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This paper attempts to summarize the current understanding of the storm/substorm relationship by clearing up a considerabel amount of controversy and addressing the question of how solar wind energy is deposited into the constituent elements that are critical to magnetospheric and ionospheric processes.

During its travel to Jupiter (1 to 5.4 AU) Ulysses detected 25 ejecta signatures attributed to interplanetary counterparts of coronal mass ejections and 32 transient forward shocks.

In this study, we investigate the discontinuity properties in the low altitude corotating stream regions which are encountered during Ulyssses traveling from the south to north heliographic poles in 1995. Through the occurrence rates of directional discontinuites and tangential discontinuities, we find that there are three different regions around a high speed stream.

Observations by the Ulysses SWOOPS plasma experiment are used to investigate spatial and temporal gradients during the mission, with emphasis on more recent high latitude opbservations including the recent South Pole to North Pole passage during solar minimum.

Coronal mass ejections (CME's) are thought to result from the loss of stability within a magnetically confined coronal structure leading to its radial expansion into interplanetary space. As the CME expands into the corona current sheets will form between the expanding CME and surrounding field lines in the ambient wind. This configuration may lead to reconnection between the CME and adjacemt field lines. Such reconnection may produce double ion beams as has been observed in the terrrestrial magnetosphere. We examine all 24 distinct signatures of CME's observed by Ulysses during the in-ecliptic portion of the mission. In 5 of these 24 cases the ion spectra were not clear and thus the presence of double ion beams could not be determined. In 13 of the remaining 19 CME's double ion beams were found on the leading and/or trailing edge of the CME but not in the interior of the CME. In 3 of the CME's double ion beams were found throughout the CME while in the remaining 3 CME's double ion beams were not present near or just inside of the CME. In contrast in a control sample of 19 randomly chosen intervals, double ion beams were present at the leading and/or trailing edges of the random intervals in only 3 of the 19 cases. There appears to be no correlation between probability of occurrence of double ion beams and a magnetic cloud or non-cloud configuration of the CME and no correlation between the presence of the double ion beams at the edges of the CME and the CME being a fast or slow CME.

A solar wind disturbance produced by a fast coronal mass ejection, CME, that departed from the Sun on February 20, 1994 was observed in the ecliptic plane at 1 AU by IMP 8 and at high heliographic latitudes at 3.53 AU by Ulysses. In the ecliptic the disturbance included a strong forward shock but no reverse shock, while at high latitudes the disturbance was bounded by a relatively weak forward-reverse shock pair. It is clear that the disturbance in the ecliptic plane was driven primarily by the relative speed between the CME and a slower ambient solar wind ahead, whereas at higher latitudes the disturbance was driven by expansion of the CME. The combined IMP 8 and Ulysses observations thus provide a graphic illustration of how a single fast CME can produce very different types of solar wind disturbances at low and high heliographic latitudes. Simple numerical simulations help explain observed differences at the two spacecraft.

During average solar wind flow conditions at 1 AU, ionization rates of interstellar neutrals that penetrate into the inner heliosphere are dominated by charge exchange with solar wind protons for H atoms, and by photoionization for He atoms. During occurrences of strong, coronal mass ejection (CME)-driven interplanetary shock waves near 1 AU, electron impact ionization can make substantial, if not dominating, contributions to interstellar neutral ionization rates in the regions downstream of the shocks. However, electron impact ionization is expected to be relatively less important with increasing heliocentric distance because of the decrease in electron temperature. Ulysses encountered many CME-driven shocks during its journey to and beyond Jupiter, and in addition, encountered a number of strong corotating interaction region (CIR) shocks. These shocks generally occur only beyond approximately 2 AU. Many of the CIR shocks were very strong rivalling the Earth's bow shock in electron heating. We have compared electron impact ionization rates calculated from electron velocity distributions measured downstream from CIR shocks using the Ulysses SWOOPS experiment to charge-exchange rates calculated from measured proton number fluxes and the photoionization rate estimated from an assumed solar photon spectrum typical of solar maximum conditions. We find that, although normally the ratio of electron-impact ionization rates to charge-exchange (for H) and to photoionization (for He) rates amounts to only about one and a few tens of percent, respectively, downstream of some of the stronger CIR shocks they amount to more than 10% and greater than 100%, respectively.

