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In 2003, Atserias and Dalmau resolved a major open question about the resolution proof system by establishing that the space complexity of a Conjunctive Normal Form (CNF) formula is always an upper bound on the width needed to refute the formula. Their proof is beautiful but uses a nonconstructive argument based on Ehrenfeucht-Fraïssé games. We give an alternative, more explicit, proof that works by simple syntactic manipulations of resolution refutations. As a by-product, we develop a "black-box" technique for proving space lower bounds via a "static" complexitymeasure that works against any resolution refutation-previous techniques have been inherently adaptive. We conclude by showing that the related question for polynomial calculus (i.e., whether space is an upper bound on degree) seems unlikely to be resolvable by similarmethods., QC 20151111

In 2003, Atserias and Dalmau resolved a major open question about the resolution proof system by establishing that the space complexity of a Conjunctive Normal Form (CNF) formula is always an upper bound on the width needed to refute the formula. Their proof is beautiful but uses a nonconstructive argument based on Ehrenfeucht-Fraïssé games. We give an alternative, more explicit, proof that works by simple syntactic manipulations of resolution refutations. As a by-product, we develop a "black-box" technique for proving space lower bounds via a "static" complexitymeasure that works against any resolution refutation-previous techniques have been inherently adaptive. We conclude by showing that the related question for polynomial calculus (i.e., whether space is an upper bound on degree) seems unlikely to be resolvable by similarmethods.

We study the problem of obtaining lower bounds for polynomial calculus (PC) and polynomial calculus resolution (PCR) on proof degree, and hence by [Impagliazzo et al. '99] also on proof size. [Alekhnovich and Razborov'03] established that if the clause-variable incidence graph of a CNF formula F is a good enough expander, then proving that F is unsatisfiable requires high PC/PCR degree. We further develop the techniques in [AR03] to show that if one can "cluster" clauses and variables in a way that "respects the structure" of the formula in a certain sense, then it is sufficient that the incidence graph of this clustered version is an expander. As a corollary of this, we prove that the functional pigeonhole principle (FPHP) formulas require high PC/PCR degree when restricted to constant-degree expander graphs. This answers an open question in [Razborov'02], and also implies that the standard CNF encoding of the FPHP formulas require exponential proof size in polynomial calculus resolution. Thus, while Onto-FPHP formulas are easy for polynomial calculus, as shown in [Riis'93], both FPHP and Onto-PHP formulas are hard even when restricted to bounded-degree expanders.

In 2003, Atserias and Dalmau resolved a major open question about the resolution proof system by establishing that the space complexity of formulas is always an upper bound on the width needed to refute them. Their proof is beautiful but somewhat mysterious in that it relies heavily on tools from finite model theory. We give an alternative, completely elementary, proof that works by simple syntactic manipulations of resolution refutations. As a by-product, we develop a "black-box" technique for proving space lower bounds via a "static" complexity measure that works against any resolution refutation-previous techniques have been inherently adaptive. We conclude by showing that the related question for polynomial calculus (i.e., whether space is an upper bound on degree) seems unlikely to be resolvable by similar methods., QC 20141222

In 2003, Atserias and Dalmau resolved a major open question about the resolution proof system by establishing that the space complexity of formulas is always an upper bound on the width needed to refute them. Their proof is beautiful but somewhat mysterious in that it relies heavily on tools from finite model theory. We give an alternative, completely elementary, proof that works by simple syntactic manipulations of resolution refutations. As a by-product, we develop a "black-box" technique for proving space lower bounds via a "static" complexity measure that works against any resolution refutation-previous techniques have been inherently adaptive. We conclude by showing that the related question for polynomial calculus (i.e., whether space is an upper bound on degree) seems unlikely to be resolvable by similar methods.