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Beginning with OSTA-1 in November 1981 and ending with Neurolab in March 1998, a total of 36 Shuttle missions carried various Spacelab components such as the Spacelab module, pallet, instrument pointing system, or mission peculiar experiment support structure. The experiments carried out during these flights included astrophysics, solar physics, plasma physics, atmospheric science, Earth observations, and a wide range of microgravity experiments in life sciences, biotechnology, materials science, and fluid physics which includes combustion and critical point phenomena. In all, some 764 experiments were conducted by investigators from the U.S., Europe, and Japan. The purpose of this Spacelab Science Results Study is to document the contributions made in each of the major research areas by giving a brief synopsis of the more significant experiments and an extensive list of the publications that were produced. We have also endeavored to show how these results impacted the existing body of knowledge, where they have spawned new fields, and if appropriate, where the knowledge they produced has been applied.

We review observations and theories of the solar ablation of planetary atmospheres, focusing on the terrestrial case where a large magnetosphere holds off the solar wind, so that there is little direct atmospheric impact, but also couples the solar wind electromagnetically to the auroral zones. We consider the photothermal escape flows known as the polar wind or refilling flows, the enhanced mass flux escape flows that result from localized solar wind energy dissipation in the auroral zones, and the resultant enhanced neutral atom escape flows. We term these latter two escape flows the "auroral wind." We review observations and theories of the heating and acceleration of auroral winds, including energy inputs from precipitating particles, electromagnetic energy flux at magnetohydrodynamic and plasma wave frequencies, and acceleration by parallel electric fields and by convection pickup processes also known as "centrifugal acceleration." We consider also the global circulation of ionospheric plasmas within the magnetosphere, their participation in magnetospheric disturbances as absorbers of momentum and energy, and their ultimate loss from the magnetosphere into the downstream solar wind, loading reconnection processes that occur at high altitudes near the magnetospheric boundaries. We consider the role of planetary magnetization and the accumulating evidence of stellar ablation of extrasolar planetary atmospheres. Finally, we suggest and discuss future needs for both the theory and observation of the planetary ionospheres and their role in solar wind interactions, to achieve the generality required for a predictive science of the coupling of stellar and planetary atmospheres over the full range of possible conditions.

Accelerated charged particles have been used on Earth since 1930 to explore the very essence of matter, for industrial applications, and for medical treatments. Throughout the universe nature employs a dizzying array of acceleration processes to produce particles spanning twenty orders of magnitude in energy range, while shaping our cosmic environment. Here, we introduce and review the basic physical processes causing particle acceleration, in astrophysical plasmas from geospace to the outer reaches of the cosmos. These processes are chiefly divided into four categories: adiabatic and other forms of non-stochastic acceleration, magnetic energy storage and stochastic acceleration, shock acceleration, and plasma wave and turbulent acceleration. The purpose of this introduction is to set the stage and context for the individual papers comprising this monograph.

At altitudes near 5000 km over the southern polar cap region of the terrestrial magnetosphere/ionosphere, the Thermal Ion Dynamics Experiment (TIDE) on board the Polar satellite has observed O(+) ion density trough regions, in which the densities were at least one order of magnitude lower than the surrounding O(+) densities. In the 0" density trough regions, the estimated O+ densities were generally lower than 0.01 per cc. The boundaries between normal density level regions and the trough density regions were usually abrupt transitions. From 1 December 1997 to 30 November 1998, polar cap O(+) troughs in Polar/TIDE observations occurred at a frequency of about 48%. Statistical examination of the Polar perigee observations from 1 December 1997 to 30 November 1998 shows that the Polar perigee passes evenly covered the southern polar cap region, while the O(+) density trough was always located on the nightside portion of the polar cap magnetosphere/ionosphere, and that invariant latitude spans of such troughs could be as large as 23 deg. in extent. The trough occurrence displayed a strong seasonal dependence; in the winter season (e.g., for July in the Southern Hemisphere) the O(+) ion density trough occurrence frequency ranged up to 92%, while in the summer season (e.g., for January in the Southern Hemisphere) it decreased to as low as 15%. Our statistical results show that the trough occurrence was generally anticorrelated with solar wind dynamic pressure in the solar wind dynamic pressure range 0.8 - 2.6 nanopascal. The O(+) ion density trough occurrence appeared relatively independent of the geomagnetic Kp index, IMF Bz, and By conditions. However, as suggested by the seasonal dependence, the O(+) ion density trough occurrence was strongly related to the solar zenith angle (SZA). In the SZA range 50 deg. to 125 deg., the trough occurrence increased monotonically with SZA. In addition, we sought to determine consistent density and velocity signatures at lower altitudes associated the O(+) ion density trough at 5000 km by examining the near-simultaneous O(+) densities and vertical velocities observed by the DMSP satellite group orbiting at 840 km altitude. However, consistent correlations between the dual altitudes were not reliably established from the present examinations.

Near-simultaneous observations of topside O(+) parallel flows are presented for four periods of measurement by the Polar and DMSP satellites during April 1996. The Polar measurements were from southern perigee measurements near 5000 km altitude, while the DMSP measurements were from 840 km altitude. In general, the velocities were upward at expected cleft and auroral latitudes, typically about 2-10 km per second at 5000 km altitude, and 0-2 km per second at 840 km altitude. At the highest, polar cap latitudes, downward velocities were more frequent at both altitudes, but especially at the lower 840 km altitude. The downward velocities were typically a few hundred meters per second at 840 km altitude, and 0-1 km per second at 5000 km altitude. In some instances, downward velocities were observed at 840 km altitude while upward O(+) flows were observed at 5000 km altitude, possibly on the same flux tube. The O(+) densities were characteristically 10(exp 3) - 10(exp 4) O(+) at 5000 km altitude and 10(exp 3) - 10(exp 4) O(+) cm (exp -3) at 840 km altitude, while the O(+) fluxes were characteristically 10(exp 5) - 10(exp 7) O(+) cm(exp -2) per second at 5000 km altitude and characteristically 10(exp 7) - 10(exp 9) O(+) cm(exp -2) per second at 840 km altitude. We have also examined the dual-altitude parameter measurements for a polar cap field line, the Polar and DMSP measurements approximately 30 min apart, and compared them with results from a transport simulation. The simulated high-altitude velocity altitude profiles for the period during and after the initiation of the auroral processes generally bracketed the observations, but the observed downward velocities (500 - 600 m per second) at 840 km altitude were much larger in magnitude than those observed at both altitudes.

