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The fine-tuning of pre-trained language models (PLMs) has been shown to be effective across various domains. By using domain-specific supervised data, the general-purpose representation derived from PLMs can be transformed into a domain-specific representation. However, these methods often fail to generalize to out-of-domain (OOD) data due to their reliance on non-causal representations, often described as spurious features. Existing methods either make use of adjustments with strong assumptions about lack of hidden common causes, or mitigate the effect of spurious features using multi-domain data. In this work, we investigate how fine-tuned pre-trained language models aid generalizability from single-domain scenarios under mild assumptions, targeting more general and practical real-world scenarios. We show that a robust representation can be derived through a so-called causal front-door adjustment, based on a decomposition assumption, using fine-tuned representations as a source of data augmentation. Comprehensive experiments in both synthetic and real-world settings demonstrate the superior generalizability of the proposed method compared to existing approaches. Our work thus sheds light on the domain generalization problem by introducing links between fine-tuning and causal mechanisms into representation learning.

Generating rationales that justify scoring decisions has emerged as a promising approach to enhance explainability in the development of automated scoring systems. However, the scarcity of publicly available rationale data and the high cost of annotation have resulted in existing methods typically relying on noisy rationales generated by large language models (LLMs). To address these challenges, we have developed AERA Chat, an interactive platform, to provide visually explained assessment of student answers and streamline the verification of rationales. Users can input questions and student answers to obtain automated, explainable assessment results from LLMs. The platform's innovative visualization features and robust evaluation tools make it useful for educators to assist their marking process, and for researchers to evaluate assessment performance and quality of rationales generated by different LLMs, or as a tool for efficient annotation. We evaluated three rationale generation approaches on our platform to demonstrate its capability.

In the past, Retrieval-Augmented Generation (RAG) methods split text into chunks to enable language models to handle long documents. Recent tree-based RAG methods are able to retrieve detailed information while preserving global context. However, with the advent of more powerful LLMs, such as Llama 3.1, which offer better comprehension and support for longer inputs, we found that even recent tree-based RAG methods perform worse than directly feeding the entire document into Llama 3.1, although RAG methods still hold an advantage in reducing computational costs. In this paper, we propose a new retrieval method, called LLM-Guided Dynamic Progress Control with Hierarchical Weighted Graph (GARLIC), which outperforms previous state-of-the-art baselines, including Llama 3.1, while retaining the computational efficiency of RAG methods. Our method introduces several improvements: (1) Rather than using a tree structure, we construct a Hierarchical Weighted Directed Acyclic Graph with many-to-many summarization, where the graph edges are derived from attention mechanisms, and each node focuses on a single event or very few events. (2) We introduce a novel retrieval method that leverages the attention weights of LLMs rather than dense embedding similarity. Our method allows for searching the graph along multiple paths and can terminate at any depth. (3) We use the LLM to control the retrieval process, enabling it to dynamically adjust the amount and depth of information retrieved for different queries. Experimental results show that our method outperforms previous state-of-the-art baselines, including Llama 3.1, on two single-document and two multi-document QA datasets, while maintaining similar computational complexity to traditional RAG methods.

Predicting unknown drug-drug interactions (DDIs) is crucial for improving medication safety. Previous efforts in DDI prediction have typically focused on binary classification or predicting DDI categories, with the absence of explanatory insights that could enhance trust in these predictions. In this work, we propose to generate natural language explanations for DDI predictions, enabling the model to reveal the underlying pharmacodynamics and pharmacokinetics mechanisms simultaneously as making the prediction. To do this, we have collected DDI explanations from DDInter and DrugBank and developed various models for extensive experiments and analysis. Our models can provide accurate explanations for unknown DDIs between known drugs. This paper contributes new tools to the field of DDI prediction and lays a solid foundation for further research on generating explanations for DDI predictions., Comment: 17 pages, 4 figures

Generating rationales that justify scoring decisions has been a promising way to facilitate explainability in automated scoring systems. However, existing methods do not match the accuracy of classifier-based methods. Plus, the generated rationales often contain hallucinated information. To address these issues, we propose a novel framework capable of generating more faithful rationales and, more importantly, matching performance with classifier-based black-box scoring systems. We first mimic the human assessment process by querying Large Language Models (LLMs) to generate a thought tree. We then summarise intermediate assessment decisions from each thought tree path for creating synthetic rationale data and rationale preference data. Finally, we utilise the generated synthetic data to calibrate LLMs through a two-step training process: supervised fine-tuning and preference optimization. Extensive experimental results demonstrate that our framework achieves a 38% assessment performance improvement in the QWK score compared to prior work while producing higher-quality rationales, as recognised by human evaluators and LLMs. Our work sheds light on the effectiveness of performing preference optimization using synthetic preference data obtained from thought tree paths. Data and code are available at https://github.com/lijiazheng99/thought_tree_assessment., Comment: Accepted at EMNLP 2024

Generating event graphs from long documents is challenging due to the inherent complexity of multiple tasks involved such as detecting events, identifying their relationships, and reconciling unstructured input with structured graphs. Recent studies typically consider all events with equal importance, failing to distinguish salient events crucial for understanding narratives. This paper presents CALLMSAE, a CAscading Large Language Model framework for SAlient Event graph generation, which leverages the capabilities of LLMs and eliminates the need for costly human annotations. We first identify salient events by prompting LLMs to generate summaries, from which salient events are identified. Next, we develop an iterative code refinement prompting strategy to generate event relation graphs, removing hallucinated relations and recovering missing edges. Fine-tuning contextualised graph generation models on the LLM-generated graphs outperforms the models trained on CAEVO-generated data. Experimental results on a human-annotated test set show that the proposed method generates salient and more accurate graphs, outperforming competitive baselines., Comment: 9 + 12 pages

