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• Old-growth definition criteria greatly impacts amount estimates and maps. • Physically-based old-growth definitions are detectable via lidar remote sensing. • Age-based old-growth definitions are difficult to detect using lidar remote sensing. • Age-based old-growth forests are extremely diverse in physical structure. Old-growth forests have been widely studied for decades. The extreme diversity of old forest characteristics has inspired an equally diverse set of old-growth definitions, and makes mapping old-growth difficult across large areas and different forest types. While the use of remote sensing in old-growth research is not new, there is a growing need for large scale mapping to improve understanding of old forest processes and to support old-growth conservation. Old-growth mapping requires definitions that are ecologically relevant to old forests while also transferable to remote sensing data. In this paper we develop a conceptual framework to evaluate three dimensions of old-growth—a temporal dimension related to tree ages, a physical dimension related to tree sizes, and a functional dimension related to forest processes. In the first part of our analysis, we classify forests throughout the eastern US as old or not with respect to each old-growth dimension using existing old-growth definitions and data from the US Forest Inventory and Analysis (FIA) program. We estimate the proportion of forest classified as old within a hexagon grid, resulting in a unique map of old forest proportion (OFP) for each dimension. Subsequently, we use spaceborne lidar data from NASA's Global Ecosystem Dynamics Investigation (GEDI) to reproduce each OFP map in a modeling framework designed to 1) assess the extent to which each dimension of forest oldness can be mapped at large spatial scales, and 2) identify biophysical GEDI variables related to each dimension of forest oldness. We estimate that only 2% of forest classified as old in any dimension satisfied the old criteria in all three dimensions. We found substantial spatial variation in the mapped OFP estimates across the three dimensions, highlighting how definition criteria impacts old-growth maps. We also found that physically old forests were more effectively mapped using GEDI data than functionally or temporally old forests, and that physically old forests were more structurally similar to one another than temporally or functionally old forests. Our modeling results indicate that while remote sensing may be best suited to mapping physical old-growth characteristics, definitions that rely solely on physical characteristics do not adequately represent old forests throughout the eastern US. We propose that future efforts to map old-growth with spaceborne remote sensing data may maximize utility through collaboration between western and indigenous old-growth experts to determine broad yet nuanced approaches that are appropriately tailored to the target variable of old forests. These efforts should balance explicit and ecologically relevant old-growth definitions specifically for mapping that can be linked to remotely sensed data, 2) appropriate spatial resolutions, and 3) flexible quantitative frameworks that encompass the complexities and heterogeneity of old forests. [ABSTRACT FROM AUTHOR]

NASA's Global Ecosystem Dynamics Investigation (GEDI), to be deployed on the International Space Station (ISS) in 2018, will provide billions of measurements of ground elevation and forest vertical structure. GEDI will acquire data only along transects or tracks, with between-track spacing of about 500 m. To fill the gaps in between these tracks and potentially produce higher spatial resolution products, appropriate fusion strategies between GEDI observations and other spatially contiguous datasets should be explored. One source of global data on canopy structure comes from the TanDEM-X (TDX) mission, which uses the technique of Interferometric Synthetic Aperture Radar (InSAR) to estimate surface structure. The goal of this paper is to explore the fusion of GEDI data with TDX for canopy height retrievals. In particular we examined the improvement in TDX height retrievals from a widely used scattering model – the Random Volume over Ground (RVoG) model using ancillary topographic data from simulated GEDI observations of surface elevation. Our study site is a mountainous, mixed-temperate forest: Hubbard Brook Experimental Forest (HBEF). We started with a wall-to-wall lidar data set acquired by the Land Vegetation and Ice Sensor (LVIS) that provides a close analogue to anticipated GEDI waveforms. We derived a reference canopy height map and a reference bare earth digital terrain model (DTM) using LVIS. We next simulated GEDI ground tracks over HBEF for the nominal one-year period and extracted these observations from the reference DTM. A series of experiments were then conducted to examine the impact of ancillary topographic information. Using two different sets of TDX acquisitions, we compared height from RVoG respectively using no external DTM, the full LVIS DTM, and the DTM derived from simulated GEDI data against reference canopy heights at 90 m spatial resolution. With no external DTM to remove the ground phase, the RVoG model estimated heights with the best RMSE error (of the two TDX acquisitions dates) of 4.3 m and a bias of 2.5 m. Using the full LVIS DTM, results improved to 3.5 m RMSE and a bias of 1.3 m. Using the simulated GEDI DTM, the RMSE was 4.6 m with a bias of 1.8 m. The agreement between predicted and actual heights was good, ranging from an r 2 of 0.39 (GEDI DTM) to 0.71 ( p -value < 0.0001 for all r 2 ) (full resolution DTM). We conclude that for our study area, TDX data used with the RVoG model was an effective means for estimating spatially continuous canopy structure. However, the large biases in height estimation require ancillary topographic data, such as those produced from GEDI, to reduce biases to acceptable levels. [ABSTRACT FROM AUTHOR]

In this paper, we present novel modeling approaches to investigate the sensitivity of radar interferometric coherence to variations in the vertical forest canopy profile. We introduce a common framework applicable to model radar microwave extinction and structure from lidar data. To perform this analysis, we make use of interferometric data from the uninhabited aerial vehicle synthetic aperture radar (UAVSAR) L-band radar and full waveform lidar data from laser vegetation imaging sensor (LVIS). The datasets were acquired over the Laurentides Wildlife Reserve Forest, Quebec, Canada. A twofold analysis of the framework to estimate interferometric coherence is undertaken. First, a sensitivity analysis is performed by incorporating lidar waveform Legendre descriptions into two adapted independent polarimetric interferometry models. Second, we examine the effectiveness of using lidar data in this novel way to model radar interferometric coherence. Where appropriate, coherence estimates are obtained using Legendre solutions up to fourth order and at resolutions up to 75 m. The maximum \textr^2 values between modeled outputs and observed coherence across hh, vv, and hv polarizations are shown as $0.51 (p < 0.05)$ and $0.76 (p < 0.05)$ at 25 and 75 m pixel resolutions, respectively. The introduction of a common framework to combine lidar and radar enables an estimation of the impact of canopy structure on observed interferometric coherence and provides further insight into the feasibility of assuming uniform microwave extinction rates on different scales through forest canopy. The framework’s potential lies in its use to assess performance of canopy structure estimates from future spaceborne radar interferometers in synergy with lidar data. [ABSTRACT FROM PUBLISHER]