Measurements of thermal O+ ion densities, field-aligned velocities, and fluxes from the Thermal Ion Dynamics Experiment (TIDE) on Polar obtained near 5000 km altitude over the Southern Hemisphere are compared with auroral images from the Ultraviolet Imager (UVI). Three passes were selected for analysis in this paper based on data availability from the TIDE and UVI instruments. Results indicate upward O+ flows in the cleft region but downward O+ flows in the polar cap region. Also, the O+ ion density follows a decreasing trend from the poleward side of the cusp region into the nightside aurora region. The magnitude of the downward O+ parallel velocities increases from dayside to nightside across the polar cap boundary. The upflows tend to occur over or near auroral forms, while the downflows are seen in relatively dark regions, such as the polar cap. These results are consistent with a cleft ion fountain source for the polar cap O+ ions. In the nightside polar cap, the results indicate a transition from downward to upflowing field-aligned O+ ions near boundaries of bright auroral arcs.

We will present what we believe to be the first reported observations of up- and downflows of topside ionospheric thermal plasmas from multiple near-simultaneous tracks through the high-latitude topside ionosphere. From several Southern polar passes, it has been possible to construct plots of field-aligned flows of 0+ observed by the Thermal Ion Dynamics Experiment(TIDE) on the POLAR spacecraft near 5000 km altitude together with vertical ion flow observations from one or more DMSP spacecraft near 800 km altitude. These observations provide a glimpse of the wide-spread upward and downward ionospheric ion flows over the broad polar region along multiple distinct satellite tracks. For the instances where DMSP and POLAR cross nearly the same field lines at the 800 and 5000 kin altitudes, we will show ion parameter measurements at these to altitudes in comparison to Dynamic Fluid-Kinetic(DyFK) transport simulations of anticipated altitude profiles of these parameters.

Ion (O+ and H+) parallel flows along antisunward convecting flux tubes across the polar ionosphere from day to night side are simulated by an extended Dynamic Fluid semiKinetic (DyFK) model. The collision dominated portion of the flux tubes is treated with a moment-based fluid model for altitudes from 120 ?1100 km, while the generalized semikinetic model is used for the topside through 3 RE region. The effects of cleft/auroral soft electron precipitation and wave-driven transverse ion heating are incorporated into the generalized semi-kinetic treatment of topside ionosphere. The simulated evolution of field-aligned ion flow parameters is compared with observations made by the Thermal Ion Dynamics Experiment (TIDE) on board the POLAR satellite near 5000 km altitude over the southern hemisphere polar ionosphere.

Measurements of thermal O (sup +) ion densities, field-aligned velocities, and fluxes from the Thermal Ion Dynamics Experiment (TIDE) on POLAR obtained near 5000 km altitude over the Southern hemisphere are compared with auroral images from the Ultra Violet Imager (UVI). We find upward O (sup +) flows in the cleft region, but subsonic O (sup +) downflows in the polar cap region. Also, the O (sup +) ion density follows a decreasing trend from the poleward side of the cusp region into the nightside aurora region. The magnitude of the downward O (sup +) parallel velocities increases from dayside to nightside across the polar cap boundary. The upflows tend to occur over or near auroral forms, while the downflows are seen in relatively dark regions, such as the polar cap. These results are consistent with a cleft ion fountain source for the polar cap O (sup +) ions. In the nightside polar cap, the results indicate a transition from downward to upflowing field-aligned O (sup +) ions near boundaries of bright auroral arcs.

We will present what we believe to be the first reported observations of up- and downflows of topside ionospheric thermal plasmas from multiple near-simultaneous tracks through the high-latitude topside ionosphere. From several Southern polar passes, it has been possible to construct plots of field-aligned flows of 0+ observed by the Thermal Ion Dynamics Experiment(TIDE) on the POLAR spacecraft near 5000 km altitude together with vertical ion flow observations from one or more DMSP spacecraft near 800 km altitude. We also will present simultaneous observations of POLAR auroral LTVI images with field-aligned flows. We will further show new fluid-kinetic simulations of auroral ionospheric flows in the altitude range 120 km to several R-E as subjected to the synergistic auroral effects of soft electron precipitation, transverse wave-driven ion heating, and hot plasma-driven electric potentials.

Measurements of thermal 0+ ion parameters from the Thermal Ion Dynamics Experiment (TIDE) on POLAR obtained near 5000 km altitude are compared with auroral images from the Ultra Violet Imager (UVI), for southern perigee passes. Ion parameters, including parallel velocity, density, and flux are combined with multiple dayside and nightside auroral images to investigate relationships between O+ field aligned flows and the structure and brightness seen in the auroral forms. Results indicate field aligned upflowing O+ ions over regions of bright auroral activity and downward flows over dark regions. These and other relationships will be presented for several POLAR passes when both ion measurements and auroral images are observed under favorable conditions for comparison.

Beginning with OSTA-1 in November 1981, and ending with Neurolab n March 1998, thirty-six shuttle missions are considered Spacelab missions because they carried various Spacelab components such as the Spacelab module, the pallet, the Instrument Pointing System (IPS), or the MPESS (Mission Peculiar Experiment Support Structure). The experiments carried out during these flights included astrophysics, solar physics, plasma physics, atmospheric science, Earth observations, and a wide range of microgravity experiments in life sciences, biotechnology, materials science, and fluid physics which includes combustion and critical point phenomena. In all, some 764 experiments were conducted by investigators from the United States, Europe, and Japan. These experiments resulted in several thousand papers published in refereed journals, and thousands more in conference proceedings, chapters in books, and other publications. The purpose of this Spacelab Science Results Study is to document the contributions made in each of the major research areas by giving a brief synopsis of the more significant experiments and an extensive list of the publications that were produced. We have also endeavored to show how these results impacted the existing body of knowledge, where they have spawned new fields, and, if appropriate, where the knowledge they produced has been applied.

