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Long-context efficiency has recently become a trending topic in serving large language models (LLMs). And mixture of depths (MoD) is proposed as a perfect fit to bring down both latency and memory. In this paper, however, we discover that MoD can barely transform existing LLMs without costly training over an extensive number of tokens. To enable the transformations from any LLMs to MoD ones, we showcase top-k operator in MoD should be promoted to threshold-p operator, and refinement to architecture and data should also be crafted along. All these designs form our method termed MoDification. Through a comprehensive set of experiments covering model scales from 3B to 70B, we exhibit MoDification strikes an excellent balance between efficiency and effectiveness. MoDification can achieve up to ~1.2x speedup in latency and ~1.8x reduction in memory compared to original LLMs especially in long-context applications., Comment: 12 pages, 9 figures, 5 tables, work in progress

Large Language Models (LLMs) have revolutionised the capability of AI models in comprehending and generating natural language text. They are increasingly being used to empower and deploy agents in real-world scenarios, which make decisions and take actions based on their understanding of the context. Therefore researchers, policy makers and enterprises alike are working towards ensuring that the decisions made by these agents align with human values and user expectations. That being said, human values and decisions are not always straightforward to measure and are subject to different cognitive biases. There is a vast section of literature in Behavioural Science which studies biases in human judgements. In this work we report an ongoing investigation on alignment of LLMs with human judgements affected by order bias. Specifically, we focus on a famous human study which showed evidence of order effects in similarity judgements, and replicate it with various popular LLMs. We report the different settings where LLMs exhibit human-like order effect bias and discuss the implications of these findings to inform the design and development of LLM based applications., Comment: Accepted at The First Workshop on AI Behavioral Science (AIBS 2024), held in conjunction with KDD 2024

Chinese Spelling Check (CSC) aims to detect and correct potentially misspelled characters in Chinese sentences. Naturally, it involves the detection and correction subtasks, which interact with each other dynamically. Such interactions are bi-directional, i.e., the detection result would help reduce the risk of over-correction and under-correction while the knowledge learnt from correction would help prevent false detection. Current CSC approaches are of two types: correction-only or single-directional detection-to-correction interactive frameworks. Nonetheless, they overlook the bi-directional interactions between detection and correction. This paper aims to fill the gap by proposing a Bi-directional Detector-Corrector framework for CSC (Bi-DCSpell). Notably, Bi-DCSpell contains separate detection and correction encoders, followed by a novel interactive learning module facilitating bi-directional feature interactions between detection and correction to improve each other's representation learning. Extensive experimental results demonstrate a robust correction performance of Bi-DCSpell on widely used benchmarking datasets while possessing a satisfactory detection ability., Comment: 12 pages, 6 figures

This study introduces a novel Supervised Info-enhanced Contrastive Learning framework for EEG based Emotion Recognition (SICLEER). SI-CLEER employs multi-granularity contrastive learning to create robust EEG contextual representations, potentiallyn improving emotion recognition effectiveness. Unlike existing methods solely guided by classification loss, we propose a joint learning model combining self-supervised contrastive learning loss and supervised classification loss. This model optimizes both loss functions, capturing subtle EEG signal differences specific to emotion detection. Extensive experiments demonstrate SI-CLEER's robustness and superior accuracy on the SEED dataset compared to state-of-the-art methods. Furthermore, we analyze electrode performance, highlighting the significance of central frontal and temporal brain region EEGs in emotion detection. This study offers an universally applicable approach with potential benefits for diverse EEG classification tasks., Comment: 5 pages, 3 figures, 2024 IEEE International Conference on Acoustics, Speech and Signal Processing (ICASSP)

With the increasingly giant scales of (causal) large language models (LLMs), the inference efficiency comes as one of the core concerns along the improved performance. In contrast to the memory footprint, the latency bottleneck seems to be of greater importance as there can be billions of requests to a LLM (e.g., GPT-4) per day. The bottleneck is mainly due to the autoregressive innateness of LLMs, where tokens can only be generated sequentially during decoding. To alleviate the bottleneck, the idea of speculative execution, which originates from the field of computer architecture, is introduced to LLM decoding in a \textit{draft-then-verify} style. Under this regime, a sequence of tokens will be drafted in a fast pace by utilizing some heuristics, and then the tokens shall be verified in parallel by the LLM. As the costly sequential inference is parallelized, LLM decoding speed can be significantly boosted. Driven by the success of LLMs in recent couple of years, a growing literature in this direction has emerged. Yet, there lacks a position survey to summarize the current landscape and draw a roadmap for future development of this promising area. To meet this demand, we present the very first survey paper that reviews and unifies literature of speculative execution in LLMs (e.g., blockwise parallel decoding, speculative decoding, etc.) in a comprehensive framework and a systematic taxonomy. Based on the taxonomy, we present a critical review and comparative analysis of the current arts. Finally we highlight various key challenges and future directions to further develop the area., Comment: 10 pages, 4 figures, 1 table, rejected from IJCAI 2024, revision in progress

