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This paper studies the secure transmission in a multiuser broadcast channel where only the statistical channel state information of the eavesdropper is available. We propose to apply secret dirty-paper coding (S-DPC) in this scenario to support the secure transmission of one user and the normal (unclassified) transmission of the other users. By adopting the S-DPC and encoding the secret message in the first place, all the information-bearing signals of the normal transmission are treated as noise by potential eavesdroppers and thus provide secrecy for the secure transmission. In this way, the proposed approach exploits the intrinsic secrecy of multiuser broadcasting and can serve as an energy-efficient alternative to the traditional artificial noise (AN) scheme. To evaluate the secrecy performance of this approach and compare it with the AN scheme, we propose two S-DPC-based secure transmission schemes for maximizing the secrecy rate under constraints on the secrecy outage probability (SOP) and the normal transmission rates. The first scheme directly optimizes the covariance matrices of the transmit signals, and a novel approximation of the intractable SOP constraint is derived to facilitate the optimization. The second scheme combines zero-forcing dirty-paper coding and AN, and the optimization involves only power allocation. We establish efficient numerical algorithms to solve the optimization problems for both schemes. Theoretical and simulation results confirm that, in addition to supporting the normal transmission, the achievable secrecy rates of the proposed schemes can be close to that of the traditional AN scheme, which supports only the secure transmission of one user. [ABSTRACT FROM PUBLISHER]

Radio Frequency IDentification (RFID) is intended to supplant legacy (optical) bar code scanning technology found in many logistic and retail applications. RFID is distinguished by inexpensive, low power and compact form factor tags, whose longevity and efficacy are predicated on using passive communication techniques and on-tag power harvesting. Such tags employ backscatter modulation, which does not require any active RF components. As a result, backscatter has become an attractive design choice for short-range communications in power constrained wireless sensor networking scenarios. The purpose of this work is two-fold. First, it aims to expose backscatter communication as an emerging topic to a communication systems-theoretic audience. Since backscatter modulation and on-tag power harvesting efficiency are coupled, it is necessary to re-examine notions of power and spectral efficiency from an energy-constraint perspective; this leads to novel coded modulation schemes for future RFID systems. Further, we investigate RFID MIMO systems where the channel fading encountered has different statistics than the classical Rayleigh fading model. In turn,the trade off between diversity order and spatial multiplexing gains are distinct from wide-area MIMO. [ABSTRACT FROM PUBLISHER]

Bi-Level Optimization (BLO) is originated from the area of economic game theory and then introduced into the optimization community. BLO is able to handle problems with a hierarchical structure, involving two levels of optimization tasks, where one task is nested inside the other. In machine learning and computer vision fields, despite the different motivations and mechanisms, a lot of complex problems, such as hyper-parameter optimization, multi-task and meta learning, neural architecture search, adversarial learning and deep reinforcement learning, actually all contain a series of closely related subproblms. In this paper, we first uniformly express these complex learning and vision problems from the perspective of BLO. Then we construct a best-response-based single-level reformulation and establish a unified algorithmic framework to understand and formulate mainstream gradient-based BLO methodologies, covering aspects ranging from fundamental automatic differentiation schemes to various accelerations, simplifications, extensions and their convergence and complexity properties. Last but not least, we discuss the potentials of our unified BLO framework for designing new algorithms and point out some promising directions for future research. A list of important papers discussed in this survey, corresponding codes, and additional resources on BLOs are publicly available at: https://github.com/vis-opt-group/BLO. [ABSTRACT FROM AUTHOR]

Fighting against the pandemic diseases with unique characters requires new sophisticated approaches like the artificial intelligence. This paper develops an artificial intelligence algorithm to produce multi-dimensional policies for controlling and minimizing the pandemic casualties under the limited pharmacological resources. In this respect, a comprehensive parametric model with a priority and age-specific vaccination policy and a variety of non-pharmacological policies are introduced. This parametric model is utilized for constructing an artificial intelligence algorithm by following the exact analogy of the model-based solution. Also, this parametric model is manipulated by the artificial intelligence algorithm to seek for the best multi-dimensional non-pharmacological policies that minimize the future pandemic casualties as desired. The role of the pharmacological and non-pharmacological policies on the uncertain future casualties are extensively addressed on the real data. It is shown that the developed artificial intelligence algorithm is able to produce efficient policies which satisfy the particular optimization targets such as focusing on minimization of the death casualties more than the infected casualties or considering the curfews on the people age over 65 rather than the other non-pharmacological policies. The paper finally analyses a variety of the mutant virus cases and the corresponding non-pharmacological policies aiming to reduce the morbidity and mortality rates. [ABSTRACT FROM AUTHOR]

Bi-Level Optimization (BLO) is originated from the area of economic game theory and then introduced into the optimization community. BLO is able to handle problems with a hierarchical structure, involving two levels of optimization tasks, where one task is nested inside the other. In machine learning and computer vision fields, despite the different motivations and mechanisms, a lot of complex problems, such as hyper-parameter optimization, multi-task and meta learning, neural architecture search, adversarial learning and deep reinforcement learning, actually all contain a series of closely related subproblms. In this paper, we first uniformly express these complex learning and vision problems from the perspective of BLO. Then we construct a best-response-based single-level reformulation and establish a unified algorithmic framework to understand and formulate mainstream gradient-based BLO methodologies, covering aspects ranging from fundamental automatic differentiation schemes to various accelerations, simplifications, extensions and their convergence and complexity properties. Last but not least, we discuss the potentials of our unified BLO framework for designing new algorithms and point out some promising directions for future research. A list of important papers discussed in this survey, corresponding codes, and additional resources on BLOs are publicly available at: https://github.com/vis-opt-group/BLO. [ABSTRACT FROM AUTHOR]

Fighting against the pandemic diseases with unique characters requires new sophisticated approaches like the artificial intelligence. This paper develops an artificial intelligence algorithm to produce multi-dimensional policies for controlling and minimizing the pandemic casualties under the limited pharmacological resources. In this respect, a comprehensive parametric model with a priority and age-specific vaccination policy and a variety of non-pharmacological policies are introduced. This parametric model is utilized for constructing an artificial intelligence algorithm by following the exact analogy of the model-based solution. Also, this parametric model is manipulated by the artificial intelligence algorithm to seek for the best multi-dimensional non-pharmacological policies that minimize the future pandemic casualties as desired. The role of the pharmacological and non-pharmacological policies on the uncertain future casualties are extensively addressed on the real data. It is shown that the developed artificial intelligence algorithm is able to produce efficient policies which satisfy the particular optimization targets such as focusing on minimization of the death casualties more than the infected casualties or considering the curfews on the people age over 65 rather than the other non-pharmacological policies. The paper finally analyses a variety of the mutant virus cases and the corresponding non-pharmacological policies aiming to reduce the morbidity and mortality rates. [ABSTRACT FROM AUTHOR]