The inherent ambiguity of cause and effect boundaries poses a challenge in evaluating causal event extraction tasks. Traditional metrics like Exact Match and BertScore poorly reflect model performance, so we trained evaluation models to approximate human evaluation, achieving high agreement. We used them to perform Reinforcement Learning with extraction models to align them with human preference, prioritising semantic understanding. We successfully explored our approach through multiple datasets, including transferring an evaluator trained on one dataset to another as a way to decrease the reliance on human-annotated data. In that vein, we also propose a weak-to-strong supervision method that uses a fraction of the annotated data to train an evaluation model while still achieving high performance in training an RL model. Our code is available at https://github.com/oyarsa/event_extraction/tree/causal-event-extraction., Comment: 13 pages, 6 figures, 6 tables

To better interpret the intrinsic mechanism of large language models (LLMs), recent studies focus on monosemanticity on its basic units. A monosemantic neuron is dedicated to a single and specific concept, which forms a one-to-one correlation between neurons and concepts. Despite extensive research in monosemanticity probing, it remains unclear whether monosemanticity is beneficial or harmful to model capacity. To explore this question, we revisit monosemanticity from the feature decorrelation perspective and advocate for its encouragement. We experimentally observe that the current conclusion by wang2024learning, which suggests that decreasing monosemanticity enhances model performance, does not hold when the model changes. Instead, we demonstrate that monosemanticity consistently exhibits a positive correlation with model capacity, in the preference alignment process. Consequently, we apply feature correlation as a proxy for monosemanticity and incorporate a feature decorrelation regularizer into the dynamic preference optimization process. The experiments show that our method not only enhances representation diversity and activation sparsity but also improves preference alignment performance., Comment: EMNLP24, Main, Long

Drug safety research is crucial for maintaining public health, often requiring comprehensive data support. However, the resources currently available to the public are limited and fail to provide a comprehensive understanding of the relationship between drugs and their side effects. This paper introduces DrugWatch, an easy-to-use and interactive multi-source information visualisation platform for drug safety study. It allows users to understand common side effects of drugs and their statistical information, flexibly retrieve relevant medical reports, or annotate their own medical texts with our automated annotation tool. Supported by NLP technology and enriched with interactive visual components, we are committed to providing researchers and practitioners with a one-stop information analysis, retrieval, and annotation service. The demonstration video is available at https://www.youtube.com/watch?v=RTqDgxzETjw. We also deployed an online demonstration system at https://drugwatch.net/., Comment: 10 pages, 14 figures, accepted by ACL 2024 Demo Track

To seek reliable information sources for news events, we introduce a novel task of expert recommendation, which aims to identify trustworthy sources based on their previously quoted statements. To achieve this, we built a novel dataset, called NewsQuote, consisting of 23,571 quote-speaker pairs sourced from a collection of news articles. We formulate the recommendation task as the retrieval of experts based on their likelihood of being associated with a given query. We also propose a multi-layer ranking framework employing Large Language Models to improve the recommendation performance. Our results show that employing an in-context learning based LLM ranker and a multi-layer ranking-based filter significantly improve both the predictive quality and behavioural quality of the recommender system., Comment: Accepted by the SIGIR 2024. arXiv admin note: text overlap with arXiv:2305.04825

Direct Preference Optimization (DPO) has emerged as a prominent algorithm for the direct and robust alignment of Large Language Models (LLMs) with human preferences, offering a more straightforward alternative to the complex Reinforcement Learning from Human Feedback (RLHF). Despite its promising efficacy, DPO faces a notable drawback: "verbosity", a common over-optimization phenomenon also observed in RLHF. While previous studies mainly attributed verbosity to biased labels within the data, we propose that the issue also stems from an inherent algorithmic length reliance in DPO. Specifically, we suggest that the discrepancy between sequence-level Kullback-Leibler (KL) divergences between chosen and rejected sequences, used in DPO, results in overestimated or underestimated rewards due to varying token lengths. Empirically, we utilize datasets with different label lengths to demonstrate the presence of biased rewards. We then introduce an effective downsampling approach, named SamPO, to eliminate potential length reliance. Our experimental evaluations, conducted across three LLMs of varying scales and a diverse array of conditional and open-ended benchmarks, highlight the efficacy of SamPO in mitigating verbosity, achieving improvements of 5% to 12% over DPO through debaised rewards. Our codes can be accessed at: https://github.com/LuJunru/SamPO/., Comment: EMNLP 2024 Main, Final Version

We propose PLAYER*, a novel framework that addresses the limitations of existing agent-based approaches built on Large Language Models (LLMs) in handling complex questions and understanding interpersonal relationships in dynamic environments. PLAYER* enhances path planning in Murder Mystery Games (MMGs) using an anytime sampling-based planner and a questioning-driven search framework. By equipping agents with a set of sensors, PLAYER* eliminates the need for pre-defined questions and enables agents to navigate complex social interactions. We additionally make a contribution by introducing a quantifiable evaluation method using multiple-choice questions and present WellPlay, a dataset containing 1,482 question-answer pairs. Experimental results demonstrate PLAYER*'s superiority over existing multi-agent methods, enhancing the generalisability and adaptability of agents in MMGs and paving the way for more effective multi-agent interactions.