Measurements of thermal O(+) ion number fluxes, densities, field-aligned velocities, and convective velocities from the Thermal Ion Dynamics Experiment (TIDE) on POLAR obtained near 5000 km altitude over the Southern hemisphere are examined. We find that the O(+) parallel velocities and densities are strongly related to the convection speeds. The polar cap densities decrease rapidly with convection speed, with a linear least square fit formula to bin averaged data giving the relationship log(N(sub (sub _)O(+))) = -0.33* V(sub (sub _)conv)) + 0.07, with a linear regression coefficient of r = -0.96. The parallel bulk flow velocities are on average slightly downward (0 - 2 km/s) for V(sub (sub _)conv) < 2.5 km/s, but tend to be upward (0 - 4 km/s) for average V(sub (sub _)conv) > 2.5 km/s. We interpret these relationships in terms of the Cleft Ion Fountain paradigm [e.g., Horwitz and Lockwood, 1985]. The densities decline with convection speed owing to increased spreading and resulting dilution from the restricted cleft source over the polar cap area with convection speed. The parallel velocities tend to be downward for low convection speeds because they fall earthward after initial cleft injection at shorter distances into the polar cap for low convection speeds. At the higher convection speeds, the initially-upward flows are transported further into the polar cap and thus occupy a larger area of the polar cap.

The POLAR satellite often observes upflowing ionospheric ions (UFIs) in and near the aurora] oval on southern perigee (approx. 5000 km altitude) passes. We present the UFI features observed by the thermal ion dynamics experiment (TIDE) and the toroidal imaging mass angle spectrograph (TIMAS) in the dusk-dawn sector under two different geomagnetic activity conditions in order to elicit their relationships with auroral forms, wave emissions, and convection pattern from additional POLAR instruments. During the active interval, the ultraviolet imager (UVI) observed a bright discrete aurora on the duskside after the substorm onset and then observed a small isolated aurora form and diffuse auroras on the dawnside during the recovery phase. The UFIs showed clear conic distributions when the plasma wave instrument (PWI) detected strong broadband wave emissions below approx. 10 kHz, while no significant auroral activities were observed by UVI. At higher latitudes, the low-energy UFI conics gradually changed to the polar wind component with decreasing intensity of the broadband emissions. V-shaped auroral kilometric radiation (AKR) signatures observed above -200 kHz by PWI coincided with the region where the discrete aurora and the UFI beams were detected. The latitude of these features was lower than that of the UFI conics. During the observations of the UFI beams and conics, the lower-frequency fluctuations observed by the electric field instrument were also enhanced, and the convection directions exhibited large fluctuations. It is evident that large electrostatic potential drops produced the precipitating electrons and discrete auroras, the UFI beams, and the AKR, which is also supported by the energetic plasma data from HYDRA. Since the intense broadband emissions were also observed with the UFIs, the ionospheric ions could be energized transversely before or during the parallel acceleration due to the potential drops.

We analyze measurements of thermal 0+ parameters from the Thermal Ion Dynamics Experiment (TIDE) on POLAR for April - May, 1996 obtained near 5000 km altitude within the polar cap ionosphere - magnetosphere interface region. Certain aspects of O+ parameters in this region were explored by Su et. al. [1998]. In this report, we hope to extend our understanding of the O+ behavior by examining relationships of densities, parallel velocities, and temperatures to the convection velocities, IMF By and Bz components. Preliminary results with the convection velocities are currently being analyzed. In doing so, we are guided in part by the Cleft Ion Fountain paradigm and model developed by Horwitz and Lockwood [1985] which involves downward O+ flows in the polar magnetosphere.

We analyze in situ moment measurements of thermal O(+) from the Thermal Ion Dynamics Experiment (TIDE) on POLAR for April - May, 1996. These measurements were obtained near 5000 km altitude within the polar cap ionosphere - magnetosphere interface region. Su explored certain aspects of O(+) parameters in this region. In this report, we hope to expand our knowledge of the O(+) behavior by examining relationships of densities, parallel velocities, and temperatures to the convection velocities, IMF By and Bz components. Preliminary studies with the convection velocities currently require further analysis. In doing so, we are guided in part by the Cleft Ion Fountain paradigm and model developed by which involves downward O(+) flows in the polar magnetosphere. Initial results tend to indicate that in the extreme antisunward region of the polar cap, the density decreases with increasing convection velocity.

We present initial results on the modeling of the circulation of plasmaspheric-origin plasma into the outer magnetosphere and low-latitude boundary layer (LLBL), using a dynamic global core plasma model (DGCPM). The DGCPM includes the influences of spatially and temporally varying convection and refilling processes to calculate the equatorial core plasma density distribution throughout the magnetosphere. We have developed an initial description of the electric and magnetic field structures in the outer magnetosphere region. The purpose of this paper is to examine both the losses of plasmaspheric-origin plasma into the magnetopause boundary layer and the convection of this plasma that remains trapped on closed magnetic field lines. For the LLBL electric and magnetic structures we have adopted here, the plasmaspheric plasma reaching the outer magnetosphere is diverted anti-sunward primarily along the dusk flank. These plasmas reach X= -15 R(sub E) in the LLBL approximately 3.2 hours after the initial enhancement of convection and continues to populate the LLBL for 12 hours as the convection electric field diminishes.

We present initial results on the modeling of the circulation of plasmaspheric- origin plasma into the outer magnetosphere and low-latitude boundary layer (LLBL), using a dynamic global core plasma model (DGCPM). The DGCPM includes the influences of spatially and temporally varying convection and refilling processes to calculate the equatorial core plasma density distribution throughout the magnetosphere. We have developed an initial description of the electric and magnetic field structures in the outer magnetosphere region. The purpose of this paper is to examine both the losses of plasmaspheric-origin plasma into the magnetopause boundary layer and the convection of this plasma that remains trapped on closed magnetic field lines. For the LLBL electric and magnetic structures we have adopted here, the plasmaspheric plasma reaching the outer magnetosphere is diverted anti-sunward primarily along the dusk flank. These plasmas reach X = -15 R(sub E) in the LLBL approximately 3.2 hours after the initial enhancement of convection and continues to populate the LLBL for 12 hours as the convection electric field diminishes.

