8,809 results on '"EXCHANGE COMMISSION"'
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2. Financial Management of Gas and Electric Utilities by the Securities and Exchange Commission
3. Investigatory Powers of the Securities and Exchange Commission
4. Twenty-Five Years of Federal Securities Regulation by the Securities and Exchange Commission
5. The First Chairmen of the Securities and Exchange Commission: Successful Ambassadors of the New Deal to Wall Street
6. The Role of the Securities and Exchange Commission under Section 16(b)
7. Congress and the Securities and Exchange Commission
8. Administrative Law. Licenses. Right of Securities and Exchange Commission to Make Public Investigatory Findings in Advance of Hearing
9. The Securities and Exchange Commission: Its Organization and Functions under the Securities Act of 1933
10. Administrative Agencies and the Securities and Exchange Commission
11. Self-Regulation in the Securities Industry: The Role of the Securities and Exchange Commission
12. Disclosure to Whom? Annual Financial Reports to Stockholders and to the Securities and Exchange Commission
13. Securities and Exchange Commission Regulation of Proxy Contests
14. Accounting Research in the Securities and Exchange Commission
15. Some Antecedents of the Securities and Exchange Commission
16. The Expanding Jurisdiction of the Securities and Exchange Commission: Variable Annuities and Bank Collective Investment Funds
17. Introduction: The Special Study of Securities Markets of the Securities and Exchange Commission
18. Administrative Law: Investigating Powers of Federal Commissioners: Securities and Exchange Commission
19. Federal Jurisdiction: Securities and Exchange Commission: Application of Rule X-10B-5 to Transactions Involving Non-Securities
20. Survey of American listed corporations. : Data on profits and operations including surplus, 1946-1947. Reported information on registrants with the Securities and Exchange Commission under the Securities act of 1933 and the Securities exchange act of 1934. Pt. 1-7.
21. Securities Legislation: Public Utility Holding Company Act: Jurisdiction of the Securities and Exchange Commission
22. SUMMARY OF THE MEETING BETWEEN MEMBERS OF THE SECURITIES AND EXCHANGE COMMISSION AND REPRESENTATIVES OF THE FEDERAL REGULATION OF THE SECURITIES COMMITTEE OF THE SECTION OF CORPORATION, BANKING AND BUSINESS LAW OF THE AMERICAN BAR ASSOCIATION, WASHINGTON, D.C.—JANUARY 13, 1972
23. THE SECURITIES AND EXCHANGE COMMISSION AND THE FINANCING OF SMALL BUSINESSES
24. "ACCELERATION" UNDER THE SECURITIES ACT OF 1933—A REPLY TO THE SECURITIES AND EXCHANGE COMMISSION
25. SUMMARY OF RECENT CHANGES BY THE SECURITIES AND EXCHANGE COMMISSION IN RULES AND FORMS
26. MEMORANDUM OF COMMENTS OF MEMBERS OF THE COMMITTEE ON FEDERAL REGULATION OF SECURITIES OF THE SECTION OF CORPORATION, BANKING AND BUSINESS LAW OF THE AMERICAN BAR ASSOCIATION WITH RESPECT TO THE PROPOSED ADOPTION BY THE SECURITIES AND EXCHANGE COMMISSION OF RULE 155, AS ANNOUNCED IN SECURITIES ACT RELEASE NO. 4162 AND SUPPLEMENTED BY SECURITIES ACT RELEASE NO. 4248
27. United States: U.S. District Court Decision in Investors Overseas Services Case (jurisdiction of Securities and Exchange Commission; foreign secrecy laws)
28. ASSISTANCE AVAILABLE TO THE PUBLIC, INCLUDING PRIVATE PRACTITIONERS, FROM THE SECURITIES AND EXCHANGE COMMISSION
29. REVIEW OF SECURITIES AND EXCHANGE COMMISSION DECISIONS
30. THE RIGHT TO INFORMATION IN THE ADMINISTRATIVE PROCESS: A LOOK AT THE SECURITIES AND EXCHANGE COMMISSION
31. Investor Protection by Administrative Agency: The United States Securities and Exchange Commission
32. The Valuation of Public Utility Enterprises by The Securities and Exchange Commission
33. Jurisdiction of Securities and Exchange Commission over Extension of Maturity Date on an Outstanding Corporate Obligation
34. The Securities and Exchange Commission and Corporate Reorganization
35. The Securities and Exchange Commission and Corporate Trustees
36. Shelf Registration: The Dilemma of the Securities and Exchange Commission
37. Administrative Law. Securities and Exchange Commission. Validity of Use of Administrative Discretion in Denying Participation in Reorganization under Public Utility Holding Company Act
38. Corporate Reorganization Doctrine as Recently Applied by the Securities and Exchange Commission
39. The Securities and Exchange Commission and Accounting Principles
40. Capital Structure Control of Utility Companies by the Securities and Exchange Commission
41. Potential Effects of Pending Securities and Exchange Commission Rules on Private Financing and Business Acquisitions
42. "Privity" under X10B-5: Torts. Fraud. Recovery Denied under Securities and Exchange Commission Rule X10B-5 for Lack of Privity
43. Private Causes of Action against Directors Not Implied by Investment Company Act: Securities. Securities and Exchange Commission. Stocks
44. "Underwriter" Concept of Securities Act Extended to Pledgee: Securities. Securities and Exchange Commission
45. Accounting Practice under the Securities and Exchange Commission
46. Influence of the Securities and Exchange Commission upon Accounting Principles
47. Securities Act of 1933. Investigatory Powers of the Securities and Exchange Commission
48. Securities Acts. Securities and Exchange Commission. Letter Opposing Proxies Held Subject to Rules of Proxy Solicitation
49. Corporations. Right to Withdraw a Registration Statement Filed with the Securities and Exchange Commission
50. Administrative Law: Powers of Agencies: Right of Registrant to Withdraw Registration Statement Filed with the Securities and Exchange Commission
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