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Integrated optical phased array (OPA) devices have been widely studied as a solution for solid-state light detection and ranging technology in the autonomous driving application. In this work, a phase-combining unit (PCU) is proposed and studied. With a given number (N) of phase shifters, instead of the general N (phase shifters) to N (emitters) control, the PCU can enable an N to 2N–1 control, which efficiently suppresses the aliasing effect. The theoretical analysis, numerical simulation, and experimental proof-of-concept have been completed in this work. The results show that a maximum suppression of 92.54% can be achieved for the grating lobes in simulation, and an average 53.76% is tested for one grating lobe in the experiment. In conclusion, the PCU can be used as a universal aliasing suppression unit on many types of integrated OPA devices.

The traditional photonic integrated circuit (PIC) inherits the mature CMOS fabrication process from the electronic integrated circuit (IC) industry. However, this process also limits the PIC structure to a single-waveguide-layer configuration. In this work, we explore the possibility of the multi-waveguide-layer PIC by proposing and demonstrating a 3D optical phased array (OPA) device, with the light exiting from the edge of the device, based on multi-layer Si3N4/SiO2 stacks. This device is in a multi-waveguide-layer configuration at every single position of the device. This configuration offers the possibility of using edge couplers at both the input and the emitting ends to achieve broadband high efficiency, and its uniqueness provides the potential for a more extended detection range in the lidar application. The device has been studied by numerical simulation, and proof-of-concept samples have been fabricated and tested.