Recent theoretical/modeling developments as well as measurements by Akebono and other spacecraft have created renewed interest in the polar wind. This interest arises generally from two principal aspects: (a) Understanding the physics of such plausible influences as photo-electron-driven parallel electric fields and convection-driven centrifugal acceleration on the polar wind transport; and (b) Understanding the intermediate fate of the polar wind--in particular, its contribution to the plasma content of such magnetospheric domains as the plasma sheet and tail lobes. In this talk, we will describe the results of a new survey of the intermediate(lR(sub E)) and high(8 R(sub E)) polar wind, based on high-resolution core ion measurements with the Thermal Ion Dynamics Experiment(TIDE) on POLAR. These new measurements of H(+), He(+), and O(+) densities, parallel flow velocities, Mach numbers and fluxes, and parallel and perpendicular temperatures, will be used to explore such issues as: (1) Supersonic vs. subsonic polar wind flows; (2) Upward and downward O(+) flows, and the origin of the polar cap ions; (3) Parallel flow speeds for various polar wind ion species in the context of various acceleration/transport mechanisms; and (4) Relationships of polar wind bulk parameters to solar zenith angle and to magnetospheric day-night distance, and their implications for the origin and transport of the polar wind.

Large ion outflow velocity variation at POLAR apogee have been observed. The observed H+ flow velocities were in the range of 23-110 km/s and 0+ flow velocities were in the range of 5-25 km/s. These velocity ranges lie between those predicted by simulations of the photoelectron-driven polar wind and "baseline" polar wind. The electric current contributions of the photoelectrons and polar rain are expected to control the size and altitude of an electric potential drop which accelerates the polar wind at relatively high altitudes. In this presentation, we compare polar wind characteristics observed near 5000 km and 8 RE altitudes by the Thermal Ion Dynamics Experiment (TIDE) with measurements of low-energy electrons sampled by HYDRA, both from the POLAR spacecraft, to examine possible effects of the polar rain and photoelectrons on the polar wind. Both correlations and anti-correlations are found between the polar wind velocities and the polar rain fluxes at POLAR apogee during different polar cap crossings. Also, the low-altitude upward/downward photoelectron spectra are used to estimates the potential drops above the spacecraft. We interpret these observations in terms of the effects that both photoelectrons and polar rain may have on the electric potential and polar wind acceleration along polar cap magnetic field lines.

The Thermal Ion Dynamics Experiment (TIDE) on the POLAR spacecraft has allowed sampling of the three-dimensional ion distributions with excellent energy, angular, and mass resolution. The companion Plasma Source Instrument, when operated, allows sufficient diminution of the electric potential to observe the polar wind at very high altitudes. In this presentation, we will describe the results of polar wind characteristics H+, He+, and 0+ as observed by TIDE at 5000 km and 8 RE altitudes. The relationship of the polar wind parameters with the solar zenith angle and with the day-night distance in the Solar Magnetic coordinate system will also be presented. We will compare these measurements with recent simulations of the photoelectron-driven polar wind using a couple fluid-semikinetic model. In addition, we will compare these polar wind observations with low-energy electrons sampled by the HYDRA experiment on POLAR to examine possible effects of the polar rain and photoelectrons and hopefully explain the large ion outflow velocity variations at POLAR apogee.

The mechanism of lower hybrid wave (LHW) excitation due to the O+ relative drift in a plasma subjected to low-frequency waves (LFWs) is used for analysis of Viking satellite data for events in the cusp/cleft region. In some cases, such a mechanism leads to LHW energy densities and ion distribution functions close to those observed, suggesting the proposed mechanism is a plausible candidate to explain certain classes of LHW generation events in space plasmas.

In this study we investigate how the condition of zero current on open flux tubes with polar wind outflow, subjected to large photoelectron fluxes, can be achieved. We employ a steady state collisionless semikinetic model to determine the density profiles of O(+), H(+), thermal electrons and photoelectrons coming from the ionosphere along with H(+), ions and electrons coming from the magnetosphere. The model solution attains a potential distribution which both satisfies the condition of charge neutrality and zero current. For the range of parameters considered in this study we find that a 45-60 volt discontinuous potential drop may develop to reflect most of the photoelectrons back toward the ionosphere. This develops because the downward flux of electrons from the magnetosphere to the ionosphere on typical open flux tubes (e.g. the polar rain) appears to be insufficient to balance the photoelectron flux from the ionosphere.

Operations of the POLAR Plasma Source Instrument have provided adequate observing time with controlled spacecraft potential to begin a 3D characterization of the polar wind as it exists in the context of the auroral plasma fountain. The principal periods of such polar wind observation to date have been 15-18 Apr. 96, 28 may 96, 14 Jun. - 6 Sep. 96, 17-29 Mar. 97, 29 May - 12 Jun. 97, 13-27 Aug. 97. Separate observations have been made near 2 RE geocentric in the south polar perigee passes and between 6-8 RE geocentric in the north polar apogee passes. Analyses of data from the Thermal Ion Dynamics Experiment during these periods are used to characterize the altitude, local time, and invariant latitude distribution of the polar wind. Data from these and other periods are used to establish the auroral plasma heating context within which the polar wind outflows exist. The available data will be used to address the temporal variability of the polar wind during the period of operations to date. Comparisons between the observations and a coupled fluid-semikinetic model are used to interpret the observed spatial structure and temporal variability.

It is found that in multicomponent plasmas subjected to Alfven or fast magnetosonic waves, such as are observed in regions of the outer plasmasphere and ring current-plasmapause overlap, lower hybrid oscillations are generated. The addition of a minor heavy ion component to a proton-electron plasma significantly lowers the low-frequency electric wave amplitude needed for lower hybrid wave excitation. It is found that the lower hybrid wave energy density level is determined by the nonlinear process of induced scattering by ions and electrons; hydrogen ions in the region of resonant velocities are accelerated; and nonresonant particles are weakly heated due to the induced scattering. For a given example, the light resonant ions have an energy gain factor of 20, leading to the development of a high-energy tail in the H(+) distribution function due to low-frequency waves.