Multi-relational learning on knowledge graphs infers high-order relations among the entities across the graphs. This learning task can be solved by label propagation on the tensor product of the knowledge graphs to learn the high-order relations as a tensor. In this paper, we generalize a widely used label propagation model to the normalized tensor product graph, and propose an optimization formulation and the scalable Low-rank Tensor-based Label Propagation algorithm (LowrankTLP) to infer multi-relations for two learning tasks, hyperlink prediction and multiple graph alignment. The optimization formulation minimizes the upper bound of the noisy-tensor estimating error for multiple graph alignment, by learning with a subset of the eigen-pairs in the spectrum of the normalized tensor product graph. We also provide a data-dependent transductive Rademacher bound for binary hyperlink prediction. We accelerate LowrankTLP with parallel tensor computation which enables label propagation on a tensor product of 100 graphs each of size 1000 in less than half hour in the simulation. LowrankTLP was also applied to predicting the author-paper-venue hyperlinks in publication records, alignment of segmented regions across up to 26 CT-scan images and alignment of protein-protein interaction networks across multiple species. The experiments demonstrate that LowrankTLP indeed well approximates the original label propagation with better scalability and accuracy. [ABSTRACT FROM AUTHOR]

Variance reduction is popular in accelerating gradient descent and stochastic gradient descent for optimization problems defined on both euclidean space and Riemannian manifold. This paper further improves on existing variance reduction methods for non-convex Riemannian optimization, including R-SVRG and R-SRG/R-SPIDER by providing a unified framework for batch size adaptation. Such framework is more general than the existing works by considering retraction and vector transport and mini-batch stochastic gradients. We show that the adaptive-batch variance reduction methods require lower gradient complexities for both general non-convex and gradient dominated functions, under both finite-sum and online optimization settings. Moreover, under the new framework, we complete the analysis of R-SVRG and R-SRG, which is currently missing in the literature. We prove convergence of R-SVRG with much simpler analysis, which leads to curvature-free complexity bounds. We also show improved results for R-SRG under double-loop convergence, which match the optimal complexities as the R-SPIDER. In addition, we prove the first online complexity results for R-SVRG and R-SRG. Lastly, we discuss the potential of adapting batch size for non-smooth, constrained and second-order Riemannian optimizers. Extensive experiments on a variety of applications support the analysis and claims in the paper. [ABSTRACT FROM AUTHOR]

The paper proposed a novel intelligent transmission surface (ITS) aided transmitter in an intelligent reflection surface (IRS) assisted multiuser multiple-input multiple-output (MIMO) network. The ITS deployed in the transmitter architecture can reduce the power consumption in signal beamforming at the base station (BS), and the IRS can help the information transfer from the ITS-aided transmitter to the users. We first maximize the weighted sum rate (WSR) of the users by jointly designing the beamforming vector at the BS and the phase shifts of ITS and IRS. To solve this non-convex optimization problem, we propose an effective algorithm in which the Lagrangian dual transform, the alternative optimization (AO) algorithm and the quadratic transform (QT) method are adopted to simplify the objective function. Then, the bisection search and the alternating direction method of multipliers (ADMM) algorithm are considered to design the optimal beamforming vector and phase shifts of ITS and IRS, respectively. Furthermore, the paper explores the energy efficiency (EE) maximization problem to emphasize the value of the ITS-assisted transmitter in terms of power savings. Finally, we compare the simulation results to various state-of-the-art techniques to see how much better the proposed algorithm is in terms of WSR and EE. [ABSTRACT FROM AUTHOR]

The paper proposes a method to effectively fuse multi-exposure inputs and generate high-quality high dynamic range (HDR) images with unpaired datasets. Deep learning-based HDR image generation methods rely heavily on paired datasets. The ground truth images play a leading role in generating reasonable HDR images. Datasets without ground truth are hard to be applied to train deep neural networks. Recently, Generative Adversarial Networks (GAN) have demonstrated their potentials of translating images from source domain $X$ to target domain $Y$ in the absence of paired examples. In this paper, we propose a GAN-based network for solving such problems while generating enjoyable HDR results, named UPHDR-GAN. The proposed method relaxes the constraint of the paired dataset and learns the mapping from the LDR domain to the HDR domain. Although the pair data are missing, UPHDR-GAN can properly handle the ghosting artifacts caused by moving objects or misalignments with the help of the modified GAN loss, the improved discriminator network and the useful initialization phase. The proposed method preserves the details of important regions and improves the total image perceptual quality. Qualitative and quantitative comparisons against the representative methods demonstrate the superiority of the proposed UPHDR-GAN. [ABSTRACT FROM AUTHOR]

The paper studies a reconfigurable intelligent surface (RIS)-assisted multi-user uplink massive multiple-input multiple-output (MIMO) system with imperfect hardware. At the RIS, the paper considers phase noise, while at the base station, the paper takes into consideration the radio frequency impairments and low-resolution analog-to-digital converters. The paper derives approximate expressions for the ergodic achievable rate in closed forms under Rician fading channels. For the cases of infinite numbers of antennas and infinite numbers of reflecting elements, asymptotic data rates are derived to provide new design insights. The derived power scaling laws indicate that while guaranteeing a required system performance, the transmit power of the users can be scaled down at most by the factor $\frac{1}{M}$ when $M$ goes infinite, or by the factor $\frac{1}{MN}$ when $M$ and $N$ go infinite, where $M$ is the number of antennas and $N$ is the number of the reflecting units. Furthermore, an optimization algorithm is proposed based on the genetic algorithm to solve the phase shift optimization problem with the aim of maximizing the sum rate of the system. Additionally, the optimization problem with discrete phase shifts is considered. Finally, numerical results are provided to validate the correctness of the analytical results. [ABSTRACT FROM AUTHOR]

