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In a previous paper, we obtained several "compact versions" of Rubio de Francia's weighted extrapolation theorem, which allowed us to extrapolate the compactness of linear operators from just one space to the full range of weighted Lebesgue spaces, where these operators are bounded. In this paper, we study the extrapolation of compactness for bilinear operators in terms of bilinear Muckenhoupt weights. As applications, we easily recover and improve earlier results on the weighted compactness of commutators of bilinear Calder\'{o}n-Zygmund operators, bilinear fractional integrals and bilinear Fourier multipliers. More general versions of these results are recently due to Cao, Olivo and Yabuta (arXiv:2011.13191), whose approach depends on developing weighted versions of the Fr\'echet--Kolmogorov criterion of compactness, whereas we avoid this by relying on "softer" tools, which might have an independent interest in view of further extensions of the method., Comment: v3: final version, incorporated referee comments, to appear in Indagationes Mathematicae, 27 pages

In Sarkozy (2001) the third author of this paper presented two conjectures on the additive decomposability of the sequence of ”smooth” (or ”friable”) numbers. Elsholtz and Harper (2015) proved (by using sieve methods) the second (less demanding) conjecture. The goal of this paper is to extend and sharpen their result in three directions by using a different approach (based on the theory of S -unit equations).

In this paper we treat realization results for operator-valued functions which are analytic in the complex sense or slice hyperholomorphic over the quaternions. In the complex setting, we prove a realization theorem for an operator-valued function analytic in a neighborhood of the origin with a coisometric state space operator thus generalizing an analogous result in the unitary case. A main difference with previous works is the use of reproducing kernel Krein spaces. We then prove the counterpart of this result in the quaternionic setting. The present work is the first paper which presents a realization theorem with a state space which is a quaternionic Krein space and may open new avenues of research in hypercomplex analysis.

We introduce topological notions of normal crossings symplectic divisor and variety and establish that they are equivalent, in a suitable sense, to the desired geometric notions. Our proposed concept of equivalence of associated topological and geometric notions fits ideally with important constructions in symplectic topology. This partially answers Gromov's question on the feasibility of defining singular symplectic (sub)varieties and lays foundation for rich developments in the future. In subsequent papers, we establish a smoothability criterion for symplectic normal crossings varieties, in the process providing the multifold symplectic sum envisioned by Gromov, and introduce symplectic analogues of logarithmic structures in the context of normal crossings symplectic divisors., Comment: 65 pages, 4 figures; a number of typos fixed; the exposition has been significantly revised, fixing a technical error in the non-compact case in the process; this paper is now restricted to the simple normal crossings case; the arbitrary normal crossings case will be detailed in a followup paper

From spline theory it is well-known that univariate cubic spline interpolation, if carried out in its natural Hilbert space W 2 2 [ a , b ] and on point sets with fill distance h , converges only like O ( h 2 ) in L 2 [ a , b ] if no additional assumptions are made. But superconvergence up to order h 4 occurs if more smoothness is assumed and if certain additional boundary conditions are satisfied. This phenomenon was generalized in 1999 to multivariate interpolation in Reproducing Kernel Hilbert Spaces on domains Ω ⊂ R d for continuous positive definite Fourier-transformable shift-invariant kernels on R d . But the sufficient condition for superconvergence given in 1999 still needs further analysis, because the interplay between smoothness and boundary conditions is not clear at all. Furthermore, if only additional smoothness is assumed, superconvergence is numerically observed in the interior of the domain, but a theoretical foundation still is a challenging open problem. This paper first generalizes the “improved error bounds” of 1999 by an abstract theory that includes the Aubin–Nitsche trick and the known superconvergence results for univariate polynomial splines. Then the paper analyzes what is behind the sufficient conditions for superconvergence. They split into conditions on smoothness and localization, and these are investigated independently. If sufficient smoothness is present, but no additional localization conditions are assumed, it is numerically observed that superconvergence always occurs in the interior of the domain, and some supporting arguments are provided. If smoothness and localization interact in the kernel-based case on R d , weak and strong boundary conditions in terms of pseudodifferential operators occur. A special section on Mercer expansions is added, because Mercer eigenfunctions always satisfy the sufficient conditions for superconvergence. Numerical examples illustrate the theoretical findings.

Quasi-elliptic cohomology is a variant of elliptic cohomology theories. It is the orbifold K-theory of a space of constant loops. For global quotient orbifolds, it can be expressed in terms of equivariant K-theories. Thus, the constructions on it can be made in a neat way. This theory reflects the geometric nature of the Tate curve. In this paper we provide a systematic introduction of its construction and definition., Comment: Final Version. 26 pages. To appear in Advances in Mathematics. In this paper we generalize the construction in arXiv:1612.00930. The subtle point of this generalization is explained in Section 2