Hallucination in Natural Language Generation (NLG) is like the elephant in the room, obvious but often overlooked until recent achievements significantly improved the fluency and grammaticality of generated text. As the capabilities of text generation models have improved, researchers have begun to pay more attention to the phenomenon of hallucination. Despite significant progress in this field in recent years, the evaluation system for hallucination is complex and diverse, lacking clear organization. We are the first to comprehensively survey how various evaluation methods have evolved with the development of text generation models from three dimensions, including hallucinated fact granularity, evaluator design principles, and assessment facets. This survey aims to help researchers identify current limitations in hallucination evaluation and highlight future research directions., Comment: 16 pages, 2 figures

Event temporal graphs have been shown as convenient and effective representations of complex temporal relations between events in text. Recent studies, which employ pre-trained language models to auto-regressively generate linearised graphs for constructing event temporal graphs, have shown promising results. However, these methods have often led to suboptimal graph generation as the linearised graphs exhibit set characteristics which are instead treated sequentially by language models. This discrepancy stems from the conventional text generation objectives, leading to erroneous penalisation of correct predictions caused by the misalignment of elements in target sequences. To address these challenges, we reframe the task as a conditional set generation problem, proposing a Set-aligning Framework tailored for the effective utilisation of Large Language Models (LLMs). The framework incorporates data augmentations and set-property regularisations designed to alleviate text generation loss penalties associated with the linearised graph edge sequences, thus encouraging the generation of more relation edges. Experimental results show that our framework surpasses existing baselines for event temporal graph generation. Furthermore, under zero-shot settings, the structural knowledge introduced through our framework notably improves model generalisation, particularly when the training examples available are limited., Comment: Accepted to NAACL 2024. 9 + 10 pages

As more than 70$\%$ of reviews in the existing opinion summary data set are positive, current opinion summarization approaches are reluctant to generate negative summaries given the input of negative texts. To address such sentiment bias, a direct approach without the over-reliance on a specific framework is to generate additional data based on large language models to balance the emotional distribution of the dataset. However, data augmentation based on large language models faces two disadvantages: 1) the potential issues or toxicity in the augmented data; 2) the expensive costs. Therefore, in this paper, we propose a novel data augmentation framework based on both large and small language models for debiasing opinion summarization. In specific, a small size of synthesized negative reviews is obtained by rewriting the positive text via a large language model. Then, a disentangle reconstruction model is trained based on the generated data. After training, a large amount of synthetic data can be obtained by decoding the new representation obtained from the combination of different sample representations and filtering based on confusion degree and sentiment classification. Experiments have proved that our framework can effectively alleviate emotional bias same as using only large models, but more economically.

Radiology report generation (RRG) methods often lack sufficient medical knowledge to produce clinically accurate reports. The scene graph contains rich information to describe the objects in an image. We explore enriching the medical knowledge for RRG via a scene graph, which has not been done in the current RRG literature. To this end, we propose the Scene Graph aided RRG (SGRRG) network, a framework that generates region-level visual features, predicts anatomical attributes, and leverages an automatically generated scene graph, thus achieving medical knowledge distillation in an end-to-end manner. SGRRG is composed of a dedicated scene graph encoder responsible for translating the scene graph, and a scene graph-aided decoder that takes advantage of both patch-level and region-level visual information. A fine-grained, sentence-level attention method is designed to better dis-till the scene graph information. Extensive experiments demonstrate that SGRRG outperforms previous state-of-the-art methods in report generation and can better capture abnormal findings., Comment: 14 pages, four figures with supplementary file

Despite the notable advancements of existing prompting methods, such as In-Context Learning and Chain-of-Thought for Large Language Models (LLMs), they still face challenges related to various biases. Traditional debiasing methods primarily focus on the model training stage, including approaches based on data augmentation and reweighting, yet they struggle with the complex biases inherent in LLMs. To address such limitations, the causal relationship behind the prompting methods is uncovered using a structural causal model, and a novel causal prompting method based on front-door adjustment is proposed to effectively mitigate LLMs biases. In specific, causal intervention is achieved by designing the prompts without accessing the parameters and logits of LLMs. The chain-of-thought generated by LLM is employed as the mediator variable and the causal effect between input prompts and output answers is calculated through front-door adjustment to mitigate model biases. Moreover, to accurately represent the chain-of-thoughts and estimate the causal effects, contrastive learning is used to fine-tune the encoder of chain-of-thought by aligning its space with that of the LLM. Experimental results show that the proposed causal prompting approach achieves excellent performance across seven natural language processing datasets on both open-source and closed-source LLMs.

With the advent of large language models (LLMs), there has been growing interest in exploring their potential for medical applications. This research aims to investigate the ability of LLMs, specifically ChatGPT, in the context of pharmacovigilance event extraction, of which the main goal is to identify and extract adverse events or potential therapeutic events from textual medical sources. We conduct extensive experiments to assess the performance of ChatGPT in the pharmacovigilance event extraction task, employing various prompts and demonstration selection strategies. The findings demonstrate that while ChatGPT demonstrates reasonable performance with appropriate demonstration selection strategies, it still falls short compared to fully fine-tuned small models. Additionally, we explore the potential of leveraging ChatGPT for data augmentation. However, our investigation reveals that the inclusion of synthesized data into fine-tuning may lead to a decrease in performance, possibly attributed to noise in the ChatGPT-generated labels. To mitigate this, we explore different filtering strategies and find that, with the proper approach, more stable performance can be achieved, although constant improvement remains elusive., Comment: 14 pages, 2 figures, accepted by EACL 2024

In-context learning has become a popular paradigm in natural language processing. However, its performance can be significantly influenced by the order of in-context demonstration examples. In this paper, we found that causal language models (CausalLMs) are more sensitive to this order compared to prefix language models (PrefixLMs). We attribute this phenomenon to the auto-regressive attention masks within CausalLMs, which restrict each token from accessing information from subsequent tokens. This results in different receptive fields for samples at different positions, thereby leading to representation disparities across positions. To tackle this challenge, we introduce an unsupervised fine-tuning method, termed the Information-Augmented and Consistency-Enhanced approach. This approach utilizes contrastive learning to align representations of in-context examples across different positions and introduces a consistency loss to ensure similar representations for inputs with different permutations. This enhances the model's predictive consistency across permutations. Experimental results on five benchmarks suggest that our proposed method can reduce the sensitivity of CausalLMs to the order of in-context examples and exhibit robust generalizability, particularly when demonstrations are sourced from a candidate pool different from that used in the training phase, or when the number of in-context examples differs from what is used during training.

