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New power allocation schemes taking both sum-rate and fairness into account for MIMO downlink communications employing successive zero-forcing dirty paper coding are presented in this letter. Specifically, using a revised l1-norm fairness measure that allows for a more comprehensive consideration when users have an unequal number of receive antennas, the optimal tradeoff between sum-rate and fairness for MIMO downlink communications with arbitrary channel statistics is completely characterized. A novel stochastic power allocation scheme capable of achieving this optimal tradeoff is also given. To put the optimal tradeoff into practical use, an explicit rule for selecting operating sum-rate from the tradeoff is then proposed. Simulation results show that the new scheme can yield higher sum-rate and better fairness at the same time. [ABSTRACT FROM AUTHOR]

This paper studies transmission strategies for the downlink of a cloud radio access network, in which the base stations are connected to a centralized cloud computing-based processor with digital fronthaul or backhaul links. We provide a system-level performance comparison of two fundamentally different strategies, namely, the data-sharing strategy and the compression strategy, which differ in the way the fronthaul/backhaul is utilized. It is observed that the performance of both strategies depends crucially on the available fronthaul or backhaul capacity. When the fronthaul/backhaul capacity is low, the data-sharing strategy performs better, while under moderate-to-high fronthaul/backhaul capacity, the compression strategy is superior. Using insights from such a comparison, we propose a novel hybrid strategy, combining the data-sharing and compression strategies, which allows for better control over the fronthaul/backhaul capacity utilization. An optimization framework for the hybrid strategy is proposed. Numerical evidence demonstrates the performance gain of the hybrid strategy. [ABSTRACT FROM AUTHOR]

Recently, the first version of the fifth-generation (5G) new radio (NR) standard with massive multiple-input multiple-output (MIMO) has been finished by the 3rd Generation Partnership Project (3GPP), with initial deployments occurring in 2018. Despite the major advances in 5G, there are still many challenges remaining. 6G and beyond will require even higher data rates, lower latencies, better energy efficiency, and improved robustness. Multiple antenna technologies, which have played important roles in nearly all recent wireless standards, will be key to addressing these challenges. MIMO research continues to evolve, and new MIMO research topics such as enhanced massive MIMO techniques and array architectures hold much potential for 6G and beyond. Cell-free massive MIMO utilize a large number of distributed access points (APs) that jointly serve users in a coordinated fashion, using only local channel state information at each AP. While the performance of cell-free massive MIMO can be analyzed using a similar methodology as in cellular massive MIMO, the fundamental limits, signal processing, and resource allocation are substantially different. In order to reduce the hardware cost and energy consumption in millimeter wave (mmWave) massive MIMO systems, beamspace MIMO has been proposed to significantly reduce the number of required radio-frequency (RF) chains by using lens antenna arrays or phase shifters. Alternatively, the intelligent reflecting surface (IRS) concept involves electromagnetically controllable surfaces that can be integrated into large-scale infrastructure such as building walls, airports, and stadiums. There are active and partially passive forms of large intelligent surface (LIS), and variants with either large antenna spacing or continuous aperture. There are also some substantial differences between the new multiple antenna technologies and traditional MIMO systems, such as transceiver design and propagation models. This special issue aims to highlight recent research on multiple antenna technologies. [ABSTRACT FROM AUTHOR]

This paper studies the downlink of a cloud radio access network (C-RAN) in which a centralized processor (CP) communicates with mobile users through base stations (BSs) that are connected to the CP via finite-capacity fronthaul links. Information theoretically, the downlink of a C-RAN is modeled as a two-hop broadcast-relay network. Among the various transmission and relaying strategies for such model, this paper focuses on the compression strategy, in which the CP centrally encodes the signals to be broadcast jointly by the BSs, then compresses and sends these signals to the BSs through the fronthaul links. We characterize an achievable rate region for a generalized compression strategy with Marton’s multicoding for broadcasting and multivariate compression for fronthaul transmission. We then compare this rate region with the distributed decode-forward (DDF) scheme, which achieves the capacity of the general relay networks to within a constant gap, and show that the difference lies in that DDF performs Marton’s multicoding and multivariate compression jointly as opposed to successively as in the compression strategy. A main result of this paper is that under the assumption that the fronthaul links are subject to a sum capacity constraint, this difference is immaterial; so, for the Gaussian network, the compression strategy based on successive encoding can already achieve the capacity region of the C-RAN to within a constant gap, where the gap is independent of the channel parameters and the power constraints at the BSs. As a further result, for C-RAN under individual fronthaul constraints, this paper also establishes that the compression strategy can achieve to within a constant gap to the sum capacity. [ABSTRACT FROM AUTHOR]

The aspects of sum rate and fairness for dirty paper coding (DPC) based MIMO downlink communications are investigated in this paper. We first apply the $\ell _{1}$ -norm fairness measure to formulate the problem of fairness maximization for a given sum rate as an optimization problem. The problem is unfortunately nonconvex and cannot be efficiently solved. To overcome the difficulty, we invoke the uplink-downlink duality to transform the problem back and forth between uplink and downlink communications. An efficient, iterative waterfilling based algorithm is then proposed to yield achievable rates with the best possible fairness values. Simulation results show that the proposed approach offers an enormous gain in the achievable sum rates for a wide range of fairness values, when compared to the popular successive zero-forcing DPC-based and block diagonalization based coding schemes. [ABSTRACT FROM AUTHOR]

The papers in this special issue focus on array signal processing for angular models in massive MIMO communications. In recent years, there has been tremendous research progress in massive MIMO from communications theory viewpoint. An emerging trend is to explore the angular models of the propagation channels and design the massive system with array signal processing techniques. Particularly, fundamental concepts in array signal processing (e.g., direction of arrival/departure - DOA/DOD), can be conceptualized and exploited. [ABSTRACT FROM AUTHOR]

In one of the several manifestations, the future cellular networks are required to accommodate a massive number of devices, several orders of magnitude compared to today’s networks. At the same time, the future cellular networks will have to fulfill stringent latency constraints. To that end, one problem that is posed as a potential showstopper is extreme congestion for requesting uplink scheduling over the physical random access channel (PRACH). Indeed, such congestion drags along scheduling delay problems. In this paper, the use of self-organized device-to-device (D2D) clustering is advocated for mitigating PRACH congestion. To this end, this paper proposes two D2D clustering schemes, namely, random-based clustering and channel-gain-based clustering. Accordingly, this paper sheds light on random access within the proposed D2D clustering schemes and presents a case study based on a stochastic geometry framework. For the sake of objective evaluation, the D2D clustering is benchmarked by the conventional scheduling request procedure. Accordingly, this paper offers insights into useful scenarios that minimize the scheduling delay for each clustering scheme. Finally, this paper discusses the implementation algorithm and some potential implementation issues and remedies. [ABSTRACT FROM AUTHOR]