A concept of emergence was recently introduced in the paper [Berger] in order to quantify the richness of possible statistical behaviors of orbits of a given dynamical system. In this paper, we develop this concept and provide several new definitions, results, and examples. We introduce the notion of topological emergence of a dynamical system, which essentially evaluates how big the set of all its ergodic probability measures is. On the other hand, the metric emergence of a particular reference measure (usually Lebesgue) quantifies how non-ergodic this measure is. We prove fundamental properties of these two emergences, relating them with classical concepts such as Kolmogorov's $\epsilon$-entropy of metric spaces and quantization of measures. We also relate the two types of emergences by means of a variational principle. Furthermore, we provide several examples of dynamics with high emergence. First, we show that the topological emergence of some standard classes of hyperbolic dynamical systems is essentially the maximal one allowed by the ambient. Secondly, we construct examples of smooth area-preserving diffeomorphisms that are extremely non-ergodic in the sense that the metric emergence of the Lebesgue measure is essentially maximal. These examples confirm that super-polynomial emergence indeed exists, as conjectured in the paper [Berger]. Finally, we prove that such examples are locally generic among smooth diffeomorphisms., Comment: v3: Final version; to appear in Advances in Mathematics

This is a chiefly expository paper on the subject of the title which, in our view, has not received a detailed treatment in the literature which is commensurate with its importance. We expect the results presented here to be useful in a number of contexts. For example, several of them will be applied in a forthcoming paper by the authors., Comment: 25 pages

Dolgachev surfaces are simply connected minimal elliptic surfaces with $p_g=q=0$ and of Kodaira dimension 1. These surfaces were constructed by logarithmic transformations of rational elliptic surfaces. In this paper, we explain the construction of Dolgachev surfaces via $\mathbb Q$-Gorenstein smoothing of singular rational surfaces with two cyclic quotient singularities. This construction is based on the paper by Lee-Park. Also, some exceptional bundles on Dolgachev surfaces associated with $\mathbb Q$-Gorenstein smoothing are constructed based on the idea of Hacking. In the case if Dolgachev surfaces were of type $(2,3)$, we describe the Picard group and present an exceptional collection of maximal length. Finally, we prove that the presented exceptional collection is not full, hence there exist a nontrivial phantom category in the derived category., Comment: 35 pages; 3 figures; exposition improved; Adv. Math. (to appear)

In this paper, we introduce the concept of completely positive matrix of linear maps on Hilbert $A$-modules over locally $C^{*}$-algebras and prove an analogue of Stinespring theorem for it. We show that any two minimal Stinespring representations for such matrices are unitarily equivalent. Finally, we prove an analogue of the Radon--Nikodym theorem for this type of completely positive $n\times n$ matrices., 17 pages; The paper was revised and some material is added to it. To appear in Indag. Math

We present a covering conjecture that we expect to be true below superstrong cardinals. We then show that the conjecture is true in hod mice. This work is a continuation of the work that started in Covering with Universally Baire Functions Advances in Mathematics, and the main conjecture of the current paper is a revision of the UB Covering Conjecture of the aforementioned paper.

Let $G$ be a reductive group over an algebraically closed field and let $W$ be its Weyl group. In a series of papers, Lusztig introduced a map from the set $[W]$ of conjugacy classes of $W$ to the set $[G_u]$ of unipotent classes of $G$. This map, when restricted to the set of elliptic conjugacy classes $[W_e]$ of $W$, is injective. In this paper, we show that Lusztig's map $[W_e] \to [G_u]$ is order-reversing, with respect to the natural partial order on $[W_e]$ arising from combinatorics and the natural partial order on $[G_u]$ arising from geometry., Comment: 25 pages

This paper focuses on the 3D incompressible magnetohydrodynamic (MHD) equations with mixed partial dissipation and magnetic diffusion. Our main result assesses the global stability of perturbations near the steady solution given by a background magnetic field. The stability problem on the MHD equations with partial or no dissipation has attracted considerable interests recently and there are substantial developments. The new stability result presented here is among the very few stability conclusions currently available for ideal or partially dissipated MHD equations. As a special consequence of the techniques introduced in this paper, we obtain the small data global well-posedness for the 3D incompressible Navier-Stokes equations without vertical dissipation., Comment: Submitted to Advances in Mathematics on December 28, 2018

This paper is a continuation of the papers [21] and [22]. Here we shall investigate the asymptotic behaviour of Weyl and Bernstein numbers of embeddings of Sobolev spaces with dominating mixed smoothness into Lebesgue spaces., 33 pages

In this paper we consider a punctured Riemann surface endowed with a Hermitian metric which equals the Poincar\'e metric near the punctures and a holomorphic line bundle which polarizes the metric. We show that the Bergman kernel can be localized around the singularities and its local model is the Bergman kernel of the punctured unit disc endowed with the standard Poincar\'e metric. As a consequence, we obtain an optimal uniform estimate of the supremum norm of the Bergman kernel, involving a fractional growth order of the tensor power., Comment: 42 pages, 2 figures; v.2 is a final update to agree with the published paper

In this paper, we prove that the quantum toroidal algebra of gl_n is isomorphic to the double shuffle algebra of Feigin and Odesskii for the cyclic quiver. The shuffle algebra viewpoint will allow us to prove a factorization formula for the universal R-matrix of the quantum toroidal algebra., The previous version of this paper was broken into two parts: the present version contains the representation-theoretic half (to which we added a number of additional results) and the geometric half has been moved to arXiv:1811.01011

