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Predicting and managing the impacts of flash droughts is difficult owing to their rapid onset and intensification. Flash drought monitoring often relies on assessing changes in root-zone soil moisture. However, the lack of widespread soil moisture measurements means that flash drought assessments often use process-based model data like that from the North American Land Data Assimilation System (NLDAS). Such reliance opens flash drought assessment to model biases, particularly from vegetation processes. Here, we examine the influence of vegetation on NLDAS-simulated flash drought characteristics by comparing two experiments covering 1981–2017: open loop (OL), which uses NLDAS surface meteorological forcing to drive a land surface model using prognostic vegetation, and data assimilation (DA), which instead assimilates near-real-time satellite-derived leaf area index (LAI) into the land surface model. The OL simulation consistently underestimates LAI across the United States, causing relatively high soil moisture values. Both experiments produce similar geographic patterns of flash droughts, but OL produces shorter duration events and regional trends in flash drought occurrence that are sometimes opposite to those in DA. Across the Midwest and Southern United States, flash droughts are 4 weeks (about 70%) longer on average in DA than OL. Moreover, across much of the Great Plains, flash drought occurrence has trended upward according to the DA experiment, opposite to the trend in OL. This sensitivity of flash drought to the representation of vegetation suggests that representing plants with greater fidelity could aid in monitoring flash droughts and improve the prediction of flash drought transitions to more persistent and damaging long-term droughts. Significance Statement: Flash droughts are a subset of droughts with rapid onset and intensification leading to devastating losses to crops. Rapid soil moisture decline is one way to detect flash droughts. Because there is a lack of widespread observational data, we often rely on model outputs of soil moisture. Here, we explore how the representation of vegetation within land surface models influences the U.S. flash drought characteristics covering 1981–2017. We show that the misrepresentation of vegetation status propagates soil moisture biases into flash drought monitoring, impacting our understanding of the onset, magnitude, duration, and trends in flash droughts. Our results suggest that the assimilation of near-real-time vegetation into land surface models could improve the detection, monitoring, and prediction of flash droughts. [ABSTRACT FROM AUTHOR]

The effect of machine learning and other enhancements on statistical–dynamical forecasts of soil moisture (0–10 and 0–100 cm) and a reference evapotranspiration fraction [evaporative stress index (ESI)] on subseasonal time scales (15–28 days) are explored. The predictors include the current and past land surface conditions and dynamical model hindcasts from the Subseasonal to Seasonal Prediction project (S2S). When the methods are enhanced with machine learning and other improvements, the increases in skill are almost exclusively coming from predictors drawn from observations of current and past land surface states. This suggests that operational S2S flash drought forecasts should focus on optimizing use of information on current conditions rather than on integrating dynamically based forecasts, given the current state of knowledge. Nonlinear machine learning methods lead to improved skill over linear methods for soil moisture but not for ESI. Improvements for both soil moisture and ESI are realized by increasing the sample size by including surrounding grid points in training and increasing the number of predictors. In addition, all the improvements in the soil moisture forecasts predominantly impact soil moistening rather than soil drying—i.e., prediction of conditions moving away from drought rather than into drought—especially when the initial soil state is drier than normal. The physical reasons for the nonlinear machine learning improvements are also explored. Significance Statement: Rapidly intensifying droughts pose extra challenges for predictability. Here, dynamical forecast model output is combined with nonlinear machine learning methods to improve forecasts of rapid changes in soil moisture and the evaporative stress index (ESI). [ABSTRACT FROM AUTHOR]