5G wireless networks are expected to support ultra-reliable low latency communications (URLLC) traffic which requires very low packet delays (< 1 ms) and extremely high reliability (~99.999%). In this paper, we focus on the design of a wireless system supporting downlink URLLC traffic. Using a queuing network-based model for the wireless system, we characterize the effect of various design choices on the maximum URLLC load it can support, including: 1) system parameters such as the bandwidth, link SINR, and QoS requirements; 2) resource allocation schemes in orthogonal frequency-division multiple access (OFDMA)-based systems; and 3) hybrid automatic repeat request schemes. Key contributions of this paper which are of practical interest are: 1) study of how the minimum required system bandwidth to support a given URLLC load scales with associated QoS constraints; 2) characterization of optimal OFDMA resource allocation schemes which maximize the admissible URLLC load; and 3) optimization of a repetition code-based packet re-transmission scheme. [ABSTRACT FROM AUTHOR]

The performance of cloud radio access network (C-RAN) is limited by the finite capacities of the backhaul links connecting the centralized processor (CP) with the base-stations (BSs), especially when the backhaul is implemented in a wireless medium. This paper proposes the use of wireless multicast together with BS caching, where the BSs pre-store the contents of popular files, to augment the backhaul of C-RAN. For a downlink C-RAN consisting of a single cluster of BSs and wireless backhaul, this paper studies the optimal cache size allocation strategy among the BSs and the optimal multicast beamforming transmission strategy at the CP such that the user’s requested messages are delivered from the CP to the BSs in the most efficient way. We first state a multicast backhaul rate expression based on a joint cache-channel coding scheme, which implies that larger cache sizes should be allocated to the BSs with weaker channels. We then formulate a two-timescale joint cache size allocation and beamforming design problem, where the cache is optimized offline based on the long-term channel statistical information, while the beamformer is designed during the file delivery phase based on the instantaneous channel state information. By leveraging the sample approximation method and the alternating direction method of multipliers, we develop efficient algorithms for optimizing the cache size allocation among the BSs, and quantify how much more caches should be allocated to the weaker BSs. We further consider the case with multiple files having different popularities and show that it is in general not optimal to entirely cache the most popular files first. Numerical results show considerable performance improvement of the optimized cache size allocation scheme over the uniform allocation and other heuristic schemes. [ABSTRACT FROM AUTHOR]

The paper studies a reconfigurable intelligent surface (RIS)-assisted multi-user uplink massive multiple-input multiple-output (MIMO) system with imperfect hardware. At the RIS, the paper considers phase noise, while at the base station, the paper takes into consideration the radio frequency impairments and low-resolution analog-to-digital converters. The paper derives approximate expressions for the ergodic achievable rate in closed forms under Rician fading channels. For the cases of infinite numbers of antennas and infinite numbers of reflecting elements, asymptotic data rates are derived to provide new design insights. The derived power scaling laws indicate that while guaranteeing a required system performance, the transmit power of the users can be scaled down at most by the factor $\frac{1}{M}$ when $M$ goes infinite, or by the factor $\frac{1}{MN}$ when $M$ and $N$ go infinite, where $M$ is the number of antennas and $N$ is the number of the reflecting units. Furthermore, an optimization algorithm is proposed based on the genetic algorithm to solve the phase shift optimization problem with the aim of maximizing the sum rate of the system. Additionally, the optimization problem with discrete phase shifts is considered. Finally, numerical results are provided to validate the correctness of the analytical results. [ABSTRACT FROM AUTHOR]

The paper proposed a novel intelligent transmission surface (ITS) aided transmitter in an intelligent reflection surface (IRS) assisted multiuser multiple-input multiple-output (MIMO) network. The ITS deployed in the transmitter architecture can reduce the power consumption in signal beamforming at the base station (BS), and the IRS can help the information transfer from the ITS-aided transmitter to the users. We first maximize the weighted sum rate (WSR) of the users by jointly designing the beamforming vector at the BS and the phase shifts of ITS and IRS. To solve this non-convex optimization problem, we propose an effective algorithm in which the Lagrangian dual transform, the alternative optimization (AO) algorithm and the quadratic transform (QT) method are adopted to simplify the objective function. Then, the bisection search and the alternating direction method of multipliers (ADMM) algorithm are considered to design the optimal beamforming vector and phase shifts of ITS and IRS, respectively. Furthermore, the paper explores the energy efficiency (EE) maximization problem to emphasize the value of the ITS-assisted transmitter in terms of power savings. Finally, we compare the simulation results to various state-of-the-art techniques to see how much better the proposed algorithm is in terms of WSR and EE. [ABSTRACT FROM AUTHOR]

This paper studies the subcarrier allocation and precoder design problem for downlink multiple-input-multiple-output-orthogonal frequency-division multiple access systems. The criterion is to maximize the energy efficiency (EE) of the system. We adopt the time-sharing concept to allocate each subcarrier to one user, which results in a criterion similar with that of rate maximization. However, this approach does not make it possible to solve the problem for any value of the transmit power. We found that there exist gaps along the direction of total transmit power when the user selection switches for each subcarrier, which leads to a discontinuous EE function, for which quasi-concavity has to be checked. We first show that the sufficient conditions obtained for the subcarrier allocation approach are the optimal ones among all possibilities with the same transmit power. Then, we show that the proposed subcarrier allocation results in a discontinuous and quasi-concave EE function. We also give an upper bound of the EE function when the proposed sufficient conditions are not met. Finally, we propose an algorithm to find the maximal EE and its performance is illustrated by means of numerical results. [ABSTRACT FROM PUBLISHER]

This paper shows that deep neural network (DNN) can be used for efficient and distributed channel estimation, quantization, feedback, and downlink multiuser precoding for a frequency-division duplex massive multiple-input multiple-output system in which a base station (BS) serves multiple mobile users, but with rate-limited feedback from the users to the BS. A key observation is that the multiuser channel estimation and feedback problem can be thought of as a distributed source coding problem. In contrast to the traditional approach where the channel state information (CSI) is estimated and quantized at each user independently, this paper shows that a joint design of pilots and a new DNN architecture, which maps the received pilots directly into feedback bits at the user side then maps the feedback bits from all the users directly into the precoding matrix at the BS, can significantly improve the overall performance. This paper further proposes robust design strategies with respect to channel parameters and also a generalizable DNN architecture for varying number of users and number of feedback bits. Numerical results show that the DNN-based approach with short pilot sequences and very limited feedback overhead can already approach the performance of conventional linear precoding schemes with full CSI. [ABSTRACT FROM AUTHOR]

