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An active–passive microwave retrieval algorithm for simultaneous determination of soil surface roughness parameters [vertical root-mean-square (RMS) height (${s}$) and horizontal correlation length (${l}$)] is presented for bare soils. The algorithm is based on active–passive microwave covariation, including the improved Integral Equation Method (I2EM), and is tested with global soil moisture active passive (SMAP) observations. The estimated retrieval results for ${s}$ and ${l}$ are overall consistent with values in the literature, indicating the validity of the proposed algorithm. Sensitivity analyses showed that the developed roughness retrieval algorithm is independent of permittivity for ${\varepsilon }_{s} > 10$ [-]. Furthermore, the physical model basis of this approach (I2EM) allows the application of different autocorrelation functions (ACF), such as Gaussian and exponential ACFs. Global roughness retrieval results confirm bare areas in deserts such as Sahara or Gobi. However, the type of ACF used within roughness parameter estimation is important. Retrieval results for the Gaussian ACF describe a rougher surface than retrieval results for the exponential ACF. No correlations were found between roughness results and the amount of precipitation or the soil texture, which could be due to the coarse spatial resolution of the SMAP data. The extension of this approach to vegetated soils is planned as an add-on study. [ABSTRACT FROM AUTHOR]

Active and passive microwave signals over land co-vary depending on their shared scattering and emission characteristics by soil and vegetation media. Estimates of this covariation can be used beneficially to downscale coarse-resolution brightness temperatures with high-resolution backscatter for enhanced-resolution Earth observations. In this study, a forward model of covariation for vegetated soil is derived by combining two well-established models of active and passive microwave interactions. The covariation model is inverted to obtain a single-pass observation-driven estimation of active-passive microwave covariation (β) based on multi-channel radiometer and Synthetic Aperture Radar (SAR) scenes. A key feature of the estimation approach is that it is applicable to co-located spatial data scenes and does not rely on temporal information. We present applications of the estimation with combinations of SMAP (L-band) radiometry and both SMAP (L-band) and multi-angular Sentinel-1 (C-band) backscatter data. We first show that for the period of available SMAP L-band radiometer and radar data, the estimation approach for β , introduced in this study, yields similar results as the statistical time-series approach originally designed for SMAP. The new single-pass approach also allows estimation of active-passive covariation where the statistical approach cannot be applied because dynamic range of brightness temperature and backscatter are too limited to allow regression. We then apply the developed estimation method to SMAP L-band radiometer and multi-angular Sentinel-1 C-band SAR data. Here, the study quantifies the effects of microwave frequency and look-angles on the covariation by applying the estimation globally and analyzing the results as a function of vegetation cover – a key determinant of the strength of the covariation. • A single-pass estimation of active-passive microwave covariation is established. • The approach allows estimation of covariation without the need for time series. • It is observation-driven and does not require site-specific calibration. • It enables global downscaling of SMAP radiometer with Sentinel-1 radar data. [ABSTRACT FROM AUTHOR]

A robust physics-based combined active–passive (C-AP), or active–passive, surface soil moisture and roughness estimation methodology is presented. Soil moisture and roughness retrieval is performed via optimization, i.e., minimization, of a joint objective function, which constrains similar resolution radar and radiometer observations simultaneously. A data-driven and noise-dependent regularization term has also been developed to automatically regularize and balance corresponding radar and radiometer contributions to achieve optimal soil moisture retrievals. It is shown that in order to compensate for measurement and observation noise, as well as forward model inaccuracies, in C-AP estimation, surface roughness can be considered a free parameter. Extensive Monte Carlo numerical simulations and assessment using field data have been performed both to evaluate the algorithm’s performance and to demonstrate soil moisture estimation. Unbiased root mean squared errors range from 0.18 to 0.03 cm3/cm3 for two different land-cover types of corn and soybean. In summary, in the context of soil moisture retrieval, the importance of consistent forward emission and scattering development is discussed and presented. [ABSTRACT FROM PUBLISHER]