As an aerial base station, unmanned aerial vehicle (UAV) has been considered as a promising technology to assist future wireless communications due to its flexible, swift and low cost features, where resource allocation is the basis for ensuring energy-efficient UAV-assisted networks. This paper formulates a joint optimization problem of user association, UAV trajectory design and power control to maximize the channel capacity among all ground users at a limited power level in a downlink transmission. To tackle the mixed-integer non-linear programming problem, this paper proposes a clustering-aided reinforcement learning approach consisting of three consecutive stages. Firstly, modified expectation-maximization unsupervised learning algorithm is investigated to cluster the ground users, which reduces the dimensions and hence, the association complexity is reduced as well. Then, Kuhn-Munkres algorithm is incorporated for user association, which associates a UAV with the ground users via matching to the cluster, and assigns the UAVs to the centroid of the matching cluster for pre-placement, with the aim of speeding up the convergence of the following deep reinforcement learning algorithm. Finally, a multi-agent twin delayed deep deterministic (MATD3) policy gradient is proposed to solve the non-convex sub-problem, which determines the transmit power and designs the fine-tuned trajectory of UAVs. By incorporating low-bias value estimation technique, the reward of the proposed MATD3 algorithm is improved. Simulation results have demonstrated that our proposed approach achieves higher reward as well as converging faster than existing reinforcement algorithms. Besides, the clustering-aided reinforcement learning has lower computational complexity than the benchmark schemes. [ABSTRACT FROM AUTHOR]

Objective: Resting-state functional magnetic resonance imaging (rs-fMRI)-derived functional connectivity (FC) patterns have been extensively used to delineate global functional organization of the human brain in healthy development and neuropsychiatric disorders. In this paper, we investigate how FC in males and females differs in an age prediction framework. Methods: We first estimate FC between regions-of-interest (ROIs) using distance correlation instead of Pearson’s correlation. Distance correlation, as a multivariate statistical method, explores spatial relations of voxel-wise time courses within individual ROIs and measures both linear and nonlinear dependence, capturing more complex between-ROI interactions. Then, we propose a novel non-convex multi-task learning (NC-MTL) model to study age-related gender differences in FC, where age prediction for each gender group is viewed as one task, and a composite regularizer with a combination of the non-convex $\ell _{2,1-2}$ and $\ell _{1-2}$ terms is introduced for selecting both common and task-specific features. Results and Conclusion: We validate the effectiveness of our NC-MTL model with distance correlation-based FC derived from rs-fMRI for predicting ages of both genders. The experimental results on the Philadelphia Neurodevelopmental Cohort demonstrate that our NC-MTL model outperforms several other competing MTL models in age prediction. We also compare the age prediction performance of our NC-MTL model using FC estimated by Pearson’s correlation and distance correlation, which shows that distance correlation-based FC is more discriminative for age prediction than Pearson’s correlation-based FC. Significance: This paper presents a novel framework for functional connectome developmental studies, characterizing developmental gender differences in FC patterns. [ABSTRACT FROM AUTHOR]

With the introduction of automated driving, new requirements for the design and control of a vehicle powernet and powertrain arise, since the increasing level of driving automation shifts the responsibility for passengers’ safety from a driver towards automation system. Therefore, the functionality of the subsystems required for the automated transition to a standstill in case of a failure must be guaranteed. The work presented in this paper proposes a novel and generic system architecture for the energy management of a fail-operational powernet and powertrain in fault-free and failure case operation. The underlying control strategy is based on a concept enabling safety based range extension with the main goal to complete a driving mission at the safest possible location for the passengers. The proposed Energy Management System (EMS) approximates a driving trajectory to the destination based on route preview, which is then used for the dynamic optimization of the torque split in a powertrain with multiple motors. In this way, the total energy required for propulsion, which is also used as an input for the energy distribution, can be accurately predicted. The optimal distribution of the energy for the supply of safety-critical subsystems and powernet auxiliaries is then estimated by solving a mixed-integer optimization problem. If the desired driving mission cannot be completed, a three-level-degradation concept adapting the driving mission is applied. The individual modules of the EMS are presented in this paper and a system architecture enabling model predictive and adaptive energy distribution in a vehicle powertrain and powernet with automated fault reactions is proposed and exemplified with simulation results. [ABSTRACT FROM AUTHOR]

With the abundance of data, machine learning applications engaged increased attention in the last decade. An attractive approach to robustify the statistical analysis is to preprocess the data through clustering. This paper develops a low-complexity Riemannian optimization framework for solving optimization problems on the set of positive semidefinite stochastic matrices. The low-complexity feature of the proposed algorithms stems from the factorization of the optimization variable $\mathbf {X}=\mathbf {Y}\mathbf {Y}^{\mathrm{T}}$ X = Y Y T and deriving conditions on the number of columns of $\mathbf {Y}$ Y under which the factorization yields a satisfactory solution. The paper further investigates the embedded and quotient geometries of the resulting Riemannian manifolds. In particular, the paper explicitly derives the tangent space, Riemannian gradients and Hessians, and a retraction operator allowing the design of efficient first and second-order optimization methods for the graph-based clustering applications of interest. The numerical results reveal that the resulting algorithms present a clear complexity advantage as compared with state-of-the-art euclidean and Riemannian approaches for graph clustering applications. [ABSTRACT FROM AUTHOR]

This paper investigates different precoding strategies for rate splitting multiple access (RSMA) in the downlink of multi-cell visible light communication (VLC) networks. Since classical Shannon capacity formula does not hold for VLC, we first provide a lower bound on the channel capacity for RSMA in such interfering networks. Then, we formulate a spectral efficiency maximization problem to jointly find the optimal rate-splitting and transmit precoding. Beside that, since cell-edge users suffer from additional inter-cell interference, we propose to design the precoders of different RSMA signals utilizing coordinated beamforming (CB). Subsequently, aiming to improve the performance of the CB design for RSMA, while maintain a reduced complexity, we introduce two enhanced precoding strategies for RSMA. To the best of the authors’ knowledge such a contribution has not been considered before in the open literature. It is shown in the paper that the formulated optimization problem is non-convex and a sub-optimal, yet, a low complexity solution can be obtained efficiently using semi-definite relaxation combined with successive convex approximation. Through analytical results, we illustrate the flexibility and superiority of the proposed precoding strategies for RSMA over conventional coordinated space division multiple access and non-orthogonal multiple access for different scenarios and network loads. [ABSTRACT FROM AUTHOR]

The dawn of quantum computing brings on a revolution in the way combinatorially complex power system problems such as Unit Commitment are solved. The Unit Commitment problem complexity is expected to increase in the future because of the trend toward the increase of penetration of intermittent renewables. Even though quantum computing has proven effective for solving a host of problems, its applications for power systems’ problems have been rather limited. In this paper, a quantum unit commitment is innovatively formulated and the quantum version of the decomposition and coordination alternate direction method of multipliers (ADMM) is established. The above is achieved by devising quantum algorithms and by exploiting the superposition and entanglement of quantum bits (qubits) for solving subproblems, which are then coordinated through ADMM to obtain feasible solutions. The main contributions of this paper include: 1) the innovative development of a quantum model for Unit Commitment; 2) development of decomposition and coordination-supported framework which paves the way for the utilization of limited quantum resources to potentially solve the large-scale discrete optimization problems; 3) devising the novel quantum distributed unit commitment (QDUC) to solve the problem in a larger scale than currently available quantum computers are capable of solving. The QDUC results are compared with those from its classical counterpart, which validate the efficacy of quantum computing. [ABSTRACT FROM AUTHOR]