Radio signal recognition has a wide application in future communication systems and the vehicular communication, whose core is the extraction of signal features such as electromagnetic fingerprints. With the rapid development of artificial intelligence technology, deep learning has made amazing breakthroughs in image recognition, speech recognition and other fields. Deep learning is applied to electromagnetic fingerprint extraction in this paper. Firstly, thousands of the downlink aircraft communications addressing and reporting system (ACARS) signals used for communication between civil aircraft and airport tower are collected and generated. Then a pre-transformation network suitable for electromagnetic signals is constructed to convert one-dimensional signals into two-dimensional feature maps, and afterwards the feature maps are input into the convolutional neural network (CNN) for classification. By adopting the attention modules, the classification results were improved by a few percentage points over the baseline with a little cost. The method proposed in this paper achieves an accuracy rate of 94.1% and can obtain the aircraft type in a shorter time than traditional method. Moreover, the robustness of the proposed model in response to additive Gaussian white noise (AWGN) and phase deviation is studied and tested. [ABSTRACT FROM AUTHOR]

Reconfigurable intelligent surface (RIS) is capable of intelligently manipulating the phases of the incident electromagnetic wave to improve the wireless propagation environment between the base-station (BS) and the users. This paper addresses the joint user scheduling, RIS configuration, and BS beamforming problem in an RIS-assisted downlink network with limited pilot overhead. We show that graph neural networks (GNN) with permutation invariant and equivariant properties can be used to appropriately schedule users and to design RIS configurations to achieve high overall throughput while accounting for fairness among the users. As compared to the conventional methodology of first estimating the channels then optimizing the user schedule, RIS configuration and the beamformers, this paper shows that an optimized user schedule can be obtained directly from a very short set of pilots using a GNN, then the RIS configuration can be optimized using a second GNN, and finally the BS beamformers can be designed based on the overall effective channel. Numerical results show that the proposed approach can utilize the received pilots more efficiently than the conventional channel estimation based approach, and can generalize to systems with an arbitrary number of users. [ABSTRACT FROM AUTHOR]

Intelligent reflecting surface (IRS) is a newly emerged technology that can increase the energy and spectral efficiency of wireless communication systems. This paper considers an IRS-aided multi-user multiple-input single-output (MISO) communication system, and presents a detailed analysis and optimization framework for the weighted sum-rate (WSR) of the downlink transmission over Rician fading channels. Unlike most of the prior works where the active beamformer at the base station (BS) and passive beamformer at the IRS are jointly designed based on the instantaneous channel state information (CSI), this paper proposes a low-complexity transmission protocol where the IRS passive beamforming and BS power allocation coefficient vector are optimized in the large timescale based on the statistical CSI, and the BS transmit beamforming is designed in the small timescale based on only the instantaneous CSI of the effective BS-user channels. Therefore, the channel training overhead in each channel coherence interval under our proposed protocol is independent of the number of IRS reflecting elements, which is in sharp contrast to most of the prior works. By considering maximum-ratio transmit beamforming at the BS, we derive a lower bound of the ergodic WSR in closed-form. Then, we propose an efficient algorithm to jointly optimize the IRS passive beamforming and BS power allocation coefficient vector for maximizing the ergodic WSR lower bound. Numerical results validate the tightness of our derived WSR bound and show that the proposed scheme outperforms various existing schemes in terms of complexity or capacity performance. [ABSTRACT FROM AUTHOR]

In this paper, we analyze the sum rate performance of multi-user multiple-input-multiple-output (MU-MIMO) systems, with a finite constellation phase-shift keying (PSK) input alphabet. We analytically calculate and compare the achievable sum rate in three downlink transmission scenarios: 1) without precoding; 2) with zero forcing (ZF) precoding; and 3) with closed form constructive interference (CI) precoding technique. In light of this, new analytical expressions for the average sum rate are derived in the three cases, and Monte Carlo simulations are provided throughout to validate the analysis. Furthermore, based on the derived expressions, a power allocation scheme that can ensure fairness among the users is also proposed. The results in this work demonstrate that the CI strictly outperforms the other two schemes, and the performance gap between the considered schemes increases with the increase in MIMO size. In addition, the CI provides higher fairness and the power allocation algorithm proposed in this paper can achieve maximum fairness index. [ABSTRACT FROM AUTHOR]

In this paper, we explore the different per-user bandwidths available for each tier of heterogeneous networks (HetNets) and the corresponding downlink range expansion (RE, a key measure to boost small cell association). Based on the practical case of tier-specific path loss exponents, we derive the local delay of HetNets under the random discontinuous transmission scheme (DTX, employed to manage the interference and reduce energy consumption). Using such a new expression for local delay, we then analyze the corresponding energy efficiency (EE). These delay and EE expressions reveal that there exists an optimal value for both the RE bias factor and for the DTX mute probability. A closed-form optimum solution for the RE bias factor is also derived for the low-rate regime. [ABSTRACT FROM AUTHOR]

Internet-of-Things (IoT) is a promising technology to connect massive machines and devices in the future communication networks. In this paper, we study a wireless-powered IoT network (WPIN) with short packet communication (SPC), in which a hybrid access point (HAP) first transmits power to the IoT devices wirelessly, then the devices in turn transmit their short data packets achieved by finite blocklength codes to the HAP using the harvested energy. Different from the long packet communication in conventional wireless network, SPC suffers from transmission rate degradation and a significant packet error rate. Thus, conventional resource allocation in the existing literature based on Shannon capacity achieved by the infinite blocklength codes is no longer optimal. In this paper, to enhance the transmission efficiency and reliability, we first define effective-throughput and effective-amount-of-information as the performance metrics to balance the transmission rate and the packet error rate, and then jointly optimize the transmission time and packet error rate of each user to maximize the total effective-throughput or minimize the total transmission time subject to the users’ individual effective-amount-of-information requirements. To overcome the non-convexity of the formulated problems, we develop efficient algorithms to find high-quality suboptimal solutions for them. The simulation results show that the proposed algorithms can achieve similar performances as that of the optimal solution via exhaustive search, and outperform the benchmark schemes. [ABSTRACT FROM AUTHOR]

In wireless communication systems, channel state feedback (CSF) is widely used to improve link performance. However, CSF consumes extra system resources and results in transmission overhead. In this paper, we evaluate such resource consumption in terms of bit rate and provide an explicit expression for the lower bound of the CSF overhead. We propose an overhead optimization mechanism under the constraint of channel state reconstruction accuracy. The numerical simulations show that our paper is beneficial to select the optimum CSF parameters, including the average bit number and channel state feedback period. It is also shown that the proposed overhead optimization scheme is able to reduce the system resource consumption with a guaranteed reconstruction accuracy. [ABSTRACT FROM AUTHOR]