In this paper, we introduce the combined active/passive (CAP) data product for the Soil Moisture Active Passive mission. We develop the algorithms for a radiometer-only salinity product, a radar-only vector wind product, and a CAP vector wind and salinity product. We show that the performance of the radiometer-only salinity product nears but is still inferior to the Aquarius salinity accuracy performance when aggregated on a monthly timescale. Then, we show that the radar-only vector wind product has reasonable accuracy away from the nadir track while suffering from inadequate measurement geometry in the middle of the swath. Finally, we demonstrate that the CAP salinity and vector wind performance is superior to individual algorithms and provides wind vectors nearly as good as RapidScat for low-to-moderate winds and possibly superior to traditional scatterometers for wind speeds larger than 12.5 m/s. [ABSTRACT FROM PUBLISHER]

The L-band passive microwave data from the Soil Moisture Active Passive (SMAP) observatory are investigated for remote sensing of ocean surface winds during severe storms. The surface winds of Joaquin derived from the real-time analysis of the Center for Advanced Data Assimilation and Predictability Techniques at Penn State support the linear extrapolation of the Aquarius and SMAP geophysical model functions (GMFs) to hurricane force winds. We apply the SMAP and Aquarius GMFs to the retrieval of ocean surface wind vectors from the SMAP radiometer data to take advantage of SMAP's two-look geometry. The SMAP radiometer winds are compared with the winds from other satellites and numerical weather models for validation. The root-mean-square difference (RMSD) with WindSat or Special Sensor Microwave Imager/Sounder is 1.7 m/s below 20-m/s wind speeds. The RMSD with the European Center for Medium-Range Weather Forecasts direction is 18° for wind speeds between 12 and 30 m/s. We find that the correlation is sufficiently high between the maximum wind speeds retrieved by SMAP with a 60-km resolution and the best track peak winds estimated by the National Hurricane Center and the Joint Typhoon Warning Center to allow them to be estimated by SMAP with a correlation coefficient of 0.8 and an underestimation by 8%–18% on average, which is likely due to the effects of spatial averaging. There is also a good agreement with the airborne Stepped-Frequency Radiometer wind speeds with an RMSD of 4.6 m/s for wind speeds in the range of 20–40 m/s. [ABSTRACT FROM PUBLISHER]

The Radar Vegetation Index (RVI) is a well-established microwave metric of vegetation cover. The index utilizes measured linear scattering intensities from co- and cross-polarization and is normalized to ideally range from 0 to 1, increasing with vegetation cover. At long wavelengths (L-band) microwave scattering does not only contain information coming from vegetation scattering, but also from soil scattering (moisture & roughness) and therefore the standard formulation of RVI needs to be revised. Using global level SMAP L-band radar data, we illustrate that RVI runs up to 1.2, due to the pre-factor in the standard formulation not being adjusted to the scattering mechanisms at these low frequencies. Improvements on the RVI are subsequently proposed to obtain a normalized value range, to remove soil scattering influences as well as to mask out regions with dominant soil scattering at L-band (sparse or no vegetation cover). Two purely vegetation-based RVIs (called RVII and RVIII), are obtained by subtracting a forward modeled, attenuated soil scattering contribution from the measured backscattering intensities. Active and passive microwave information is used jointly to obtain the scattering contribution of the soil, using a physics-based multi-sensor approach; simulations from a particle model for polarimetric vegetation backscattering are utilized to calculate vegetation-based RVI-values without any soil scattering contribution. Results show that, due to the pre-factor in the standard formulation of RVI the index runs up to 1.2, atypical for an index normally ranging between zero and one. Correlation analysis between the improved radar vegetation indices (standard RVI and the indices with potential improvements RVII and RVIII) are used to evaluate the degree of independence of the indices from surface roughness and soil moisture contributions. The improved indices RVII and RVIII show reduced dependence on soil roughness and soil moisture. All RVI-indices examined indicate a coupled correlation to vegetation water content (plant moisture) as well as leaf area index (plant structure) and no single dependency, as often assumed. These results might improve the use of polarimetric radar signatures for mapping global vegetation.