Whistler-mode wave emissions are frequently observed at and downstream of interplanetary shocks. Using electron distribution functions measured onboard Ulysses in the energy range 1.6 to 862 eV, we calculate the temperature anisotropy and the wave growth rate of the electromagnetic electron cyclotron instability, Results of the calculations are compared to the whistler wave spectra observed simultaneously. For the studied events there is a good correlation between the wave growth rates and the wave spectra. Particularly, upstream of the shock front where no wave emissions are observed, the anisotropy lies below the wave instability threshold, i.e. the critical anisotropy Ac; on the contrary, downstream of the shock, the anisotropy exceeds Ac in some frequency range. Moreover. the tact that the anisotropy is close to Ac in a large frequency range gives prominence to the effect of velocity space diffusion of the electrons by the waves.

In addition to a smooth rotation of the magnetic field vector, magnetic clouds have a low proton temperature T(sub p). Their expansion in the solar wind leads to depletion and therefore the ion component cools down. It has been shown recently that the electron component in magnetic clouds behaves differently: when the cloud expands, electron temperature Te anti correlates with density and therefore Te increases in the cloud, creating favorable conditions for the rise of ion-acoustic waves. For the magnetic cloud observed by Ulysses on June 10 - 12, 1993 at 4.64 AU at S 32.5 deg, we present observations for both electron and proton components and related plasma wave activity. Our results confirm the anti correlation between T(sub e) and electron density and also exhibit a high ratio of T(sub e)/T(sub P) in the cloud. Since Landau damping is not effective for T(sub e)/T(sub p) much greater than 1, Doppler shifted ion acoustic waves are expected in the cloud. Calculation of ion acoustic wave frequencies in the cloud and comparison with observed wave activity confirm this expectation. As in our previous work, we show that the electron component in the cloud obeys a polytropic law with gamma is less than 1 (gamma approximately equals 0.3-0.4). The dynamics of the magnetic cloud are determined to a large degree by the dominating electron pressure.

Magnetic holes in the solar wind, which are characterized by isolated local depressions in the magnetic field magnitude, have been observed previously. The Unified Radio and Plasma Wave (URAP) instrument of Ulysses has found that within such magnetic structures, electrostatic waves at kHz frequency and ultralow frequency electromagnetic waves are often excited and seen as short duration wave bursts. Most of these bursts occur near the ambient electron plasma frequency, which suggests that the waves are Langmuir waves. Such waves are usually excited by electron streams. Some evidence of the streaming of energetic electrons required for exciting Langmuir waves has been observed. These electrons may have originated at sources near the Sun, which would imply that the magnetic structures containing the waves would exist as long channels formed by field and plasma conditions near the Sun. On the other hand, the electrons could be suprathermal 'tails' from wave collapse processes occurring near the spacecraft. In either case, the Langmuir waves excited in the magnetic holes provide a measurement of the plasma density inside the holes. Low frequency electromagnetic waves, having frequencies of a fraction of the local electron cyclotron frequency, sometimes accompany the Langmuir waves observed in magnetic holes. Waves excited in this frequency range are very likely to be whistler-mode waves. They may have been excited by an electron temperature anisotropy which has been observed in the vicinity of the magnetic holes or generated through the decay of Langmuir waves.