Multiple transmitting antennas can considerably increase the downlink spectral efficiency by beamforming to multiple users at the same time. However, multiuser beamforming requires channel state information (CSI) at the transmitter, which leads to training overhead and reduces overall achievable spectral efficiency. In this paper, we propose and analyze a sequential beamforming strategy that utilizes full-duplex base station to implement downlink data transmission concurrently with CSI acquisition via in-band closed or open loop training. Our results demonstrate that full-duplex capability can improve the spectral efficiency of uni-directional traffic, by leveraging it to reduce the control overhead of CSI estimation. In moderate SNR regimes, we analytically derive tight approximations for the optimal training duration and characterize the associated respective spectral efficiency. We further characterize the enhanced multiplexing gain performance in the high SNR regime. In both regimes, the performance of the proposed full-duplex strategy is compared with the half-duplex counterpart to quantify spectral efficiency improvement. With experimental data and 3-D channel model from 3GPP, in a 1.4 MHz $8\times 8$ system LTE system with the block length of 500 symbols, the proposed strategy attains a spectral efficiency improvement of 130% and 8% with closed and open loop training, respectively. [ABSTRACT FROM PUBLISHER]

In this paper, we focus on the downlink ergodic sum rate of a single-cell large-scale multiuser MIMO system in which the base station employs $N$ antennas to communicate with $K$ single-antenna user equipments (UEs). A regularized zero-forcing (RZF) scheme is used for precoding under the assumption that each UE uses a specific power and each link forms a spatially correlated MIMO Rician fading channel. The analysis is conducted assuming that $N$ and $K$ grow large with a given ratio and perfect channel state information is available at the base station. New results from random matrix theory and large system analysis are used to compute an asymptotic expression of the signal-to-interference-plus-noise ratio as a function of system parameters, spatial correlation matrix, and Rician factor. Numerical results are used to validate the accuracy of asymptotic approximations in the finite system regime and to evaluate the performance under different operating conditions. It turns out that the asymptotic expressions provide accurate approximations even for relatively small values of $N$ and $K$. [ABSTRACT FROM AUTHOR]

Even if massive multiple-input multiple-output (MIMO) can theoretically bring huge benefits, it incurs substantial hardware complexity and expensive hardware costs. To address these issues while maintaining the system performance simultaneously, we develop an asymmetrical transceiver architecture for massive MIMO systems in this paper by releasing the shackles on radio frequency (RF) chains. Specifically, we first develop the architecture for the asymmetrical transceiver where the number of receive RF chains is different from that of the transmit RF chains. Due to this unequal number of RF chains, channel inconsistency appears. To overcome the channel inconsistency and thus fully harness the system's downlink data transmission capability, we propose two uplink-to-downlink channel transfer algorithms. The cost and power consumption models for the asymmetrical transceiver are also developed and the uplink signal-to-noise loss due to the channel inconsistency is investigated. Through analyzing system spectral, cost, and energy efficiency, we demonstrate that the proposed asymmetrical transceiver-based massive MIMO system can achieve excellent downlink spectral efficiency while maintaining a reasonable energy efficiency. [ABSTRACT FROM AUTHOR]

Reconfigurable intelligent surface (RIS) has recently received extensive research interest due to its capability to intelligently change the wireless propagation environment. For RIS-aided wireless communications in frequency division duplex (FDD) mode, channel feedback at the user equipment (UE) is essential for the base station (BS) to acquire the downlink channel state information (CSI). In this paper, a dimension reduced channel feedback scheme is proposed to reduce the channel feedback overhead by exploiting the single-structured sparsity of BS-RIS-UE cascaded channel. Since different UEs share the same sparse BS-RIS channel but have their respective RIS-UE channels, there are only limited non-zero column vectors in the BS-RIS-UE cascaded channel matrix, and different UEs share the same indexes of the non-zero columns. Thus, the downlink CSI can be decomposed into user-independent channel information (i.e., the indexes of non-zero columns) and user-specific channel information (i.e., the non-zero column vectors), where the former for all UEs can be fed back by only one UE, while the latter can be fed back with a fairly low overhead by different UEs, respectively. Simulation results show that, compared with the conventional method, the proposed scheme can reduce channel feedback overhead by more than 80% for RIS-aided wireless communications. [ABSTRACT FROM AUTHOR]

Uplink-downlink duality refers to the fact that under a sum-power constraint, the capacity regions of a Gaussian multiple-access channel and a Gaussian broadcast channel with Hermitian transposed channel matrices are identical. This paper generalizes this result to a cooperative cellular network, in which remote access-points are deployed as relays in serving the users under the coordination of a central processor (CP). In this model, the users and the relays are connected over noisy wireless links, while the relays and the CP are connected over noiseless but rate-limited fronthaul links. Based on a Lagrangian technique, this paper establishes a duality relationship between such a multiple-access relay channel and broadcast relay channel, under the assumption that the relays use compression-based strategies. Specifically, we show that under the same total transmit power constraint and individual fronthaul rate constraints, the achievable rate regions of the Gaussian multiple-access and broadcast relay channels are identical, when either independent compression or Wyner-Ziv and multivariate compression strategies are used. The key observations are that if the beamforming vectors at the relays are fixed, the sum-power minimization problems under the achievable rate and fronthaul constraints in both the uplink and the downlink can be transformed into either a linear programming or a semidefinite programming problem depending on the compression technique, and that the uplink and downlink problems are Lagrangian duals of each other. Moreover, the dual variables corresponding to the downlink rate constraints become the uplink powers; the dual variables corresponding to the downlink fronthaul constraints become the uplink quantization noises. This duality relationship enables an efficient algorithm for optimizing the downlink transmission and relaying strategies based on the uplink. [ABSTRACT FROM AUTHOR]

In this paper, we propose to re-engineer the wireless backhaul two-tier heterogeneous networks architecture by developing a novel cooperative transmission scheme based on non-orthogonal multiple access (NOMA). To effectively manage severe interference from the newly introduced backhaul communications, we employ the cochannel time division duplexing combined with spectrum partitioning between two considered tiers. This paper’s novelty lies in the formulation to solve for the NOMA decoding order, which affects the rule of the cooperation between small cell transmissions. We propose two optimization problems of jointly designing the NOMA decoding order together with the transmit beamforming at the macro base station and power allocation at the small cells which maximize the total achievable rate and the number of satisfied users, respectively. The first and second formulated problems are both mixed integer non-convex and are generally NP-hard. To solve them, we first employ the difference of convex functions to present the formulated binary variables and then equivalently transform the optimization problems into more tractable forms. Finally, we develop an iterative low-complexity algorithm based on successive convex approximation technique and majorization minimization method, which is provable to eventually converge at a sub-optimal solution. Numerical results are extensively studied to corroborate that our proposed strategy outperforms the conventional designs in terms of total achievable rate and number of satisfied users. [ABSTRACT FROM AUTHOR]