The POLAR satellite often observes upflowing ionospheric ions (UFls) in and near the auroral oval on southern perigee (approximately 5000 km altitude) passes. We present the UFI features observed by the thermal ion dynamics experiment (TIDE) and the toroidal imaging mass-angle spectrograph (TIMAS) in the dusk-dawn sector under two different geomagnetic activity conditions in order to elicit their relationships with auroral forms, wave emissions, and convection pattern from additional POLAR instruments. During the active interval, the ultraviolet imager (UVI) observed a bright discrete aurora on the dusk side after the substorm onset and then observed a small isolated aurora form and diffuse auroras on the dawn side during the recovery phase. The UFls showed clear conic distributions when the plasma wave instrument (PWI) detected strong broadband wave emissions below approximately 10 kHz, while no significant auroral activities were observed by UVI. At higher latitudes, the low-energy UFI conics gradually changed to the polar wind component with decreasing intensity of the broadband emissions. V-shaped auroral kilometric radiation (AKR) signatures observed above approximately 200 kHz by PWI coincided with the region where the discrete aurora and the UFI beams were detected. The latitude of these features was lower than that of the UFI conics. During the observations of the UFI beams and conics, the lower-frequency fluctuations observed by the electric field instrument (EFI) were also enhanced, and the convection directions exhibited large fluctuations. It is evident that large electrostatic potential drops produced the precipitating electrons and discrete auroras, the UFI beams, and the AKR, which is also supported by the energetic plasma data from HYDRA. Since the intense broadband emissions were also observed with the UFIs. the ionospheric ions could be energized transversely before or during the parallel acceleration due to the potential drops.

Observations by the thermal ion dynamics experiment (TIDE) on POLAR are used to explore features of low-energy ionospheric ion conical distributions at approximately 5300 km altitude over the southern cusp under different interplanetary magnetic field (IMF) conditions with negative and positive B(sub z) components. The properties are summarized as follows: (1) At the edge upstream of the convection in the cusp, the energy of outflowing ion distributions abruptly increased from a few eV to approximately 100 eV; (2) The angular distributions also abruptly changed from rammed < approximately 5 eV polar wind distributions to approximately 10-100 eV conics; (3) These conic signatures gradually gave way again to polar wind components further downstream of the cusp; (4) The uppermost energy of the detected O+ was larger than that of H+, while the density and flux of O+ were lower than those of H+; (5) The cone angles for both light and heavy ion conics were largest for the upstream region of the convection; (6) Cone angles are wider for O+ than H+; (7) The cone angles as well as the conic energies gradually decreased in the convection direction; (8) The UFI beams and conics were sometimes observed alternately, particularly for H+, and (9) In some cases, the distinct ion conic bursts occurred multiple times during a single cusp crossing.

A survey of bulk parameters of analyzable O(+) outward streams in the mid-altitude (3-4.7 R(sub E) geocentric distance) polar cap magnetosphere is obtained from measurements by the Retarding Ion Mass Spectrometer (RIMS) aboard the Dynamics Explorer-1 (DE-1) spacecraft. There is wide scatter in the obtained densities, but they do display discernible trends: the average O(+) density in these streams decreases from about 60 ions/cc at 3.5 R(sub E) to about 1 ion/cc at 4.6 R(sub E). The streaming velocities are somewhat more defined, and their average increases from about 8 km/s at 3.5 R(sub E) to about 12 km/s at 4.6 R(sub E). The densities and bulk velocities are inversely correlated. We have further compared these observational trends with model profiles for the centrifugally-accelerated polar wind as recently described by Horwitz et al. (1994). The large outflow velocities observed can be understood in part as centrifugally-driven by convection with ionospheric electric field magnitudes of the order 50-70 mV/m, perhaps including plasma expansion effects.

A survey of bulk parameters of analyzable O(+) outward streams in the midaltitude (3-4.7 R(sub E) geocentric distance) polar cap magnetosphere is obtained from measurments by the Retarding Ion Mass Spectrometer (RIMS) aboard the Dynamics Explorer 1 (DE1) spacecraft. There is wide scatter in the obtained densities, but they do display discernible trends: the average O(+) density in these decreases from about 30 ions/cu cm at 3.5 R(sub E) to about 1 ion/cu cm at 4.6 R(sub E). The streaming velocities are somewhat more defined, and their average increases from about 8 km/s at 3.5 R(sub E) to about 12 km/s at 4 R(sub E). The outward ion flux increases by a factor of 4 with magnetic activity from K(sub p) = 2 to 5. We have further compared these observational trends with model profiles for the centrifugally-accelerated polar wind as recently described by Horwitz et al. (1994). The large outflow velocities observed can be understood in part as centrifugally-driven by convection with ionospheric electric field magnitudes of the order 50-70 mV/m, purhaps including plasma expansion effects.