The objective of the NASA Soil Moisture Active Passive (SMAP) mission is to provide global measurements of soil moisture and freeze/thaw states. SMAP integrates L-band radar and radiometer instruments as a single observation system combining the respective strengths of active and passive remote sensing for enhanced soil moisture mapping. Airborne instruments are a key part of the SMAP validation program. Here, we present an airborne campaign in the Rur catchment, Germany, in which the passive L-band system Polarimetric L-band Multi-beam Radiometer and the active L-band system F-SAR of DLR were flown simultaneously on six dates in 2013. The flights covered the full heterogeneity of the area under investigation, i.e., the main land cover types and all experimental monitoring sites. Here, we used the obtained data sets as a test bed for the analysis of three active–passive fusion techniques: 1) estimation of soil moisture by passive sensor data and subsequent disaggregation by active sensor backscatter data; 2) disaggregation of passive microwave brightness temperature by active microwave backscatter and subsequent inversion to soil moisture; and 3) fusion of two single-source soil moisture products from radar and radiometer. Results indicate that the regression parameters $\beta$ are dependent on the radar vegetation index. The best performance was obtained by the fusion of radiometer brightness temperatures and radar backscatter, which was able to reach the same accuracy as single-source coarse-scale radiometer soil moisture retrieval but on a higher spatial resolution. [ABSTRACT FROM AUTHOR]

We present a method to combine same-resolution measurements of active radar and passive radiometer microwave remote sensing to build a framework for soil moisture estimation in support of the Soil Moisture Active and Passive (SMAP) mission. A unified active-passive soil moisture estimation algorithm is developed within a global optimization scheme, using a joint cost function with adaptive regularization, where, unlike traditional methods, both radar and radiometer measurements are utilized at the same time to retrieve soil moisture. Monte Carlo numerical simulations and optimization to retrieve soil moisture are performed for Corn, Soybean, and Grass landcover types for active-only, passive-only, and active-passive scenarios. These numerical experiments show that the proposed combined active-passive (CAP) soil moisture estimation approach outperforms either the single-sensor technique, particularly for higher vegetation water content (VWC) values (VWC > 3 kg/m2). For example, for the case of Corn with VWC of 5 kg/m2, retrieval error is reduced to 0.035 cm3/cm3 for the active-passive method from 0.08 cm3/cm3 for active scenarios. Furthermore, tests of this new algorithm on the Passive and Active L- and S-band Sensor (PALS) Soil Moisture Experiment 2002 (SMEX02), as well as the Combined Radar- Radiometer (ComRad) collocated active and passive data, demonstrate the applicability of this method to actual data, even with potentially inaccurate forward models and noisy data. Results indicate that the best soil moisture estimates over a large range of soil moisture (0.04-0.4 cm3/cm3) and vegetation (0-5 kg/m2) conditions are achievable when the adaptive regularization parameter γ is chosen to give slightly more weight to the radiometer forward model without discarding the complementary radar measurement points. [ABSTRACT FROM AUTHOR]

Several soil moisture and sea salinity campaigns, including airborne L-band radiometer measurements, have been carried out in preparation for the European Space Agency Soil Moisture and Ocean Salinity (SMOS) mission. The radiometer used in this context is fully polarimetric and is capable of detecting radio frequency interference (RFI) using the kurtosis method. Analyses have shown that the kurtosis method generally detects RFI in an efficient manner, particularly concerning pulsed, low duty cycle signals, but it has some shortcomings when it comes to more continuous wave signal types. Hence, other detection methods have been investigated as well. In particular, inspection of the third and fourth Stokes parameters shows promising results-possibly as a complement to the kurtosis method. The kurtosis method, however, cannot be used with SMOS data. Since SMOS is fully polarimetric, the third and fourth Stokes parameter method is an option, and a first assessment using a fully polarimetric SMOS data set looks promising. Finally, a variable incidence angle signature algorithm is introduced, and the possibility of using this as an RFI indicator is discussed. [ABSTRACT FROM PUBLISHER]

A robust and simple algorithm is developed to merge L-band radiometer retrievals and L-band radar observations to obtain high-resolution (9-km) soil-moisture estimates from data of the NASA Soil Moisture Active and Passive (SMAP) mission. The algorithm exploits the established accuracy of coarse-scale radiometer soil-moisture retrievals and blends this with the fine-scale spatial heterogeneity detectable by radar observations to produce a high-resolution optimal soil-moisture estimate at 9 km. The capability of the algorithm is demonstrated by implementing the approach using the airborne Passive and Active L-band System (PALS) instrument data set from Soil Moisture Experiments 2002 (SMEX02) and a four-month synthetic data set in an Observation System Simulation Experiment (OSSE) framework. The results indicate that the algorithm has the potential to obtain better soil-moisture accuracy at a high resolution and show an improvement in root-mean-square error of 0.015–0.02- \cm^3/\cm^3 volumetric soil moisture over the minimum performance taken to be retrievals based on radiometer measurements resampled to a finer scale. These results are based on PALS data from SMEX02 and a four-month OSSE data set and need to be further confirmed for different hydroclimatic regions using airborne data sets from prelaunch calibration/validation field campaigns of the SMAP mission. [ABSTRACT FROM PUBLISHER]