The use of low-resolution digital-to-analog converters (DACs) for transmit precoding provides crucial energy efficiency advantage for massive multiple-input multiple-output (MIMO) implementation. This paper formulates a quadrature amplitude modulation (QAM) constellation range and a one-bit symbol-level precoding design problem for minimizing the average symbol error rate (SER) in downlink massive MIMO transmission. A tight upper bound for the SER with low-resolution DAC precoding is first derived. The derived expression suggests that the performance degradation of one-bit precoding can be interpreted as a decrease in the effective minimum distance of the QAM constellation. Using the obtained SER expression, we propose a QAM constellation range design for the single-user case. It is shown that in the massive MIMO limit, a reasonable choice for constellation range with one-bit precoding is that of the infinite-resolution precoding with per-symbol power constraint, but reduced by a factor of $\sqrt{2/\pi }$ or about 0.8. The corresponding minimum distance reduction translates to about a 2 dB gap between the performance of one-bit precoding and infinite-resolution precoding. This paper further proposes a low-complexity heuristic algorithm for the one-bit precoder design. Finally, the proposed QAM constellation range and precoder design are generalized to the multiuser downlink. We propose to scale the constellation range for the infinite-resolution zero-forcing (ZF) precoding with per-symbol power constraint by the same factor of $\sqrt{2/\pi }$ for one-bit precoding. The proposed one-bit precoding scheme is shown to be within 2 dB of infinite-resolution ZF. In term of number of antennas, one-bit precoding requires about 50% more antennas to achieve the same performance as infinite-resolution precoding. [ABSTRACT FROM AUTHOR]

In this paper, variable measurement interval is proposed for channel-adaptive random access with discontinuous channel measurement. After each channel measurement, the next measurement interval is adaptively determined based on previous channel measurement. Results show that receiver power consumption for channel measurement can be reduced with variable measurement interval under the same average transmission delay constraint compared with fixed measurement interval. [ABSTRACT FROM AUTHOR]

This paper concerns the performance of vehicle-to-everything (V2X) communications. More precisely, we analyze the broadcast of safety-related V2X communications in cellular networks where base stations and vehicles are assumed to share the same spectrum and vehicles broadcast their safety messages to neighboring users. We model the locations of vehicles as a Poisson line Cox point process and the locations of users as a planar Poisson point process. We assume that users are associated with their closest base stations when there is no vehicle within a certain distance $\rho $. On the other hand, users located within a distance $\rho $ from vehicles are associated with the vehicles to receive their safety messages. We quantify the properties of this vehicle-prioritized association using the stochastic geometry framework. We derive the fractions of users that receive safety messages from vehicles. Then, we obtain the expression for the signal-to-interference ratio of the typical user evaluated on each association type. To address the impact of vehicular broadcast on the cellular network, the paper also derives the effective rate offered to the typical user in this setting. [ABSTRACT FROM AUTHOR]

Downlink mobile edge computing (MEC) networks are requiblack to serve increasing large number of Internet of Things (IoT) devices with limited battery capacity. In order to serve massive user equipments with low power consumption requirements, in this paper, we propose an energy-efficient multi-carrier non-orthogonal multiple access (MC-NOMA) design which allows more than two IoT devices to multiplex and access the same subcarrier band. With the aim to minimize the total transmit energy while meeting the demands of each IoT device such as the low latency, in our design, we first derive the optimal successive interference cancellation (SIC) policy and minimum power allocated to every IoT device. Then we propose an optimal greedy algorithm to allocate the frequency blocks, and formulate the optimization of the computational resource allocation as a min-max problem. Subsequently, we characterize the MC-NOMA network with the potential game model, and present a scheduling scheme to manage massive IoT devices. Simulation results demonstrate that our proposed scheme can consume 3-10 dB less energy in a MEC network deployed with 256 IoT devices compablack with the conventional orthogonal multiple access (OMA) scheme and non-orthogonal multiple access (NOMA) scheme. [ABSTRACT FROM AUTHOR]

As the demand for wireless capacity continues to grow, highly directional wireless communication technologies have the potential to provide massive gains in area spectral efficiency. However, novel challenges arise when considering bidirectional connectivity and multi-cell/multi-user systems with highly directional links. Some of these challenges can be alleviated with the introduction of asymmetric connectivity where the highly directional links are used solely for downlink transmission. As an example, we consider asymmetric links with an optical wireless communication (OWC) downlink and sub-6 GHz RF uplink. More specifically, we consider visible light communication as an instance of OWC, although the presented analysis and validation are applicable to alternative OWC technologies and other simplex downlink transmission technologies. While asymmetric connectivity has been previously demonstrated in scenarios like this, the impact of control-plane asymmetry has not been explored, to our knowledge. In this paper, we first introduce the novel challenges related to local handshaking in wireless networks with control-plane asymmetry. We then develop a theoretical framework for throughput analysis in a network where the sub-6 GHz RF channel is shared between a conventional RF link and an asymmetric RF/OWC link. This analysis is validated via simulation and verified in a testbed system using Mango WARP3 software defined radios and a commercially available RF access point. Finally, we use the derived throughput equations to analyze the impact of various protocol parameters and demonstrate one potential use of the derived equations to evaluate sum throughput in the presence of an unreliable OWC link. [ABSTRACT FROM AUTHOR]

A non-orthogonal multiple access (NOMA)-enabled double-layer airborne access vehicular ad hoc networks (DLAA-VANETs) architecture is designed in this paper, which consists of a high-altitude platform (HAP), multiple unmanned aerial vehicles (UAVs) and vehicles. For the designed DLAA-VANETs, we investigate the UAV deployment and network optimization problems. In particular, a UAV deployment scheme based on particle swarm optimization is presented. Then, the NOMA technique is introduced into the designed architecture, which can improve the transmission rate. Afterward, we take the information security into account and formulate a downlink total transmission rate maximization problem by optimizing UAV height and subcarrier allocation. For tackling this non-convex problem, we decouple this downlink total transmission rate maximization problem as two subproblems, where UAV height and subcarrier allocation problems are solved in turn. Moreover, the transmission performance of the designed DLAA-VANETs is analyzed, based on which the security outage probability (SOP) is derived. Finally, simulation results demonstrate that the presented UAV deployment scheme can maximize the relay coverage ratio. In addition, the proposed can achieve a higher downlink total transmission rate in comparison with the current works. [ABSTRACT FROM AUTHOR]