This paper investigates the potential contribution that interconnectors can provide to efficiently support the security of interconnected power systems. The proposed modelling setup introduces a radical paradigm shift in the operation of the interconnectors and in their interactions with multiple markets. To the best of our knowledge, this is the first paper that models a simultaneous allocation of the interconnector capacity for the exchange of energy and of inertia-dependent primary frequency response. The benefits and impact of this new methodology are evaluated with typical market indicators (e.g., social welfare and interconnector revenues) under two different paradigms: a centralized approach where the interconnectors are operated to minimize the system operational cost and a market-based framework where the interconnectors are privately-owned assets with self-interested objectives. By modelling the interconnectors as “price-maker”, the proposed work quantifies the potential inefficiencies of market solutions while considering key elements such as capacity withdrawing. A case study of the GB-France systems assesses the value of interconnectors on system efficiency and security under the considered paradigms. [ABSTRACT FROM AUTHOR]

This paper proposes an optimization approach for day-ahead reactive power planning to improve voltage security in transmission networks. The problem is formulated as a voltage-secure multi-period optimal reactive power dispatch (MP-ORPD) problem. The optimization approach searches for optimal set-points of dynamic and static reactive power (var) resources. Specifically, the output includes set-points for switching shunts, transformer taps, and voltage magnitudes at the regulated buses. The primary goal is to maximize the dynamic reactive power reserve of the system, by minimizing the reactive power supplied by synchronous generators. As the size of the MP-ORPD problem increases significantly with increasing number of contingencies and time periods, efficiency is crucial for practical applications. In this paper, a decomposition technique based on consensus and alternating optimization, where integer variable targets are obtained via MILP, is used to partition the MP-ORPD problem into a set of subproblems, which can be solved in parallel to reduce the computation time. The proposed MP-ORPD problem and its solution algorithm are integrated into the EPRI-VCA software. The results of various power networks of large electric utilities in the Eastern interconnection demonstrate the effectiveness of the proposed algorithm in providing preventive control schedules. [ABSTRACT FROM AUTHOR]

Electric distribution grid operations typically rely on both centralized optimization and local non-optimal control techniques. As an alternative, distribution system operational practices can consider distributed optimization techniques that leverage communications among various neighboring agents to achieve optimal operation. With the rapidly increasing integration of distributed energy resources (DERs), distributed optimization algorithms are growing in importance due to their potential advantages in scalability, flexibility, privacy, and robustness relative to centralized optimization. Implementation of distributed optimization offers multiple challenges and also opportunities. This paper provides a comprehensive review of the recent advancements in distributed optimization for electric distribution systems and classifications using key attributes. Problem formulations and distributed optimization algorithms are provided for example use cases, including volt/var control, market clearing process, loss minimization, and conservation voltage reduction. Finally, this paper also presents future research needs for the applicability of distributed optimization algorithms in the distribution system. [ABSTRACT FROM AUTHOR]

Time-of-use (TOU) is an effective price-based demand response strategy. A reasonable design of TOU strategy can effectively reduce the peak-valley difference, and then produce a lot of benefits (such as delaying power grid investment, reducing interruption cost, and improving reliability). However, changing peak-valley period has a great influence on the peak-valley difference and power supply reliability of power system. Therefore, this paper aims to investigate the optimal modification of peak-valley period considering reliability loss under multiple TOU schemes. Firstly, this paper presents a clustering model and algorithm of optimal load curve based on a minimum error iteration method. Secondly, an optimal modification of peak-valley period based on a dynamic load point method is proposed, and the traditional peak-valley difference is replaced by the global peak-valley difference to calculate the objective function. Thirdly, this paper establishes a load–reliability relation fitting model based on the back propagation neural network. Finally, the effectiveness and correctness of the proposed method are investigated by the Roy Billinton test system and reliability test system. [ABSTRACT FROM AUTHOR]

The paper addresses a real-time optimization-based reference calculation integrated with a control structure for Modular Multilevel Converters (MMC) operating under normal and constrained situations (where it has reached current and/or voltage limitations, as it may occur during system faults). Firstly, a nonlinear optimization problem has been developed in which it prioritizes to satisfy the AC grid current set-points imposed by the transmission System Operator (TSO). The constrained nonlinear optimization problem is formulated based on the steady-state model of the MMC, whereby the prioritization is achieved through distinct weights defined in the Objective Function’s (OF) terms. The resultant optimization problem, however, is highly nonlinear requiring high computation burden to be solved in real-time. To cope with this issue, this paper applies a Linear Time-Varying (LTV) approximation, which permits to represent the nonlinear dynamics of the system as constant parameters, while a Linear Time-Invariant (LTI) system is used to formulate the optimization constraints. The converter’s current references are determined in real-time by solving a constrained linearized optimization problem at each control time step, which considers the TSO’s demands, the current MMC operating point and its physical limitations. Theoretical analyses comparing the responses of the linear and nonlinear optimization problems are performed to validate the accuracy of the LTV approximation. Finally, the linearized-optimization problem is integrated with the MMC controllers, evaluated under different AC and DC network conditions and compared with conventional control strategies, where it is shown that the presented method can be potentially employed to obtain the MMC current references for distinct network scenarios. [ABSTRACT FROM AUTHOR]

In this paper, we consider an energy efficient resource allocation technique for a hybrid time division multiple access (TDMA) - non-orthogonal multiple access (NOMA) system. In such a hybrid system, the available time for transmission is divided into several sub-time slots, and a sub-time slot is allocated to serve a group of users (i.e., cluster). Furthermore, signals for the users in each cluster are transmitted based on the NOMA approach. With NOMA, multiple users can be served simultaneously through utilizing power domain multiplexing at transmitter and successive interference cancellation (SIC) at receiver. In this paper, to maximize the energy efficiency (EE), we jointly allocate both the available time slots and the available transmit power in the hybrid TDMA-NOMA system. In particular, we formulate an EE maximization (EE-Max) problem aiming to maximize the overall EE of the system with a per-user minimum rate and transmit power constraints. However, this joint optimization problem is non-convex in nature, and thus, cannot be solved directly. Therefore, we develop an iterative algorithm by approximating the original problem into a convex one with sequential convex approximation (SCA) and a novel second-order cone (SOC) approach. Simulation results demonstrate that the performance of the proposed hybrid TDMA-NOMA system with joint resource allocation outperforms the system with equal time allocation in terms of the overall EE. Simulation results further confirm that the proposed iterative approaches with SCA and SOC techniques converge within a few number of iterations while yielding the solution to the original non-convex problem. [ABSTRACT FROM AUTHOR]