If $M$ is a finite volume complete hyperbolic $3$-manifold, the quantity $\mathcal A_1(M)$ is defined as the infimum of the areas of closed minimal surfaces in $M$. In this paper we study the continuity property of the functional $\mathcal A_1$ with respect to the geometric convergence of hyperbolic manifolds. We prove that it is lower semi-continuous and even continuous if $\mathcal A_1(M)$ is realized by a minimal surface satisfying some hypotheses. Understanding the interaction between minimal surfaces and short geodesics in $M$ is the main theme of this paper, Comment: 35 pages, 4 figures

Markov numbers are integers that appear in the solution triples of the Diophantine equation, $x^2+y^2+z^2=3xyz$, called the Markov equation. A classical topic in number theory, these numbers are related to many areas of mathematics such as combinatorics, hyperbolic geometry, approximation theory and cluster algebras. There is a natural map from the rational numbers between zero and one to the Markov numbers. In this paper, we prove two conjectures seen in Martin Aigner's book, Markov's theorem and 100 years of the uniqueness conjecture, that determine an ordering on subsets of the Markov numbers based on their corresponding rational. The proof relies on a relationship between Markov numbers and continuant polynomials which originates in Frobenius' 1913 paper., 16 pages

We consider models given by Hamiltonians of the form H ( I , φ , p , q , t ; e ) = h ( I ) + ∑ j = 1 n ± ( 1 2 p j 2 + V j ( q j ) ) + e Q ( I , φ , p , q , t ; e ) where I ∈ I ⊂ R d , φ ∈ T d , p , q ∈ R n , t ∈ T 1 . These are higher dimensional analogues, both in the center and hyperbolic directions, of the models studied in [28] , [29] , [43] and are usually called “a-priori unstable Hamiltonian systems”. All these models present the large gap problem. We show that, for 0 e ≪ 1 , under regularity and explicit non-degeneracy conditions on the model, there are orbits whose action variables I perform rather arbitrary excursions in a domain of size O ( 1 ) . This domain includes resonance lines and, hence, large gaps among d-dimensional KAM tori. This phenomenon is known as Arnold diffusion. The method of proof follows closely the strategy of [28] , [29] . The main new phenomenon that appears when the dimension d of the center directions is larger than one is the existence of multiple resonances in the space of actions I ∈ I ⊂ R d . We show that, since these multiple resonances happen in sets of codimension greater than one in the space of actions I, they can be contoured. This corresponds to the mechanism called diffusion across resonances in the Physics literature. The present paper, however, differs substantially from [28] , [29] . On the technical details of the proofs, we have taken advantage of the theory of the scattering map developed in [31] —notably the symplectic properties—which were not available when the above papers were written. We have analyzed the conditions imposed on the resonances in more detail. More precisely, we have found that there is a simple condition on the Melnikov potential which allows us to conclude that the resonances are crossed. In particular, this condition does not depend on the resonances. So that the results are new even when applied to the models in [28] , [29] .

Using results in a previous paper "Non-semistable exceptional objects in hereditary categories", we focus here on studying the topology of the space of Bridgeland stability conditions on $D^b(Rep_k(Q ))$, where $Q$ is the acyclic triangular quiver (the underlying graph is the extended Dynkin diagram $\widetilde{\mathbb A}_2$). In particular, we prove that this space is contractible (in the previous paper it was shown that it is connected)., Comment: 51 pages

Motivated by the works of Liu, we provide a unified approach to find Appell-Lerch series and Hecke-type series representations for mock theta functions. We establish a number of parameterized identities with two parameters $a$ and $b$. Specializing the choices of $(a,b)$, we not only give various known and new representations for the mock theta functions of orders 2, 3, 5, 6 and 8, but also present many other interesting identities. We find that some mock theta functions of different orders are related to each other, in the sense that their representations can be deduced from the same $(a,b)$-parameterized identity. Furthermore, we introduce the concept of false Appell-Lerch series. We then express the Appell-Lerch series, false Appell-Lerch series and Hecke-type series in this paper using the building blocks $m(x,q,z)$ and $f_{a,b,c}(x,y,q)$ introduced by Hickerson and Mortenson, as well as $\overline{m}(x,q,z)$ and $\overline{f}_{a,b,c}(x,y,q)$ introduced in this paper. We also show the equivalences of our new representations for several mock theta functions and the known representations., Comment: 87 pages, comments are welcome. We have extended the previous version

Let $X \subseteq \mathbb{P}^r$ be a non-degenerate smooth projective variety of dimension $n$, codimension $e$, and degree $d$ defined over an algebraically closed field of characteristic zero. In this paper, we first show that $\text{reg} (\mathcal{O}_X) \leq d-e$, and classify the extremal and the next to extremal cases. Our result reduces the Eisenbud-Goto regularity conjecture for the smooth case to the problem finding a Castelnuovo-type bound for normality. It is worth noting that McCullough-Peeva recently constructed counterexamples to the regularity conjecture by showing that $\text{reg} (\mathcal{O}_X)$ is not even bounded above by any polynomial function of $d$ when $X$ is not smooth. For a normality bound in the smooth case, we establish that $\text{reg}(X) \leq n(d-2)+1$, which improves previous results obtained by Mumford, Bertram-Ein-Lazarsfeld, and Noma. Finally, by generalizing Mumford's method on double point divisors, we prove that $\text{reg}(X) \leq d-1+m$, where $m$ is an invariant arising from double point divisors associated to outer general projections. Using double point divisors associated to inner projection, we also obtain a slightly better bound for $\text{reg}(X)$ under suitable assumptions., Comment: 23 pages. This paper has been largely rewritten after McCullough-Peeva's counterexamples to the Eisenbud-Goto regularity conjecture, which appeared in J. Amer. Math. Soc. in 2018. We also added new results on the regularity of smooth projective varieties of arbitrary dimension