Despite its advantages of flexility and low-cost networking, unmanned aerial vehicle (UAV) communications face various attacks such as eavesdropping. Existing studies on secure UAV communications assume fixed-location eavesdroppers and rarely consider interactions between legitimate nodes and eavesdroppers. In this paper, we investigate eavesdropping and anti-eavesdropping interaction between a UAV-enabled eavesdropper (UAV-E) and a UAV-enabled base station (UAV-BS) in a downlink wiretap system. The UAV-E aims to wiretap downlink signals by adaptively adjusting its trajectory while the UAV-BS aims to maximize secrecy-sum-rate with minimum power consumption by jointly optimizing user scheduling, power control, and trajectory. Dynamic differential equations are formulated to characterize motions of UAVs, following which a zero-sum differential game is formulated to model the “pursuit-evasion” interaction between the UAV-BS and the UAV-E. Definition and existence of Nash equilibrium (NE) are provided. To obtain the NE, Pontryagins minimum principle is leveraged to solve the trajectory design problem. Further, Gauss-Seidel-like implicit finite-difference method is leveraged to obtain saddle-point strategies at NE. Finally, numerical results are provided to verify the effectiveness of the proposed game model. It is revealed that the differential game can well-characterize the strategy interactions between UAVs. Moreover, results show that the initial positions and weights of UAVs, the energy consumption factor, and the user scheduling have key impacts on motion interactions between the UAV-BS and the UAV-E and further on UAV-BS’s power control. [ABSTRACT FROM AUTHOR]

The conventional design of wireless communication systems typically relies on established mathematical models that capture the characteristics of different communication modules. Unfortunately, such design cannot be easily and directly applied to future wireless networks, which will be characterized by large-scale ultra-dense networks whose design complexity scales exponentially with the network size. Furthermore, such networks will vary dynamically in a significant way, which makes it intractable to develop comprehensive analytical models. Recently, deep learning-based approaches have emerged as potential alternatives for designing complex and dynamic wireless systems. However, existing learning-based methods have limited capabilities to scale with the problem size and to generalize with varying network settings. In this paper, we propose a scalable and generalizable neural calibration framework for future wireless system design, where a neural network is adopted to calibrate the input of conventional model-based algorithms. Specifically, the backbone of a traditional time-efficient algorithm is integrated with deep neural networks to achieve a high computational efficiency, while enjoying enhanced performance. The permutation equivariance property, carried out by the topological structure of wireless systems, is furthermore utilized to develop a generalizable neural network architecture. The proposed neural calibration framework is applied to solve challenging resource management problems in massive multiple-input multiple-output (MIMO) systems. Simulation results will show that the proposed neural calibration approach enjoys significantly improved scalability and generalization compared with the existing learning-based methods. [ABSTRACT FROM AUTHOR]

Rate-Splitting Multiple Access (RSMA) is an emerging flexible and powerful multiple access for downlink multi-antenna networks. In this paper, we introduce the concept of RSMA into short-packet downlink communications. We design optimal linear precoders that maximize the sum rate with Finite Blocklength (FBL) constraints. The relations between the sum rate and blocklength of RSMA are investigated for a wide range of network loads and user deployments. Numerical results demonstrate that RSMA can achieve the same transmission rate as Non-Orthogonal Multiple Access (NOMA) and Space Division Multiple Access (SDMA) with smaller blocklengths (and therefore lower latency), especially in overloaded multi-antenna networks. Hence, we conclude that RSMA is a promising multiple access for low-latency communications. [ABSTRACT FROM AUTHOR]

In conventional multi-user multiple-input multiple-output (MU-MIMO) systems with frequency division duplexing (FDD), channel acquisition and precoder optimization processes have been designed separately although they are highly coupled. This paper studies an end-to-end design of downlink MU-MIMO systems which include pilot sequences, limited feedback, and precoding. To address this problem, we propose a novel deep learning (DL) framework which jointly optimizes the feedback information generation at users and the precoder design at a base station (BS). Each procedure in the MU-MIMO systems is replaced by intelligently designed multiple deep neural networks (DNN) units. At the BS, a neural network generates pilot sequences and helps the users obtain accurate channel state information. At each user, the channel feedback operation is carried out in a distributed manner by an individual user DNN. Then, another BS DNN collects feedback information from the users and determines the MIMO precoding matrices. A joint training algorithm is proposed to optimize all DNN units in an end-to-end manner. In addition, a training strategy which can avoid retraining for different network sizes for a scalable design is proposed. Numerical results demonstrate the effectiveness of the proposed DL framework compared to classical optimization techniques and other conventional DNN schemes. [ABSTRACT FROM AUTHOR]

In an aerial hybrid massive multiple-input multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) system, how to design a spectral-efficient broadband multi-user hybrid beamforming with a limited pilot and feedback overhead is challenging. To this end, by modeling the key transmission modules as an end-to-end (E2E) neural network, this paper proposes a data-driven deep learning (DL)-based unified hybrid beamforming framework for both the time division duplex (TDD) and frequency division duplex (FDD) systems with implicit channel state information (CSI). For TDD systems, the proposed DL-based approach jointly models the uplink pilot combining and downlink hybrid beamforming modules as an E2E neural network. While for FDD systems, we jointly model the downlink pilot transmission, uplink CSI feedback, and downlink hybrid beamforming modules as an E2E neural network. Different from conventional approaches separately processing different modules, the proposed solution simultaneously optimizes all modules with the sum rate as the optimization object. Therefore, by perceiving the inherent property of air-to-ground massive MIMO-OFDM channel samples, the DL-based E2E neural network can establish the mapping function from the channel to the beamformer, so that the explicit channel reconstruction can be avoided with reduced pilot and feedback overhead. Besides, practical low-resolution phase shifters (PSs) introduce the quantization constraint, leading to the intractable gradient backpropagation when training the neural network. To mitigate the performance loss caused by the phase quantization error, we adopt the transfer learning strategy to further fine-tune the E2E neural network based on a pre-trained network that assumes the ideal infinite-resolution PSs. Numerical results show that our DL-based schemes have considerable advantages over state-of-the-art schemes. [ABSTRACT FROM AUTHOR]

mmWave communication requires accurate and continuous beam steering to overcome the severe propagation loss and user mobility. In this paper, we leverage a self-supervised deep learning approach to exploit sub-6 GHz channels and propose a novel method to predict beamforming vectors in the mmWave band for a single access point– user link. This complex channel-beam mapping is learned via data issued from the DeepMIMO dataset. We then compare our proposed method with existing supervised deep learning and classic reinforcement learning methods. Our simulations show that choosing an appropriate beam steering method depends on the target application and is a tradeoff between data rate and computational complexity. We also investigate tuning the size of our neural network depending on the number of transmit and receive antennas at the access point. Finally, we extend our method to the case of multiple links and introduce a federated learning (FL) approach to efficiently predict their mmWave beams by sharing only the weights of the locally trained neural networks (and not the local data). We investigate both synchronous and asynchronous FL methods. Our numerical simulations show the high potential of our approach, especially when the local available data is scarce or imperfect. [ABSTRACT FROM AUTHOR]

