer some recommendations to the community on future directions for tropical cyclogenesis research.

The frequency with which tropical cyclones (TCs) occur controls all other aspects of tropical cyclone risk since a storm that does not occur can do no harm. Yet this frequency is poorly understood. There is no accepted theory that explains the average number of TCs that occur each year on the Earth, nor how that number will change with global warming. Arguments based on global budgets of heat or moisture do not yet appear helpful, nor does a detailed understanding of the physical processes of TC genesis. Empirical indices that predict TC frequency as a function of large‐scale environmental variables can explain some of its relative variations in space and time, but not its absolute value. Global numerical models with horizontal grid spacings on the order of 25–50 km have allowed much improved simulations of TC activity, however. Many such models project a decrease in frequency with warming, but some project an increase. Idealized simulations, including those at higher resolutions, offer promise by allowing a systematic, deductive investigation of the roles of individual environmental factors. In addition to the larger‐scale environmental modulation of genesis likelihood, precursor disturbances, or “seeds”, may exert an independent influence on TC frequency.

Using dropsondes and advanced remote sensing instrumentation to configure the German High-Altitude LOng range research aircraft (HALO) is configured for use as an airborne cloud observatory. A configuration of HALO (the High-Altitude LOng-range research aircraft) as a remote sensing cloud observatory is described and its use is illustrated with results from the first and second NARVAL (Next-generation Aircraft Remote-sensing for VALidation) field studies. Measurements from NARVAL2 are used to highlight the ability of HALO, when configured in this fashion, to characterize not only the distribution of water condensate in the atmosphere, but also its impact on radiant energy transfer and the co-varying large-scale meteorological conditions – including the large-scale velocity field, and its vertical component. The NARVAL campaigns with HALO demonstrate the potential of airborne cloud observatories to address long-standing riddles in studies of the coupling between clouds and circulation, and are helping to motivate a new generation of field studies.

The science guiding the EUREC4A campaign and its measurements is presented. EUREC4A comprised roughly 5 weeks of measurements in the downstream winter trades of the North Atlantic – eastward and southeastward of Barbados. Through its ability to characterize processes operating across a wide range of scales, EUREC4A marked a turning point in our ability to observationally study factors influencing clouds in the trades, how they will respond to warming, and their link to other components of the earth system, such as upper-ocean processes or the life cycle of particulate matter. This characterization was made possible by thousands (2500) of sondes distributed to measure circulations on meso- (200 km) and larger (500 km) scales, roughly 400 h of flight time by four heavily instrumented research aircraft; four global-class research vessels; an advanced ground-based cloud observatory; scores of autonomous observing platforms operating in the upper ocean (nearly 10 000 profiles), lower atmosphere (continuous profiling), and along the air–sea interface; a network of water stable isotopologue measurements; targeted tasking of satellite remote sensing; and modeling with a new generation of weather and climate models. In addition to providing an outline of the novel measurements and their composition into a unified and coordinated campaign, the six distinct scientific facets that EUREC4A explored – from North Brazil Current rings to turbulence-induced clustering of cloud droplets and its influence on warm-rain formation – are presented along with an overview of EUREC4A's outreach activities, environmental impact, and guidelines for scientific practice. Track data for all platforms are standardized and accessible at https://doi.org/10.25326/165 (Stevens, 2021), and a film documenting the campaign is provided as a video supplement.

The tall clouds that comprise tropical storms, hurricanes, and typhoons—or more generally, tropical cyclones (TCs)—are highly effective at trapping the infrared radiation welling up from the surface. This cloud–infrared radiation feedback, referred to as the “cloud greenhouse effect,” locally warms the lower–middle troposphere relative to a TC’s surroundings through all stages of its life cycle. Here, we show that this effect is essential to promoting and accelerating TC development in the context of two archetypal storms—Super Typhoon Haiyan (2013) and Hurricane Maria (2017). Namely, this feedback strengthens the thermally direct transverse circulation of the developing storm, in turn both promoting saturation within its core and accelerating the spin-up of its surface tangential circulation through angular momentum convergence. This feedback therefore shortens the storm’s gestation period prior to its rapid intensification into a strong hurricane or typhoon. Further research into this subject holds the potential for key progress in TC prediction, which remains a critical societal challenge.

