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This paper proposes a method to effectively perform joint training-and-pruning based on adaptive dropout layers with unit-wise retention probabilities. The proposed method is based on the estimation of a unit-wise retention probability in a dropout layer. A unit that is estimated to have a small retention probability can be considered to be prunable. The retention probability of the unit is estimated using back-propagation and the Gumbel-Softmax technique. This pruning method is applied at several application points in Conformers such that the effective number of parameters can be significantly reduced. Specifically, adaptive dropout layers are introduced in three locations in each Conformer block: (a) the hidden layer of the feed-forward-net component, (b) the query vectors and the value vectors of the self-attention component, and (c) the input vectors of the LConv component. The proposed method is evaluated by conducting a speech recognition experiment on the LibriSpeech task. It was shown that this approach could simultaneously achieve a parameter reduction and accuracy improvement. The word error rates improved by approx 1% while reducing the number of parameters by 54%.

The accuracy of end-to-end (E2E) automatic speech recognition (ASR) models continues to improve as they are scaled to larger sizes, with some now reaching billions of parameters. Widespread deployment and adoption of these models, however, requires computationally efficient strategies for decoding. In the present work, we study one such strategy: applying multiple frame reduction layers in the encoder to compress encoder outputs into a small number of output frames. While similar techniques have been investigated in previous work, we achieve dramatically more reduction than has previously been demonstrated through the use of multiple funnel reduction layers. Through ablations, we study the impact of various architectural choices in the encoder to identify the most effective strategies. We demonstrate that we can generate one encoder output frame for every 2.56 sec of input speech, without significantly affecting word error rate on a large-scale voice search task, while improving encoder and decoder latencies by 48% and 92% respectively, relative to a strong but computationally expensive baseline., Comment: Accepted to 2024 IEEE International Conference on Acoustics, Speech, and Signal Processing (ICASSP 2024)

In this work, we investigate two popular end-to-end automatic speech recognition (ASR) models, namely Connectionist Temporal Classification (CTC) and RNN-Transducer (RNN-T), for offline recognition of voice search queries, with up to 2B model parameters. The encoders of our models use the neural architecture of Google's universal speech model (USM), with additional funnel pooling layers to significantly reduce the frame rate and speed up training and inference. We perform extensive studies on vocabulary size, time reduction strategy, and its generalization performance on long-form test sets. Despite the speculation that, as the model size increases, CTC can be as good as RNN-T which builds label dependency into the prediction, we observe that a 900M RNN-T clearly outperforms a 1.8B CTC and is more tolerant to severe time reduction, although the WER gap can be largely removed by LM shallow fusion.

In simultaneous translation (SimulMT), the most widely used strategy is the wait-k policy thanks to its simplicity and effectiveness in balancing translation quality and latency. However, wait-k suffers from two major limitations: (a) it is a fixed policy that can not adaptively adjust latency given context, and (b) its training is much slower than full-sentence translation. To alleviate these issues, we propose a novel and efficient training scheme for adaptive SimulMT by augmenting the training corpus with adaptive prefix-to-prefix pairs, while the training complexity remains the same as that of training full-sentence translation models. Experiments on two language pairs show that our method outperforms all strong baselines in terms of translation quality and latency.