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Task-specific fine-tuning is essential for the deployment of large language models (LLMs), but it requires significant computational resources and time. Existing solutions have proposed coreset selection methods to improve data efficiency and reduce model training overhead, but they still have limitations: 1) Overlooking valuable samples at high pruning rates, which degrades the coreset's performance. 2) Requiring high time overhead during coreset selection to fine-tune and evaluate the target LLM. In this paper, we introduce STAFF, a speculative coreset selection method. STAFF leverages a small model from the same family as the target LLM to efficiently estimate data scores and then verifies the scores on the target LLM to accurately identify and allocate more selection budget to important regions while maintaining coverage of easy regions. We evaluate STAFF on three LLMs and three downstream tasks and show that STAFF improves the performance of SOTA methods by up to 54.3% and reduces selection overhead by up to 70.5% at different pruning rates. Furthermore, we observe that the coreset selected by STAFF at low pruning rates (i.e., 20%) can even obtain better fine-tuning performance than the full dataset., Comment: 20 pages, 4 figures, 14 tables

In recent years, Deep Learning (DL) applications in JavaScript environment have become increasingly popular. As the infrastructure for DL applications, JavaScript DL frameworks play a crucial role in the development and deployment. It is essential to ensure the quality of JavaScript DL frameworks. However, the bottleneck of limited computational resources in the JavaScript environment brings new challenges to framework testing. Specifically, JavaScript DL frameworks are equipped with various optimization mechanisms (e.g., cache reuse, inference acceleration) to overcome the bottleneck of limited computational resources. These optimization mechanisms are overlooked by existing methods, resulting in many bugs in JavaScript DL frameworks being missed. To address the above challenges, we propose a mutation-based JavaScript DL framework testing method named DLJSFuzzer. DLJSFuzzer designs 13 tensor mutation rules targeting the cache reuse mechanism to generate test input tensors. Besides, DLJSFuzzer designs eight model mutation rules targeting the inference acceleration mechanism to generate test input models. To evaluate the effectiveness of DLJSFuzzer, we conduct experiments on the most widely-used JavaScript DL framework, TensorFlow.js. The experimental results show that DLJSFuzzer outperforms state-of-the-art methods in both effectiveness and efficiency. DLJSFuzzer successfully detects 21 unique crashes and 126 unique NaN & Inconsistency bugs. All detected crashes have been reported to the open-source community, with 12 of them already confirmed by developers. Additionally, DLJSFuzzer has improved by over 47% in model generation efficiency and over 91% in bug detection efficiency compared to all baselines.

Backdoor attack is a severe threat to the trustworthiness of DNN-based language models. In this paper, we first extend the definition of memorization of language models from sample-wise to more fine-grained sentence element-wise (e.g., word, phrase, structure, and style), and then point out that language model backdoors are a type of element-wise memorization. Through further analysis, we find that the strength of such memorization is positively correlated to the frequency of duplicated elements in the training dataset. In conclusion, duplicated sentence elements are necessary for successful backdoor attacks. Based on this, we propose a data-centric defense. We first detect trigger candidates in training data by finding memorizable elements, i.e., duplicated elements, and then confirm real triggers by testing if the candidates can activate backdoor behaviors (i.e., malicious elements). Results show that our method outperforms state-of-the-art defenses in defending against different types of NLP backdoors.

