Search

Your search keyword '"Phillip, V."' showing total 4 results
Start Over Author "Phillip, V." Publication Type News
4 results on '"Phillip, V."'

1. Kraken Settles SEC Charge That Its SAAS Model Was An Illegal Securities Offering

Author

Hosp, F. Phillip, V

Subjects
United States. Securities and Exchange Commission -- Powers and duties, Software as a service -- Laws, regulations and rules, Crypto-currencies -- Laws, regulations and rules, Securities law -- Interpretation and construction -- Cases, Compromise and settlement -- Laws, regulations and rules, Company legal issue, Government regulation, Business, international
Abstract

On February 9, 2023, the SEC announced that Kraken had settled charges alleging that it violated securities laws by failing to register the offer and sale of its 'crypto asset [...]

Published
2023

2. The SEC And State Regulators Target Crypto Lending In Nexo Settlement

Author

Hosp, F. Phillip, V

Subjects
United States. Securities and Exchange Commission -- Powers and duties, Crypto-currencies -- Laws, regulations and rules, Securities offerings -- Laws, regulations and rules, Securities industry -- Laws, regulations and rules, Government regulation, Securities industry, Business, international
Abstract

On January 26, 2022, the California Department of Financial Protection and Innovation (DFPI) announced its participation in a $22.5 million multi-state settlement with Nexo Capital Inc. (Nexo) relating to unregistered [...]

Published
2023

3. Current trends will accelerate.

Author

Manning, Phillip V.

Subjects
Trust companies -- Technology application, Minicomputers -- Usage, Time-sharing computer systems -- Usage
Published
1980

Catalog

Books, media, physical & digital resources
See catalog results