Characteristics of tropical cyclones (TCs) in global climate models (GCMs) are known to be influenced by details of the model configurations, including horizontal resolution and parameterization schemes. Understanding model-to-model differences in TC characteristics is a prerequisite for reducing uncertainty in future TC activity projections by GCMs. This study performs a process-level examination of TC structures in eight GCM simulations that span a range of horizontal resolutions from 1° to 0.25°. A recently developed set of process-oriented diagnostics is used to examine the azimuthally averaged wind and thermodynamic structures of the GCM-simulated TCs. Results indicate that the inner-core wind structures of simulated TCs are more strongly constrained by the horizontal resolutions of the models than are the thermodynamic structures of those TCs. As expected, the structures of TC circulations become more realistic with smaller horizontal grid spacing, such that the radii of maximum wind (RMW) become smaller, and the maximum vertical velocities occur off the center. However, the RMWs are still too large, especially at higher intensities, and there are rising motions occurring at the storm centers, inconsistently with observations. The distributions of precipitation, moisture, and radiative and surface turbulent heat fluxes around TCs are diverse, even across models with similar horizontal resolutions. At the same horizontal resolution, models that produce greater rainfall in the inner-core regions tend to simulate stronger TCs. When TCs are weak, the radial gradient of net column radiative flux convergence is comparable to that of surface turbulent heat fluxes, emphasizing the importance of cloud–radiative feedbacks during the early developmental phases of TCs.

The Radiative‐Convective Equilibrium Model Intercomparison Project (RCEMIP) is an intercomparison of multiple types of numerical models configured in radiative‐convective equilibrium (RCE). RCE is an idealization of the tropical atmosphere that has long been used to study basic questions in climate science. Here, we employ RCE to investigate the role that clouds and convective activity play in determining cloud feedbacks, climate sensitivity, the state of convective aggregation, and the equilibrium climate. RCEMIP is unique among intercomparisons in its inclusion of a wide range of model types, including atmospheric general circulation models (GCMs), single column models (SCMs), cloud‐resolving models (CRMs), large eddy simulations (LES), and global cloud‐resolving models (GCRMs). The first results are presented from the RCEMIP ensemble of more than 30 models. While there are large differences across the RCEMIP ensemble in the representation of mean profiles of temperature, humidity, and cloudiness, in a majority of models anvil clouds rise, warm, and decrease in area coverage in response to an increase in sea surface temperature (SST). Nearly all models exhibit self‐aggregation in large domains and agree that self‐aggregation acts to dry and warm the troposphere, reduce high cloudiness, and increase cooling to space. The degree of self‐aggregation exhibits no clear tendency with warming. There is a wide range of climate sensitivities, but models with parameterized convection tend to have lower climate sensitivities than models with explicit convection. In models with parameterized convection, aggregated simulations have lower climate sensitivities than unaggregated simulations., Key Points Temperature, humidity, and clouds in radiative‐convective equilibrium vary substantially across modelsModels agree that self‐aggregation dries the atmosphere and reduces high cloudinessThere is no consistency in how self‐aggregation depends on warming

The Radiative-Convective Equilibrium Model Intercomparison Project (RCEMIP) consists ofsimulations at three fixed sea-surface temperatures (SSTs: 295, 300, and 305 K) and thus allows for acalculation of the climate feedback parameter based on the change of the top-of-atmosphere radiationimbalance. Climate feedback parameters range widely across RCEMIP, roughly from−6to3Wm−2K−1,particularly across general-circulation models (GCMs) as well as global and large-domain cloud-resolvingmodels (CRMs). Small-domain CRMs and large-eddy simulations have a smaller range of climate feedbackparameters due to the absence of convective self-aggregation. More than 70–80% of the intermodel spreadin the climate feedback parameter can be explained by the combined temperature dependencies ofconvective aggregation and shallow cloud fraction. Low climate sensitivities are associated withan increase of shallow cloud fraction (increasing the planetary albedo) and/or an increase in convectiveaggregation with warming. An increase in aggregation is associated with an increase in outgoing longwaveradiation, caused primarily by mid-tropospheric drying, and secondarily by an expansion of subsidenceregions. Climate sensitivity is neither dependent on the average amount of aggregation nor on changes indeep/anvil cloud fraction. GCMs have a lower overall climate sensitivity than CRMs because in mostGCMs convective aggregation increases with warming, whereas in CRMs, convective aggregation shows noconsistent temperature trend.