Despite prior safety alignment efforts, mainstream LLMs can still generate harmful and unethical content when subjected to jailbreaking attacks. Existing jailbreaking methods fall into two main categories: template-based and optimization-based methods. The former requires significant manual effort and domain knowledge, while the latter, exemplified by Greedy Coordinate Gradient (GCG), which seeks to maximize the likelihood of harmful LLM outputs through token-level optimization, also encounters several limitations: requiring white-box access, necessitating pre-constructed affirmative phrase, and suffering from low efficiency. In this paper, we present ECLIPSE, a novel and efficient black-box jailbreaking method utilizing optimizable suffixes. Drawing inspiration from LLMs' powerful generation and optimization capabilities, we employ task prompts to translate jailbreaking goals into natural language instructions. This guides the LLM to generate adversarial suffixes for malicious queries. In particular, a harmfulness scorer provides continuous feedback, enabling LLM self-reflection and iterative optimization to autonomously and efficiently produce effective suffixes. Experimental results demonstrate that ECLIPSE achieves an average attack success rate (ASR) of 0.92 across three open-source LLMs and GPT-3.5-Turbo, significantly surpassing GCG in 2.4 times. Moreover, ECLIPSE is on par with template-based methods in ASR while offering superior attack efficiency, reducing the average attack overhead by 83%.

Most existing code Large Language Model (LLM) benchmarks, e.g., EvalPlus, focus on the code generation tasks. Namely, they contain a natural language description of a problem and ask the LLM to write code to solve the problem. We argue that they do not capture all capabilities needed to assess the quality of a code LLM. In this paper, we propose a code LLM maturity model, based on the postcondition generation problem, to access a more complete set of code LLM capabilities. We choose the postcondition generation problem as it requires the code LLM to understand the code including semantics, natural language, and also have the capability to generate unambiguous postconditions in programming languages (i.e., the generation capablity). Moreover, postconditions have various types, requiring different levels of these capabilities, making it suitable to evaluate the maturity of the code LLM. Based on our designed maturity model, we augment the EvalPlus dataset to a postcondition testing benchmark, and evaluated several open-sourced models. Our results highlight the necessary improvements needed for better LLMs for code. Code: https://github.com/MatureModel/PostcondGen

With the emergence of the Software 3.0 era, there is a growing trend of compressing and integrating large models into software systems, with significant societal implications. Regrettably, in numerous instances, model compression techniques impact the fairness performance of these models and thus the ethical behavior of DNN-powered software. One of the most notable example is the Lottery Ticket Hypothesis (LTH), a prevailing model pruning approach. This paper demonstrates that fairness issue of LTHbased pruning arises from both its subnetwork selection and training procedures, highlighting the inadequacy of existing remedies. To address this, we propose a novel pruning framework, Ballot, which employs a novel conflict-detection-based subnetwork selection to find accurate and fair subnetworks, coupled with a refined training process to attain a high-performance model, thereby improving the fairness of DNN-powered software. By means of this procedure, Ballot improves the fairness of pruning by 38.00%, 33.91%, 17.96%, and 35.82% compared to state-of-the-art baselines, namely Magnitude Pruning, Standard LTH, SafeCompress, and FairScratch respectively, based on our evaluation of five popular datasets and three widely used models. Our code is available at https://anonymous.4open.science/r/Ballot-506E.

With the increasing popularity of blockchain, different blockchain platforms coexist in the ecosystem (e.g., Ethereum, BNB, EOSIO, etc.), which prompts the high demand for cross-chain communication. Cross-chain bridge is a specific type of decentralized application for asset exchange across different blockchain platforms. Securing the smart contracts of cross-chain bridges is in urgent need, as there are a number of recent security incidents with heavy financial losses caused by vulnerabilities in bridge smart contracts, as we call them Cross-Chain Vulnerabilities (CCVs). However, automatically identifying CCVs in smart contracts poses several unique challenges. Particularly, it is non-trivial to (1) identify application-specific access control constraints needed for cross-bridge asset exchange, and (2) identify inconsistent cross-chain semantics between the two sides of the bridge. In this paper, we propose SmartAxe, a new framework to identify vulnerabilities in cross-chain bridge smart contracts. Particularly, to locate vulnerable functions that have access control incompleteness, SmartAxe models the heterogeneous implementations of access control and finds necessary security checks in smart contracts through probabilistic pattern inference. Besides, SmartAxe constructs cross-chain control-flow graph (xCFG) and data-flow graph (xDFG), which help to find semantic inconsistency during cross-chain data communication. To evaluate SmartAxe, we collect and label a dataset of 88 CCVs from real-attacks cross-chain bridge contracts. Evaluation results show that SmartAxe achieves a precision of 84.95% and a recall of 89.77%. In addition, SmartAxe successfully identifies 232 new/unknown CCVs from 129 real-world cross-chain bridge applications (i.e., from 1,703 smart contracts). These identified CCVs affect a total amount of digital assets worth 1,885,250 USD.