Identifying the same persons across different views plays an important role in many vision applications. In this paper, we study this important problem, denoted as Multi-view Multi-Human Association (MvMHA), on multi-view images that are taken by different cameras at the same time. Different from previous works on human association across two views, this paper is focused on more general and challenging scenarios of more than two views, and none of these views are fixed or priorly known. In addition, each involved person may be present in all the views or only a subset of views, which are also not priorly known. We develop a new end-to-end deep-network based framework to address this problem. First, we use an appearance-based deep network to extract the feature of each detected subject on each image. We then compute pairwise-similarity scores between all the detected subjects and construct a comprehensive affinity matrix. Finally, we propose a Deep Assignment Network (DAN) to transform the affinity matrix into an assignment matrix, which provides a binary assignment result for MvMHA. We build both a synthetic dataset and a real image dataset to verify the effectiveness of the proposed method. We also test the trained network on other three public datasets, resulting in very good cross-domain performance. [ABSTRACT FROM AUTHOR]

Superdirective arrays have been extensively studied because of their considerable potential accompanied, unfortunately, by a high sensitivity to random errors that affect the responses and positions of array elements. However, the statistics of their actual beam pattern (BP) has never been systematically investigated. This paper shows that the Rician probability density function (PDF), sometimes adopted to study the impact of errors in conventional arrays, is a valid approximation for superdirective BP statistics only where some mathematical terms are negligible. The paper also shows that this is the case for all linear end-fire arrays considered. A similar study is proposed concerning the correlation between BP lobes, showing that for the superdirective arrays considered the lobes, especially non-adjacent ones, are almost independent. Furthermore, knowledge of the PDF of the actual BP allows one to define quantile BP functions, whose probability of being exceeded, at any point, is fixed. Combining the lobes’ independence with quantile BP functions, an empirical equation for the probability that the entire actual BP will not exceed a quantile function over an interval larger than a given size is obtained. This new knowledge and these tools make it possible to devise new methods to design robust superdirective arrays via optimization goals with clearer and more relevant statistical meaning. [ABSTRACT FROM AUTHOR]

As an algorithmic framework, message passing is extremely powerful and has wide applications in the context of different disciplines including communications, coding theory, statistics, signal processing, artificial intelligence and combinatorial optimization. In this paper, we investigate the performance of a message-passing algorithm called min-sum belief propagation (BP) for the vertex-disjoint shortest $k$ -path problem ($k$ -VDSP) on weighted directed graphs, and derive the iterative message-passing update rules. As the main result of this paper, we prove that for a weighted directed graph $G$ of order $n$ , BP algorithm converges to the unique optimal solution of $k$ -VDSP on $G$ within $O(n^{2}w_{max})$ iterations, provided that the weight $w_{e}$ is nonnegative integral for each arc $e\in E(G)$ , where $w_{max}=\max \{w_{e}: e\in E(G)\}$. To the best of our knowledge, this is the first instance where BP algorithm is proved correct for NP-hard problems. Additionally, we establish the extensions of $k$ -VDSP to the case of multiple sources or sinks. [ABSTRACT FROM AUTHOR]

In this paper, we focus on co-selection of instances and features in the semi-supervised learning scenario. In this context, co-selection becomes a more challenging problem as data contain labeled and unlabeled examples sampled from the same population. To carry out such semi-supervised co-selection, we propose a unified framework, called sCOs, which efficiently integrates labeled and unlabeled parts into the co-selection process. The framework is based on introducing both a sparse regularization term and a similarity preserving approach. It evaluates the usefulness of features and instances in order to select the most relevant ones, simultaneously. We propose two efficient algorithms that work for both convex and nonconvex functions. To the best of our knowledge, this paper offers, for the first time ever, a study utilizing nonconvex penalties for the co-selection of semi-supervised learning tasks. Experimental results on some known benchmark datasets are provided for validating sCOs and comparing it with some representative methods in the state-of-the art. [ABSTRACT FROM AUTHOR]

In this paper, a reliable methodology is proposed in order to implement and validate a Model Predictive Control (MPC) scheme on an actual Voltage Source Converter (VSC) integrated in a scale-down multi-terminal DC grid. The objective of the investigated MPC controller is to enable AC frequency support among two asynchronous AC areas through a High Voltage Direct Current (HVDC) grid, while considering physical constraints, such as maximum and minimum DC voltage. A systematic and accurate implementation strategy is proposed, based mainly on the Hardware In the Loop (HIL) and Power Hardware In the Loop (PHIL), leading to the real-life testing on VSC, controlled by a classical microcontroller. The technical problems during the implementation process, as well as the proposed solutions, are described in detail through this paper. This procedure is deemed valuable to bridge the gap between offline simulation and the actual implementation of such advanced control scheme on experimental test rig. [ABSTRACT FROM AUTHOR]

Ladder network synthesis is very significant for winding fault diagnosis within transformer. To synthesize the network reversely based on the measurable frequency response analysis (FRA) data is the only applicable way. To date the iron core and non-tested winding, which result in the frequency-dependent network components and multiple ladders in some frequency ranges, are usually not considered in the reverse process and thus the synthesis precision is largely limited. This paper proposes to synthesize multiple ladder networks in different frequency regions to handle this problem. Firstly, the sensitivities and frequency-dependent features of network components are analyzed, based on which the topology and components of the networks in diverse frequency ranges are determined afterwards. Further, the network synthesis strategies in different frequency ranges are elaborately designed. Finally, the synthesis method is applied on a distribution transformer successfully, with the fact that the extracted network parameters meet all the constraints and its FRA curve matches well with the measured one. An intact method of multiple-network synthesis for transformer winding in wide frequency range, considering the iron core and non-tested winding, is offered in this paper. [ABSTRACT FROM AUTHOR]

In concurrent spectrum sharing scenarios between radars and wireless communication systems, one strict approach to protect the radar from undesired interference is locating the base stations outside a guard (or exclusion) zone of the radar. As a result, users inside that zone experience bad communication coverage. This paper uses Reconfigurable Intelligent Surfaces (RISs) to improve the base station coverage of users in the radar exclusion zone. The paper shows, through analysis and simulation, that joint optimization of base station and RIS locations improves the probability of coverage in the exclusion zone over the shared spectrum without disturbing the radar operation. [ABSTRACT FROM AUTHOR]