Flash droughts are rapidly developing subseasonal climate extreme events that are manifested as suddenly decreased soil moisture, driven by increased evaporative demand and/or sustained precipitation deficits. Over each climate region in the contiguous United States (CONUS), we evaluated the forecast skill of weekly root-zone soil moisture (RZSM), evaporative demand (ETo), and relevant flash drought (FD) indices derived from two dynamic models [Goddard Earth Observing System model V2p1 (GEOS-V2p1) and Global Ensemble Forecast System version 12 (GEFSv12)] in the Subseasonal Experiment (SubX) project between years 2000 and 2019 against three reference datasets: Modern-Era Retrospective Analysis for Research and Applications version 2 (MERRA-2), North American Land Data Assimilation System, phase 2 (NLDAS-2), and GEFSv12 reanalysis. The ETo and its forcing variables at lead week 1 have moderate-to-high anomaly correlation coefficient (ACC) skill (∼0.70–0.95) except downwelling shortwave radiation, and by weeks 3–4, predictability was low for all forcing variables (ACC < 0.5). RZSM (0–100 cm) for model GEFSv12 showed high skill at lead week 1 (∼0.7–0.85 ACC) in the High Plains, West, Midwest, and South CONUS regions when evaluated against GEFSv12 reanalysis but lower skill against MERRA-2 and NLDAS-2 and ACC skill are still close to 0.5 for lead weeks 3–4, better than ETo forecasts. GEFSv12 analysis has not been evaluated against in situ observations and has substantial RZSM anomaly differences when compared to NLDAS-2, and our analysis identified GEFSv12 reforecast prediction limit, which can maximally achieve ACC ∼0.6 for RZSM forecasts between lead weeks 3 and 4. Analysis of major FD events reveals that GEFSv12 reforecast inconsistently captured the correct location of atmospheric and RZSM anomalies contributing to FD onset, suggesting the needs for improving the dynamic models' assimilation and initialization procedures to improve subseasonal FD predictability. Significance Statement: Flash droughts are rapidly developing climate extremes which reduce soil moisture through enhanced evaporative demand and precipitation deficits, and these events can have large impacts on the ecosystem and crop health. We evaluated the subseasonal forecast skill of soil moisture and evaporative demand against three reanalysis datasets and found that evaporative demand skill was similar between forecasts and reanalyses while soil moisture skill is dependent on the reference dataset. Skill of evaporative demand decreases rapidly after week 1, while soil moisture skill declines more slowly after week 1. Case studies for the 2012, 2017, and 2019 United States flash droughts identified that forecasts could capture rapid decreases in soil moisture in some regions but not consistently, implying that long-lead forecasts still need improvements before being used in early warning systems. Improvements in flash drought predictability at longer lead times will require less biased initial conditions, better model parameterizations, and improved representations of large-scale teleconnections. [ABSTRACT FROM AUTHOR]

Hydrological predictions at subseasonal-to-seasonal (S2S) time scales can support improved decision-making in climate-dependent sectors like agriculture and hydropower. Here, we present an S2S hydrological forecasting system (S2S-HFS) for western tropical South America (WTSA). The system uses the global NASA Goddard Earth Observing System S2S meteorological forecast system (GEOS-S2S) in combination with the generalized analog regression downscaling algorithm and the NASA Land Information System (LIS). In this implementation study, we evaluate system performance for 3-month hydrological forecasts for the austral autumn season (March–May) using ensemble hindcasts for 2002–17. Results indicate that the S2S-HFS generally offers skill in predictions of monthly precipitation up to 1-month lead, evapotranspiration up to 2 months lead, and soil moisture content up to 3 months lead. Ecoregions with better hindcast performance are located either in the coastal lowlands or in the Amazon lowland forest. We perform dedicated analysis to understand how two important teleconnections affecting the region are represented in the S2S-HFS: El Niño–Southern Oscillation (ENSO) and the Antarctic Oscillation (AAO). We find that forecast skill for all variables at 1-month lead is enhanced during the positive phase of ENSO and the negative phase of AAO. Overall, this study indicates that there is meaningful skill in the S2S-HFS for many ecoregions in WTSA, particularly for long memory variables such as soil moisture. The skill of the precipitation forecast, however, decays rapidly after forecast initialization, a phenomenon that is consistent with S2S meteorological forecasts over much of the world. [ABSTRACT FROM AUTHOR]