With deep learning (DL) technology becoming an integral part of the new intelligent software, tools of DL framework testing and bug-finding are in high demand. Existing DL framework testing tools have limited coverage on bug types. For example, they lack the capability of finding performance bugs, which are critical for DL model training and inference regarding performance, economics, and the environment. This problem is challenging due to the difficulty of getting test oracles of performance bugs. Moreover, existing tools are inefficient, generating hundreds of test cases with few trigger bugs. In this paper, we propose Citadel, a method that accelerates the finding of bugs in terms of efficiency and effectiveness. We observe that many DL framework bugs are similar due to the similarity of operators and algorithms belonging to the same family (e.g., Conv2D and Conv3D). Orthogonal to existing bug-finding tools, Citadel aims to find new bugs that are similar to reported ones that have known test oracles. It works by first collecting existing bug reports and identifying problematic APIs. Citadel defines context similarity to measure the similarity of DL framework API pairs and automatically generates test cases with oracles for APIs that are similar to the problematic APIs in existing bug reports. Citadel respectively covers 1,436 PyTorch and 5,380 TensorFlow APIs and effectively detects 77 and 74 API bugs, many of which, e.g., 11 performance bugs, cannot be detected by existing tools. Moreover, a remarkable 35.40% of the test cases generated by Citadel can trigger bugs, which significantly transcends the state-of-the-art method (3.90%)., Comment: 22 pages, 9 figures

The robustness of convolutional neural networks (CNNs) is vital to modern AI-driven systems. It can be quantified by formal verification by providing a certified lower bound, within which any perturbation does not alter the original input's classification result. It is challenging due to nonlinear components, such as MaxPool. At present, many verification methods are sound but risk losing some precision to enhance efficiency and scalability, and thus, a certified lower bound is a crucial criterion for evaluating the performance of verification tools. In this paper, we present MaxLin, a robustness verifier for MaxPool-based CNNs with tight linear approximation. By tightening the linear approximation of the MaxPool function, we can certify larger certified lower bounds of CNNs. We evaluate MaxLin with open-sourced benchmarks, including LeNet and networks trained on the MNIST, CIFAR-10, and Tiny ImageNet datasets. The results show that MaxLin outperforms state-of-the-art tools with up to 110.60% improvement regarding the certified lower bound and 5.13 $\times$ speedup for the same neural networks. Our code is available at https://github.com/xiaoyuanpigo/maxlin., Comment: Accepted to CVPR2024. Project page: https://github.com/xiaoyuanpigo/maxlin

Large Code Generation Models (LCGMs) have garnered significant attention and achieved promising results across various programming tasks. However, concerns arise regarding performance when using non-English prompts, as these models are primarily trained on English-centric corpora, and most programming language tokens resemble English. Existing benchmarks often rely on English programming questions and limited manual unit test cases, inadequately assessing LCGM-generated code quality. This paper investigates code quality differences, specifically effectiveness and efficiency, when employing different natural languages as inputs, focusing on Chinese and English due to their prominent corpora and LCGM availability. Evaluating LCGM-generated code quality under bilingual inputs presents three challenges: (1) lack of high-quality bilingual programming question datasets, (2) insufficient unit test cases for comprehensive correctness verification, and (3) limited support for comparing generated code performance. To address these challenges, we curated a test suite of 52 bilingual programming questions and developed automated input generators for each. We enhanced correctness verification by sampling larger unit test cases and estimated code performance by profiling execution time relative to input size growth. Using this framework, we conducted an empirical study on six state-of-the-art LCGMs. The results revealed that LCGM-generated code exhibits varying bilingual correctness on an average of 10.5% of tasks, with 39.5% of correct code showing diverse bilingual performance differences. Our findings suggested LCGMs may not consistently generate high-quality code across different languages, providing insights for future research directions., Comment: 10 and a quarter pages, 6 figures