The rapid technological advances of cellular technologies will revolutionize network automation in industrial internet of things (IIoT). In this paper, we investigate the two-timescale resource allocation problem in IIoT networks with hybrid energy supply, where temporal variations of energy harvesting (EH), electricity price, channel state, and data arrival exhibit different granularity. The formulated problem consists of energy management at a large timescale, as well as rate control, channel selection, and power allocation at a small timescale. To address this challenge, we develop an online solution to guarantee bounded performance deviation with only causal information. Specifically, Lyapunov optimization is leveraged to transform the long-term stochastic optimization problem into a series of short-term deterministic optimization problems. Then, a low-complexity rate control algorithm is developed based on alternating direction method of multipliers (ADMM), which accelerates the convergence speed via the decomposition-coordination approach. Next, the joint channel selection and power allocation problem is transformed into a one-to-many matching problem, and solved by the proposed price-based matching with quota restriction. Finally, the proposed algorithm is verified through simulations under various system configurations. [ABSTRACT FROM AUTHOR]

Horizontal antenna sectorization has been used within all generations of cellular radio networks to improve both the coverage and capacity of such networks. This paper evaluates the potential coverage and capacity gains of sectorization through extensive simulation and real-world trials of deployments of higher order horizontal sectorization (three, six, nine, 12, and 15 sectors) when applied to a Third-Generation (3G) Evolved High-Speed Packet Access (\mbox3\mboxG/\mboxHSPA+) network. Simulation results are presented for idealized homogeneous networks based upon a standardized 3G Partnership Project HSPA/Long-Term Evolution (LTE) network model to find the theoretical downlink capacity gains and the optimum horizontal antenna beamwidth to maximize capacity without significantly reducing coverage and other cellular-network key performance indicators (KPIs). Further simulations have also been performed to assess the potential gain seen within Telefonica UK's central London \mbox3\mboxG/\mboxHSPA+ network, and these results have also been verified using live network field results from the deployment of six-sector sites into Telefonica UK's network. Finally, trial results from the deployment of what is believed to be the industry's first 15-sector 3G site are presented, showing further gains are possible well beyond the six sectors per site. [ABSTRACT FROM AUTHOR]

The Third-Generation Partnership Project (3GPP) has recently started standardizing the “licensed-assisted access using LTE” for small cells, which is referred to as dual-band femtocell (DBF) in this paper, which uses the Long-Term Evolution (LTE) air interface in both the licensed and unlicensed bands based on the LTE carrier aggregation feature. Alternatively, the Small Cell Forum introduced the integrated femto-WiFi (IFW) small cell, which simultaneously accesses both the licensed band (via cellular interface) and the unlicensed band (via WiFi interface). In this paper, a practical algorithm for IFW and DBF to automatically balance their traffic in licensed and unlicensed bands, based on the real-time channel, interference, and traffic conditions of both bands, is described. The algorithm considers the fact that some “smart” devices (sDevices) have both cellular and WiFi radios, while some WiFi-only devices (wDevices) may only have WiFi radio. In addition, the algorithm considers a realistic scenario where a single small-cell user may simultaneously use multiple sDevices and wDevices via either the IFW or the DBF in conjunction with a wireless local area network. The goal is to maximize the total user satisfaction/utility of the small-cell user, while keeping the interference from small cells to macrocells below predefined thresholds. The algorithm can be implemented at the radio link control or the network layer of the IFW and DBF small-cell base stations. Results demonstrate that the proposed traffic-balancing algorithm applied to either IFW or DBF significantly increases the sum utility of all macrocell and small-cell users, compared with the current practices. Finally, various implementation issues of IFW and DBF are addressed. [ABSTRACT FROM PUBLISHER]

Non-orthogonal multiple access (NOMA) is one of the promising radio access techniques for resource allocation improvement in the (5th) generation of cellular networks. Compared to orthogonal multiple access techniques, NOMA offers extra benefits, including greater spectrum efficiency which is provided through multiplexing users in the transmission power domain while using the same spectrum resources non-orthogonally. Even though NOMA uses Successive Interference Cancellation to repeal the interference among users, user grouping has shown to have a substantial impact on its performance. This performance improvement can appear in different parameters such as system capacity, data rate, or power consumption. In this paper, we propose a novel user grouping scheme for sum-rate maximization which increases the sum rate by approximately 12–25% in comparison with random user grouping and two other authenticated recent works. In addition to being matrix-based and having a polynomial time complexity, the proposed method is also able to cope with users experiencing different channel gains and powers in different sub-bands. Moreover, the proposed scheme is scalable and can be used for any number of users and sub-bands. [ABSTRACT FROM AUTHOR]

The unmanned aerial vehicle (UAV) technique provides a potential solution to scalable wireless edge networks. This paper uses two UAVs, with accelerated motions and fixed altitudes, to realize a wireless edge network, where one UAV forwards downlink signals to user terminals (UTs) distributed over an area while the other one collects uplink data. The conditional average achievable rates, as well as their lower bounds, of both the uplink and downlink transmission are derived considering the active probability of UTs and the service queues of two UAVs. In addition, a problem aiming to maximize the energy efficiency of the whole system is formulated, which takes into account communication related energy and propulsion energy consumption. Then, we develop a novel multi-agent Q-learning (MA-QL) algorithm to maximize the energy efficiency, through optimizing the trajectory and transmit power of the UAVs. Finally, simulation results are conducted to verify our analysis and examine the impact of different parameters on the downlink and uplink achievable rates, UAV energy consumption, and system energy efficiency. It is demonstrated that the proposed algorithm achieves much higher energy efficiency than other benchmark schemes. [ABSTRACT FROM AUTHOR]