Dense Retrieval (DR) is now considered as a promising tool to enhance the memorization capacity of Large Language Models (LLM) such as GPT3 and GPT-4 by incorporating external memories. However, due to the paradigm discrepancy between text generation of LLM and DR, it is still an open challenge to integrate the retrieval and generation tasks in a shared LLM. In this paper, we propose an efficient LLM-Oriented Retrieval Tuner, namely LMORT, which decouples DR capacity from base LLM and non-invasively coordinates the optimally aligned and uniform layers of the LLM towards a unified DR space, achieving an efficient and effective DR without tuning the LLM itself. The extensive experiments on six BEIR datasets show that our approach could achieve competitive zero-shot retrieval performance compared to a range of strong DR models while maintaining the generation ability of LLM., Comment: 16 pages, 8 figures, 5 tables

Large-scale pretrained language models have achieved compelling performance in a wide range of language understanding and information retrieval tasks. Knowledge distillation offers an opportunity to compress a large language model to a small one, in order to reach a reasonable latency-performance tradeoff. However, for scenarios where the number of requests (e.g., queries submitted to a search engine) is highly variant, the static tradeoff attained by the compressed language model might not always fit. Once a model is assigned with a static tradeoff, it could be inadequate in that the latency is too high when the number of requests is large or the performance is too low when the number of requests is small. To this end, we propose an elastic language model (ElasticLM) that elastically adjusts the tradeoff according to the request stream. The basic idea is to introduce a compute elasticity to the compressed language model, so that the tradeoff could vary on-the-fly along scalable and controllable compute. Specifically, we impose an elastic structure to enable ElasticLM with compute elasticity and design an elastic optimization to learn ElasticLM under compute elasticity. To serve ElasticLM, we apply an elastic schedule. Considering the specificity of information retrieval, we adapt ElasticLM to dense retrieval and reranking and present ElasticDenser and ElasticRanker respectively. Offline evaluation is conducted on a language understanding benchmark GLUE; and several information retrieval tasks including Natural Question, Trivia QA, and MS MARCO. The results show that ElasticLM along with ElasticDenser and ElasticRanker can perform correctly and competitively compared with an array of static baselines. Furthermore, online simulation with concurrency is also carried out. The results demonstrate that ElasticLM can provide elastic tradeoffs with respect to varying request stream., Comment: 27 pages, 11 figures, 9 tables

Language model (LM) distillation is a trending area that aims to distil the knowledge residing in a large teacher LM to a small student one. While various methods have been proposed to maximize the effectiveness of the distillation, significant challenges persist, particularly when there is a substantial capacity gap between the teacher and student LMs. This issue, often referred to as the \textit{curse} of capacity gap, suggests that a larger teacher does not necessarily result in a superior student compared to one distilled from a smaller teacher. In other words, there is likely an optimal teacher yielding the best student along the scaling course of the teacher. However, the curse of capacity gap can not be tackled without notable compute overhead, as indicated in previous studies. In the context of large LMs (LLMs), previously viable approaches become much less meaningful, as it is an impossible triangle to distill an expected student from an optimal teacher student with small compute overhead. Fortunately, the impossible triangle can fortunately be possible provided an inducted \textit{law} of capacity gap. In this paper, we take the spirits of scaling law and reveal that the optimal teacher scale almost consistently follows a linear scaling with the student scale across different model architectures and data scales. The law later guides us to distil a 3B student LM (termed \textsc{MiniMA}) from LLaMA2-7B. \textsc{MiniMA} is demonstrated to outperform a wide range of 3B competitors and could even compete with several 7B models., Comment: 32 pages, 10 figures, 15 tables, work in progress. Code and checkpoints are available at https://github.com/GeneZC/MiniMA

Recently, SimCSE has shown the feasibility of contrastive learning in training sentence embeddings and illustrates its expressiveness in spanning an aligned and uniform embedding space. However, prior studies have shown that dense models could contain harmful parameters that affect the model performance, and it is no wonder that SimCSE can as well be invented with such parameters. Driven by this, parameter sparsification is applied, where alignment and uniformity scores are used to measure the contribution of each parameter to the overall quality of sentence embeddings. Drawing from a preliminary study, we consider parameters with minimal contributions to be detrimental, as their sparsification results in improved model performance. To discuss the ubiquity of detrimental parameters and remove them, more experiments on the standard semantic textual similarity (STS) tasks and transfer learning tasks are conducted, and the results show that the proposed sparsified SimCSE (SparseCSE) has excellent performance in comparison with SimCSE. Furthermore, through in-depth analysis, we establish the validity and stability of our sparsification method, showcasing that the embedding space generated by SparseCSE exhibits improved alignment compared to that produced by SimCSE. Importantly, the uniformity yet remains uncompromised., Comment: 9 pages, 5 figures