Machine translation systems have been widely adopted in our daily life, making life easier and more convenient. Unfortunately, erroneous translations may result in severe consequences, such as financial losses. This requires to improve the accuracy and the reliability of machine translation systems. However, it is challenging to test machine translation systems because of the complexity and intractability of the underlying neural models. To tackle these challenges, we propose a novel metamorphic testing approach by syntactic tree pruning (STP) to validate machine translation systems. Our key insight is that a pruned sentence should have similar crucial semantics compared with the original sentence. Specifically, STP (1) proposes a core semantics-preserving pruning strategy by basic sentence structure and dependency relations on the level of syntactic tree representation; (2) generates source sentence pairs based on the metamorphic relation; (3) reports suspicious issues whose translations break the consistency property by a bag-of-words model. We further evaluate STP on two state-of-the-art machine translation systems (i.e., Google Translate and Bing Microsoft Translator) with 1,200 source sentences as inputs. The results show that STP can accurately find 5,073 unique erroneous translations in Google Translate and 5,100 unique erroneous translations in Bing Microsoft Translator (400% more than state-of-the-art techniques), with 64.5% and 65.4% precision, respectively. The reported erroneous translations vary in types and more than 90% of them cannot be found by state-of-the-art techniques. There are 9,393 erroneous translations unique to STP, which is 711.9% more than state-of-the-art techniques. Moreover, STP is quite effective to detect translation errors for the original sentences with a recall reaching 74.0%, improving state-of-the-art techniques by 55.1% on average., Comment: Accepted to ACM Transactions on Software Engineering and Methodology 2024 (TOSEM'24)

Deep Learning models have become an integrated component of modern software systems. In response to the challenge of model design, researchers proposed Automated Machine Learning (AutoML) systems, which automatically search for model architecture and hyperparameters for a given task. Like other software systems, existing AutoML systems suffer from bugs. We identify two common and severe bugs in AutoML, performance bug (i.e., searching for the desired model takes an unreasonably long time) and ineffective search bug (i.e., AutoML systems are not able to find an accurate enough model). After analyzing the workflow of AutoML, we observe that existing AutoML systems overlook potential opportunities in search space, search method, and search feedback, which results in performance and ineffective search bugs. Based on our analysis, we design and implement DREAM, an automatic debugging and repairing system for AutoML systems. It monitors the process of AutoML to collect detailed feedback and automatically repairs bugs by expanding search space and leveraging a feedback-driven search strategy. Our evaluation results show that DREAM can effectively and efficiently repair AutoML bugs., Comment: 12 pages, 10 figures

Actionable Warning Identification (AWI) plays a crucial role in improving the usability of static code analyzers. With recent advances in Machine Learning (ML), various approaches have been proposed to incorporate ML techniques into AWI. These ML-based AWI approaches, benefiting from ML's strong ability to learn subtle and previously unseen patterns from historical data, have demonstrated superior performance. However, a comprehensive overview of these approaches is missing, which could hinder researchers/practitioners from understanding the current process and discovering potential for future improvement in the ML-based AWI community. In this paper, we systematically review the state-of-the-art ML-based AWI approaches. First, we employ a meticulous survey methodology and gather 51 primary studies from 2000/01/01 to 2023/09/01. Then, we outline the typical ML-based AWI workflow, including warning dataset preparation, preprocessing, AWI model construction, and evaluation stages. In such a workflow, we categorize ML-based AWI approaches based on the warning output format. Besides, we analyze the techniques used in each stage, along with their strengths, weaknesses, and distribution. Finally, we provide practical research directions for future ML-based AWI approaches, focusing on aspects like data improvement (e.g., enhancing the warning labeling strategy) and model exploration (e.g., exploring large language models for AWI)., Comment: Accepted by CSUR