This paper introduces a new concept for a smart wireless sensor web technology for optimal measurements of surface-to-depth profiles of soil moisture using in-situ sensors. The objective of the technology, supported by the NASA Earth Science Technology Office Advanced Information Systems Technology program, is to enable a guided and adaptive sampling strategy for the in-situ sensor network to meet the measurement validation objectives of spaceborne soil moisture sensors. A potential application for this technology is the validation of products from the Soil Moisture Active/Passive (SMAP) mission. Spatially, the total variability in soil-moisture fields comes from variability in processes on various scales. Temporally, variability is caused by external forcings, landscape heterogeneity, and antecedent conditions. Installing a dense in-situ network to sample the field continuously in time for all ranges of variability is impractical. However, a sparser but smarter network with an optimized measurement schedule can provide the validation estimates by operating in a guided fashion with guidance from its own sparse measurements. The feedback and control take place in the context of a dynamic physics-based hydrologic and sensor modeling system. The overall design of the smart sensor web—including the control architecture, physics-based hydrologic and sensor models, and actuation and communication hardware—is presented in this paper. We also present results illustrating sensor scheduling and estimation strategies as well as initial numerical and field demonstrations of the sensor web concept. It is shown that the coordinated operation of sensors through the control policy results in substantial savings in resource usage. [ABSTRACT FROM PUBLISHER]

Soil moisture estimates obtained using passive remote sensing from satellite platforms often suffer from the drawback of coarse spatial resolution. In this current work, low resolution soil moisture estimates from passive remote sensing are fused with high resolution radar backscatter data to produce soil moisture change estimates at the spatial resolution of radar. More specifically, soil moisture estimated from AMSR-E and TMI (separate cases) for a single 50 km × 50 km pixel has been fused with TRMM-PR backscatter data at 5 km resolution to produce soil moisture change estimates at 5 km resolution. A brief sensitivity analysis has been presented as a baseline study for soil moisture sensitivity of TRMM-PR backscatter. Soil moisture change estimates have been computed using a simple methodology and validated using in situ measurements from the Little Washita Micronet. It is seen that fusing radar data with radiometer soil moisture estimates leads to a better representation of the soil moisture variability within the radiometer pixel as compared to the baseline (radiometer estimate only) case where uniform subpixel distribution of soil moisture is assumed. The TMI/PR case performs better than the AMSR-E/PR case indicating the need for temporally coincident radar radiometer observations for producing high resolution soil moisture change estimates. [ABSTRACT FROM AUTHOR]

In the present study, remote sensing of soil moisture is carried out using the Passive and Active L- and S-band airborne sensor (PALS). The data in this paper were taken from five days of overflights near Chickasha, OK during the 1999 Southern Great Plains (SGP99) experiment. Presently, we analyze the collected data to understand the relationships between the observed signals (radiometer brightness temperature and radar backscatter) and surface parameters (surface soil moisture, temperature, vegetation water content, and roughness). In addition, a radiative transfer model and two radar backscatter models are used to simulate the PALS observations. An integration of observations, regression retrievals, and forward modeling is used to derive the best estimates of soil moisture under varying surface conditions. [ABSTRACT FROM AUTHOR]