This study proposes a set of process-oriented diagnostics with the aim of understanding how model physics and numerics control the representation of tropical cyclones (TCs), especially their intensity distribution, in GCMs. Three simulations are made using two 50-km GCMs developed at NOAA’s Geophysical Fluid Dynamics Laboratory. The two models are forced with the observed sea surface temperature [Atmospheric Model version 2.5 (AM2.5) and High Resolution Atmospheric Model (HiRAM)], and in the third simulation, the AM2.5 model is coupled to an ocean GCM [Forecast-Oriented Low Ocean Resolution (FLOR)]. The frequency distributions of maximum near-surface wind near TC centers show that HiRAM tends to develop stronger TCs than the other models do. Large-scale environmental parameters, such as potential intensity, do not explain the differences between HiRAM and the other models. It is found that HiRAM produces a greater amount of precipitation near the TC center, suggesting that associated greater diabatic heating enables TCs to become stronger in HiRAM. HiRAM also shows a greater contrast in relative humidity and surface latent heat flux between the inner and outer regions of TCs. Various fields are composited on precipitation percentiles to reveal the essential character of the interaction among convection, moisture, and surface heat flux. Results show that the moisture sensitivity of convection is higher in HiRAM than in the other model simulations. HiRAM also exhibits a stronger feedback from surface latent heat flux to convection via near-surface wind speed in heavy rain-rate regimes. The results emphasize that the moisture–convection coupling and the surface heat flux feedback are critical processes that affect the intensity of TCs in GCMs.

A recent observational analysis has reported significant repeating diurnal signals propagating outward at cloud-top height from tropical cyclone centers. Modeling studies suggest that the visible upper-level impacts reflect a diurnal cycle through the depth of the troposphere. In this study, the possibility of wavelike diurnal responses in tropical cyclones is characterized using 3D cloud-resolving numerical simulations with and without a diurnal cycle. Diurnal waves can only begin to propagate well beyond the storm core, and the outflow region is most receptive to near-core diurnal propagation because of its anticyclonic flow. The tropical cyclone structure appears particularly hostile to diurnal wave propagation during periods when the eyewall experiences a temporary breakdown similar to an eyewall replacement cycle.

Tropical cyclone intensification processes are explored in six high-resolution climate models. The analysis framework employs process-oriented diagnostics that focus on how convection, moisture, clouds, and related processes are coupled. These diagnostics include budgets of column moist static energy and the spatial variance of column moist static energy, where the column integral is performed between fixed pressure levels. The latter allows for the quantification of the different feedback processes responsible for the amplification of moist static energy anomalies associated with the organization of convection and cyclone spinup, including surface flux feedbacks and cloud-radiative feedbacks. Tropical cyclones (TCs) are tracked in the climate model simulations and the analysis is applied along the individual tracks and composited over many TCs. Two methods of compositing are employed: a composite over all TC snapshots in a given intensity range, and a composite over all TC snapshots at the same stage in the TC life cycle (same time relative to the time of lifetime maximum intensity for each storm). The radiative feedback contributes to TC development in all models, especially in storms of weaker intensity or earlier stages of development. Notably, the surface flux feedback is stronger in models that simulate more intense TCs. This indicates that the representation of the interaction between spatially varying surface fluxes and the developing TC is responsible for at least part of the intermodel spread in TC simulation.

Realistic climate and weather prediction models are necessary to produce confidence in projections of future climate over many decades and predictions for days to seasons. These models must be physically justified and validated for multiple weather and climate processes. A key opportunity to accelerate model improvement is greater incorporation of process-oriented diagnostics (PODs) into standard packages that can be applied during the model development process, allowing the application of diagnostics to be repeatable across multiple model versions and used as a benchmark for model improvement. A POD characterizes a specific physical process or emergent behavior that is related to the ability to simulate an observed phenomenon. This paper describes the outcomes of activities by the Model Diagnostics Task Force (MDTF) under the NOAA Climate Program Office (CPO) Modeling, Analysis, Predictions and Projections (MAPP) program to promote development of PODs and their application to climate and weather prediction models. MDTF and modeling center perspectives on the need for expanded process-oriented diagnosis of models are presented. Multiple PODs developed by the MDTF are summarized, and an open-source software framework developed by the MDTF to aid application of PODs to centers’ model development is presented in the context of other relevant community activities. The paper closes by discussing paths forward for the MDTF effort and for community process-oriented diagnosis.