In this paper we investigate quasi-Monte Carlo (QMC) integration using digital nets over Z b in reproducing kernel Hilbert spaces. The tent transformation (previously called baker’s transform) was originally used for lattice rules by Hickernell (2002) to achieve higher order convergence of the integration error for smooth non-periodic integrands, and later, has been successfully applied to digital nets over Z 2 by Cristea et al. (2007) and Goda (2015). The aim of this paper is to generalize the latter two results to digital nets over Z b for an arbitrary prime b . For this purpose, we introduce the b -adic tent transformation for an arbitrary positive integer b greater than 1, which is a generalization of the original (dyadic) tent transformation. Further, again for an arbitrary positive integer b greater than 1, we analyze the mean square worst-case error of QMC rules using digital nets over Z b which are randomly digitally shifted and then folded using the b -adic tent transformation in reproducing kernel Hilbert spaces. Using this result, for a prime b , we prove the existence of good higher order polynomial lattice rules over Z b among a smaller number of candidates as compared to the result by Dick and Pillichshammer (2007), which achieve almost the optimal convergence rate of the mean square worst-case error in unanchored Sobolev spaces of smoothness of arbitrary high order.

We study the hit problem, set up by F. Peterson, of finding a minimal set of generators for the polynomial algebra $P_k := \mathbb F_2[x_1,x_2,...,x_k]$ as a module over the mod-2 Steenrod algebra, $\mathcal{A}$. In this paper, we study a minimal set of generators for $\mathcal A$-module $P_k$ in some so-call generic degrees and apply these results to explicitly determine the hit problem for $k=4$., Comment: 68 pages, Quy Nhon University preprint, Viet Nam, 2011. A shorter version of this paper was published in Advances in Mathematics

In this paper we show how \emph{the metric theory of tensor products} developed by Grothendieck perfectly fits in the study of channel capacities, a central topic in \emph{Shannon's information theory}. Furthermore, in the last years Shannon's theory has been generalized to the quantum setting to let the \emph{quantum information theory} step in. In this paper we consider the classical capacity of quantum channels with restricted assisted entanglement. In particular these capacities include the classical capacity and the unlimited entanglement-assisted classical capacity of a quantum channel. To deal with the quantum case we will use the noncommutative version of $p$-summing maps. More precisely, we prove that the (product state) classical capacity of a quantum channel with restricted assisted entanglement can be expressed as the derivative of a completely $p$-summing norm., Comment: V2: Some proofs have been explained in more detail. New references added. Same results

In this paper we study Appell polynomials by connecting them to random variables. This probabilistic approach yields, e.g., the mean value property which is fundamental in the sense that many other properties can be derived from it. We also discuss moment representations of Appell polynomials. In the latter part of the paper the presented general theory is applied to study some classical explicitly given polynomials.

An m-ballot path of size n is a path on the square grid consisting of north and east unit steps, starting at (0,0), ending at (mn,n), and never going below the line {x=my}. The set of these paths can be equipped with a lattice structure, called the m-Tamari lattice and denoted by T_n^{m}, which generalizes the usual Tamari lattice T_n obtained when m=1. This lattice was introduced by F. Bergeron in connection with the study of diagonal coinvariant spaces in three sets of n variables. The representation of the symmetric group S_n on these spaces is conjectured to be closely related to the natural representation of S_n on (labelled) intervals of the m-Tamari lattice, which we study in this paper. An interval [P,Q] of T_n^{m} is labelled if the north steps of Q are labelled from 1 to n in such a way the labels increase along any sequence of consecutive north steps. The symmetric group S_n acts on labelled intervals of T_n^{m} by permutation of the labels. We prove an explicit formula, conjectured by F. Bergeron and the third author, for the character of the associated representation of S_n. In particular, the dimension of the representation, that is, the number of labelled m-Tamari intervals of size n, is found to be (m+1)^n(mn+1)^{n-2}. These results are new, even when m=1. The form of these numbers suggests a connection with parking functions, but our proof is not bijective. The starting point is a recursive description of m-Tamari intervals. It yields an equation for an associated generating function, which is a refined version of the Frobenius series of the representation. This equation involves two additional variables x and y, a derivative with respect to y and iterated divided differences with respect to x. The hardest part of the proof consists in solving it, and we develop original techniques to do so, partly inspired by previous work on polynomial equations with "catalytic" variables., Comment: 29 pages --- This paper subsumes the research report arXiv:1109.2398, which will not be submitted to any journal

