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NASA's Global Ecosystem Dynamics Investigation (GEDI) is collecting spaceborne full waveform lidar data with a primary science goal of producing accurate estimates of forest aboveground biomass density (AGBD). This paper presents the development of the models used to create GEDI's footprint-level (~25 m) AGBD (GEDI04_A) product, including a description of the datasets used and the procedure for final model selection. The data used to fit our models are from a compilation of globally distributed spatially and temporally coincident field and airborne lidar datasets, whereby we simulated GEDI-like waveforms from airborne lidar to build a calibration database. We used this database to expand the geographic extent of past waveform lidar studies, and divided the globe into four broad strata by Plant Functional Type (PFT) and six geographic regions. GEDI's waveform-to-biomass models take the form of parametric Ordinary Least Squares (OLS) models with simulated Relative Height (RH) metrics as predictor variables. From an exhaustive set of candidate models, we selected the best input predictor variables, and data transformations for each geographic stratum in the GEDI domain to produce a set of comprehensive predictive footprint-level models. We found that model selection frequently favored combinations of RH metrics at the 98th, 90th, 50th, and 10th height above ground-level percentiles (RH98, RH90, RH50, and RH10, respectively), but that inclusion of lower RH metrics (e.g. RH10) did not markedly improve model performance. Second, forced inclusion of RH98 in all models was important and did not degrade model performance, and the best performing models were parsimonious, typically having only 1-3 predictors. Third, stratification by geographic domain (PFT, geographic region) improved model performance in comparison to global models without stratification. Fourth, for the vast majority of strata, the best performing models were fit using square root transformation of field AGBD and/or height metrics. There was considerable variability in model performance across geographic strata, and areas with sparse training data and/or high AGBD values had the poorest performance. These models are used to produce global predictions of AGBD, but will be improved in the future as more and better training data become available.

Tomographic Synthetic Aperture Radar (SAR) allows the reconstruction of the 3D radar reflectivity of forests from a large(r) number of multi-angular acquisitions. However, in most practical implementations it suffers from limited vertical resolution and/or reconstruction artefacts as the result of non-ideal acquisition setups. Polarisation Coherence Tomography (PCT) offers an alternative to traditional tomographic techniques that allow the reconstruction of the low-frequency 3D radar reflectivity components from a small(er) number of multi-angular SAR acquisitions. PCT formulates the tomographic reconstruction problem as a series expansion on a given function basis. The expansion coefficients are estimated from interferometric coherence measurements between acquisitions. In its original form, PCT uses the Legendre polynomial basis for the reconstruction of the 3D radar reflectivity. This paper investigates the use of new basis functions for the reconstruction of X-band 3D radar reflectivity of forests derived from available lidar waveforms. This approach enables an improved 3D radar reflectivity reconstruction with enhanced vertical resolution, tailored to individual forest conditions. It also allows the translation from sparse lidar waveform vertical reflectivity information into continuous vertical reflectivity estimates when combined with interferometric SAR measurements. This is especially relevant for exploring the synergy of actual missions such as GEDI and TanDEM-X. The quality of the reconstructed 3D radar reflectivity is assessed by comparing simulated InSAR coherences derived from the reconstructed 3D radar reflectivity against measured coherences at different spatial baselines. The assessment is performed and discussed for interferometric TanDEM-X acquisitions performed over two tropical Gabonese rainforest sites: Mondah and Lopé. The results demonstrate that the lidar-derived basis provides more physically realistic vertical reflectivity profiles, which also produce a smaller bias in the simulated coherence validation, compared to the conventional Legendre polynomial basis. [ABSTRACT FROM AUTHOR]