Counterfactual generation lies at the core of various machine learning tasks, including image translation and controllable text generation. This generation process usually requires the identification of the disentangled latent representations, such as content and style, that underlie the observed data. However, it becomes more challenging when faced with a scarcity of paired data and labeling information. Existing disentangled methods crucially rely on oversimplified assumptions, such as assuming independent content and style variables, to identify the latent variables, even though such assumptions may not hold for complex data distributions. For instance, food reviews tend to involve words like tasty, whereas movie reviews commonly contain words such as thrilling for the same positive sentiment. This problem is exacerbated when data are sampled from multiple domains since the dependence between content and style may vary significantly over domains. In this work, we tackle the domain-varying dependence between the content and the style variables inherent in the counterfactual generation task. We provide identification guarantees for such latent-variable models by leveraging the relative sparsity of the influences from different latent variables. Our theoretical insights enable the development of a doMain AdapTive counTerfactual gEneration model, called (MATTE). Our theoretically grounded framework achieves state-of-the-art performance in unsupervised style transfer tasks, where neither paired data nor style labels are utilized, across four large-scale datasets. Code is available at https://github.com/hanqi-qi/Matte.git, Comment: Neurips23. Controllable generation in causal perspective with a case study of ChatGPT, sheds light on theory-guaranteed alignment in language models

Task embedding, a meta-learning technique that captures task-specific information, has gained popularity, especially in areas such as multi-task learning, model editing, and interpretability. However, it faces challenges with the emergence of prompt-guided Large Language Models (LLMs) operating in a gradient-free manner. Existing task embedding methods rely on fine-tuned, task-specific language models, which hinders the adaptability of task embeddings across diverse models, especially prompt-based LLMs. To hardness the potential of task embeddings in the era of LLMs, we propose a framework for unified task embeddings (FUTE), harmonizing task embeddings from various models, including smaller language models and LLMs with varied prompts, within a single vector space. Such uniformity enables comparison and analysis of similarities amongst different models, broadening the scope and utility of existing task embedding methods in multi-model scenarios, while maintaining their performance comparable to architecture-specific methods.

While Large language models (LLMs) have the capability to iteratively reflect on their own outputs, recent studies have observed their struggles with knowledge-rich problems without access to external resources. In addition to the inefficiency of LLMs in self-assessment, we also observe that LLMs struggle to revisit their predictions despite receiving explicit negative feedback. Therefore, We propose Mirror, a Multiple-perspective self-reflection method for knowledge-rich reasoning, to avoid getting stuck at a particular reflection iteration. Mirror enables LLMs to reflect from multiple-perspective clues, achieved through a heuristic interaction between a Navigator and a Reasoner. It guides agents toward diverse yet plausibly reliable reasoning trajectory without access to ground truth by encouraging (1) diversity of directions generated by Navigator and (2) agreement among strategically induced perturbations in responses generated by the Reasoner. The experiments on five reasoning datasets demonstrate that Mirror's superiority over several contemporary self-reflection approaches. Additionally, the ablation study studies clearly indicate that our strategies alleviate the aforementioned challenges., Comment: ACL24, Main Conference, long paper. Code is available at https://github.com/hanqi-qi/Mirror.git

Reinforcement Learning from Human Feedback (RLHF) is commonly utilized to improve the alignment of Large Language Models (LLMs) with human preferences. Given the evolving nature of human preferences, continual alignment becomes more crucial and practical in comparison to traditional static alignment. Nevertheless, making RLHF compatible with Continual Learning (CL) is challenging due to its complex process. Meanwhile, directly learning new human preferences may lead to Catastrophic Forgetting (CF) of historical preferences, resulting in helpless or harmful outputs. To overcome these challenges, we propose the Continual Optimal Policy Regularization (COPR) method, which draws inspiration from the optimal policy theory. COPR utilizes a sampling distribution as a demonstration and regularization constraints for CL. It adopts the Lagrangian Duality (LD) method to dynamically regularize the current policy based on the historically optimal policy, which prevents CF and avoids over-emphasizing unbalanced objectives. We also provide formal proof for the learnability of COPR. The experimental results show that COPR outperforms strong CL baselines on our proposed benchmark, in terms of reward-based, GPT-4 evaluations and human assessment. Furthermore, we validate the robustness of COPR under various CL settings, including different backbones, replay memory sizes, and learning orders.

When the quality of naive prompts is carefully optimized by human experts, the task performance of large language models (LLMs) can be significantly improved. However, expert-based prompt optimizations are expensive. Herein, some works have proposed Automatic Prompt Optimization (APO), to optimize naive prompts according to task outputs of given in-box testing models, with the help of advanced LLMs (e.g., GPT-4) in an ad-hoc way. Although effective, existing schemes suffer from poor generalization ability and privacy risk. To this end, we collect the first large-scale Prompt Optimization Preference dataset (POP), fine-tune offline local LLM-based optimizers, then fairly test with various downstream models. Our method allows accurate optimization of the core task instruction part within the naive prompt in a model-agnostic manner, and thus is named Free-from Instruction-oriented Prompt Optimization (FIPO). In specific, FIPO uses a modular APO template that dynamically integrate the naive task instruction, optional instruction responses, and optional ground truth to produce finely optimized prompts. The POP dataset is meticulously constructed using advanced LLMs, undergoing rigorous cross-validation by human experts and analytical models. Leveraging insights from the data with Tulu2 models and diverse fine-tuning strategies, we validate the efficacy of FIPO framework across five public benchmarks and six testing models. Check codes and data here: https://github.com/LuJunru/FIPO_Project.