We introduce the idea of *representation stability* (and several variations) for a sequence of representations V_n of groups G_n. A central application of the new viewpoint we introduce here is the importation of representation theory into the study of homological stability. This makes it possible to extend classical theorems of homological stability to a much broader variety of examples. Representation stability also provides a framework in which to find and to predict patterns, from classical representation theory (Littlewood--Richardson and Murnaghan rules, stability of Schur functors), to cohomology of groups (pure braid, Torelli and congruence groups), to Lie algebras and their homology, to the (equivariant) cohomology of flag and Schubert varieties, to combinatorics (the (n+1)^(n-1) conjecture). The majority of this paper is devoted to exposing this phenomenon through examples. In doing this we obtain applications, theorems and conjectures. Beyond the discovery of new phenomena, the viewpoint of representation stability can be useful in solving problems outside the theory. In addition to the applications given in this paper, it is applied in [CEF] to counting problems in number theory and finite group theory. Representation stability is also used in [C] to give broad generalizations and new proofs of classical homological stability theorems for configuration spaces on oriented manifolds., Comment: 91 pages. v2: minor revisions throughout. v3: final version, to appear in Advances in Mathematics

This paper is devoted to the construction of a solution for the “Inhomogeneous skew Brownian motion” equation, which first appeared in a seminal paper by Sophie Weinryb, and recently, studied by Etore and Martinez. Our method is based on the use of the Balayage formula. At the end of this paper we study a limit theorem of solutions.

In this paper, we study degenerate CR embeddings f of a strictly pseudoconvex hypersurface M ⊂ C n + 1 into a sphere S in a higher dimensional complex space C N + 1 . The degeneracy of the mapping f will be characterized in terms of the ranks of the CR second fundamental form and its covariant derivatives. In 2004, the author, together with X. Huang and D. Zaitsev, established a rigidity result for CR embeddings f into spheres in low codimensions. A key step in the proof of this result was to show that degenerate mappings are necessarily contained in a complex plane section of the target sphere (partial rigidity). In the 2004 paper, it was shown that if the total rank d of the second fundamental form and all of its covariant derivatives is n (here, n is the CR dimension of M ), then f ( M ) is contained in a complex plane of dimension n + d + 1 . The converse of this statement is also true, as is easy to see. When the total rank d exceeds n , it is no longer true, in general, that f ( M ) is contained in a complex plane of dimension n + d + 1 , as can be seen by examples. In this paper, we carry out a systematic study of degenerate CR mappings into spheres. We show that when the ranks of the second fundamental form and its covariant derivatives exceed the CR dimension n , then partial rigidity may still persist, but there is a “defect” k that arises from the ranks exceeding n such that f ( M ) is only contained in a complex plane of dimension n + d + k + 1 . Moreover, this defect occurs in general, as is illustrated by examples.

Generalizing Atiyah extensions, we introduce and study differential abelian tensor categories over differential rings. By a differential ring, we mean a commutative ring with an action of a Lie ring by derivations. In particular, these derivations act on a differential category. A differential Tannakian theory is developed. The main application is to the Galois theory of linear differential equations with parameters. Namely, we show the existence of a parameterized Picard-Vessiot extension and, therefore, the Galois correspondence for many differential fields with, possibly, non-differentially closed fields of constants, that is, fields of functions of parameters. Other applications include a substantially simplified test for a system of linear differential equations with parameters to be isomonodromic, which will appear in a separate paper. This application is based on differential categories developed in the present paper, and not just differential algebraic groups and their representations., Comment: 90 pages, minor corrections

In an earlier paper (arxiv:1108.4292) we introduced a new concept of dimension for metric spaces, the so called topological Hausdorff dimension. For a compact metric space $K$ let $\dim_{H}K$ and $\dim_{tH} K$ denote its Hausdorff and topological Hausdorff dimension, respectively. We proved that this new dimension describes the Hausdorff dimension of the level sets of the generic continuous function on $K$, namely $\sup{\dim_{H}f^{-1}(y) : y \in \mathbb{R}} = \dim_{tH} K - 1$ for the generic $f \in C(K)$, provided that $K$ is not totally disconnected, otherwise every non-empty level set is a singleton. We also proved that if $K$ is not totally disconnected and sufficiently homogeneous then $\dim_{H}f^{-1}(y) = \dim_{tH} K - 1$ for the generic $f \in C(K)$ and the generic $y \in f(K)$. The most important goal of this paper is to make these theorems more precise. As for the first result, we prove that the supremum is actually attained on the left hand side of the first equation above, and also show that there may only be a unique level set of maximal Hausdorff dimension. As for the second result, we characterize those compact metric spaces for which for the generic $f\in C(K)$ and the generic $y\in f(K)$ we have $\dim_{H} f^{-1}(y)=\dim_{tH}K-1$. We also generalize a result of B. Kirchheim by showing that if $K$ is self-similar then for the generic $f\in C(K)$ for every $y\in \inter f(K)$ we have $\dim_{H} f^{-1}(y)=\dim_{tH}K-1$. Finally, we prove that the graph of the generic $f\in C(K)$ has the same Hausdorff and topological Hausdorff dimension as $K$., 20 pages