Large-scale Causal Language Models (CLMs), e.g., GPT3 and ChatGPT, have brought great success in text generation. However, it is still an open challenge to control the generation process of CLM while balancing flexibility, control granularity, and generation efficiency. In this paper, we provide a new alternative for controllable text generation (CTG), by designing a non-intrusive, lightweight control plugin to accompany the generation of CLM at arbitrary time steps. The proposed control plugin, namely Residual Memory Transformer (RMT), has an encoder-decoder setup, which can accept any types of control conditions and cooperate with CLM through a residual learning paradigm, to achieve a more flexible, general, and efficient CTG. Extensive experiments are carried out on various control tasks, in the form of both automatic and human evaluations. The results show the superiority of RMT over a range of state-of-the-art approaches, proving the effectiveness and versatility of our approach., Comment: github:https://github.com/littlehacker26/Residual_Memory_Transformer

Sarcasm, sentiment, and emotion are three typical kinds of spontaneous affective responses of humans to external events and they are tightly intertwined with each other. Such events may be expressed in multiple modalities (e.g., linguistic, visual and acoustic), e.g., multi-modal conversations. Joint analysis of humans' multi-modal sarcasm, sentiment, and emotion is an important yet challenging topic, as it is a complex cognitive process involving both cross-modality interaction and cross-affection correlation. From the probability theory perspective, cross-affection correlation also means that the judgments on sarcasm, sentiment, and emotion are incompatible. However, this exposed phenomenon cannot be sufficiently modelled by classical probability theory due to its assumption of compatibility. Neither do the existing approaches take it into consideration. In view of the recent success of quantum probability (QP) in modeling human cognition, particularly contextual incompatible decision making, we take the first step towards introducing QP into joint multi-modal sarcasm, sentiment, and emotion analysis. Specifically, we propose a QUantum probabIlity driven multi-modal sarcasm, sEntiment and emoTion analysis framework, termed QUIET. Extensive experiments on two datasets and the results show that the effectiveness and advantages of QUIET in comparison with a wide range of the state-of-the-art baselines. We also show the great potential of QP in multi-affect analysis.

Quantum theory, originally proposed as a physical theory to describe the motions of microscopic particles, has been applied to various non-physics domains involving human cognition and decision-making that are inherently uncertain and exhibit certain non-classical, quantum-like characteristics. Sentiment analysis is a typical example of such domains. In the last few years, by leveraging the modeling power of quantum probability (a non-classical probability stemming from quantum mechanics methodology) and deep neural networks, a range of novel quantum-cognitively inspired models for sentiment analysis have emerged and performed well. This survey presents a timely overview of the latest developments in this fascinating cross-disciplinary area. We first provide a background of quantum probability and quantum cognition at a theoretical level, analyzing their advantages over classical theories in modeling the cognitive aspects of sentiment analysis. Then, recent quantum-cognitively inspired models are introduced and discussed in detail, focusing on how they approach the key challenges of the sentiment analysis task. Finally, we discuss the limitations of the current research and highlight future research directions.

Finetuning pretrained language models (LMs) have enabled appealing performance on a diverse array of tasks. The intriguing task-agnostic property has driven a shifted focus from task-specific to task-agnostic distillation of LMs. While task-agnostic, compute-efficient, performance-preserved LMs can be yielded by task-agnostic distillation, previous studies mainly sit in distillation of either encoder-only LMs (e.g., BERT) or decoder-only ones (e.g., GPT) yet largely neglect that distillation of encoder-decoder LMs (e.g., T5) can posit very distinguished behaviors. Frustratingly, we discover that existing task-agnostic distillation methods can fail to handle the distillation of encoder-decoder LMs. To the demand, we explore a few paths and uncover a path named as MiniEnD that successfully tackles the distillation of encoder-decoder LMs in a task-agnostic fashion. We examine MiniEnD on language understanding and abstractive summarization. The results showcase that MiniEnD is generally effective and is competitive compared to other alternatives. We further scale MiniEnD up to distillation of 3B encoder-decoder language models with interpolated distillation. The results imply the opportunities and challenges in distilling large language models (e.g., LLaMA)., Comment: 11 pages, 4 figure, 5 tables, work in progress. Code will be released