The authors perform 3D cloud-resolving simulations of radiative–convective equilibrium (RCE) in a rotating framework, with interactive radiation and surface fluxes and fixed sea surface temperature. A tropical cyclone is allowed to develop spontaneously from a homogeneous environment, rather than initializing the circulation with a weak vortex or moist bubble (as is often done in numerical simulations of tropical cyclones). The resulting tropical cyclogenesis is compared to the self-aggregation of convection that occurs in nonrotating RCE simulations. The feedbacks leading to cyclogenesis are quantified using a variance budget equation for the column-integrated frozen moist static energy. In the initial development of a broad circulation, feedbacks involving longwave radiation and surface enthalpy fluxes dominate, which is similar to the initial phase of nonrotating self-aggregation. Mechanism denial experiments are also performed to determine the extent to which the radiative feedbacks that are essential to nonrotating self-aggregation are important for tropical cyclogenesis. Results show that radiative feedbacks aid cyclogenesis but are not strictly necessary.

RCEMIP, an intercomparison of multiple types of models configured in radiative–convective equilibrium (RCE), is proposed. RCE is an idealization of the climate system in which there is a balance between radiative cooling of the atmosphere and heating by convection. The scientific objectives of RCEMIP are three-fold. First, clouds and climate sensitivity will be investigated in the RCE setting. This includes determining how cloud fraction changes with warming and the role of self-aggregation of convection in climate sensitivity. Second, RCEMIP will quantify the dependence of the degree of convective aggregation and tropical circulation regimes on temperature. Finally, by providing a common baseline, RCEMIP will allow the robustness of the RCE state across the spectrum of models to be assessed, which is essential for interpreting the results found regarding clouds, climate sensitivity, and aggregation, and more generally, determining which features of tropical climate a RCE framework is useful for. A novel aspect and major advantage of RCEMIP is the accessibility of the RCE framework to a variety of models, including cloud-resolving models, general circulation models, global cloud-resolving models, single-column models, and large-eddy simulation models.

In this review, we provide a historical overview of the simulation of tropical cyclones (TCs) in climate models, from the first attempts in the 1970s to the current state-of-the-art models. We discuss the status of TC simulation across multiple time scales, from intraseasonal, seasonal, and decadal, to climate change. One of the limitations on the simulation of TCs in climate models has been, and continues to be, balancing the high resolution necessary to accurately simulate TCs themselves with the need to run simulations for many years and using many ensemble members. Several approaches to inferring TC activity indirectly, rather than relying on the models own under-resolved TCs, are reviewed, including the use of TC genesis indices based on the large-scale environment and downscaling methods such as the use of regional climate models and statistical–dynamical techniques. We also provide an update on the status of climate change projections from the current class of models, where it is feasible to directly track the model's TCs. While there has been great progress in the capability of climate models to simulate TCs and provide useful forecasts and projections across multiple time scales, there remains much work to be done. We list some of the sources of uncertainty and model sensitivity, describe where improvements are necessary, and provide a few suggestions for promising research directions. For further resources related to this article, please visit the WIREs website.

Convective self-aggregation, the spontaneous organization of initially scattered convection into isolated convective clusters despite spatially homogeneous boundary conditions and forcing, was first recognized and studied in idealized numerical simulations. While there is a rich history of observational work on convective clustering and organization, there have been only a few studies that have analyzed observations to look specifically for processes related to self-aggregation in models. Here we review observational work in both of these categories and motivate the need for more of this work. We acknowledge that self-aggregation may appear to be far-removed from observed convective organization in terms of time scales, initial conditions, initiation processes, and mean state extremes, but we argue that these differences vary greatly across the diverse range of model simulations in the literature and that these comparisons are already offering important insights into real tropical phenomena. Some preliminary new findings are presented, including results showing that a self-aggregation simulation with square geometry has too broad a distribution of humidity and is too dry in the driest regions when compared with radiosonde records from Nauru, while an elongated channel simulation has realistic representations of atmospheric humidity and its variability. We discuss recent work increasing our understanding of how organized convection and climate change may interact, and how model discrepancies related to this question are prompting interest in observational comparisons. We also propose possible future directions for observational work related to convective aggregation, including novel satellite approaches and a ground-based observational network.