The effect of parallel ion acceleration associated with convection was first applied to energization of test particle polar ions by Cladis (1986). However, this effect is typically neglected in 'self-consistent' models of polar plasma outflow, apart from the fluid simulation by Swift (1990). Here we include approximations for this acceleration, which we broadly characterize as centrifugal in nature, in our time-dependent, semikinetic model of polar plasma outflow and describe the effects on the bulk parameter profiles and distribution functions of H+ and O+. For meridional convection across the pole the approximate parallel force along a polar magnetic field line may be written as F(sub cent, pole) = 1.5m(E(sub i))/B(sub i))squared (r(squared)/r(sup 3)(sub i)) where m is ion mass, r is geometric distance; and E(sub i), B(sub i) and r(sub i) refer to the electric and magnetic field magnitudes and geocentric distance at the ionosphere, respectively. For purely longitudinal convection along a constant L shell the parallel force is F(cent. long) = F(sub cent, pole)(1 - (r/(r(sub i)L))(sup 3/2)/(1 - 3r/(4 r(sub i)L))(sup 5/2). For high latitudes the difference between these two cases is relatively unimportant below approximately 5 R(sub E). We find that the steady state O+ bulk velocities and parallel temperatures strongly increase and decrease, respectively, with convection strength. In particular, the bulk velocities increase from near 0 km/s at 4000 km altitude to approximately 10 km/s at 5 R(sub E) geocentric distance for 50-mV/m ionospheric convection electric field. However, the centrifugal effect on the steady O+ density profiles depends on the exobase ion and electron temperatures: for low-base temperatures (T(sub i) = T(sub e) = 3000 K) the O+ density at high altitudes increases greatly with convection, while for higher base temperatures (T(sub i) = 5000 K, T(sub e) = 9000 K), the high-altitude O+ density decreases somewhat as convection is enhanced. The centrifugal force further has a pronounced effect on the escaping O+ flux, especially for cool exobase conditions; as referenced to the 4000-km altitude, the steady state O+ flux increases from 10(exp 5) ions/sq cm/s when the ionospheric convection field E(sub i) = 0 mV/m to approximately 10(exp 7) ions/sq cm/s when E(sub i) = 100 mV/m. The centrifugal effect also decreases the time scale for approach to steady-state. For example, in the plasma expansion for T(sub i) = T(sub e) = 3000 K, the O+ density at 7 R(sub E) reaches only 10(exp -7) of it final value approximately 1.5 hours after expansion onset for E(sub i) = 0. For meridional convection driven by E(sub i) = 50 mV/m, the density at the same time after initial injection is 30-50% of its asymptotic level. The centrifugal acceleration described here is a possible explanation for the large (up to approximately 10 km/s or more) o+ outflow velocities observed in the midlatitude polar magnetosphere with the Dynamics Explorer 1 and Akebono spacecraft.

We have extended our previous semikinetic study of early stage plasmasphere refilling with perpendicular ion heating by removing the restriction that the northern and southern boundaries are identical and incorporating a generalized transport description for the electrons. This allows investigation of the effects of electron heating and a more realistic calculation of electric fields produced by ion and electron temperature anisotropies. The combination of perpendicular ion heating and parallel electron heating leads to an equatorial electrostatic potential peak, which tends to shield and decouple ion flows in the northern and southern hemispheres. Unequal ionospheric upflows in the northern and southern hemispheres lead to the development of distinctly asymmetric densities and other bulk parameters. At t = 5 hour after the initiation of refiling with different source densities (N(sub north) = 100 cu/cm, N(sub south) = 50 cu/cm), the maximum potential drops of the northern and southern hemispheres are 0.6 and 1.3 V, respectively. At this time the minimum ion densities are 11 and 7 cu/cm for the northern and southern hemispheres. DE 1 observations of asymmetric density profiles by Olsen may be consistent with these predictions. Termination of particle heating causes the reduction of equatorial potential and allows interhemispheric coupling. When the inflows from the ionospheres are reduced (as may occur after sunset), decreases in plasma density near the ionospheric regions are observed while the heated trapped ion population at the equator persists.

Spacecraft measurements of core ions on L=4-7 field-lines typically show trapped ion distributions near the magnetic equator, and frequently indicate field-aligned ion streams at higher latitudes. The nature of the transition between them may indicate both the microphysics of hot-cold plasma interactions and overall consequences for core plasma evolution. We have undertaken a statistical analysis and characterization of this interface and its relation to the equatorial region of the inner magnetosphere. In this analysis, we have characterized such features as the equatorial ion flux anisotropy, the penetration of field-aligned ionospheric streams into the equatorial region, the scale of the transition into trapped ion populations, and the transition latitude. We found that most transition latitudes occur within 13 deg of the equator. The typical values of equatorial ion anisotropies are consistent with bi-Maxwellian temperature ratios of T(sub perpendicular)/T(sub parallel) in the range of 3-5. The latitudinal scales for the edges of the trapped ion populations display a rather strong peak in the 2-3 deg range. We also found that there is a trend for the penetration ratio, the anisotropy half width, and the transition scale length to decrease with a higher equatorial ion anisotropy. We may interpret these features in terms of Liouville mapping of equatorially trapped ions and the reflection of the incoming ionospheric ion streams from the equatorial potential peaks associated with such trapped ions.

Theoretical steady state semikinetic polar wind density profiles, based on DE1/RIMS polar wind data (up to 3700 km), were obtained which agree very well with the power law electron density profile measured by the DE1/PWI for high altitudes. The polar wind is found to be O(+) dominated for the full altitude range considered (up to 8 R(E)). Multiple solutions are obtained for various combinations of base altitude ion temperatures and electron temperatures, such that the densities fit the Persoon et al. (1983) profile. For example, good fits to measured density profile are found for low base ion temperatures (5000 K) and high electron temperatures (9000 K), and also for unheated H(+) and O(+)(3000 K) with electron temperatures of 11,000 K. Below 2.8 R(E) the theoretical polar wind density deviates somewhat from the r exp -3.85 power law. It is concluded that this theoretical polar wind density profile, with a sum of base electron and ion temperatures of 14,000 K, yields a close match with the measured DE-1 electron density profile.

Comparisons are made between transport and semikinetic models in a study of the time evolution of plasma density perturbations in the polar wind. The situations modeled include plasma expansion into a low-density region and time evolution of localized density enhancements and cavities. The results show that the semikinetic model generally yields smoother profiles in density, drift velocity, and ion temperature than the transport model, principally because of ion velocity dispersion. While shocks frequently develop in the results of the transport model, they do not occur in the semikinetic results. In addition, in the semikinetic results, two ion streams, or double-humped distributions, frequently develop. In the transport model results the bulk parameters, at a given time, often have a one-to-one correspondence in the locations of their local minima or maxima. This is a consequence of the coupling of the fluid equations. There is, however, no such relationship among the moments produced by the semikinetic model where the local moment maxima and minima are often shifted in altitude. In general, incorporation of enhanced heat fluxes in the transport model leads to somewhat improved agreement with the semikinetic results.