Pretrained language models (LMs) have shown compelling performance on various downstream tasks, but unfortunately they require a tremendous amount of inference compute. Knowledge distillation finds a path to compress LMs to small ones with a teacher-student paradigm. However, when the capacity gap between the teacher and the student is large, a curse of capacity gap appears, invoking a deficiency in distilling LMs. While a few studies have been carried out to fill the gap, the curse is not yet well tackled. In this paper, we aim at lifting the curse of capacity gap via enlarging the capacity of the student without notably increasing the inference compute. Largely motivated by sparse activation regime of mixture of experts (MoE), we propose a mixture of minimal experts (MiniMoE), which imposes extra parameters to the student but introduces almost no additional inference compute. Experimental results on GLUE and CoNLL demonstrate the curse of capacity gap is lifted by the magic of MiniMoE to a large extent. MiniMoE also achieves the state-of-the-art performance at small FLOPs compared with a range of competitive baselines. With a compression rate as much as $\sim$50$\times$, MiniMoE preserves $\sim$95\% GLUE score of the teacher., Comment: 17 pages, 6 figures, 13 tables, accepted to ACL 2023. Code is available at https://github.com/GeneZC/MiniMoE

New retrieval tasks have always been emerging, thus urging the development of new retrieval models. However, instantiating a retrieval model for each new retrieval task is resource-intensive and time-consuming, especially for a retrieval model that employs a large-scale pre-trained language model. To address this issue, we shift to a novel retrieval paradigm called modular retrieval, which aims to solve new retrieval tasks by instead composing multiple existing retrieval modules. Built upon the paradigm, we propose a retrieval model with modular prompt tuning named REMOP. It constructs retrieval modules subject to task attributes with deep prompt tuning, and yields retrieval models subject to tasks with module composition. We validate that, REMOP inherently with modularity not only has appealing generalizability and interpretability in preliminary explorations, but also achieves comparable performance to state-of-the-art retrieval models on a zero-shot retrieval benchmark.\footnote{Our code is available at \url{https://github.com/FreedomIntelligence/REMOP}}, Comment: preprint

Prompt learning with immensely large Casual Language Models (CLMs) has been shown promising for attribute-controllable text generation (CTG). However, vanilla prompt tuning tends to imitate training corpus characteristics beyond the control attributes, resulting in a poor generalization ability. Moreover, it is less able to capture the relationship between different attributes, further limiting the control performance. In this paper, we propose a new CTG approach, namely DisCup, which incorporates the attribute knowledge of discriminator to optimize the control-prompts, steering a frozen CLM to produce attribute-specific texts. Specifically, the frozen CLM model, capable of producing multitudinous texts, is first used to generate the next-token candidates based on the context, so as to ensure the diversity of tokens to be predicted. Then, we leverage an attribute-discriminator to select desired/undesired tokens from those candidates, providing the inter-attribute knowledge. Finally, we bridge the above two traits by an unlikelihood objective for prompt-tuning. Extensive experimental results show that DisCup can achieve a new state-of-the-art control performance while maintaining an efficient and high-quality text generation, only relying on around 10 virtual tokens., Comment: Accepted at EMNLP2022

Prompt tuning learns soft prompts to condition frozen Pre-trained Language Models (PLMs) for performing downstream tasks in a parameter-efficient manner. While prompt tuning has gradually reached the performance level of fine-tuning as the model scale increases, there is still a large performance gap between prompt tuning and fine-tuning for models of moderate and small scales (typically less than 11B parameters). In this paper, we empirically show that the trained prompt tokens can have a negative impact on a downstream task and thus degrade its performance. To bridge the gap, we propose a novel Prompt tuning model with an eXtremely small scale (XPrompt) under the regime of lottery tickets hypothesis. Specifically, XPrompt eliminates the negative prompt tokens at different granularity levels through a hierarchical structured pruning, yielding a more parameter-efficient prompt yet with a competitive performance. Comprehensive experiments are carried out on SuperGLUE tasks, and the extensive results indicate that XPrompt is able to close the performance gap at smaller model scales., Comment: 15 pages, accepted to EMNLP 2022 main conference

Recent advances in distilling pretrained language models have discovered that, besides the expressiveness of knowledge, the student-friendliness should be taken into consideration to realize a truly knowledgable teacher. Based on a pilot study, we find that over-parameterized teachers can produce expressive yet student-unfriendly knowledge and are thus limited in overall knowledgableness. To remove the parameters that result in student-unfriendliness, we propose a sparse teacher trick under the guidance of an overall knowledgable score for each teacher parameter. The knowledgable score is essentially an interpolation of the expressiveness and student-friendliness scores. The aim is to ensure that the expressive parameters are retained while the student-unfriendly ones are removed. Extensive experiments on the GLUE benchmark show that the proposed sparse teachers can be dense with knowledge and lead to students with compelling performance in comparison with a series of competitive baselines., Comment: 12 pages, 8 figures, 6 tables, accepted to EMNLP 2022. Code is available at https://github.com/GeneZC/StarK