Tropical cloud and circulation changes are large sources of uncertainty in future climate change. This problem owes partly to the scale separation between large-scale tropical dynamics (~104km) and convective dynamics (~7 km), which generally requires parameterizing convection in models that resolve large-scale dynamics, or parameterizing (or omitting) large-scale dynamics in models that permit convection. Here we discuss simulations of radiative-convective equilibrium (RCE) across a wide range of surface temperatures in long-channel geometry—where the domain size and resolution marginally resolve both large-scale dynamics and convection. Self-aggregation of convection in these simulations spontaneously produces realistic dynamical regimes of large-scale vertical motion. The circulation weakens with surface warming but changes in the degree of self-aggregation depend on the metric that is used; there is no obvious trend in aggregation with warming. Surface warming causes an upward shift and decrease in area of high clouds, and a sharp decline in midlevel clouds, but no systematic trend in low cloud cover. We introduce a method for approximate radiative kernel feedback analysis in RCE, and apply it to both simulations in long-channel geometry and in a smaller square domain. The kernel-corrected cloud feedback is positive but its magnitude varies across temperatures. Compared to simulations that do not have aggregation, there is a more negative net feedback due to the effects of aggregation on relative humidity and cloud cover. These results are consistent with the hypothesis that self-aggregation moderately reduces climate sensitivity., National Science Foundation (U.S.) (Grant AGS-1623218), National Science Foundation (U.S.) (Grant AGS-1433251)

Organized convection in the tropics occurs across a range of spatial and temporal scales and strongly influences cloud cover and humidity. One mode of organization found is ‘‘self-aggregation,’’ in which moist convection spontaneously organizes into one or several isolated clusters despite spatially homogeneous boundary conditions and forcing. Self-aggregation is driven by interactions between clouds, moisture, radiation, surface fluxes, and circulation, and occurs in a wide variety of idealized simulations of radiative–convective equilibrium. Here we provide a review of convective self-aggregation in numerical simulations, including its character, causes, and effects. We describe the evolution of self-aggregation including its time and length scales and the physical mechanisms leading to its triggering and maintenance, and we also discuss possible links to climate and climate change.

Convective self-aggregation, the spontaneous organization of initially scattered convection into isolated convective clusters despite spatially homogeneous boundary conditions and forcing, was first recognized and studied in idealized numerical simulations. While there is a rich history of observational work on convective clustering and organization, there have been only a few studies that have analyzed observations to look specifically for processes related to self-aggregation in models. Here we review observational work in both of these categories and motivate the need for more of this work. We acknowledge that self-aggregation may appear to be far-removed from observed convective organization in terms of time scales, initial conditions, initiation processes, and mean state extremes, but we argue that these differences vary greatly across the diverse range of model simulations in the literature and that these comparisons are already offering important insights into real tropical phenomena. Some preliminary new findings are presented, including results showing that a self-aggregation simulation with square geometry has too broad distribution of humidity and is too dry in the driest regions when compared with radiosonde records from Nauru, while an elongated channel simulation has realistic representations of atmospheric humidity and its variability. We discuss recent work increasing our understanding of how organized convection and climate change may interact, and how model discrepancies related to this question are prompting interest in observational comparisons. We also propose possible future directions for observational work related to convective aggregation, including novel satellite approaches and a ground-based observational network.