Solar wind suprathermal electron distributions in the solar wind generally carry a field-aligned antisunward heat flux. Within coronal mass ejections and upstream of strong shocks driven by corotating interaction regions (CIRs), counterstreaming electron beams are observed. We present observations by the Ulysses solar wind plasma experiment of a new class of suprathermal electron signatures. At low solar latitudes and heliocentric distances beyond 3.5 AU Ulysses encountered several intervals, ranging in duration from 1 hour to 22 hours, in which the suprathermal distributions included an antisunward field-aligned beam and a return population with a flux dropout typically spanning +/- 60 deg from the sunward field-aligned direction. All events occurred within CIRs, downstream of the forward and reverse shocks or waves bounding the interaction regions. We evaluate the hypothesis that the sunward-moving electrons result from reflection of the antisunward beams at magnetic field compressions downstream from the observations, with wide loss cones caused by the relatively weak compression ratio. This hypothesis requires that field magnitude within the CIRs actually increase with increasing field-aligned distance from the Sun. Details of the electron distributions and ramifications for CIR and shock geometry will be presented.

The electron heat flux in the solar wind has been measured by the Ulysses solar wind plasma experiment in the ecliptic from 1 to 5 AU and out of the ecliptic during the recently completed pass over the solar south pole and the ongoing pass over the solar north pole. Although the electron heat flux contains only a fraction of the kinetic energy of the solar wind. the available energy is sufficient to account for the non-adiabatic expansion of the solar wind electrons. The Ulysses measurements indicate that the electron heat flux is actively dissipated in the solar wind. The exact mechanism or mechanisms is unknown. but a model based on the whistler heat flux instability predicts radial gradients for the electron heat flux in good agreement with the data. We will present measurements of the correlation between wave activity measured by the unified radio and plasma experiment (URAP) and the electron heat flux throughout the Ulysses mission. The goal is to determine if whistler waves are a good candidate for the observed electron heat flux dissipation. The latitudinal gradients of the electron heat flux. wave activity. and electron pressure will be discussed in light of the changes in the magnetic field geometry from equator to poles.

Since passing essentially continuously into regions of solar wind from the southern polar coronal hole at approximately 36 deg S, Ulysses has observed frequent structures lasting from several hours to several days. In addition to Alfven waves and coronal mass ejections, which have been discussed by previous authors, two other sorts of structures are routinely evident. This paper provides the first report of these structures in the high latitude solar wind: (1) small scale compressional structures, and (2) pressure balance structures. The compressional structures are driven by faster solar wind overtaking the slower solar wind ahead of it and exhibit the plasma and field properties expected for compressions. However, unlike large scale stream interaction regions observed in and near the ecliptic plane, these structures are much smaller scale and are transient, not recurring from one rotation to the next. The pressure balance structures are indicated by roughly equal increases in the plasma pressure and decreases in the magnetic field pressure. These structures, which are several degrees across, are more dense and have higher plasma pressures and betas than the surrounding solar wind. These pressure balance structures seem to be likely manifestations of 'polar plumes.'

The Ulysses spacecraft trajectory includes a peak southern latitude of -80.2 deg, reached during September 1994, and perihelion in the ecliptic plane at 134 AU in March 1995. The near-perihelion mission phase features a rapid scan through solar latitude, with rates approaching one degree per day. We will present observations through mid-May 1995, when the spacecraft will be near 1.5 AU and +50 deg solar latitude. At the time of this writing, observations from the solar wind plasma experiment have been examined through -40 deg solar latitude. At that latitude Ulysses was still immersed in fast solar wind from the south polar coronal hole, with wind speeds of 700 to 800 km/s and with a variety of fine structure. Expectations for near-perihelion measurements include times of slow, dense wind characteristic of the near-equatorial heliomagnetic streamer belt. A non-zero tilt of the streamer belt would produce recurrent intervals of fast coronal hole wind and corotating interaction regions (CIRs) caused by fast wind overtaking slow wind. Forward and reverse shock waves bounding the CIRs, routinely observed at low and intermediate latitudes beyond approximately 2 AU, will likely be absent during the northward transit due to proximity to the Sun we will summarize solar wind plasma results concerning meridional gradients in fluid parameters, large-scale and fine structure, and transient events such as coronal mass ejections.