Existing datasets for narrative understanding often fail to represent the complexity and uncertainty of relationships in real-life social scenarios. To address this gap, we introduce a new benchmark, Conan, designed for extracting and analysing intricate character relation graphs from detective narratives. Specifically, we designed hierarchical relationship categories and manually extracted and annotated role-oriented relationships from the perspectives of various characters, incorporating both public relationships known to most characters and secret ones known to only a few. Our experiments with advanced Large Language Models (LLMs) like GPT-3.5, GPT-4, and Llama2 reveal their limitations in inferencing complex relationships and handling longer narratives. The combination of the Conan dataset and our pipeline strategy is geared towards understanding the ability of LLMs to comprehend nuanced relational dynamics in narrative contexts.

The reasoning capabilities of LLMs are currently hotly debated. We examine the issue from the perspective of claim/rumour verification. We propose the first logical reasoning framework designed to break down any claim or rumour paired with evidence into the atomic reasoning steps necessary for verification. Based on our framework, we curate two annotated collections of such claim/evidence pairs: a synthetic dataset from Wikipedia and a real-world set stemming from rumours circulating on Twitter. We use them to evaluate the reasoning capabilities of GPT-3.5-Turbo and GPT-4 (hereinafter referred to as ChatGPT) within the context of our framework, providing a thorough analysis. Our results show that ChatGPT struggles in abductive reasoning, although this can be somewhat mitigated by using manual Chain of Thought (CoT) as opposed to Zero-Shot (ZS) and ZS CoT approaches. Our study contributes to the growing body of research suggesting that ChatGPT's reasoning processes are unlikely to mirror human-like reasoning, and that LLMs need to be more rigorously evaluated to distinguish between hype and actual capabilities, especially in high-stakes real-world tasks such as claim verification., Comment: 19 pages, 1 figure

Neural Theory-of-Mind (N-ToM), machine's ability to understand and keep track of the mental states of others, is pivotal in developing socially intelligent agents. However, prevalent N-ToM benchmarks have several shortcomings, including the presence of ambiguous and artificial narratives, absence of personality traits and preferences, a lack of questions addressing characters' psychological mental states, and limited diversity in the questions posed. In response to these issues, we construct OpenToM, a new benchmark for assessing N-ToM with (1) longer and clearer narrative stories, (2) characters with explicit personality traits, (3) actions that are triggered by character intentions, and (4) questions designed to challenge LLMs' capabilities of modeling characters' mental states of both the physical and psychological world. Using OpenToM, we reveal that state-of-the-art LLMs thrive at modeling certain aspects of mental states in the physical world but fall short when tracking characters' mental states in the psychological world., Comment: ACL 2024

Adjusting for latent covariates is crucial for estimating causal effects from observational textual data. Most existing methods only account for confounding covariates that affect both treatment and outcome, potentially leading to biased causal effects. This bias arises from insufficient consideration of non-confounding covariates, which are relevant only to either the treatment or the outcome. In this work, we aim to mitigate the bias by unveiling interactions between different variables to disentangle the non-confounding covariates when estimating causal effects from text. The disentangling process ensures covariates only contribute to their respective objectives, enabling independence between variables. Additionally, we impose a constraint to balance representations from the treatment group and control group to alleviate selection bias. We conduct experiments on two different treatment factors under various scenarios, and the proposed model significantly outperforms recent strong baselines. Furthermore, our thorough analysis on earnings call transcripts demonstrates that our model can effectively disentangle the variables, and further investigations into real-world scenarios provide guidance for investors to make informed decisions., Comment: EMNLP 2023 Findings (mark typo corrected)

Understanding in-context learning (ICL) capability that enables large language models (LLMs) to excel in proficiency through demonstration examples is of utmost importance. This importance stems not only from the better utilization of this capability across various tasks, but also from the proactive identification and mitigation of potential risks, including concerns regarding truthfulness, bias, and toxicity, that may arise alongside the capability. In this paper, we present a thorough survey on the interpretation and analysis of in-context learning. First, we provide a concise introduction to the background and definition of in-context learning. Then, we give an overview of advancements from two perspectives: 1) a theoretical perspective, emphasizing studies on mechanistic interpretability and delving into the mathematical foundations behind ICL; and 2) an empirical perspective, concerning studies that empirically analyze factors associated with ICL. We conclude by highlighting the challenges encountered and suggesting potential avenues for future research. We believe that our work establishes the basis for further exploration into the interpretation of in-context learning. Additionally, we have created a repository containing the resources referenced in our survey., Comment: Accepted to the main conference of EMNLP 2024. Resources are available at https://github.com/zyxnlp/ICL-Interpretation-Analysis-Resources

Narrative understanding involves capturing the author's cognitive processes, providing insights into their knowledge, intentions, beliefs, and desires. Although large language models (LLMs) excel in generating grammatically coherent text, their ability to comprehend the author's thoughts remains uncertain. This limitation hinders the practical applications of narrative understanding. In this paper, we conduct a comprehensive survey of narrative understanding tasks, thoroughly examining their key features, definitions, taxonomy, associated datasets, training objectives, evaluation metrics, and limitations. Furthermore, we explore the potential of expanding the capabilities of modularized LLMs to address novel narrative understanding tasks. By framing narrative understanding as the retrieval of the author's imaginative cues that outline the narrative structure, our study introduces a fresh perspective on enhancing narrative comprehension.