Large Language Models (LLMs) have been gaining increasing attention and demonstrated promising performance across a variety of Software Engineering (SE) tasks, such as Automated Program Repair (APR), code summarization, and code completion. For example, ChatGPT, the latest black-box LLM, has been investigated by numerous recent research studies and has shown impressive performance in various tasks. However, there exists a potential risk of data leakage since these LLMs are usually close-sourced with unknown specific training details, e.g., pre-training datasets. In this paper, we seek to review the bug-fixing capabilities of ChatGPT on a clean APR benchmark with different research objectives. We first introduce {\benchmark}, a new benchmark with buggy and the corresponding fixed programs from competitive programming problems starting from 2023, after the training cutoff point of ChatGPT. The results on {\benchmark} show that ChatGPT is able to fix 109 out of 151 buggy programs using the basic prompt within 35 independent rounds, outperforming state-of-the-art LLMs CodeT5 and PLBART by 27.5\% and 62.4\% prediction accuracy. We also investigate the impact of three types of prompts, i.e., problem description, error feedback, and bug localization, leading to additional 34 fixed bugs. Besides, we provide additional discussion from the interactive nature of ChatGPT to illustrate the capacity of a dialog-based repair workflow with 9 additional fixed bugs. Inspired by the findings, we further pinpoint various challenges and opportunities for advanced SE study equipped with such LLMs (e.g.,~ChatGPT) in the near future. More importantly, our work calls for more research on the reevaluation of the achievements obtained by existing black-box LLMs across various SE tasks, not limited to ChatGPT on APR., Comment: add EvalGPTFix URL

Due to the model aging problem, Deep Neural Networks (DNNs) need updates to adjust them to new data distributions. The common practice leverages incremental learning (IL), e.g., Class-based Incremental Learning (CIL) that updates output labels, to update the model with new data and a limited number of old data. This avoids heavyweight training (from scratch) using conventional methods and saves storage space by reducing the number of old data to store. But it also leads to poor performance in fairness. In this paper, we show that CIL suffers both dataset and algorithm bias problems, and existing solutions can only partially solve the problem. We propose a novel framework, CILIATE, that fixes both dataset and algorithm bias in CIL. It features a novel differential analysis guided dataset and training refinement process that identifies unique and important samples overlooked by existing CIL and enforces the model to learn from them. Through this process, CILIATE improves the fairness of CIL by 17.03%, 22.46%, and 31.79% compared to state-of-the-art methods, iCaRL, BiC, and WA, respectively, based on our evaluation on three popular datasets and widely used ResNet models.

The backdoor attack, where the adversary uses inputs stamped with triggers (e.g., a patch) to activate pre-planted malicious behaviors, is a severe threat to Deep Neural Network (DNN) models. Trigger inversion is an effective way of identifying backdoor models and understanding embedded adversarial behaviors. A challenge of trigger inversion is that there are many ways of constructing the trigger. Existing methods cannot generalize to various types of triggers by making certain assumptions or attack-specific constraints. The fundamental reason is that existing work does not consider the trigger's design space in their formulation of the inversion problem. This work formally defines and analyzes the triggers injected in different spaces and the inversion problem. Then, it proposes a unified framework to invert backdoor triggers based on the formalization of triggers and the identified inner behaviors of backdoor models from our analysis. Our prototype UNICORN is general and effective in inverting backdoor triggers in DNNs. The code can be found at https://github.com/RU-System-Software-and-Security/UNICORN.