[1] Radiative-moist-convective equilibrium (RCE) is a simple paradigm for the statistical equilibrium the earth's climate would exhibit in the absence of lateral energy transport. It has generally been assumed that for a given solar forcing and long-lived greenhouse gas concentration, such a state would be unique, but recent work suggests that more than one stable equilibrium may be possible. Here we show that above a critical specified sea surface temperature, the ordinary RCE state becomes linearly unstable to large-scale overturning circulations. The instability migrates the RCE state toward one of the two stable equilibria first found by Raymond and Zeng (2000). It occurs when the clear-sky infrared opacity of the lower troposphere becomes so large, owing to high water vapor concentration, that variations of the radiative cooling of the lower troposphere are governed principally by variations in upper tropospheric water vapor. We show that the instability represents a subcritical bifurcation of the ordinary RCE state, leading to either a dry state with large-scale descent, or to a moist state with mean ascent; these states may be accessed by finite amplitude perturbations to ordinary RCE in the subcritical state, or spontaneously in the supercritical state. As first suggested by Raymond (2000) and Sobel et al. (2007), the latter corresponds to the phenomenon of self-aggregation of moist convection, taking the form of cloud clusters or tropical cyclones. We argue that the nonrobustness of self-aggregation in cloud system resolving models may be an artifact of running such models close to the critical temperature for instability.

[1] We elucidate the physics of self-aggregation by applying a new diagnostic technique to the output of a cloud resolving model. Specifically, the System for Atmospheric Modeling is used to perform 3- D cloud system resolving simulations of radiative-convective equilibrium in a nonrotating framework, with interactive radiation and surface fluxes and fixed sea surface temperature (SST). We note that self-aggregation begins as a dry patch that expands, eventually forcing all the convection into a single clump. Thus, when examining the initiation of self-aggregation, we focus on processes that can amplify this initial dry patch. We introduce a novel method to quantify the magnitudes of the various feedbacks that control self-aggregation within the framework of the budget for the spatial variance of column-integrated frozen moist static energy. The absorption of shortwave radiation by atmospheric water vapor is found to be a key positive feedback in the evolution of aggregation. In addition, we find a positive wind speed-surface flux feedback whose role is to counteract a negative feedback due to the effect of air-sea enthalpy disequilibrium on surface fluxes. The longwave radiation feedback can be either positive or negative in the early and intermediate stages of aggregation; however, it is the dominant positive feedback that maintains the aggregated state once it develops. Importantly, the mechanisms that maintain the aggregate state are distinct from those that instigate the evolution of self-aggregation.

The original version of this article contained a mistake. In the recently published paper, “Self-Aggregation of Deep Convection and its Implications for Climate”, there was an error in Eq. 1, as a “+” was inadvertently dropped before the final portion of the equation.

Recent assessments agree that tropical cyclone intensity should increase as the climate warms. Less agreement exists on the detection of recent historical trends in tropical cyclone intensity. We interpret future and recent historical trends by using the theory of potential intensity, which predicts the maximum intensity achievable by a tropical cyclone in a given local environment. Although greenhouse gas–driven warming increases potential intensity, climate model simulations suggest that aerosol cooling has largely canceled that effect over the historical record. Large natural variability complicates analysis of trends, as do poleward shifts in the latitude of maximum intensity. In the absence of strong reductions in greenhouse gas emissions, future greenhouse gas forcing of potential intensity will increasingly dominate over aerosol forcing, leading to substantially larger increases in tropical cyclone intensities.

[1] The thermodynamic theory for the physics of a mature tropical cyclone (TC) tells us that the cyclone’s intensity cannot exceed an upper bound, the potential intensity (PI). This combined with an empirical result due to Emanuel leads to a prediction of average TC intensity change, given the change in PI. The slope of the predicted relationship between percentagewise variations in PI and those in intensity can vary between 0.5 and 1, depending on the mean PI and on what threshold is applied to the intensity data. For the Atlantic and Pacific, typical values are around 0.65 when tropical storms are excluded and 0.8 when they are included. The authors use best track data for the North Atlantic and western North Pacific, combined with PI computed from reanalysis data sets, to test these predictions. The results show that observed interannual variations of maximum TC intensity are consistent with the predictions of PI theory. Modest fractions of the variance in actual intensity are explained by PI variations. Much of the interannual variation in PI experienced by the storms comes from variation in TC tracks, so that the storms in different years are more or less likely to sample regions of high PI, rather than from variations in PI at a fixed location. Citation: Wing, A. A., A. H. Sobel, and S. J. Camargo (2007), Relationship between the potential and actual intensities of tropical cyclones on interannual time scales, Geophys. Res. Lett., 34, L08810, doi:10.1029/2006GL028581.