Table of contents (ToC) extraction centres on structuring documents in a hierarchical manner. In this paper, we propose a new dataset, ESGDoc, comprising 1,093 ESG annual reports from 563 companies spanning from 2001 to 2022. These reports pose significant challenges due to their diverse structures and extensive length. To address these challenges, we propose a new framework for Toc extraction, consisting of three steps: (1) Constructing an initial tree of text blocks based on reading order and font sizes; (2) Modelling each tree node (or text block) independently by considering its contextual information captured in node-centric subtree; (3) Modifying the original tree by taking appropriate action on each tree node (Keep, Delete, or Move). This construction-modelling-modification (CMM) process offers several benefits. It eliminates the need for pairwise modelling of section headings as in previous approaches, making document segmentation practically feasible. By incorporating structured information, each section heading can leverage both local and long-distance context relevant to itself. Experimental results show that our approach outperforms the previous state-of-the-art baseline with a fraction of running time. Our framework proves its scalability by effectively handling documents of any length.

Automatic multi-hop fact verification task has gained significant attention in recent years. Despite impressive results, these well-designed models perform poorly on out-of-domain data. One possible solution is to augment the training data with counterfactuals, which are generated by minimally altering the causal features of the original data. However, current counterfactual data augmentation techniques fail to handle multi-hop fact verification due to their incapability to preserve the complex logical relationships within multiple correlated texts. In this paper, we overcome this limitation by developing a rationale-sensitive method to generate linguistically diverse and label-flipping counterfactuals while preserving logical relationships. In specific, the diverse and fluent counterfactuals are generated via an Explain-Edit-Generate architecture. Moreover, the checking and filtering modules are proposed to regularize the counterfactual data with logical relations and flipped labels. Experimental results show that the proposed approach outperforms the SOTA baselines and can generate linguistically diverse counterfactual data without disrupting their logical relationships., Comment: Accepted by EMNLP2023 Main Conference

In this paper, we introduce NarrativePlay, a novel system that allows users to role-play a fictional character and interact with other characters in narratives such as novels in an immersive environment. We leverage Large Language Models (LLMs) to generate human-like responses, guided by personality traits extracted from narratives. The system incorporates auto-generated visual display of narrative settings, character portraits, and character speech, greatly enhancing user experience. Our approach eschews predefined sandboxes, focusing instead on main storyline events extracted from narratives from the perspective of a user-selected character. NarrativePlay has been evaluated on two types of narratives, detective and adventure stories, where users can either explore the world or improve their favorability with the narrative characters through conversations.

Radiology report generation aims to automatically provide clinically meaningful descriptions of radiology images such as MRI and X-ray. Although great success has been achieved in natural scene image captioning tasks, radiology report generation remains challenging and requires prior medical knowledge. In this paper, we propose PromptRRG, a method that utilizes prompt learning to activate a pretrained model and incorporate prior knowledge. Since prompt learning for radiology report generation has not been explored before, we begin with investigating prompt designs and categorise them based on varying levels of knowledge: common, domain-specific and disease-enriched prompts. Additionally, we propose an automatic prompt learning mechanism to alleviate the burden of manual prompt engineering. This is the first work to systematically examine the effectiveness of prompt learning for radiology report generation. Experimental results on the largest radiology report generation benchmark, MIMIC-CXR, demonstrate that our proposed method achieves state-of-the-art performance. Code will be available upon the acceptance., Comment: 8 pages with 6 pages supplementary file

We propose MemoChat, a pipeline for refining instructions that enables large language models (LLMs) to effectively employ self-composed memos for maintaining consistent long-range open-domain conversations. We demonstrate a long-range open-domain conversation through iterative "memorization-retrieval-response" cycles. This requires us to carefully design tailored tuning instructions for each distinct stage. The instructions are reconstructed from a collection of public datasets to teach the LLMs to memorize and retrieve past dialogues with structured memos, leading to enhanced consistency when participating in future conversations. We invite experts to manually annotate a test set designed to evaluate the consistency of long-range conversations questions. Experiments on three testing scenarios involving both open-source and API-accessible chatbots at scale verify the efficacy of MemoChat, which outperforms strong baselines. Our codes, data and models are available here: https://github.com/LuJunru/MemoChat.

Given a controversial target such as ``nuclear energy'', argument mining aims to identify the argumentative text from heterogeneous sources. Current approaches focus on exploring better ways of integrating the target-associated semantic information with the argumentative text. Despite their empirical successes, two issues remain unsolved: (i) a target is represented by a word or a phrase, which is insufficient to cover a diverse set of target-related subtopics; (ii) the sentence-level topic information within an argument, which we believe is crucial for argument mining, is ignored. To tackle the above issues, we propose a novel explainable topic-enhanced argument mining approach. Specifically, with the use of the neural topic model and the language model, the target information is augmented by explainable topic representations. Moreover, the sentence-level topic information within the argument is captured by minimizing the distance between its latent topic distribution and its semantic representation through mutual learning. Experiments have been conducted on the benchmark dataset in both the in-target setting and the cross-target setting. Results demonstrate the superiority of the proposed model against the state-of-the-art baselines., Comment: 10 pages, 3 figures