Soil Moisture Active Passive (SMAP) mission of NASA was launched in January 2015. Currently, SMAP has an L-band radiometer and a defunct L-band radar with a rotating 6-m mesh reflector antenna. On July 7th, 2015, the SMAP radar malfunctioned and became inoperable. Consequently, the production of high-resolution active-passive soil moisture product got hampered, and only ~2.5 months (April 15th, 2015 to July 7th, 2015) of data remain available. Therefore, during the SMAP post-radar phase, many ways were examined to restart the high-resolution soil moisture product generation of the SMAP mission. One of the feasible approaches was to substitute the SMAP radar with other available SAR data. Sentinel-1A/Sentinel-1B SAR data was found most suitable for combining with the SMAP radiometer data because of its nearly similar orbit configuration that allows overlapping of their swaths with a minimal time difference, a key feature/requirement for the SMAP active-passive algorithm. The Sentinel interferometric wide swath (IW) mode acquisition also provides the co-polarized and cross-polarized observations required for the SMAP active-passive algorithm. However, some differences do exist between the SMAP and Sentinel SAR data. They are mainly: 1) Sentinel has a C-band SAR whereas SMAP operates at L-band; 2) Sentinel has multiple incidence angles within its swath, and SMAP has one single incidence angle; and 3) Sentinel 1A/B Interferometric Wide (IW) swath width is ~250 km as compared to SMAP with 1000 km swath width. On any given day, the narrow swath width of the Sentinel observations significantly reduces the overlap spatial coverage between SMAP and Sentinel as compared to the original SMAP radar and radiometer swath coverage. Hence, the temporal resolution (revisit interval) suffers due to narrow overlapped swath width and degrades from 3 days to 12 days. One advantage of using very high-resolution resolution Sentinel-1A/Sentinel-1B data in the SMAP active-passive algorithm is the potential of obtaining the disaggregated brightness temperature and thus soil moisture at a much finer spatial resolution of 3 km and 1 km at global extent. The assessment of high-resolution product at 3 km and 1 km using the soil moisture calibration and validations sites shows reasonable accuracy of ~0.05 m3/m3. The SMAP-Sentinel1 active-passive high-resolution product is now available to the public (new version released in October 2018) through NSIDC (NASA DAAC). The duration of this product is from April 2015 to current date. • The article is about the high resolution (1 km and 3 km) soil moisture data from the SMAP mission. • The soil moisture is produced using the SMAP L-band TB and Sentinel 1A/B C-band Sigma0. • The high resolution soil moisture has reasonable accuracy (RMSE) of ~0.05 m3/m3. • The SMAP-Sentinel1 high resolution soil moisture product is ready for geophysical applications. • The temporal frequency of the this product is ~12 days, however, in Europe it is 6 days. [ABSTRACT FROM AUTHOR]

The Radar Vegetation Index (RVI) is a well-established microwave metric of vegetation cover. The index utilizes measured linear scattering intensities from co- and cross-polarization and is normalized to ideally range from 0 to 1, increasing with vegetation cover. At long wavelengths (L-band) microwave scattering does not only contain information coming from vegetation scattering, but also from soil scattering (moisture & roughness) and therefore the standard formulation of RVI needs to be revised. Using global level SMAP L-band radar data, we illustrate that RVI runs up to 1.2, due to the pre-factor in the standard formulation not being adjusted to the scattering mechanisms at these low frequencies. Improvements on the RVI are subsequently proposed to obtain a normalized value range, to remove soil scattering influences as well as to mask out regions with dominant soil scattering at L-band (sparse or no vegetation cover). Two purely vegetation-based RVIs (called RVII and RVIII), are obtained by subtracting a forward modeled, attenuated soil scattering contribution from the measured backscattering intensities. Active and passive microwave information is used jointly to obtain the scattering contribution of the soil, using a physics-based multi-sensor approach; simulations from a particle model for polarimetric vegetation backscattering are utilized to calculate vegetation-based RVI-values without any soil scattering contribution. Results show that, due to the pre-factor in the standard formulation of RVI the index runs up to 1.2, atypical for an index normally ranging between zero and one. Correlation analysis between the improved radar vegetation indices (standard RVI and the indices with potential improvements RVII and RVIII) are used to evaluate the degree of independence of the indices from surface roughness and soil moisture contributions. The improved indices RVII and RVIII show reduced dependence on soil roughness and soil moisture. All RVI-indices examined indicate a coupled correlation to vegetation water content (plant moisture) as well as leaf area index (plant structure) and no single dependency, as often assumed. These results might improve the use of polarimetric radar signatures for mapping global vegetation. [ABSTRACT FROM AUTHOR]