In this paper, we develop a novel visual-inertial navigation system with motion constraint (VINS-Motion), which extends the visual-inertial navigation system (VINS) to incorporate vehicle motion information for improving the autonomous vehicles localization accuracy. We introduce the vehicle stop detection module in the pre-processing measurement procedure. During the back-end processing, if the vehicle is detected to be in a stopping state, we perform optimization based on the stop constraint to help eliminate the abnormal jitter of the estimated pose, thus ensuring the reasonability of the trajectory. Otherwise, besides the prior information, IMU measurement residual, and visual measurement residual utilized in VINS, vehicle orientation/velocity constraint built by Ackerman steering model is first exploited to constitute residuals. We minimize the sum of priors and Mahalanobis norms of three kinds of residuals to obtain a maximum posterior estimation, thus increasing system consistency and accuracy. The proposed approach is validated on public datasets and compared with state-of-the-art algorithms, which demonstrates that the motion constraint proposed in this paper improves the standard VINS performance and achieves significantly higher positioning accuracy. [ABSTRACT FROM AUTHOR]

This paper presents a decomposed co-design optimization framework for an electric vehicle powertrain equipped with a Continuously Variable Transmission (CVT). We jointly design the sizes of the powertrain components and the energy management strategy, considering the design and the dynamics of the transmission. Specifically, we divide the resulting nonlinear optimization problem into separate hierarchical optimization subproblems leveraging the concept of Analytical Target Cascading (ATC). Furthermore, we compare the proposed decomposition-based strategy with a centralized approach, in which we solve the same problem, and show that the method presented in this paper can be a potential alternative to a centralized optimization formulation for solving the large-scale, complex integrated plant and control system design. Finally, we compare the resulting performance of using a CVT on the vehicle total-cost-of-ownership with that equipped with a Fixed-Gear Transmission (FGT), which is what is commonly implemented in current electric vehicles. Our results show that by jointly optimizing the design of the transmission along with the control strategy, the CVT yields a lower energy consumption and total-cost-of-ownership compared to that of the FGT. [ABSTRACT FROM AUTHOR]

Spatial failure patterns in wafer defect maps are very useful for root cause analysis, which is essential for yield optimization in the manufacturing process. Especially, the scratch defect type is the most challenging pattern to recognize because the position, shape, size and curvature vary widely from one scratch to another. Discontinuity points within scratches also contribute to the low recognition rate, and such points are often hidden defective dies that become reliability threat. Previous studies on defect pattern identification show that the recognition rate for scratches is among the lowest in all patterns even if the overall accuracy is high. In this paper, we propose a novel scratch pattern recognition method. In this paper, image processing techniques are applied to recognize scratch patterns in wafer maps. The Hough transform is first employed to identify line segments, from which scratches can be reconstructed. In contrast to previous machine-learning based methods, there is no need to train a complicated prediction model so that the computation time is small. The method is validated by using wafer maps from six real products and public data. Experimental results show that the proposed method achieves high recall, precision and accuracy in all cases. [ABSTRACT FROM AUTHOR]

This paper introduces a novel approach of utilizing the reconfigurable intelligent surface (RIS) for joint data modulation and signal beamforming in a multi-user downlink cellular network by leveraging the idea of backscatter communication. We present a general framework in which the RIS, referred to as modulating intelligent surface (MIS) in this paper, is used to: $i$) beamform the signals for a set of users whose data modulation is already performed by the base station (BS), and at the same time, $ii$) embed the data of a different set of users by passively modulating the deliberately sent carrier signals from the BS to the RIS. To maximize each user’s spectral efficiency, a joint non-convex optimization problem is formulated under the sum minimum mean-square error (MMSE) criterion. Alternating optimization is used to divide the original joint problem into two tasks of: $i$) separately optimizing the MIS phase-shifts for passive beamforming along with data embedding for the BS- and MIS-served users, respectively, and $ii$) jointly optimizing the active precoder and the receive scaling factor for the BS- and MIS-served users, respectively. While the solution to the latter joint problem is found in closed-form using traditional optimization techniques, the optimal phase-shifts at the MIS are obtained by deriving the appropriate optimization-oriented vector approximate message passing (OOVAMP) algorithm. Moreover, the original joint problem is solved under both ideal and practical constraints on the MIS phase shifts, namely, the unimodular constraint and assuming each MIS element to be terminated by a variable reactive load. The proposed MIS-assisted scheme is compared against state-of-the-art RIS-assisted wireless communication schemes and simulation results reveal that it brings substantial improvements in terms of system throughput while supporting a much higher number of users. [ABSTRACT FROM AUTHOR]

In this paper, we propose an optimization method for protograph-based spatially coupled low-density parity-check (SC-LDPC) codes under window decoding (WD). Previous works on constructing SC-LDPC codes for WD typically focused on optimizing asymptotic performance metrics such as the WD threshold. However, in this paper, it is observed that the WD threshold is not an appropriate metric to sufficiently explain the finite-length behavior of SC-LDPC codes under WD. Thus, we propose a new performance metric, called the window mean parameter, based on a scaling analysis to capture the WD performance more accurately and formulate a code optimization algorithm that optimizes the proposed performance metric. Since the proposed metric depends on the window size, the optimization algorithm can provide a code family of SC-LDPC codes optimized for various target window sizes. Simulation results confirm that the improvement in the proposed metric leads to a finite-length performance improvement, resulting in one to two orders of the frame error rate gain over the conventional SC-LDPC codes for a wide range of window sizes. Furthermore, we investigate structural characteristics of the proposed codes to provide a supplementary explanation for the performance improvement, which also promotes a better understanding of SC-LDPC codes for WD. [ABSTRACT FROM AUTHOR]

This paper proposes a dynamic valuation framework to determine the opportunity value of battery capacity degradation in grid applications based on the internal degradation mechanism and utilization scenarios. The proposed framework follows a dynamic programming approach and includes a piecewise linear value function approximation solution that solves the optimization problem over a long planning horizon. The paper provides two case studies on price arbitrage and frequency regulation using real market and system data to demonstrate the broad applicability of the proposed framework. Results show that the battery lifetime value is critically dependent on both the external market environment and its internal state of health. On the grid service side, results show that second-life batteries can provide more than 50% of the value compared to new batteries, and frequency regulation provides two times more revenue than price arbitrage throughout the battery lifetime. [ABSTRACT FROM AUTHOR]