This is the first of a series of papers where we develop a theory of total positivity for loop groups. In this paper, we completely describe the totally nonnegative part of the polynomial loop group GL_n(\R[t,t^{-1}]), and for the formal loop group GL_n(\R((t))) we describe the totally nonnegative points which are not totally positive. Furthermore, we make the connection with networks on the cylinder. Our approach involves the introduction of distinguished generators, called whirls and curls, and we describe the commutation relations amongst them. These matrices play the same role as the poles and zeroes of the Edrei-Thoma theorem classifying totally positive functions (corresponding to our case n=1). We give a solution to the ``factorization problem'' using limits of ratios of minors. This is in a similar spirit to the Berenstein-Fomin-Zelevinsky Chamber Ansatz where ratios of minors are used. A birational symmetric group action arising in the commutation relation of curls appeared previously in Noumi-Yamada's study of discrete Painlev\'{e} dynamical systems and Berenstein-Kazhdan's study of geometric crystals., Comment: 49 pages, 7 figures

In this paper we use the connections between tropical algebraic geometry and rigid analytic geometry in order to prove two main results. We use tropical methods to prove a theorem about the Newton polygon for convergent power series in several variables: if f_1,...,f_n are n convergent power series in n variables with coefficients in a non-Archimedean field K, we give a formula for the valuations and multiplicities of the common zeros of f_1,...,f_n. We use rigid-analytic methods to show that stable complete intersections of tropical hypersurfaces compute algebraic multiplicities even when the intersection is not tropically proper. These results are naturally formulated and proved using the theory of tropicalizations of rigid-analytic spaces, as introduced by Einsiedler-Kapranov-Lind [EKL06] and Gubler [Gub07b]. We have written this paper to be as readable as possible both to tropical and arithmetic geometers., Comment: 46 pages, 11 figures

We say that the polynomial sequence $(Q^{(\lambda)}_n)$ is a semiclassical Sobolev polynomial sequence when it is orthogonal with respect to the inner product $$ _S= +\lambda , $$ where ${\bf u}$ is a semiclassical linear functional, ${\mathscr D}$ is the differential, the difference or the $q$--difference operator, and $\lambda$ is a positive constant. In this paper we get algebraic and differential/difference properties for such polynomials as well as algebraic relations between them and the polynomial sequence orthogonal with respect to the semiclassical functional $\bf u$. The main goal of this article is to give a general approach to the study of the polynomials orthogonal with respect to the above nonstandard inner product regardless of the type of operator ${\mathscr D}$ considered. Finally, we illustrate our results by applying them to some known families of Sobolev orthogonal polynomials as well as to some new ones introduced in this paper for the first time., Comment: 23 pages, special issue dedicated to Professor Guillermo Lopez lagomasino on the occasion of his 60th birthday, accepted in Journal of Approximation Theory

This work contributes to clarifying several relationships between certain higher categorical structures and the homotopy type of their classifying spaces. Bicategories (in particular monoidal categories) have well understood simple geometric realizations, and we here deal with homotopy types represented by lax diagrams of bicategories, that is, lax functors to the tricategory of bicategories. In this paper, it is proven that, when a certain bicategorical Grothendieck construction is performed on a lax diagram of bicategories, then the classifying space of the resulting bicategory can be thought of as the homotopy colimit of the classifying spaces of the bicategories that arise from the initial input data given by the lax diagram. This result is applied to produce bicategories whose classifying space has a double loop space with the same homotopy type, up to group completion, as the underlying category of any given (non-necessarily strict) braided monoidal category. Specifically, it is proven that these double delooping spaces, for categories enriched with a braided monoidal structure, can be explicitly realized by means of certain genuine simplicial sets characteristically associated to any braided monoidal categories, which we refer to as their (Street's) geometric nerves., Comment: This a revised version (with 59 pages now) of our paper on realizations of braided categories, where we have taken into account the referee's report. Indeed, we are much indebted to the referee, whose useful observations greatly improved our manuscript

In this paper our aim is to show some mean value inequalities for the modified Bessel functions of the first and second kinds. Our proofs are based on some bounds for the logarithmic derivatives of these functions, which are in fact equivalent to the corresponding Tur\'an type inequalities for these functions. As an application of the results concerning the modified Bessel function of the second kind we prove that the cumulative distribution function of the gamma-gamma distribution is log-concave. At the end of this paper several open problems are posed, which may be of interest for further research., Comment: 14 pages

In this paper we develop a potential theory for strongly degenerate parabolic operators of the form L : = ∇ X ⋅ ( A ( X , Y , t ) ∇ X ) + X ⋅ ∇ Y − ∂ t , in unbounded domains of the form Ω = { ( X , Y , t ) = ( x , x m , y , y m , t ) ∈ R m − 1 × R × R m − 1 × R × R | x m > ψ ( x , y , y m , t ) } , where ψ is assumed to satisfy a uniform Lipschitz condition adapted to the dilation structure and the (non-Euclidean) Lie group underlying the operator L . Concerning A = A ( X , Y , t ) we assume that A is bounded, measurable, symmetric and uniformly elliptic (as a matrix in R m ). Beyond the solvability of the Dirichlet problem and other fundamental properties our results include scale and translation invariant boundary comparison principles, boundary Harnack inequalities and doubling properties of associated parabolic measures. All of our estimates are translation- and scale-invariant with constants only depending on the constants defining the boundedness and ellipticity of A and the Lipschitz constant of ψ. Our results represent a version, for operators of Kolmogorov type with bounded, measurable coefficients, of the by now classical results of Fabes and Safonov, and several others, concerning boundary estimates for uniformly parabolic equations in (time-dependent) Lipschitz type domains.