Structural bias has recently been exploited for aspect sentiment triplet extraction (ASTE) and led to improved performance. On the other hand, it is recognized that explicitly incorporating structural bias would have a negative impact on efficiency, whereas pretrained language models (PLMs) can already capture implicit structures. Thus, a natural question arises: Is structural bias still a necessity in the context of PLMs? To answer the question, we propose to address the efficiency issues by using an adapter to integrate structural bias in the PLM and using a cheap-to-compute relative position structure in place of the syntactic dependency structure. Benchmarking evaluation is conducted on the SemEval datasets. The results show that our proposed structural adapter is beneficial to PLMs and achieves state-of-the-art performance over a range of strong baselines, yet with a light parameter demand and low latency. Meanwhile, we give rise to the concern that the current evaluation default with data of small scale is under-confident. Consequently, we release a large-scale dataset for ASTE. The results on the new dataset hint that the structural adapter is confidently effective and efficient to a large scale. Overall, we draw the conclusion that structural bias shall still be a necessity even with PLMs., Comment: 10 pages, 4 figures, 5 tables, accepted to COLING 2022, code is available at https://github.com/GeneZC/StructBias

Over-parameterized models, typically pretrained language models (LMs), have shown an appealing expressive power due to their small learning bias. However, the huge learning capacity of LMs can also lead to large learning variance. In a pilot study, we find that, when faced with multiple domains, a critical portion of parameters behave unexpectedly in a domain-specific manner while others behave in a domain-general one. Motivated by this phenomenon, we for the first time posit that domain-general parameters can underpin a domain-general LM that can be derived from the original LM. To uncover the domain-general LM, we propose to identify domain-general parameters by playing lottery tickets (dubbed doge tickets). In order to intervene the lottery, we propose a domain-general score, which depicts how domain-invariant a parameter is by associating it with the variance. Comprehensive experiments are conducted on the Amazon, Mnli and OntoNotes datasets. The results show that the doge tickets obtains an improved out-of-domain generalization in comparison with a range of competitive baselines. Analysis results further hint the existence of domain-general parameters and the performance consistency of doge tickets., Comment: Accepted to NLPCC 2022. Code is available at https://github.com/Ylily1015/DogeTickets

Multimodal emotion recognition in conversations (mERC) is an active research topic in natural language processing (NLP), which aims to predict human's emotional states in communications of multiple modalities, e,g., natural language and facial gestures. Innumerable implicit prejudices and preconceptions fill human language and conversations, leading to the question of whether the current data-driven mERC approaches produce a biased error. For example, such approaches may offer higher emotional scores on the utterances by females than males. In addition, the existing debias models mainly focus on gender or race, where multibias mitigation is still an unexplored task in mERC. In this work, we take the first step to solve these issues by proposing a series of approaches to mitigate five typical kinds of bias in textual utterances (i.e., gender, age, race, religion and LGBTQ+) and visual representations (i.e, gender and age), followed by a Multibias-Mitigated and sentiment Knowledge Enriched bi-modal Transformer (MMKET). Comprehensive experimental results show the effectiveness of the proposed model and prove that the debias operation has a great impact on the classification performance for mERC. We hope our study will benefit the development of bias mitigation in mERC and related emotion studies., Comment: 10 pages, 5 figures, accepted to NLPCC 2022

Aspect-based sentiment analysis (ABSA) aims at predicting sentiment polarity (SC) or extracting opinion span (OE) expressed towards a given aspect. Previous work in ABSA mostly relies on rather complicated aspect-specific feature induction. Recently, pretrained language models (PLMs), e.g., BERT, have been used as context modeling layers to simplify the feature induction structures and achieve state-of-the-art performance. However, such PLM-based context modeling can be not that aspect-specific. Therefore, a key question is left under-explored: how the aspect-specific context can be better modeled through PLMs? To answer the question, we attempt to enhance aspect-specific context modeling with PLM in a non-intrusive manner. We propose three aspect-specific input transformations, namely aspect companion, aspect prompt, and aspect marker. Informed by these transformations, non-intrusive aspect-specific PLMs can be achieved to promote the PLM to pay more attention to the aspect-specific context in a sentence. Additionally, we craft an adversarial benchmark for ABSA (advABSA) to see how aspect-specific modeling can impact model robustness. Extensive experimental results on standard and adversarial benchmarks for SC and OE demonstrate the effectiveness and robustness of the proposed method, yielding new state-of-the-art performance on OE and competitive performance on SC., Comment: 12 pages, accepted to NLPCC 2022