Sparse code multiple access (SCMA), as a codebook-based non-orthogonal multiple access (NOMA) technique, has received research attention in recent years. The codebook design problem for SCMA has also been studied to some extent since codebook choices are highly related to the system’s error rate performance. In this paper, we approach the SCMA codebook design problem by formulating an optimization problem to maximize the minimum Euclidean distance (MED) of superimposed codewords under power constraints. While SCMA codebooks with a larger MED are expected to obtain a better BER performance, no optimal SCMA codebook in terms of MED maximization, to the authors’ best knowledge, has been reported in the SCMA literature yet. In this paper, a new iterative algorithm based on alternating maximization with exact penalty is proposed for the MED maximization problem. The proposed algorithm, when supplied with appropriate initial points and parameters, achieves a set of codebooks of all users whose MED is larger than any previously reported results. A Lagrange dual problem is derived which provides an upper bound of MED of any set of codebooks. Even though there is still a nonzero gap between the achieved MED and the upper bound given by the dual problem, simulation results demonstrate clear advantages in error rate performances of the proposed set of codebooks over all existing ones not only in AWGN channels but also in some downlink scenarios that fit in 5G/NR applications, making it a good codebook candidate thereof. The proposed set of SCMA codebooks, however, are not shown to outperform existing ones in uplink channels or in the case where non-consecutive OFDMA subcarriers are used. The correctness and accuracy of error curves in the simulation results are further confirmed by the coincidences with the theoretical upper bounds of error rates derived for any given set of codebooks. [ABSTRACT FROM AUTHOR]

A challenge for rescue teams when fighting against wildfire in remote areas is the lack of information, such as the size and images of fire areas. As such, live streaming from Unmanned Aerial Vehicles (UAVs), capturing videos of dynamic fire areas, is crucial for firefighter commanders in any location to monitor the fire situation with quick response. The 5G network is a promising wireless technology to support such scenarios. In this paper, we consider a UAV-to-UAV (U2U) communication scenario, where a UAV at a high altitude acts as a mobile base station (UAV-BS) to stream videos from other flying UAV-users (UAV-UEs) through the uplink. Due to the mobility of the UAV-BS and UAV-UEs, it is important to determine the optimal movements and transmission powers for UAV-BSs and UAV-UEs in real-time, so as to maximize the data rate of video transmission with smoothness and low latency, while mitigating the interference according to the dynamics in fire areas and wireless channel conditions. In this paper, we co-design the video resolution, the movement, and the power control of UAV-BS and UAV-UEs to maximize the Quality of Experience (QoE) of real-time video streaming. We applied the Deep Q-Network (DQN) and Actor-Critic (AC) to maximize the QoE of video transmission from all UAV-UEs to a single UAV-BS to learn the dynamic fire areas and communication environment. Simulation results show the effectiveness of our proposed algorithm in terms of the QoE, delay and video smoothness compared to the Greedy algorithm. [ABSTRACT FROM AUTHOR]

This paper focuses on optimal time-of-arrival (TOA) sensor placement for multiple target localization simultaneously. In previous work, different solutions only using non-shared sensors to localize multiple targets have been developed. Those methods localize different targets one-by-one or use a large number of mobile sensors with many limitations, such as low effectiveness and high network complexity. In this paper, firstly, a novel optimization model for multi-target localization incorporating shared sensors is formulated. Secondly, the systematic theoretical results of the optimal sensor placement are derived and concluded using the A-optimality criterion, i.e., minimizing the trace of the inverse Fisher information matrix (FIM), based on rigorous geometrical derivations. The reachable optimal trace of Cramér-Rao lower bound (CRLB) is also derived. It can provide optimal conditions for many cases and even closed form solutions for some special cases. Thirdly, a novel numerical optimization algorithm to quickly find and calculate the (sub-)optimal placement and achievable lower bound is explored, when the model becomes complicated with more practical constraints. Then, a hybrid method for solving the most general situation, integrating both the analytical and numerical solutions, is proposed. Finally, the correctness and effectiveness of the proposed theoretical and mathematical methods are demonstrated by several simulation examples. [ABSTRACT FROM AUTHOR]

Unmanned aerial vehicles (UAVs) can be deployed as flying base stations (BSs) to leverage the strength of line-of-sight connections and effectively support the coverage and throughput of wireless communication. This paper considers a multiuser communication system, in which a single-antenna UAV-BS serves a large number of ground users by employing non-orthogonal multiple access (NOMA). The max-min rate optimization problem is formulated under total power, total bandwidth, UAV altitude, and antenna beamwidth constraints. The objective of max-min rate optimization is non-convex in all optimization variables, i.e., UAV altitude, transmit antenna beamwidth, power allocation, and bandwidth allocation for multiple users. A path-following algorithm is proposed to solve the formulated problem. Next, orthogonal multiple access (OMA) and dirty paper coding (DPC)-based max-min rate optimization problems are formulated and respective path-following algorithms are developed to solve them. The numerical results show that NOMA outperforms OMA and achieves rates similar to those attained by DPC. In addition, a clear rate gain is observed by jointly optimizing all the parameters rather than optimizing a subset of parameters, which confirms the desirability of their joint optimization. [ABSTRACT FROM AUTHOR]

An accurate discrimination on moisture status of oil-impregnated paper (OIP) bushings is crucial for the maintenance and replacement schedule of bushings. Based on frequency-domain spectroscopy (FDS) measurement and Dissado–Hill (DH) relaxation model, this article proposes a hybrid approach of hidden Markov model and gray wolf optimization (GWO-HMM) for MS estimation of bushings subjected to the ununiform moisture distribution and dynamic time-series modeling. First, simulation models of moisture diffusion and FDS of the OIP bushing were constructed using finite element modeling approach. Then, the GWO algorithm was employed to explore dielectric parameters influenced by moisture in the DH model. Then, the GWO-HMMs was adopted as a classification tool to discriminate the MS of the simulation and experimental data of the bushings. Classification results confirm that the average identification accuracies of the proposed method are 97.17% and 96.81% over these two datasets, which demonstrates the effectiveness of the proposed moisture estimate method for OIP bushings. [ABSTRACT FROM AUTHOR]

Reconfigurable intelligent surface (RIS) technology is promising to enhance wireless communications services by providing smart radio environment. In this paper, we investigate the RIS aided cellular networks with device-to-device (D2D) users, and maximize the sum of the transmission rate of the D2D communications and the cellular networks from a new perspective. In addition to solving the typical resource allocation problems for D2D communications, this paper further optimize the wireless environment by adjusting the position and phase shift of the RIS. To solve this non-convex problem, we propose a novel decentralized double deep Q-network (D3QN) framework for the resource allocation at users and a centralized DDQN for RIS optimization at the base station (BS), which are verified to achieve the near-optimal performance with lower complexity and enhanced robustness. Simulation results illustrate that the proposed framework can achieve higher transmission rates compared to benchmarks, meanwhile meeting the quality of service (QoS) requirements at the BS and D2D users. [ABSTRACT FROM AUTHOR]