Accurate prediction of hydrological variables (HVs) is critical for understanding hydrological processes. Deep learning (DL) models have shown excellent forecasting abilities for different HVs. However, most DL models typically predicted HVs independently, without satisfying the principle of water balance. This missed the interactions between different HVs in the hydrological system and the underlying physical rules. In this study, we developed a DL model based on multitask learning and hybrid physically constrained schemes to simultaneously forecast soil moisture, evapotranspiration, and runoff. The models were trained using ERA5-Land data, which have water budget closure. We thoroughly assessed the advantages of the multitask framework and the proposed constrained schemes. Results showed that multitask models with different loss-weighted strategies produced comparable or better performance compared to the single-task model. The multitask model with a scaling factor of 5 achieved the best among all multitask models and performed better than the single-task model over 70.5% of grids. In addition, the hybrid constrained scheme took advantage of both soft and hard constrained models, providing physically consistent predictions with better model performance. The hybrid constrained models performed the best among different constrained models in terms of both general and extreme performance. Moreover, the hybrid model was affected the least as the training data were artificially reduced, and provided better spatiotemporal extrapolation ability under different artificial prediction challenges. These findings suggest that the hybrid model provides better performance compared to previously reported constrained models when facing limited training data and extrapolation challenges. [ABSTRACT FROM AUTHOR]

Due to recent advances in the development of land data assimilation systems (LDAS) and the availability of high-quality, satellite-based surface soil moisture (SSM) retrieval products, we now have unambiguous evidence that the assimilation of SSM retrievals, or their proxy, can improve the precision (i.e., correlation versus truth) of surface state estimates provided by a land surface model (LSM). However, this clarity does not yet extend to the estimation of LSM surface water fluxes that are key to hydrologic and numerical weather forecasting applications. Here, we hypothesize that a key obstacle to extrapolating realized improvements in water state precision into comparable improvements in water flux accuracy (i.e., mean absolute error) is the presence of water state–water flux coupling strength biases existing in LSMs. To test this hypothesis, we conduct a series of synthetic fraternal twin data assimilation experiments where realistic levels of state–flux coupling strength bias—involving both evapotranspiration and runoff—are systematically introduced into an assimilation LSM. Results show that the accuracy of the resulting water flux analysis is sharply reduced by the presence of such bias, even in cases where the precision of soil moisture state estimates (e.g., SSM) is improved. The rescaling of SSM observations prior to their assimilation (i.e., the most common approach for addressing systematic differences between LSMs and assimilated observations) is not always a robust strategy for addressing these errors and can, in certain circumstances, degrade water flux accuracy. Overall, results underscore the critical need to assess, and correct for, LSM water state–water flux coupling strength biases during the operation of an LDAS. Significance Statement: Land data assimilation is the process by which land surface model estimates of water states (e.g., soil moisture) and water fluxes (e.g., runoff and evapotranspiration) are improved via the incorporation of observations. Over the past decade, substantial improvements have been made in the precision of land surface model states via the assimilation of satellite-based soil moisture information. However, to date, these improvements have not yet been extended into water flux estimates like runoff and evapotranspiration. This is a critical shortcoming since advances in important weather and hydrologic forecasting applications are dependent on the improved estimation of such fluxes. We demonstrate that this shortcoming is linked to the inability of existing land surface models to accurately describe the impact of variations in water states on water fluxes and propose strategies for overcoming this issue in future land data assimilation systems. [ABSTRACT FROM AUTHOR]

This study investigates the performance of the latter NCEP Unified Forecast System (UFS) Coupled Model prototype simulations (P5–P8) during boreal summer 2011–17 in regard to coupled land–atmosphere processes and their effect on model bias. Major land physics updates were implemented during the course of model development. Namely, the Noah land surface model was replaced with Noah-MP and the global vegetation dataset was updated starting with P7. These changes occurred along with many other UFS improvements. This study investigates UFS's ability to simulate observed surface conditions in 35-day predictions based on the fidelity of model land surface processes. Several land surface states and fluxes are evaluated against flux tower observations across the globe, and segmented coupling processes are also diagnosed using process-based multivariate metrics. Near-surface meteorological variables generally improve, especially surface air temperature, and the land–atmosphere coupling metrics better represent the observed covariance between surface soil moisture and surface fluxes of moisture and radiation. Moreover, this study finds that temperature biases over the contiguous United States are connected to the model's ability to simulate the different balances of coupled processes between water-limited and energy-limited regions. Sensitivity to land initial conditions is also implicated as a source of forecast error. Above all, this study presents a blueprint for the validation of coupled land–atmosphere behavior in forecast models, which is a crucial model development task to assure forecast fidelity from day one through subseasonal time scales. [ABSTRACT FROM AUTHOR]