Deep Neural Networks are vulnerable to Trojan (or backdoor) attacks. Reverse-engineering methods can reconstruct the trigger and thus identify affected models. Existing reverse-engineering methods only consider input space constraints, e.g., trigger size in the input space. Expressly, they assume the triggers are static patterns in the input space and fail to detect models with feature space triggers such as image style transformations. We observe that both input-space and feature-space Trojans are associated with feature space hyperplanes. Based on this observation, we design a novel reverse-engineering method that exploits the feature space constraint to reverse-engineer Trojan triggers. Results on four datasets and seven different attacks demonstrate that our solution effectively defends both input-space and feature-space Trojans. It outperforms state-of-the-art reverse-engineering methods and other types of defenses in both Trojaned model detection and mitigation tasks. On average, the detection accuracy of our method is 93\%. For Trojan mitigation, our method can reduce the ASR (attack success rate) to only 0.26\% with the BA (benign accuracy) remaining nearly unchanged. Our code can be found at https://github.com/RU-System-Software-and-Security/FeatureRE.

Deep neural networks are vulnerable to Trojan attacks. Existing attacks use visible patterns (e.g., a patch or image transformations) as triggers, which are vulnerable to human inspection. In this paper, we propose stealthy and efficient Trojan attacks, BppAttack. Based on existing biology literature on human visual systems, we propose to use image quantization and dithering as the Trojan trigger, making imperceptible changes. It is a stealthy and efficient attack without training auxiliary models. Due to the small changes made to images, it is hard to inject such triggers during training. To alleviate this problem, we propose a contrastive learning based approach that leverages adversarial attacks to generate negative sample pairs so that the learned trigger is precise and accurate. The proposed method achieves high attack success rates on four benchmark datasets, including MNIST, CIFAR-10, GTSRB, and CelebA. It also effectively bypasses existing Trojan defenses and human inspection. Our code can be found in https://github.com/RU-System-Software-and-Security/BppAttack.

With Deep Neural Network (DNN) being integrated into a growing number of critical systems with far-reaching impacts on society, there are increasing concerns on their ethical performance, such as fairness. Unfortunately, model fairness and accuracy in many cases are contradictory goals to optimize. To solve this issue, there has been a number of work trying to improve model fairness by using an adversarial game in model level. This approach introduces an adversary that evaluates the fairness of a model besides its prediction accuracy on the main task, and performs joint-optimization to achieve a balanced result. In this paper, we noticed that when performing backward propagation based training, such contradictory phenomenon has shown on individual neuron level. Based on this observation, we propose FairNeuron, a DNN model automatic repairing tool, to mitigate fairness concerns and balance the accuracy-fairness trade-off without introducing another model. It works on detecting neurons with contradictory optimization directions from accuracy and fairness training goals, and achieving a trade-off by selective dropout. Comparing with state-of-the-art methods, our approach is lightweight, making it scalable and more efficient. Our evaluation on 3 datasets shows that FairNeuron can effectively improve all models' fairness while maintaining a stable utility.

The backdoor or Trojan attack is a severe threat to deep neural networks (DNNs). Researchers find that DNNs trained on benign data and settings can also learn backdoor behaviors, which is known as the natural backdoor. Existing works on anti-backdoor learning are based on weak observations that the backdoor and benign behaviors can differentiate during training. An adaptive attack with slow poisoning can bypass such defenses. Moreover, these methods cannot defend natural backdoors. We found the fundamental differences between backdoor-related neurons and benign neurons: backdoor-related neurons form a hyperplane as the classification surface across input domains of all affected labels. By further analyzing the training process and model architectures, we found that piece-wise linear functions cause this hyperplane surface. In this paper, we design a novel training method that forces the training to avoid generating such hyperplanes and thus remove the injected backdoors. Our extensive experiments on five datasets against five state-of-the-art attacks and also benign training show that our method can outperform existing state-of-the-art defenses. On average, the ASR (attack success rate) of the models trained with NONE is 54.83 times lower than undefended models under standard poisoning backdoor attack and 1.75 times lower under the natural backdoor attack. Our code is available at https://github.com/RU-System-Software-and-Security/NONE.