This is the first of a series of papers in which we initiate and develop the theory of reflection monoids, motivated by the theory of reflection groups. The main results identify a number of important inverse semigroups as reflection monoids, introduce new examples, and determine their orders., This is a completely reorganized and rewritten version of our earlier paper math/0701313v2, with a number of new results

We show that the Arzela-Ascoli theorem and Kolmogorov compactness theorem both are consequences of a simple lemma on compactness in metric spaces. Their relation to Helly's theorem is discussed. The paper contains a detailed discussion on the historical background of the Kolmogorov compactness theorem., This version is lightly revised in response to referee comments. The paper will appear in Expositiones Mathematicae

This paper is largely concerned with constructing coarse moduli spaces for Artin stacks. The main purpose of this paper is to introduce the notion of stability on an arbitrary Artin stack and construct a coarse moduli space for the open substack of stable points. Also, we present an application to coherent cohomology of Artin stacks.

This is the first paper in a series. We develop a general deformation theory of objects in homotopy and derived categories of DG categories. Namely, for a DG module $E$ over a DG category we define four deformation functors $\Def ^{\h}(E)$, $\coDef ^{\h}(E)$, $\Def (E)$, $\coDef (E)$. The first two functors describe the deformations (and co-deformations) of $E$ in the homotopy category, and the last two - in the derived category. We study their properties and relations. These functors are defined on the category of artinian (not necessarily commutative) DG algebras., Comment: Alexander Efimov is a new co-author of this paper. Besides some minor changes, Proposition 7.1 and Theorem 8.1 were corrected

David Hilbert discovered in 1895 an important metric that is canonically associated to any convex domain $\Omega$ in the Euclidean (or projective) space. This metric is known to be Finslerian, and the usual proof assumes a certain degree of smoothness of the boundary of $\Omega$ and refers to a theorem by Busemann and Mayer that produces the norm of a tangent vector from the distance function. In this paper, we develop a new approach for the study of the Hilbert metric where no differentiability is assumed. The approach exhibits the Hilbert metric on a domain as a symmetrization of a natural weak metric, known as the Funk metric. The Funk metric is described as a tautological weak Finsler metric, in which the unit ball at each tangent space is naturally identified with the domain $\Omega$ itself. The Hilbert metric is then identified with the reversible tautological weak Finsler structure on $\Omega$, and the unit ball at each point is described as the harmonic symmetrization of the unit ball of the Funk metric. Properties of the Hilbert metric then follow from general properties of harmonic symmetrizations of weak Finsler structures., Comment: Version 2 : 16 pages, 2 figures. A number of inaccuracies and mistakes have been corected. The paper will appear in Expositiones Mathematicae

The thirty years old programme of Griffiths and Harris of understanding higher-dimensional analogues of Poncelet-type problems and synthetic approach to higher genera addition theorems has been settled and completed in this paper. Starting with the observation of the billiard nature of some classical constructions and configurations, we construct the billiard algebra, that is a group structure on the set T of lines in $R^d$ simultaneously tangent to d-1 quadrics from a given confocal family. Using this tool, the related results of Reid, Donagi and Knoerrer are further developed, realized and simplified. We derive a fundamental property of T: any two lines from this set can be obtained from each other by at most d-1 billiard reflections at some quadrics from the confocal family. We introduce two hierarchies of notions: s-skew lines in T and s-weak Poncelet trajectories, s = -1,0,...,d-2. The interrelations between billiard dynamics, linear subspaces of intersections of quadrics and hyperelliptic Jacobians developed in this paper enabled us to obtain higher-dimensional and higher-genera generalizations of several classical genus 1 results: the Cayley's theorem, the Weyr's theorem, the Griffiths-Harris theorem and the Darboux theorem., Comment: 36 pages, 11 figures; to be published in Advances in Mathematics

An identity by Chaundy and Bullard writes 1/(1-x)^n (n=1,2,...) as a sum of two truncated binomial series. This identity was rediscovered many times. Notably, a special case was rediscovered by I. Daubechies, while she was setting up the theory of wavelets of compact support. We discuss or survey many different proofs of the identity, and also its relationship with Gauss hypergeometric series. We also consider the extension to complex values of the two parameters which occur as summation bounds. The paper concludes with a discussion of a multivariable analogue of the identity, which was first given by Damjanovic, Klamkin and Ruehr. We give the relationship with Lauricella hypergeometric functions and corresponding PDE's. The paper ends with a new proof of the multivariable case by splitting up Dirichlet's multivariable beta integral., Comment: 20 pages; added in v3: more references to earlier occurrences of the identity and its multivariable analogue, combinatorial proof of the identity and extension to noninteger m,n, proof of multivariable identity by splitting up Dirichlet's multivariable beta integral