Recent studies have uncovered that language model distillation is less effective when facing a large capacity gap between the teacher and the student, and introduced teacher assistant-based distillation to bridge the gap. As a connection, the scale and the performance of the teacher assistant is of vital importance to bring the knowledge from the teacher to the student. However, existing teacher assistant-based methods require maximally many trials before scheduling an optimal teacher assistant. To this end, we propose a minimal distillation schedule (MiniDisc) for scheduling the optimal teacher assistant in minimally one trial. In particular, motivated by the finding that the performance of the student is positively correlated to the scale-performance tradeoff of the teacher assistant, MiniDisc is designed with a $\lambda$-tradeoff to measure the optimality of the teacher assistant without trial distillation to the student. MiniDisc then can schedule the optimal teacher assistant with the best $\lambda$-tradeoff in a sandwich framework. MiniDisc is evaluated with an extensive set of experiments on GLUE. Experimental results demonstrate the improved efficiency our MiniDisc compared to several state-of-the-art baselines. We further apply MiniDisc to a language model with billions of parameters and show its scalability., Comment: Accepted to EACL 2024. Code is available at https://github.com/GeneZC/MiniDisc

Prompt-tuning has shown appealing performance in few-shot classification by virtue of its capability in effectively exploiting pre-trained knowledge. This motivates us to check the hypothesis that prompt-tuning is also a promising choice for long-tailed classification, since the tail classes are intuitively few-shot ones. To achieve this aim, we conduct empirical studies to examine the hypothesis. The results demonstrate that prompt-tuning makes pretrained language models at least good long-tailed learners. For intuitions on why prompt-tuning can achieve good performance in long-tailed classification, we carry out in-depth analyses by progressively bridging the gap between prompt-tuning and commonly used finetuning. The summary is that the classifier structure and parameterization form the key to making good long-tailed learners, in comparison with the less important input structure. Finally, we verify the applicability of our finding to few-shot classification. Good long-tailed learners can be abbreviated as Glee., Comment: 15 pages, 4 figures, 10 tables, accepted to EMNLP 2022. Code is available at https://github.com/GeneZC/Glee

Neural text matching models have been used in a range of applications such as question answering and natural language inference, and have yielded a good performance. However, these neural models are of a limited adaptability, resulting in a decline in performance when encountering test examples from a different dataset or even a different task. The adaptability is particularly important in the few-shot setting: in many cases, there is only a limited amount of labeled data available for a target dataset or task, while we may have access to a richly labeled source dataset or task. However, adapting a model trained on the abundant source data to a few-shot target dataset or task is challenging. To tackle this challenge, we propose a Meta-Weight Regulator (MWR), which is a meta-learning approach that learns to assign weights to the source examples based on their relevance to the target loss. Specifically, MWR first trains the model on the uniformly weighted source examples, and measures the efficacy of the model on the target examples via a loss function. By iteratively performing a (meta) gradient descent, high-order gradients are propagated to the source examples. These gradients are then used to update the weights of source examples, in a way that is relevant to the target performance. As MWR is model-agnostic, it can be applied to any backbone neural model. Extensive experiments are conducted with various backbone text matching models, on four widely used datasets and two tasks. The results demonstrate that our proposed approach significantly outperforms a number of existing adaptation methods and effectively improves the cross-dataset and cross-task adaptability of the neural text matching models in the few-shot setting., Comment: 10 pages, accepted to SIGIR 2022

Emotion recognition technology through analyzing the EEG signal is currently an essential concept in Artificial Intelligence and holds great potential in emotional health care, human-computer interaction, multimedia content recommendation, etc. Though there have been several works devoted to reviewing EEG-based emotion recognition, the content of these reviews needs to be updated. In addition, those works are either fragmented in content or only focus on specific techniques adopted in this area but neglect the holistic perspective of the entire technical routes. Hence, in this paper, we review from the perspective of researchers who try to take the first step on this topic. We review the recent representative works in the EEG-based emotion recognition research and provide a tutorial to guide the researchers to start from the beginning. The scientific basis of EEG-based emotion recognition in the psychological and physiological levels is introduced. Further, we categorize these reviewed works into different technical routes and illustrate the theoretical basis and the research motivation, which will help the readers better understand why those techniques are studied and employed. At last, existing challenges and future investigations are also discussed in this paper, which guides the researchers to decide potential future research directions.