Electric vehicles (EVs) have attracted enormous attention in recent years due to their potentials in mitigating energy crisis and air pollutions. However, the long battery charging time and lack of sufficient charging infrastructure highly restrict the popularization of EVs. In this context, it is promising to establish battery charging and swapping systems (BCSSs) based on the concept of battery swapping services. To optimally achieve the combined operation of BCSSs, this paper proposes a hybrid swapped battery charging and logistics dispatch model in continuous time domain. Identifying the special structure of the mathematical models of the two problems, this paper innovatively formulated the swapped battery charging strategy as the rectangle packing problem and the battery logistics model as the vehicle routing problem. The two models are closely linked by the delivery time of transporting the well-charged batteries from battery charging stations to battery swapping stations. A hybrid optimal operation model of BCSSs is further formulated as a mixed-integer linear programming model by incorporating the interaction between the battery charging and battery logistics. Finally, case studies are conducted on several BCSSs and numerical results validate the effectiveness of the proposed model. [ABSTRACT FROM AUTHOR]

This paper explores the near-field regional target localization problem with the reconfigurable intelligent surface (RIS) assisted system. Traditional near-field localization strategies typically estimate the position of the target through line-of-sight (LOS) signals transmitted from the anchor node. In practice, accurate location estimation is a challenging issue when the LOS link between the anchor node and target may be unavailable due to the obstacle. To this end, this paper investigates the possibility to confirm the position of the target node consisted in an area of interest (AOI) by retrieving information from the RIS reflection signals. Specifically, we establish a general framework for RIS-assisted regional localization, which consists of RIS phase design and position determination. By defining the average localization accuracy (ALA) of the AOI, we first present a discretization method to design the RIS phase. Then, a robust phase design problem is formulated via transforming the AOI into an uncertainty model of position parameters, and an efficient iterative entropy regularization (IER)-based algorithm is proposed to solve it. Using the designed RIS phase, we develop a near-field target localization algorithm and discuss the power optimization problem for the RIS-assisted localization system (RALS). Numerical results demonstrate the effectiveness of the proposed framework, in which both phase design strategies almost coincide with the optimal RIS phase, and the proposed localization method can attain the near-optimal localization performance by applying the designed RIS phase schemes. [ABSTRACT FROM AUTHOR]

This paper proposes a deep reinforcement learning-based video streaming scheme for mobility-aware vehicular networks, e.g., vehicles on the highway. We consider infrastructure-assisted and mmWave-based scenarios in which the macro base station (MBS) cannot directly provide the streaming service to vehicles due to the short range of mmWave beams so that small mmWave base stations (mBSs) along the road deliver the desired videos to users. Motivated by the fact that a video stream consists of sequential chunks and smooth streaming has to be provided while users pass through multiple mBSs at high speed, the MBS proactively pushes some video chunks of the desired contents to mBSs. This is done to support vehicles that are currently covered and/or will be by each mBS. We formulate the dynamic video delivery scheme that adaptively determines 1) which content, 2) what quality and 3) how many chunks to be proactively delivered from the MBS to mBSs using Markov decision process (MDP). Since it is difficult for the MBS to track all the channel conditions and the network states have extensive dimensions, we adopt the deep deterministic policy gradient (DDPG) algorithm for the DRL-based video delivery scheme. This paper finally shows that the DRL agentlearns a streaming policy that pursues high average quality while limiting packet drops, avoiding playback stalls, reducing quality fluctuations and saving backhaul usage. [ABSTRACT FROM AUTHOR]

This paper proposes a momentum algorithm based on Borges difference and an adaptive momentum (Adam) algorithm based on Borges difference to update parameters, which can adjust the momentum information more flexibly. The Borges difference is proposed from the definition of Borges derivative to be combined with the gradient algorithm in convolutional neural networks. The proposed momentum algorithm based on Borges difference and Adam algorithm based on Borges difference can be adjusted more flexibly in order to speed up the convergence. The parameter optimization algorithm with the Borges difference presents a better performance compared with the integer-order momentum algorithm and integer-order Adam algorithm, with the proposed nonlinear adjustment method for the parameter tuning of convolutional neural networks. By analyzing experimental results of Fashion-MNIST dataset and CIFAR-10 dataset, the optimization algorithms based on Borges difference proposed in this paper gain better effects on the optimization model compared with the corresponding ones based on the integer-order difference, and can speed up the convergence speed and recognition accuracy of the image recognition. [ABSTRACT FROM AUTHOR]

As the semiconductor manufacturing process is moving towards the 3 nm node, there is a crucial need to reduce the edge placement error (EPE) to ensure proper functioning of the integrated circuit (IC) devices. EPE is the most important metric that quantify the fidelity of fabricated patterns in multi-patterning processes, and it is the combination of overlay errors and critical dimension (CD) errors. Recent advances in machine learning have enabled many new possibilities to improve the performance and efficiency of EPE optimization techniques. In this paper, we conducted a survey of recent research work that applied machine learning/ deep learning techniques for the purposes of enhancing virtual overlay metrology, reducing overlay error, and improving mask optimization methods for EPE reduction. Thorough discussions about the objectives, datasets, input features, models, key findings, and limitations are provided. In general, the results of the review work show a great potential of machine learning techniques in aiding the improvement of EPE in the field of semiconductor manufacturing. [ABSTRACT FROM AUTHOR]

Data in real world are usually characterized in multiple views, including different types of features or different modalities. Multi-view learning has been popular in the past decades and achieved significant improvements. In this paper, we investigate three challenging problems in the field of incomplete multi-view representation learning, namely, i) how to reduce the influences produced by missing views in multi-view dataset, ii) how to learn a consistent and informative representation among different views and iii) how to alleviate the impacts of the inherent noise in multi-view data caused by high-dimensional features or varied quality for different data points. To address these challenges, we integrate these three tasks into a problem and propose a novel framework termed Noise-aware Incomplete Multi-view Learning Networks (NIM-Nets). NIM-Nets fully utilize incomplete data from different views to produce a multi-view shared representation which is consistent, informative and robust to noise. We model the inherent noise in data by defining the distribution $\Gamma $ and assuming that each observation in the incomplete dataset is sampled from the distribution $\Gamma $. To the best of our knowledge, this is the first work to unify learning the consistent and informative representation, alleviating the impacts of noise in data and handling the view-missing patterns in multi-view learning into a framework. We also first give a definition of robustness and completeness for incomplete multi-view representation learning. Based on NIM-Nets, we present joint optimization models for classification and clustering, respectively. Extensive experiments on different datasets demonstrate the effectiveness of our method over the existing work based on classification and clustering tasks in terms of different metrics. [ABSTRACT FROM AUTHOR]