Text classifiers built on Pre-trained Language Models (PLMs) have achieved remarkable progress in various tasks including sentiment analysis, natural language inference, and question-answering. However, the occurrence of uncertain predictions by these classifiers poses a challenge to their reliability when deployed in practical applications. Much effort has been devoted to designing various probes in order to understand what PLMs capture. But few studies have delved into factors influencing PLM-based classifiers' predictive uncertainty. In this paper, we propose a novel framework, called CUE, which aims to interpret uncertainties inherent in the predictions of PLM-based models. In particular, we first map PLM-encoded representations to a latent space via a variational auto-encoder. We then generate text representations by perturbing the latent space which causes fluctuation in predictive uncertainty. By comparing the difference in predictive uncertainty between the perturbed and the original text representations, we are able to identify the latent dimensions responsible for uncertainty and subsequently trace back to the input features that contribute to such uncertainty. Our extensive experiments on four benchmark datasets encompassing linguistic acceptability classification, emotion classification, and natural language inference show the feasibility of our proposed framework. Our source code is available at: https://github.com/lijiazheng99/CUE., Comment: Accepted to UAI 2023

Document-level multi-event extraction aims to extract the structural information from a given document automatically. Most recent approaches usually involve two steps: (1) modeling entity interactions; (2) decoding entity interactions into events. However, such approaches ignore a global view of inter-dependency of multiple events. Moreover, an event is decoded by iteratively merging its related entities as arguments, which might suffer from error propagation and is computationally inefficient. In this paper, we propose an alternative approach for document-level multi-event extraction with event proxy nodes and Hausdorff distance minimization. The event proxy nodes, representing pseudo-events, are able to build connections with other event proxy nodes, essentially capturing global information. The Hausdorff distance makes it possible to compare the similarity between the set of predicted events and the set of ground-truth events. By directly minimizing Hausdorff distance, the model is trained towards the global optimum directly, which improves performance and reduces training time. Experimental results show that our model outperforms previous state-of-the-art method in F1-score on two datasets with only a fraction of training time.

The remarkable performance of pre-trained large language models has revolutionised various natural language processing applications. Due to huge parametersizes and extensive running costs, companies or organisations tend to transfer the models to the target task by zero-shot prompting techniques. However, the prohibitive costs of tokens and time have hindered their adoption in applications. We propose OverPrompt, leveraging the in-context learning capability of LLMs to handle multiple task inputs, thereby reducing token and time costs. This approach could potentially improve task performance during API queries due to better conditional distribution mapping. Evaluated across diverse classification datasets, our experiments show that OverPrompt can achieve cost-efficient zero-shot classification without causing significant detriment to task performance, and in some cases, even improving it. An ablation study conducted on various LLMs, along with an investigation into the robustness of our prompting strategy to different input ordering, offers valuable insights into the broader applicability of our method across diverse tasks. These findings also suggest a more seamless integration of our method with LLMs through an API., Comment: NeurIPS 2023 R0-FoMo Workshop

Providing explainable and faithful feedback is crucial for automated student answer assessment. In this paper, we introduce a novel framework that explores using ChatGPT, a cutting-edge large language model, for the concurrent tasks of student answer scoring and rationale generation. We identify the appropriate instructions by prompting ChatGPT with different templates to collect the rationales, where inconsistent rationales are refined to align with marking standards. The refined ChatGPT outputs enable us to fine-tune a smaller language model that simultaneously assesses student answers and provides rationales. Extensive experiments on the benchmark dataset show that the proposed method improves the overall QWK score by 11% compared to ChatGPT. Furthermore, our thorough analysis and human evaluation demonstrate that the rationales generated by our proposed method are comparable to those of ChatGPT. Our approach provides a viable solution to achieve explainable automated assessment in education. Code available at https://github.com/lijiazheng99/aera., Comment: Accepted EMNLP 2023

Most existing topic models rely on bag-of-words (BOW) representation, which limits their ability to capture word order information and leads to challenges with out-of-vocabulary (OOV) words in new documents. Contextualized word embeddings, however, show superiority in word sense disambiguation and effectively address the OOV issue. In this work, we introduce a novel neural topic model called the Contextlized Word Topic Model (CWTM), which integrates contextualized word embeddings from BERT. The model is capable of learning the topic vector of a document without BOW information. In addition, it can also derive the topic vectors for individual words within a document based on their contextualized word embeddings. Experiments across various datasets show that CWTM generates more coherent and meaningful topics compared to existing topic models, while also accommodating unseen words in newly encountered documents., Comment: The paper has been accepted to appear at the LREC-COLING 2024 conference

Explainable recommender systems can explain their recommendation decisions, enhancing user trust in the systems. Most explainable recommender systems either rely on human-annotated rationales to train models for explanation generation or leverage the attention mechanism to extract important text spans from reviews as explanations. The extracted rationales are often confined to an individual review and may fail to identify the implicit features beyond the review text. To avoid the expensive human annotation process and to generate explanations beyond individual reviews, we propose to incorporate a geometric prior learnt from user-item interactions into a variational network which infers latent factors from user-item reviews. The latent factors from an individual user-item pair can be used for both recommendation and explanation generation, which naturally inherit the global characteristics encoded in the prior knowledge. Experimental results on three e-commerce datasets show that our model significantly improves the interpretability of a variational recommender using the Wasserstein distance while achieving performance comparable to existing content-based recommender systems in terms of recommendation behaviours., Comment: Accepted by TKDE

Contrastive opinion extraction aims to extract a structured summary or key points organised as positive and negative viewpoints towards a common aspect or topic. Most recent works for unsupervised key point extraction is largely built on sentence clustering or opinion summarisation based on the popularity of opinions expressed in text. However, these methods tend to generate aspect clusters with incoherent sentences, conflicting viewpoints, redundant aspects. To address these problems, we propose a novel unsupervised Contrastive OpinioN Extraction model, called Cone, which learns disentangled latent aspect and sentiment representations based on pseudo aspect and sentiment labels by combining contrastive learning with iterative aspect/sentiment clustering refinement. Apart from being able to extract contrastive opinions, it is also able to quantify the relative popularity of aspects and their associated sentiment distributions. The model has been evaluated on both a hotel review dataset and a Twitter dataset about COVID vaccines. The results show that despite using no label supervision or aspect-denoted seed words, Cone outperforms a number of competitive baselines on contrastive opinion extraction. The results of Cone can be used to offer a better recommendation of products and services online.