Extreme hydrological events (including droughts and floods) produce severe social and economic impacts. Monitoring hydrological processes from remote sensing is necessary to improve understanding and preparedness for these events, with current missions focusing on a range of hydrological variables (i.e., SWOT, SMAP, and GRACE). This study uses output from three state-of-the-art land surface assimilation models and an event clustering algorithm to identify the characteristic spatial and temporal scales of large-scale extreme dry and wet events in the contiguous United States for three major hydrological processes: precipitation, runoff, and soil moisture. We also examine the sensitivity of extreme event characteristics to model resolution and assess intermodel differences. We find that models generally agree in terms of the mean characteristics of events: precipitation dry events are of shorter duration in comparison with soil moisture and runoff events, and more intense events tend to be smaller in area. We also find that mean spatial and temporal characteristics are highly dependent on model resolution—important in the context of detecting and monitoring these events. Results from this study can be used to inform land surface model development, extreme hydrology event detection, and sampling requirements of upcoming remote sensing missions in hydrology. Significance Statement: Understanding the fundamental characteristics of dry and wet extreme events (droughts and floods) is of importance for improving our preparedness and response to events, as well as for designing satellite observing systems that can adequately monitor them. Here we use output from land surface models to determine the average size and duration of large-scale extreme events for the contiguous United States using fine temporal data. We find that events that are most extreme—the most severe floods and droughts—tend to be shorter in duration and smaller in size. We also present an assessment of how three commonly used land surface models detect extreme hydrological events, which is important for assessments based on models. These findings are important for understanding the proportion of events that may be not adequately resolved by current hydrology remote sensing missions. [ABSTRACT FROM AUTHOR]

The persistence or memory of soil moisture (θ) after rainfall has substantial environmental implications. Much work has been done to study soil moisture drydown for in situ and satellite data separately. In this work, we present a comparison of drydown characteristics across multiple U.K. soil moisture products, including satellite-merged (i.e., TCM), in situ (i.e., COSMOS-UK), hydrological model [i.e., Grid-to-Grid (G2G)], statistical model [i.e., Soil Moisture U.K. (SMUK)], and land surface model (LSM) [i.e., Climate Hydrology and Ecology research Support System (CHESS)] data. The drydown decay time scale (τ) for all gridded products is computed at an unprecedented resolution of 1–2 km, a scale relevant to weather and climate models. While their range of τ differs (except SMUK and CHESS are similar) due to differences such as sensing depths, their spatial patterns are correlated to land cover and soil types. We further analyze the occurrence of drydown events at COSMOS-UK sites. We show that soil moisture drydown regimes exhibit strong seasonal dependencies, whereby the soil dries out quicker in summer than winter. These seasonal dependencies are important to consider during model benchmarking and evaluation. We show that fitted τ based on COSMOS and LSM are well correlated, with a bias of lower τ for COSMOS. Our findings contribute to a growing body of literature to characterize τ, with the aim of developing a method to systematically validate model soil moisture products at a range of scales. Significance Statement: While important for many aspects of the environment, the evaluation of modeled soil moisture has remained incredibly challenging. Sensors work at different space and time scales to the models, the definitions of soil moisture vary between applications, and the soil moisture itself is subject to the soil properties while the impact of the soil moisture on evaporation or river flow is more dependent on its variation in time and space than its absolute value. What we need is a method that allows us to compare the important features of soil moisture rather than its value. In this study, we choose to study drydown as a way to capture and compare the behavior of different soil moisture data products. [ABSTRACT FROM AUTHOR]