We study multivariate generalisations of the classical Wiener--Hopf algebra, which is the C$^*$-algebra generated by the Wiener--Hopf operators, given by the convolutions restricted to convex cones. By the work of Muhly and Renault, this C$^*$-algebra is known to be isomorphic to the reduced C$^*$-algebra of a certain restricted action groupoid. In a previous paper, we have determined a composition series of this C$^*$-algebra, and compute the $K$-theory homomorphisms induced by the `symbol' maps given by the subquotients of the composition series in terms of the analytical index of a continuous family of Fredholm operators. In this paper, we obtain a topological expression for these index maps in terms of geometric-topological data naturally associated to the underlying convex cone. The resulting index formula is expressed in the framework of Kasparov's bivariant $KK$-theory. Our proof relies heavily on groupoid methods., Comment: 46 pages, 1 figure; last version prior to publication, journal reference added

This paper is concerned with the algebraic K-theory of locally convex algebras stabilized by operator ideals, and its comparison with topological K-theory. We show that the obstruction for the comparison map between algebraic and topological K-theory to be an isomorphism is (absolute) algebraic cyclic homology and prove the existence of an 6-term exact sequence. We show that cyclic homology vanishes in the case when J is the ideal of compact operators and L is a Frechet algebra with bounded app. unit. This proves the generalized version of Karoubi's conjecture due to Mariusz Wodzicki and announced in his paper "Algebraic K-theory and functional analysis", First European Congress of Mathematics, Vol. II (Paris, 1992), 485--496, Progr. Math., 120, Birkh\"auser, Basel, 1994. We also consider stabilization with respect to a wider class of operator ideals, called sub-harmonic. We study the algebraic K-theory of the tensor product of a sub-harmonic ideal with an arbitrary complex algebra and prove that the obstruction for the periodicity of algebraic K-theory is again cyclic homology. The main technical tools we use are the diffeotopy invariance theorem of Cuntz and the second author (which we generalize), and the excision theorem for infinitesimal K-theory, due to the first author., Comment: Final version, to appear in Advances in Mathematics

The purpose of this paper is to set out optimal gradient estimates for solutions to the isotropic conductivity problem in the presence of adjacent conductivity inclusions as the distance between the inclusions goes to zero and their conductivities degenerate. This difficult question arises in the study of composite media. Frequently in composites, the inclusions are very closely spaced and may even touch. It is quite important from a practical point of view to know whether the electric field (the gradient of the potential) can be arbitrarily large as the inclusions get closer to each other or to the boundary of the background medium. In this paper, we establish both upper and lower bounds on the electric field in the case where two circular conductivity inclusions are very close but not touching. We also obtain such bounds when a circular inclusion is very close to the boundary of a circular domain which contains the inclusion. The novelty of these estimates, which improve and make complete our earlier results published in Math. Ann., is that they give an optimal information about the blow-up of the electric field as the conductivities of the inclusions degenerate., Comment: 26 pages

We show that certain naturally arising cones over the main component of a moduli space of $J_0$-holomorphic maps into $P^n$ have a well-defined euler class. We also prove that this is the case if the standard complex structure $J_0$ on $P^n$ is replaced by a nearby almost complex structure $J$. The genus-zero analogue of the cone considered in this paper is always a vector bundle. The genus-zero Gromov-Witten invariant of a projective hypersurface is the euler class of such a vector bundle. As shown in a separate paper, this is also the case for the "genus-one part" of the genus-one GW-invariant. The remaining part is a multiple of the genus-zero GW-invariant., Comment: an error corrected; 45 pages, 3 figures

In 1957, N. G. de Bruijn showed that the symmetric group Sym(\Omega) on an infinite set \Omega contains a free subgroup on 2^{card(\Omega)} generators, and proved a more general statement, a sample consequence of which is that for any group A of cardinality \leq card(\Omega), Sym(\Omega) contains a coproduct of 2^{card(\Omega)} copies of A, not only in the variety of all groups, but in any variety of groups to which A belongs. His key lemma is here generalized to an arbitrary variety of algebras \bf{V}, and formulated as a statement about functors Set --> \bf{V}. From this one easily obtains analogs of the results stated above with "group" and Sym(\Omega) replaced by "monoid" and the monoid Self(\Omega) of endomaps of \Omega, by "associative K-algebra" and the K-algebra End_K(V) of endomorphisms of a K-vector-space V with basis \Omega, and by "lattice" and the lattice Equiv(\Omega) of equivalence relations on \Omega. It is also shown, extending another result from de Bruijn's 1957 paper, that each of Sym(\Omega), Self(\Omega) and End_K (V) contains a coproduct of 2^{card(\Omega)} copies of itself. That paper also gave an example of a group of cardinality 2^{card(\Omega)} that was {\em not} embeddable in Sym(\Omega), and R. McKenzie subsequently established a large class of such examples. Those results are shown to be instances of a general property of the lattice of solution sets in Sym(\Omega) of sets of equations with constants in Sym(\Omega). Again, similar results -- this time of varying strengths -- are obtained for Self(\Omega), End_K (V), and Equiv(\Omega), and also for the monoid \Rel of binary relations on \Omega. Many open questions and areas for further investigation are noted., Comment: 37 pages. Copy at http://math.berkeley.edu/~gbergman/papers is likely to be updated more often than arXiv copy Revised version includes answers to some questions left open in first version, references to results of Wehrung answering some other questions, and some additional new results