Ulysses observations have revealed a new class of forward-reverse shock pairs in the solar wind that appears to be restricted to high heliographic latitudes. Shock pairs in this new class of events are produced by over-expansion (i.e., expansion driven by a high internal pressure) of coronal mass ejections, CMEs, that have speeds comparable to that of the surrounding solar wind plasma. Here we compare low- and high-latitude observations of an event observed both near Earth by IMP 8 and at high latitudes by Ulysses. At the time of these observations Ulysses was at 3.53 AU and was situated 47.2 deg south and 11.4 deg west of Earth (in the sense of planetary motion about the Sun). A fast CME that departed from the Sun on February 20, 1994 produced both a major (forward) shock wave disturbance in the ecliptic plane at 1 AU (and a large geomagnetic storm) and a forward reverse shock pair associated with over-expansion of the CME at high heliographic latitudes. The combined measurements provide a graphic illustration of how the same fast CME can produce totally different types of disturbances at low and high latitudes. Differences in the disturbances generated by the CME at high and low latitudes are due primarily to the different speeds initially prevailing in the ambient solar wind ahead of it. These observations are consistent with the results of simple numerical simulations of the event.

We examine 10 coronal mass ejections from the in-ecliptic portion of the Ulysses mission. Five of these CMEs are magnetic clouds. In each case we observe an inverse relationship between electron temperature and density. For protons this relationship is less clear. Earlier work has shown a similar inverse relationship for electrons inside magnetic clouds and interpreted it to mean that the polytropic index governing the expansion of electrons is less than unity. This requires electrons to be heated as the CME expands. We offer an alternative view that the inverse relationship between electron temperature and density is caused by more rapid cooling of the denser plasma through collisions. More rapid cooling of denser plasma has been shown for 1 AU measurements in the solar wind. As evidence for this hypothesis we show that the denser plasma inside the CMEs tends to be more isotropic indicating a different history of collisions for the dense plasma. Thus, although the electron temperature inside CMEs consistently shows an inverse correlation with the density, this is not an indication of the polytropic index of the plasma but instead supports the idea of collisional modification of the electrons during their transit from the sun.

The radio and plasma wave receivers on the Ulysses spacecraft have detected thousands of short-duration bursts of waves at approximately the electron plasma frequency. These wave events believed to be Langmuir waves are usually less than approximately 5 minutes in duration. They occur in or at the boundaries of depletions in the magnetic field amplitude known as magnetic holes. Using the 16 sec time resolution provided by the plasma frequency receiver, it is possible to examine the density structure inside of magnetic holes. Even higher time resolutions are sometimes available from the radio receiver data. The Ulysses observations show that these wave bursts occur more frequently at high heliographic latitudes; the occurrence rates depend on both latitude and distance from the Sun. We review the statistics for the wave events, compare them to magnetic and plasma parameters, and review the reasons for the more frequent occurrence at high heliographic latitudes.

We have been comparing measurements of solar wind speed at the Ulysses spacecraft with coronal flux-tube expansion rates, derived from photospheric field measurements using a current-free coronal model. The large-scale patterns of derived speed have continued to reproduce the observed patterns from launch through south polar passage to the present 40S latitude of the spacecraft. The fastest non-transient wind speeds of approx. 860 km/s were encountered at midlatitudes en route to the south pole, rather than during polar passage when the peak speeds were approx. 820 km/s. Although this result is in qualitative agreement with the idea that the wind speed is controlled by the coronal flux-tube expansion rate, the 40 km/s difference is significantly smaller than the 100-150 km/s difference based on our in-ecliptic calibration. This paper will summarize our attempts to resolve this discrepancy and will show the observational status of our coronal/interplanetary comparison at the time of the meeting.

