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Soil moisture is a crucial factor in the field of meteorology, hydrology, and agricultural sciences. In agricultural production, surface soil moisture (SSM) is crucial for crop yield estimation and drought monitoring. For SSM inversion, a synthetic aperture radar (SAR) offers a trustworthy data source. However, for agricultural fields, the use of SAR data alone to invert SSM is susceptible to the influence of vegetation cover. In this paper, based on Sentinel-1 microwave remote sensing data and Sentinel-2 optical remote sensing data, a convolution neural network optimized by sparrow search algorithm (SSA-CNN) was suggested to invert farmland SSM. The feature parameters were first extracted from pre-processed remote sensing data. Then, the correlation analysis between the extracted feature parameters and field measured SSM data was carried out, and the optimal combination of feature parameters for SSM inversion was selected as the input data of the subsequent models. To enhance the performance of the CNN, the hyper-parameters of CNN were optimized using SSA, and the SSA-CNN model was built for SSM inversion based on the obtained optimal hyper-parameter combination. Three typical machine learning approaches, including generalized regression neural network, random forest, and CNN, were used for comparison to show the efficacy of the suggested method. With an average coefficient of determination of 0.80, an average root mean square error of 2.17 vol.%, and an average mean absolute error of 1.68 vol.%, the findings demonstrated that the SSA-CNN model with the optimal feature combination had a better accuracy among the 4 models. In the end, the SSM of the study region was inverted throughout four phenological periods using the SSA-CNN model. The inversion results indicated that the suggested method performed well in local situations. [ABSTRACT FROM AUTHOR]

Soil moisture is a crucial factor in the field of meteorology, hydrology, and agricultural sciences. In agricultural production, surface soil moisture (SSM) is crucial for crop yield estimation and drought monitoring. For SSM inversion, a synthetic aperture radar (SAR) offers a trustworthy data source. However, for agricultural fields, the use of SAR data alone to invert SSM is susceptible to the influence of vegetation cover. In this paper, based on Sentinel-1 microwave remote sensing data and Sentinel-2 optical remote sensing data, a convolution neural network optimized by sparrow search algorithm (SSA-CNN) was suggested to invert farmland SSM. The feature parameters were first extracted from pre-processed remote sensing data. Then, the correlation analysis between the extracted feature parameters and field measured SSM data was carried out, and the optimal combination of feature parameters for SSM inversion was selected as the input data of the subsequent models. To enhance the performance of the CNN, the hyper-parameters of CNN were optimized using SSA, and the SSA-CNN model was built for SSM inversion based on the obtained optimal hyper-parameter combination. Three typical machine learning approaches, including generalized regression neural network, random forest, and CNN, were used for comparison to show the efficacy of the suggested method. With an average coefficient of determination of 0.80, an average root mean square error of 2.17 vol.%, and an average mean absolute error of 1.68 vol.%, the findings demonstrated that the SSA-CNN model with the optimal feature combination had a better accuracy among the 4 models. In the end, the SSM of the study region was inverted throughout four phenological periods using the SSA-CNN model. The inversion results indicated that the suggested method performed well in local situations.

Separating foliage and woody components can effectively improve the accuracy of simulating the forest eco-hydrological processes. It is still challenging to use deep learning models to classify canopy components from the point cloud data collected in forests by terrestrial laser scanning (TLS). In this study, we developed a convolution neural network (CNN)-based model to separate foliage and woody components (FWCNN) by combing the geometrical and laser return intensity (LRI) information of local point sets in TLS datasets. Meanwhile, we corrected the LRI information and proposed a contribution score evaluation method to objectively determine hyper-parameters (learning rate, batch size, and validation split rate) in the FWCNN model. Our results show that: (1) Correcting the LRI information could improve the overall classification accuracy (OA) of foliage and woody points in tested broadleaf (from 95.05% to 96.20%) and coniferous (from 93.46% to 94.98%) TLS datasets (Kappa ≥ 0.86). (2) Optimizing hyper-parameters was essential to enhance the running efficiency of the FWCNN model, and the determined hyper-parameter set was suitable to classify all tested TLS data. (3) The FWCNN model has great potential to classify TLS data in mixed forests with OA > 84.26% (Kappa ≥ 0.67). This work provides a foundation for retrieving the structural features of woody materials within the forest canopy.

Separating foliage and woody components can effectively improve the accuracy of simulating the forest eco-hydrological processes. It is still challenging to use deep learning models to classify canopy components from the point cloud data collected in forests by terrestrial laser scanning (TLS). In this study, we developed a convolution neural network (CNN)-based model to separate foliage and woody components (FWCNN) by combing the geometrical and laser return intensity (LRI) information of local point sets in TLS datasets. Meanwhile, we corrected the LRI information and proposed a contribution score evaluation method to objectively determine hyper-parameters (learning rate, batch size, and validation split rate) in the FWCNN model. Our results show that: (1) Correcting the LRI information could improve the overall classification accuracy (OA) of foliage and woody points in tested broadleaf (from 95.05% to 96.20%) and coniferous (from 93.46% to 94.98%) TLS datasets (Kappa ≥ 0.86). (2) Optimizing hyper-parameters was essential to enhance the running efficiency of the FWCNN model, and the determined hyper-parameter set was suitable to classify all tested TLS data. (3) The FWCNN model has great potential to classify TLS data in mixed forests with OA > 84.26% (Kappa ≥ 0.67). This work provides a foundation for retrieving the structural features of woody materials within the forest canopy. [ABSTRACT FROM AUTHOR]