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3 results on '"BERNARD, TARA SIEGEL"'

1. How to Ensure Your Adviser Puts You First.

Author

BERNARD, TARA SIEGEL

Subjects
*INVESTORS, *INVESTMENT advisors
Abstract

The article informs that new rules by the U.S. Securities and Exchange Commission would help ensure investors get best advice from investment advisors and mentions to pick an independent, fee-only adviser to act as a fiduciary.

Published
2019

2. S.E.C. Adopts Broker Rules as Consumer Advocates Object.

Author

BERNARD, TARA SIEGEL

Subjects
*INVESTORS, *INVESTMENT products
Abstract

The article reports that U.S. Securities & Exchange Commission (SEC) has voted to pass Regulation Best Interest and mentions that the changes will be helping Main Street investors by tightening the standard governor brokers who sell investment products.

Published
2019

3. Rewriting Rules to Protect Money Funds.

Author

Bernard, Tara Siegel

Subjects
*MONEY market, *INVESTORS, *FINANCIAL crises
Abstract

The Securities and Exchange Commission proposed more stringent rules for money market funds on Wednesday in an attempt to avert runs like the one that erupted last fall. Until last September, money market funds had been deemed a safe place to store cash. Then investors rushed to pull their cash out of the Reserve Primary fund, a multibillion-dollar fund, during the worst of the financial crisis. [ABSTRACT FROM PUBLISHER]

Published
2009

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