Controllable Text Generation (CTG) is emerging area in the field of natural language generation (NLG). It is regarded as crucial for the development of advanced text generation technologies that better meet the specific constraints in practical applications. In recent years, methods using large-scale pre-trained language models (PLMs), in particular the widely used transformer-based PLMs, have become a new paradigm of NLG, allowing generation of more diverse and fluent text. However, due to the limited level of interpretability of deep neural networks, the controllability of these methods need to be guaranteed. To this end, controllable text generation using transformer-based PLMs has become a rapidly growing yet challenging new research hotspot. A diverse range of approaches have emerged in the recent 3-4 years, targeting different CTG tasks that require different types of controlled constraints. In this paper, we present a systematic critical review on the common tasks, main approaches, and evaluation methods in this area. Finally, we discuss the challenges that the field is facing, and put forward various promising future directions. To the best of our knowledge, this is the first survey paper to summarize the state-of-the-art CTG techniques from the perspective of Transformer-based PLMs. We hope it can help researchers and practitioners in the related fields to quickly track the academic and technological frontier, providing them with a landscape of the area and a roadmap for future research., Comment: Accpeted by ACM Computing Surveys Journal

Aspect sentiment classification (ASC) aims at determining sentiments expressed towards different aspects in a sentence. While state-of-the-art ASC models have achieved remarkable performance, they are recently shown to suffer from the issue of robustness. Particularly in two common scenarios: when domains of test and training data are different (out-of-domain scenario) or test data is adversarially perturbed (adversarial scenario), ASC models may attend to irrelevant words and neglect opinion expressions that truly describe diverse aspects. To tackle the challenge, in this paper, we hypothesize that position bias (i.e., the words closer to a concerning aspect would carry a higher degree of importance) is crucial for building more robust ASC models by reducing the probability of mis-attending. Accordingly, we propose two mechanisms for capturing position bias, namely position-biased weight and position-biased dropout, which can be flexibly injected into existing models to enhance representations for classification. Experiments conducted on out-of-domain and adversarial datasets demonstrate that our proposed approaches largely improve the robustness and effectiveness of current models., Comment: 7 pages, 2 figures, 4 tables, accepted to Findings of ACL 2021. Repo: https://github.com/BD-MF/POS4ASC

Video sentiment analysis as a decision-making process is inherently complex, involving the fusion of decisions from multiple modalities and the so-caused cognitive biases. Inspired by recent advances in quantum cognition, we show that the sentiment judgment from one modality could be incompatible with the judgment from another, i.e., the order matters and they cannot be jointly measured to produce a final decision. Thus the cognitive process exhibits "quantum-like" biases that cannot be captured by classical probability theories. Accordingly, we propose a fundamentally new, quantum cognitively motivated fusion strategy for predicting sentiment judgments. In particular, we formulate utterances as quantum superposition states of positive and negative sentiment judgments, and uni-modal classifiers as mutually incompatible observables, on a complex-valued Hilbert space with positive-operator valued measures. Experiments on two benchmarking datasets illustrate that our model significantly outperforms various existing decision level and a range of state-of-the-art content-level fusion approaches. The results also show that the concept of incompatibility allows effective handling of all combination patterns, including those extreme cases that are wrongly predicted by all uni-modal classifiers., Comment: The uploaded version is a preprint of the accepted AAAI-21 paper

The state-of-the-art Aspect-based Sentiment Analysis (ABSA) approaches are mainly based on either detecting aspect terms and their corresponding sentiment polarities, or co-extracting aspect and opinion terms. However, the extraction of aspect-sentiment pairs lacks opinion terms as a reference, while co-extraction of aspect and opinion terms would not lead to meaningful pairs without determining their sentiment dependencies. To address the issue, we present a novel view of ABSA as an opinion triplet extraction task, and propose a multi-task learning framework to jointly extract aspect terms and opinion terms, and simultaneously parses sentiment dependencies between them with a biaffine scorer. At inference phase, the extraction of triplets is facilitated by a triplet decoding method based on the above outputs. We evaluate the proposed framework on four SemEval benchmarks for ASBA. The results demonstrate that our approach significantly outperforms a range of strong baselines and state-of-the-art approaches., Comment: 10 pages, 4 figures, 3 tables, accepted to EMNLP 2020 Findings. Repo: https://github.com/GeneZC/OTE-MTL

Although the deep structure guarantees the powerful expressivity of deep networks (DNNs), it also triggers serious overfitting problem. To improve the generalization capacity of DNNs, many strategies were developed to improve the diversity among hidden units. However, most of these strategies are empirical and heuristic in absence of either a theoretical derivation of the diversity measure or a clear connection from the diversity to the generalization capacity. In this paper, from an information theoretic perspective, we introduce a new definition of redundancy to describe the diversity of hidden units under supervised learning settings by formalizing the effect of hidden layers on the generalization capacity as the mutual information. We prove an opposite relationship existing between the defined redundancy and the generalization capacity, i.e., the decrease of redundancy generally improving the generalization capacity. The experiments show that the DNNs using the redundancy as the regularizer can effectively reduce the overfitting and decrease the generalization error, which well supports above points.