Measurements of suprathermal electron fluxes in the solar wind at energies greater than approximatley 80 eV indicate that magnetic field lines within coronal mass ejections. CMEs, near and beyond 1 AU are normally connected to the Sun at both ends. However, a preliminary reexamination of events previously identified as CMEs in the ISEE 3 data reveals that about 1/4 of all such events contain limited regions where field lines appear to be either connected to the Sun at only one end or connected to the outer heliosphere at both ends. Similar intervals of open and disconnected field lines within CMEs have been identified in the Ulysses observations. We believe that these anomalous field topologies within CMEs are most naturally interpreted in terms of 3-dimensional reconnection behind CMEs close to the Sun. Such reconnection also provides a natural explanation both for the flux rope topology of many CMEs as well as the coronal loops formed during long-duration solar soft X ray events. Although detailed numerical simulations of 3-dimensional reconnection behind CMEs are not yet available, such simulations have been done for the qualitatively similar geometry that prevails within the geomagnetic tail. Those simulations of plasmoid formation in the geomagnetic tail do produce the mixture of field topologies within plasmoids discussed here for CMEs.

We present the first observations of a Coronal Mass Ejection (CME) by two spacecraft separated substantially in heliographic latitude. Ulysses and Geotail both see similar features in the plasma and magnetic field parameters during an interval in which Geotail is located in the deep magnetosheath (greater than 150 Earth radii) and Ulysses is located in the solar wind at 5 AU, approximately 20 S of Geotail, and approximately 51 W (in the direction of solar rotation) of Geotail. Based on the similarity in plasma and magnetic field parameters and similar inferred ejection times from the Sun for both features we argue that the same CME is observed by both spacecraft. The portion of the CME observed by Ulysses is traveling much faster than the portion observed by Geotail. Thus the CME has significant latitudinal structure since at any given time the high latitude portion of the CME extends much further out in radial distance. Furthermore, this implies that a simple calculation of the arrival time of a CME at the Earth may not be done if the observing spacecraft is located substantially away from the ecliptic plane.

Double ion beams are often observed in the solar wind, but little work has been done in relating these beams to structures within the solar wind. Double ion beams are observed as beams of a given ion species and charge state occurring at two different energies. We use the three-dimensional ion plasma instrument on board the Ulysses spacecraft to look for evidence of such beams associated with the heliospheric current sheet. In a subset chosen independently of plasma parameters consisting of 8 of cover 47 crossings of the current sheet made during the inecliptic phase of the Ulysses mission we find that these double ion beams are always present on either side of the current sheet. The double beams are present in both the proton and helium species. The secondary beam typically has a higher helium abundance, which suggests that these beams are formed in the helium-rich corona rather than in interplanetary space. The double beams are not present in the interior of the current sheet. Neither collisions nor effects of plasma beta can account for the disappearance of the double beams inside the current sheet in all eight cases. We postulate that these beams are formed by reconnection occurring near the Sun in the boundary region between the open field lines of the coronal holes and the closed field line region of the heliospheric current sheet. Such a scenario would be consistent with previous X ray measurements which suggect that reconnection is occurring in this region.

Observations of an energetic interplanetary electron event associated with the production of Langmuir waves, both of which are identified at 4.3 AU by instruments on the Ulysses spacecraft, are presented in this paper. This electron event propagates inside a well-defined magnetic structure. The existence of this structure is firmly established by joint particle and plasma observations made by Ulysses instruments. Its local estimated radial width is of the order of 2.3 x 10(exp 7) km (0.15 AU). The electron beam is associated with a type III burst observed from Earth at high frequencies and at low frequencies from Ulysses in association with Langmuir waves detected inside the structure. The consistency of local (Ulysses) and remote (Earth) observations in terms of temporal and geometrical considerations establishes that the structure is anchored in the solar corona near the solar active region responisble for the observed type III emission and gives an accurate determination of the injection time for the observed electron beam. Propagation analysis of the electron event is presented. In order to quantify the magnetic field properties, a variance analysis has been performed and is presented in this paper. The analysis establishes that inside the structure the amount of magnetic energy involved in the fluctuations is less than 4% of the total magnetic energy; the minimal variance direction is well defined and in coincidence with the direction of the mean magnetic field. This configuration may produce conditions favorable for scatter free streaming of energetic electrons and/or Langmuir wave production. The results presented show that the magnetic field might play a role in stabilizing the coronal-origin plasma structures and then preserving them to large, approximately 4 AU, distances in the heliosphere.