Non-orthogonal multiple access (NOMA) exhibits superiority in spectrum efficiency which is particularly essential in the Internet of Things (IoT) system involving massive number of device connections. This paper addresses the achievable rate improvement for the downlink NOMA system, in the context of imperfect successive interference cancellation (SIC), by means of the improper Gaussian signaling (IGS) technique. We investigate a basic scenario where the strong user transmits the conventional proper data, while the weak user adopts an improper signaling scheme. The users’ data rates are first formulated in terms of the impropriety degree of the IGS, under residual interference introduced by the imperfect SIC. In this way, analytical expressions for the best improper transmission can be characterized by jointly optimizing the user’s power and the impropriety degree, where their sufficient and necessary conditions are provided. When the strong user transmits with its maximum power, the IGS scheme always increases the achievable rate of the strong user while the weak user may also benefit. When the weak user transmits with its maximum power, such a scheme enables us optimize the achievable rate of the strong user under various levels of channel-to-noise ratios (CNR) and imperfect SIC. Finally, when both the users are imposed by quality of service (QoS) constraints, a Q-learning based solution is proposed to maximize their sum rate. Simulations on the downlink NOMA system support the analysis. [ABSTRACT FROM AUTHOR]

Aerial base stations (ABSs) are expected to be important supplementary components for the 5G-and-beyond communication systems to achieve global Internet of Everything. To fully exploit the advantages of the ABSs seamless connection, in this paper, we propose a high altitude platform (HAP) and low altitude platforms (LAPs) cooperated network architecture. Specifically, the HAP can extend the network coverage and LAPs can act as relays to improve the transmission performance for hot spots. In the considered network, we investigate the sum rate maximization problem by optimizing the downlink and the uplink transmissions, respectively. In the downlink, we adopt the orthogonal frequency division multiple access technique and take the basic rate requirement into account. In addition, we optimize the height of LAPs and the spectrum allocation between the HAP and LAPs, and between the LAP and users. Then, we decouple the downlink sum rate maximation problem as three subproblems. An alternating optimization framework is designed to deal with these non-convex optimization problems, where the height and spectrum allocation are tackled in turn. In the uplink, we adopt the non-orthogonal multiple access technique, and consider the decoding threshold of the successive interference cancellation technique. Afterward, we optimize the power allocation of each user, and the spectrum allocation between users and the LAP, and between LAPs and the HAP. Finally, simulation results show the effects of spectrum allocation, height optimization and power allocation on network performance, which verify that the proposed scheme can achieve higher sum rate on both downlink and uplink in comparison with the current works. [ABSTRACT FROM AUTHOR]

The combination of reconfigurable intelligent surface (RIS) and non-orthogonal multiple access (NOMA) has been recognized as a critical method to improve the sixth generation networks performance. In this paper, a distributed RIS-aided downlink multiple-input multiple-output (MIMO) NOMA systems with discrete phase shifts are studied, where the channel directions from base station to paired users can be manipulated with the assistance of RISs by employing the concept of signal alignment. In order to ensure base station can flexibly serve some users with NOMA and others users with spatial division multiple access, a unified precoder and decoder are provide to cancel inter-cluster interference. Subsequently, the channel statistics over Nakagami- $m$ fading channels are derived for near and far users. In particular, considering the cascade channel gain may exists two different cases, Beaulieu series is further adopted to characterize their corresponding cumulative distribution function. In what follows, the outage probability and ergodic rate for three situations within one cluster are derived by utilizing the obtained channel statistics, respectively. Based on the derived results, we also analyze the diversity order and high signal-to-noise ratio slope to provide essential insights into the considered systems. Finally, simulation results are presented to reveal that: 1) selecting the setting of 3-bits resolution can realize a near-aligned performance for our proposed systems; 2) the cascade channel statistic caused by RIS can be evaluated with any number of RIS element and any channel gain via Beaulieu series. [ABSTRACT FROM AUTHOR]

Non‐orthogonal multiple access (NOMA) is a key technology beyond 5G/6G wireless and mobile communication systems. Simply because of the high efficiency of resource utilization, the system can meet the ever‐increasing requirements of higher data rates and ultra‐reliability. Keeping that in mind, we seek in this paper to derive simple closed‐form expressions to compute the maximum achievable user rate and formulate the probability density function of the SNR and SINR in the system. In addition to that, we determine the outage probability of the system in a generalized and explicit form. All of that is in terms of the user's deterministic propagation channel parameters, such as power allocation factor, noise level, position, and pathloss coefficient. Simulation results validate the accuracy of the obtained formulae. [ABSTRACT FROM AUTHOR]

In this paper, we investigate the linear precoder design for three dimensional (3D) massive multi-input multi-output (MIMO) downlink with uniform planar array (UPA) and imperfect channel state information (CSI). We introduce a beam based statistical channel model (BSCM) by using sampled steering vectors, and then an a posteriori channel model which includes the channel aging is established. On the basis of the a posteriori channel model, we consider the robust precoder design by maximizing an upper bound of the expected weighted sum-rate under a total power constraint. We derive two concave minorizing functions of the objective function. With these minorizing functions and the minorize-maximization (MM) methodology, we derive two iterative algorithms that converge to stationary points of the optimization problem. Simulation results show that the proposed precoders can achieve a significant performance gain than the widely used regularized zero forcing (RZF) precoder and the signal to leakage noise ratio (SLNR) precoder in median to high mobility scenarios. [ABSTRACT FROM AUTHOR]

Among the challenges of realizing the full potential of light-fidelity (LiFi) cellular networks are user mobility, random device orientation, and blockage. In this paper, we study the impact of those challenges on the performance of LiFi networks in an indoor environment using measurement-based channel models, unlike existing studies that rely on theoretical channel models. In our paper, we adopt spatial modulation (SM) and consider two configurations for the user equipment (UE). A multi-directional receiver (MDR) structure is proposed, in which the PDs are located on different sides of the UE, e.g., a smartphone. This configuration is motivated by the fact that conventional structures exhibit poor performance in the presence of random device orientation and blockage. In fact, we show that the MDR outperforms the benchmark structure by over 10 dB at bit-error ratio (BER) of $3.8\times 10^{-3}$. Moreover, an adaptive access point (AP) selection scheme for the SM is considered, where the number of APs is chosen adaptively in an effort to achieve the lowest energy requirement for a target BER and spectral efficiency. The user performance with random orientation and blockage in the entire room is evaluated for sitting and walking activities, for which the orientation-based random waypoint (ORWP) mobility model is invoked. Furthermore, we demonstrate that the proposed adaptive technique with SM outperforms the conventional spatial multiplexing system. We also study the performance of the underlying system on the uplink channel where we apply the same techniques used for the downlink channel. It is shown analytically that the multi-directional transmitter (MDT) with adaptive SM is highly energy efficient. [ABSTRACT FROM AUTHOR]