Since 2004, researchers have been using the mathematical framework of Quantum Theory (QT) in Information Retrieval (IR). QT offers a generalized probability and logic framework. Such a framework has been shown capable of unifying the representation, ranking and user cognitive aspects of IR, and helpful in developing more dynamic, adaptive and context-aware IR systems. Although Quantum-inspired IR is still a growing area, a wide array of work in different aspects of IR has been done and produced promising results. This paper presents a survey of the research done in this area, aiming to show the landscape of the field and draw a road-map of future directions., Comment: Accepted for publication at ACM Computing Surveys on May 20, 2020

Emotion-cause pair extraction (ECPE), as an emergent natural language processing task, aims at jointly investigating emotions and their underlying causes in documents. It extends the previous emotion cause extraction (ECE) task, yet without requiring a set of pre-given emotion clauses as in ECE. Existing approaches to ECPE generally adopt a two-stage method, i.e., (1) emotion and cause detection, and then (2) pairing the detected emotions and causes. Such pipeline method, while intuitive, suffers from two critical issues, including error propagation across stages that may hinder the effectiveness, and high computational cost that would limit the practical application of the method. To tackle these issues, we propose a multi-task learning model that can extract emotions, causes and emotion-cause pairs simultaneously in an end-to-end manner. Specifically, our model regards pair extraction as a link prediction task, and learns to link from emotion clauses to cause clauses, i.e., the links are directional. Emotion extraction and cause extraction are incorporated into the model as auxiliary tasks, which further boost the pair extraction. Experiments are conducted on an ECPE benchmarking dataset. The results show that our proposed model outperforms a range of state-of-the-art approaches., Comment: 7 pages, 3 figures, 5 tables, code is available at https://github.com/shl5133/E2EECPE

It is known that Recurrent Neural Networks (RNNs) can remember, in their hidden layers, part of the semantic information expressed by a sequence (e.g., a sentence) that is being processed. Different types of recurrent units have been designed to enable RNNs to remember information over longer time spans. However, the memory abilities of different recurrent units are still theoretically and empirically unclear, thus limiting the development of more effective and explainable RNNs. To tackle the problem, in this paper, we identify and analyze the internal and external factors that affect the memory ability of RNNs, and propose a Semantic Euclidean Space to represent the semantics expressed by a sequence. Based on the Semantic Euclidean Space, a series of evaluation indicators are defined to measure the memory abilities of different recurrent units and analyze their limitations. These evaluation indicators also provide a useful guidance to select suitable sequence lengths for different RNNs during training., Comment: Accepted by ECAI 2020

A large number of studies in cognitive science have revealed that probabilistic outcomes of certain human decisions do not agree with the axioms of classical probability theory. The field of Quantum Cognition provides an alternative probabilistic model to explain such paradoxical findings. It posits that cognitive systems have an underlying quantum-like structure, especially in decision-making under uncertainty. In this paper, we hypothesise that relevance judgement, being a multidimensional, cognitive concept, can be used to probe the quantum-like structure for modelling users' cognitive states in information seeking. Extending from an experiment protocol inspired by the Stern-Gerlach experiment in Quantum Physics, we design a crowd-sourced user study to show violation of the Kolmogorovian probability axioms as a proof of the quantum-like structure, and provide a comparison between a quantum probabilistic model and a Bayesian model for predictions of relevance., Comment: To be published at 42nd European Conference on Research in IR, ECIR 2020

It has been widely accepted that Long Short-Term Memory (LSTM) network, coupled with attention mechanism and memory module, is useful for aspect-level sentiment classification. However, existing approaches largely rely on the modelling of semantic relatedness of an aspect with its context words, while to some extent ignore their syntactic dependencies within sentences. Consequently, this may lead to an undesirable result that the aspect attends on contextual words that are descriptive of other aspects. In this paper, we propose a proximity-weighted convolution network to offer an aspect-specific syntax-aware representation of contexts. In particular, two ways of determining proximity weight are explored, namely position proximity and dependency proximity. The representation is primarily abstracted by a bidirectional LSTM architecture and further enhanced by a proximity-weighted convolution. Experiments conducted on the SemEval 2014 benchmark demonstrate the effectiveness of our proposed approach compared with a range of state-of-the-art models., Comment: 4 pages, 2 figures, SIGIR 2019 (Short)