The solar wind is an ionized gas flowing from the solar corona and consisting primarily of free electrons, protons, and doubly-ionized helium. Ulysses solar wind plasma observations through -80.2 degrees solar latitude and continuing equatorward to -40.1 degrees are summarized. Recurrent high-speed streams and corotating interaction regions dominate at mid latitudes. Observation and analysis is given.

Since launch in October 1990, the Ulysses mission has included an in-ecliptic cruise enroute to Jupiter encounter in February 1992 and a post-Jupiter transit through a wide range of southerly latitudes and heliocentric distances. Here we present results from the solar wind plasma experiment through June 14, 1994, at which time Ulysses was at -68.2 deg heliographic latitude. During the ecliptic phase of the mission, occurring just after solar maximum, the spacecraft encountered an irregular pattern of solar wind speed and sporadic coronal mass ejections, with mass ejections most prevalent during March 1991. Irregular, small-amplitude solar wind streams prevailed until mid-1992, after which Ulysses encountered a recurrent very high-speed stream from an equatorward extension of the South polar coronal hole. Encounters with the high-density, low-speed plasma from the coronal streamer belt ceased as Ulysses moved to increasing southerly latitudes in 1993. Many forward and reverse shocks associated with corotating interaction regions have been encountered; these shocks all had observable electron foreshocks. The shocks became less prevalent with increasing latitude, with the forward shocks disappearing first because of the tilted streamer belt and the resulting meridional shock propagation. After Ulysses passed -35 deg in July 1993 the spacecraft encountered only high-speed wind, with a speed range of 700-800 km/s and a density, scaled to 1 AU, averaging 3/cu cm. Latitudinal gradients in solar wind fluid parameters generally support previous findings, with the gradient in wind speed offset by a gradient in density such that mass momentum flux vary relatively little.

During November-December 1991, the International Cometary Explorer (ICE) and Ulysses spacecraft were aligned in solar longitude, with an angular offset as small as 1 deg and a radial offset of 3.8 to 4.0 AU. Both spacecraft carry spectrometers which measure the thermal and suprathermal solar wind electron distributions. During the alignment interval, both spacecraft encountered the declining phase of a high-speed solar wind stream, representing unshocked plasma. We use the aligned observations from ICE and Ulysses to characterized the radial gradients in core and halo electron temperature, relative halo density, and heat flux, as well as the core and total polytropic indices. The thermal properties of the core vary widely in a range from isothermal to adiabatic, while the halo is more nearly isothermal. The halo density falls off more steeply for higher density plasma, and the electron heat flux gradient indicates constant or decreasing distribution skewness.

We discuss an example of confinement of fast solar electrons by a discrete solar wind-interplanetary magnetic field structure on February 22, 1991. The structure is about 190,000 km in width and is clearly defined by changes in the direction of the magnetic field at the Ulysses spacecraft. This structure carries electrons moving toward the Sun as well as away from the Sun. A loss cone in the angular distribution of the fast electrons shows that mirroring, presumably magnetic, takes place downstream from the spacecraft. Following passage of this narrow structure, the return flux vanishes for 21 min after which time the mirroring resumes and persists for several hours. We identify the enhanced magnetic field region lying downstream from the Ulysses spacecraft that is responsible for the mirroring to be a corotating stream interaction region. Backstreaming suprathermal electron measurements by the Los Alamos National Laboratory plasma experiment on the Ulysses spacecraft support this interpretation.