Hydrodynamic and semi-kinetic treatments of plasma flow along closed geomagnetic field lines are compared. The hydrodynamic treatment is based on a simplified 16-moment set of transport equations as the equations for the heat flows are not solved; the heat flows are treated heuristically. The semi-kinetic treatment is based on a particle code. The comparison deals with the distributions of the plasma density, flow velocity, and parallel and perpendicular temperatures as obtained from the two treatments during the various stages of the flow. In the kinetic treatment, the appropriate boundary condition is the prescription of the velocity distribution functions for the particles entering the flux tubes at the ionospheric boundaries; those particles leaving the system are determined by the processes occurring in the flux tube. The prescribed distributions are half-Maxwellian with temperature T(sub 0) and density n(sub 0). In the hydrodynamic model, the prescribed boundary conditions are on density (n(sub 0)), flow velocity (V(sub 0)) and temperature (T(sub 0). It was found that results from the hydrodynamic treatment critically depend on V(sub 0); for early stages of the flow this treatment yields results in good agreement with those from the kinetic treatment, when V(sub 0) = square root of (kT(sub 0)/2 (pi)m), which is the average velocity of particles moving in a given direction for a Maxwellian distribution. During this early stage, the flows developing form the conjugate ionospheres show some distinct transitions. For the first hour or so, the flows are highly supersonic and penetrate deep into the opposite hemispheres, and both hydrodynamics and kinetic treatments yield almost similar features. It is found that during this period heatflow effects are negligibly small. When a flow penetrates deep into the opposite hemisphere, the kinetic treatment predicts reflection and setting up of counterstreaming. In contrast, the hydrodynamic treatment yields a shock in the flow. The reasons for this difference in the two treatments is discussed, showing that in view of the relatively warm ions, the coupling of ion beams and the consequent shock formation in the offequatorial region are not likely due to the enhancements in the beam temperatures. The counterstreaming in the kinetic treatment and the shock in the hydrodynamic treatment first advance upward to the equator and then downward to the ionospheric boundary from where the flow originated. The transit time for this advancement is found to be about 1 hour for the respective models. After 2 hours or so, both models predict that the flows from the ionospheric boundaries are generally subsonic with respect to the local ion-sound speed. At late stages of the flow, when a substantial fraction of ions entering the flux tube begin to return back in the kinetic treatment, the hydrodynamic treatment with the boundary condition V(sub 0) = square root of (kT(sub 0)/2(pi)m) yields an over-refilling, and the choice of V(sub 0) becomes uncertain.

The effect or hot magnetospheric electrons on the polar-plasma outflow was investigated, using a semikinetic model developed by Wilson et al. (1990) and Ho et al. (1991) to simulate the effect. The model is based on a hybrid particle-in-cell approach, in which the H(+) and O(+) ions are treated as adiabatic parallel-drifting gyrocenters injected as the upgoing portions of drifting bi-Maxwellian distributions at 1.6 R(E), while the electrons are treated as a massless neutralizing fluid. The results show that, in order to simulate the polar outflow under the influence of hot magnetospheric electrons, it is necessary to consider the effect of the electron temperature gradient.

The properties of the core (0-50 eV) and 'energetic' (0-1 keV) ions, plasma waves, and auroral images obtained from Dynamics Explorer 1 (DE-1) and those of electrons, obtained from DE-2, are examined in the context of the polar cap environment. Results indicate the presence of two populations: high-speed (10-30 eV, or higher, streaming energies) polar beams and low-speed (generally less than 10-eV streaming energies) streams. The high-speed polar beams show an auroral connection (i.e., they are observed on or near the field lines threading auroral arcs), while the low-speed streams are on or near the field lines threading the dark polar cap and may be converted from the cleft ion fountain. Compared to the high-speed streams, the low-speed streams are significantly more stable with respect to energy and flux.

A collisionless, time-dependent, kinetic plasma model is applied to the problem of baseline plasmasphere refilling of an initially depleted flux tube, without regard for the effects of wave-particle interactions. Refilling calculations for various flux tubes and for different ionospheric plasma fluxes and temperatures are performed. In each case considered, the same set of events occurs. Initially, two polar wind outflows develop from each hemisphere and set up counterstreaming beams. With time the vacant phase space region between these beams fills, primarily because of collision-induced particle diffusion but also because of lowering ambipolar potential drops from the increasing density in the plasmasphere. In contrast to all previous hydrodynamic approaches, no formation of shocks was found. The plasma first evolves an isotropic, nearly Maxwellian velocity distribution in a region that starts near the ionosphere and moves outward toward the equator. For reasonable topside ionospheric temperatures and fluxes, the thermal plasma all along an L shell is found to become nearly isotropic in 6 to 30 hr, consistent with the observations of Horwitz et al. (1984).

The paper treats the early stages of plasmasphere refilling along an initially depleted L = 4 magnetic flux tube through a semikinetic model, with special attention given to the effects of wave-particle interactions in which stochastic diffusion of ions in perpendicular velocity due to equatorially concentrated electromagnetic ion cyclotron waves plays a central role. Characteristic individual ion trajectories are examined, as well as the devolution of bulk parameters and ion distribution functions when equal 'polar wind' streams are injected at the northern and southern ionospheres. In the ion trajectories, relatively modest and realistic perpendicular electric field power levels are found to lead to decreased mirror latitudes, substantial acceleration, and equatorial entrainment of these ions. A substantial equatorial density depletion is also found, in agreement with the results of Olsen (1992).

The phenomenon of plasmasphere refilling and general considerations of plasmasphere structure and plasmasphere-ionosphere coupling have received increased attention in recent years in terms of both observational considerations and modeling investigations. 'Global' observational and modeling studies of the plasmasphere structure are in the process of demonstrating the complex manner in which refilling and the spatial and temporal variations of convection interplay to produce complex structure in the plasmasphere; these studies are particularly timely as they could be extremely helpful for interpreting results from proposed imaging of plasmaspheric He(+). This review highlights the observational and theoretical/modeling progress during the past few years as well as introduces and places in context the particular contributions contained in this special section.

The paper presents three events interpreted as reconnected flux tubes that correspond to the extensions of FTEs which have penetrated deep into the magnetosphere down to the midaltitudes of the polar cusp. Low-energy plasma, high-energy plasma, magnetic fields, and electric fields are used to identify the signatures of reconnected flux tubes. Characteristics of spatial scale, time duration, and frequency of occurrence between flux transfer events and midaltitude cusp reconnected flux tubes are shown to be consistent, although they differ in the direction of motion. However, the merging cell topology and the interplanetary magnetic field effect can explain this difference. Larger-scale events can be explained by motion of the cusp resulting from a quasi-steady reconnection process. The field-aligned currents associated with reconnected flux tubes at midaltitudes within the cusp are shown to be consistent with twisting of magnetic field lines and with closure by Pedersen currents. It is considered possible that what appears to be field-aligned currents closing by Pedersen ionospheric currents may also be interpreted as currents carried by Alfven waves.