We propose a simple yet effective strategy to incorporate event knowledge extracted from event trigger annotations via posterior regularization to improve the event reasoning capability of mainstream question-answering (QA) models for event-centric QA. In particular, we define event-related knowledge constraints based on the event trigger annotations in the QA datasets, and subsequently use them to regularize the posterior answer output probabilities from the backbone pre-trained language models used in the QA setting. We explore two different posterior regularization strategies for extractive and generative QA separately. For extractive QA, the sentence-level event knowledge constraint is defined by assessing if a sentence contains an answer event or not, which is later used to modify the answer span extraction probability. For generative QA, the token-level event knowledge constraint is defined by comparing the generated token from the backbone language model with the answer event in order to introduce a reward or penalty term, which essentially adjusts the answer generative probability indirectly. We conduct experiments on two event-centric QA datasets, TORQUE and ESTER. The results show that our proposed approach can effectively inject event knowledge into existing pre-trained language models and achieves strong performance compared to existing QA models in answer evaluation. Code and models can be found: https://github.com/LuJunru/EventQAviaPR., Comment: work in process

To enhance the ability to find credible evidence in news articles, we propose a novel task of expert recommendation, which aims to identify trustworthy experts on a specific news topic. To achieve the aim, we describe the construction of a novel NewsQuote dataset consisting of 24,031 quote-speaker pairs that appeared on a COVID-19 news corpus. We demonstrate an automatic pipeline for speaker and quote extraction via a BERT-based Question Answering model. Then, we formulate expert recommendations as document retrieval task by retrieving relevant quotes first as an intermediate step for expert identification, and expert retrieval by directly retrieving sources based on the probability of a query conditional on a candidate expert. Experimental results on NewsQuote show that document retrieval is more effective in identifying relevant experts for a given news topic compared to expert retrieval, Comment: 11 pages, 5 figures. 17TH International AAAI Conference on Web and Social Media; Mediate 2023: News Media and Computational Journalism Workshop

Social media and user-generated content (UGC) have become increasingly important features of journalistic work in a number of different ways. However, the growth of misinformation means that news organisations have had devote more and more resources to determining its veracity and to publishing corrections if it is found to be misleading. In this work, we present the results of interviews with eight members of fact-checking teams from two organisations. Team members described their fact-checking processes and the challenges they currently face in completing a fact-check in a robust and timely way. The former reveals, inter alia, significant differences in fact-checking practices and the role played by collaboration between team members. We conclude with a discussion of the implications for the development and application of computational tools, including where computational tool support is currently lacking and the importance of being able to accommodate different fact-checking practices., Comment: 11 pages. International AAAI Conference on Web and Social Media, Mediate 2023: News Media and Computational Journalism Workshop

Human-in-the-loop topic modelling incorporates users' knowledge into the modelling process, enabling them to refine the model iteratively. Recent research has demonstrated the value of user feedback, but there are still issues to consider, such as the difficulty in tracking changes, comparing different models and the lack of evaluation based on real-world examples of use. We developed a novel, interactive human-in-the-loop topic modeling system with a user-friendly interface that enables users compare and record every step they take, and a novel topic words suggestion feature to help users provide feedback that is faithful to the ground truth. Our system also supports not only what traditional topic models can do, i.e., learning the topics from the whole corpus, but also targeted topic modelling, i.e., learning topics for specific aspects of the corpus. In this article, we provide an overview of the system and present the results of a series of user studies designed to assess the value of the system in progressively more realistic applications of topic modelling., Comment: The paper is accepted by the 17th Conference of the European Chapter of the Association for Computational Linguistics (EACL)

In this demo, we introduce a web-based misinformation detection system PANACEA on COVID-19 related claims, which has two modules, fact-checking and rumour detection. Our fact-checking module, which is supported by novel natural language inference methods with a self-attention network, outperforms state-of-the-art approaches. It is also able to give automated veracity assessment and ranked supporting evidence with the stance towards the claim to be checked. In addition, PANACEA adapts the bi-directional graph convolutional networks model, which is able to detect rumours based on comment networks of related tweets, instead of relying on the knowledge base. This rumour detection module assists by warning the users in the early stages when a knowledge base may not be available.

Recent years have witnessed increasing interests in prompt-based learning in which models can be trained on only a few annotated instances, making them suitable in low-resource settings. When using prompt-based learning for text classification, the goal is to use a pre-trained language model (PLM) to predict a missing token in a pre-defined template given an input text, which can be mapped to a class label. However, PLMs built on the transformer architecture tend to generate similar output embeddings, making it difficult to discriminate between different class labels. The problem is further exacerbated when dealing with classification tasks involving many fine-grained class labels. In this work, we alleviate this information diffusion issue, i.e., different tokens share a large proportion of similar information after going through stacked multiple self-attention layers in a transformer, by proposing a calibration method built on feature transformations through rotation and scaling to map a PLM-encoded embedding into a new metric space to guarantee the distinguishability of the resulting embeddings. Furthermore, we take the advantage of hyperbolic embeddings to capture the hierarchical relations among fine-grained class-associated token embedding by a coarse-to-fine metric learning strategy to enhance the distinguishability of the learned output embeddings. Extensive experiments on the three datasets under various settings demonstrate the effectiveness of our approach. Our code can be found at https://github.com/donttal/TARA., Comment: Accepted by EACL23-Findings