Plasmaspheric density profiles and their cold plasma boundaries observed by the retarding ion mass spectrometer aboard the DE-1 satellite were classified using the results of a statistical study. Six different categories of the plasmasphere density profiles were identified: 'featureless', featureless with enhancement near left, multiple-plateau, featureless with trough, multiple-plateau with trough, and other complex structure profiles. An explanation for the occurrence of these different profiles is presented.

This paper presents Dynamic Explorer data on the plasma coupling between the plasmasphere and ionosphere. DE 1 measurements of ion composition and temperatures at 1.4-3.5 R(F) in the plasmasphere were combined with DE-2 measurements of ion composition and electron and ion temperatures in the upper F region/topside ionosphere, closely spaced in universal and local time for cases in the November 6-11, 1981 period. The observations are compared directly with the field-line interhemispheric plasma (FLIP) model calculations of altitudinal ion density and temperature profiles. It was found that, when the FLIP model permitted fractional trapping of ionospheric photoelectrons and consequent plasmaspheric heating, good agreement with the observations was obtained.

A new time-dependent kinetic plasma outflow model has been developed, which uses a kinetic description of the parallel motions of the ion guiding centers, while assuming the electrons are a massless neutralizing fluid. The ions, O(+) and H(+) are followed as individual particles which respond to the gravitational, magnetic mirror and ambipolar electric forces as they move in one dimension along a magnetic flux tube. Results are presented for a case where the electron temperature in the flux tube is raised from a value near the ion temperature (3000 K) to a value of 10,000 K.

The effect of ion heating on polar ion outflow, when either the parallel or perpendicular (or both) ion temperatures at the exobase are elevated above values typical for the ionosphere, was investigated using a modified semikinetic steady-state model of Barakat and Schunk (1983) that allowed for anisotropic ion heating at the exobase and eliminated lower boundary potential jumps. In addition, the relative impact of the ion heating vs electron heating on the oxygen escape fluxes was investigated by examining the flux of O(+) ions for various combinations of electron and ion temperatures. It is demonstrated that the O(+) escape flux can be increased, to levels as high as were obtained by Barakat and Schunk (1983) with the electron temperatures of 10,000 K, by raising, instead, the ion temperatures (but to values considerably less than the 100,000 K observed by Moore et al., 1986).

The influence of the interplanetary magnetic field (IMF) orientation on the transport of low-energy ions injected from the ionosphere is investigated using three-dimensional particle codes. It is shown that, unlike the auroral zone outflow, the ions originating from the polar cap region exhibit drastically different drift paths during southward and northward IMF. During southward IMF orientation, a 'two-cell' convection pattern prevails in the ionosphere, and three-dimensional simulations of ion trajectories indicate a preferential trapping of the light ions H(+) in the central plasma sheet, due to the wide azimuthal dispersion of the heavy ions, O(+). In contrast, for northward IMF orientation, the 'four-cell' potential distribution predicted in the ionosphere imposes a temporary ion drift toward higher L shells in the central polar cap. In this case, while the light ions can escape into the magnetotail, the heavy ions can remain trapped, featuring more intense acceleration (from a few electron volts up to the keV range) followed by precipitation at high invariant latitudes, as a consequence of their further travel into the tail.

A large DE 1 and 2 database covering all local times is used to explore the relationship between electron temperature (Te) signatures in the F region and plamaspheric density structures. The quiet time Te signature remains in the vicinity of 60 deg invariant latitude at all local times, while the plasmapause is found to bulge to about 60 deg at 1500 LT. The plasmasphere in the bulge region is shown to exhibit an internal feature in the vicinity of 60 deg which takes the form of a sharp H(+) gradient. It is suggested that the light-ion gradient may represent a recently created sharp boundary between an old plasmasphere and a new plasmasphere. The present Te characteristics are consisent with plasmasphere depletion and refilling time constants.

A case study has been carried out using data from the Dynamics Explorer 1 and 2 spacecraft to study the effect of Coulomb interactions between ring current and suprathermal O(+) and thermal protons on the plasmasphere. Results from a one-dimensional plasmaspheric model suggest that heating due to Coulomb collisions may be sufficient to raise the ion and electron temperatures to observed values. The resultant high temperature produced enhancements in the model O(+) and O(++) densities in agreement with observations.

The need for a kinetic approach in magnetospheric plasma transport problems is reviewed, as are the trends in its recent applications. The need for kinetic modeling is particularly obvious when confronted with the astonishing variety of magnetospheric particle measurements that display compelling energy and pitch angle-related spatial and/or temporal dispersion, and various types of highly non-Maxwellian features in the distribution functions. Global problems in which the kinetic approach has recently been applied include solar wind plasma injection and dispersion over the cusp, substorm particle injection near synchronous orbit, synergistic energization of ionospheric ions into ring current populations by waves and induced electric field-driven convection, and ionospheric outflow from restricted source regions into the magnetosphere. Kinetic modeling can include efforts ranging from test-particle techniques to particle-in-cell studies, and this range is considered here. There are some areas where fluid and kinetic approaches have been combined or patched together, and these will be briefly discussed.

Results of a statistical study of low-energy (0-50 eV) field-aligned ion pitch angle distributions for H(+), He(+), and O(+) observed by the Dynamics Explorer retarding ion mass spectrometer instrument are presented. Ion distributions are characterized as uni- and bi-directional field-aligned and bi-directional conic distributions. The spatial relationships of these distributions can be interpreted as dynamic evolution of low-energy ion flow in which injected unidirectional field-aligned streams originating in the nightside auroral zone evolve first into bi-directional flows under the influence of convection in the mirror magnetic field configuration. Characteristic convection times are evaluated with a pitch angle diffusion model in which field-aligned flows evolve into conical distributions through charge exchange loss of particles to the atmosphere during particle mirroring periods.