Annual spring and summer runoff from western Colorado is relied upon by 40 million people, six states, and two countries. Cool season precipitation and snowpack have historically been robust predictors of seasonal runoff in western Colorado. Forecasts made with this information allow water managers to plan for the season ahead. Antecedent hydrological conditions, such as root zone soil moisture and groundwater storage, and weather conditions following peak snowpack also impact seasonal runoff. The roles of such factors were scrutinized in 2020 and 2021: seasonal runoff was much lower than expectations based on snowpack values alone. We investigate the relative importance of meteorological and hydrological conditions occurring before and after the snowpack season in predicting seasonal runoff in western Colorado. This question is critical because the most effective investment strategy for improving forecasts depends on if errors arise before or after the snowpack season. This study is conducted using observations from the Snow Telemetry Network, root zone soil moisture and groundwater data from the Western Land Data Assimilation Systems, and a random forest–based statistical forecasting framework. We find that on average, antecedent root zone soil moisture and groundwater storage values do not add significant skill to seasonal water supply forecasts in western Colorado. In contrast, using precipitation and temperature data after the time of peak snowpack improves water supply forecasts significantly. The 2020 and 2021 runoffs were hampered by dry conditions both before and after the snowpack season. Both antecedent soil moisture and spring/summer precipitation data improved water supply forecast accuracy in these years. Significance Statement: Seasonal water supply forecasts in western Colorado are highly valuable because spring and summer runoff from this region helps support the water supply of 40 million people. Accurate forecasts improve the management of the region's water. Heavy investments have been made in improving our ability to monitor antecedent hydrological conditions in western Colorado, such as root zone soil moisture and groundwater. However, results from this study indicate that the largest source of uncertainty in western Colorado runoff forecasts is future weather. Therefore, improved subseasonal-to-seasonal weather forecasts for western Colorado are what is most needed to improve regional water supply forecasts, and the ability to properly manage western Colorado water. [ABSTRACT FROM AUTHOR]

Accurate streamflow simulations rely on good estimates of the catchment-scale soil moisture distribution. Here, we evaluated the potential of Sentinel-1 backscatter data assimilation (DA) to improve soil moisture and streamflow estimates. Our DA system consisted of the Noah-MP land surface model coupled to the HyMAP river routing model and the water cloud model as a backscatter observation operator. The DA system was set up at 0.01° resolution for two contrasting catchments in Belgium: (i) the Demer catchment dominated by agriculture and (ii) the Ourthe catchment dominated by mixed forests. We present the results of two experiments with an ensemble Kalman filter updating either soil moisture only or soil moisture and leaf area index (LAI). The DA experiments covered the period from January 2015 through August 2021 and were evaluated with independent rainfall error estimates based on station data, LAI from optical remote sensing, soil moisture retrievals from passive microwave observations, and streamflow measurements. Our results indicate that the assimilation of Sentinel-1 backscatter observations can partly correct errors in surface soil moisture due to rainfall errors and overall improve surface soil moisture estimates. However, updating soil moisture and LAI simultaneously did not bring any benefit over updating soil moisture only. Our results further indicate that streamflow estimates can be improved through Sentinel-1 DA in a catchment with strong soil moisture–runoff coupling, as observed for the Ourthe catchment, suggesting that there is potential for Sentinel-1 DA even for forested catchments. Significance Statement: The purpose of this study is to improve streamflow estimation by integrating soil moisture information from satellite observations into a hydrological modeling framework. This is important preparatory work for operational centers that are responsible for producing the most accurate flood forecasts for the society. Our results provide new insights into how and where streamflow forecasting could benefit from high-spatial-resolution Sentinel-1 radar backscatter observations. [ABSTRACT FROM AUTHOR]

This article explores the application of thermodynamic perturbations to a historical midlatitude, wintertime, rain-on-snow flood event to evaluate how similar events may evolve under different climate forcings. In particular, we generate a hindcast of the 1996 Mid-Atlantic flood using an ensemble of 14-km variable-resolution simulations completed with the U.S. Department of Energy's global Energy Exascale Earth System Model (E3SM). We show that the event is skillfully reproduced over the Susquehanna River Basin (SRB) by E3SM when benchmarked against in situ observational data and high-resolution reanalyses. In addition, we perform five counterfactual experiments to simulate the flood under preindustrial conditions and four different levels of warming as projected by the Community Earth System Model Large Ensemble. We find a nonlinear response in simulated surface runoff and streamflow as a function of atmospheric warming. This is attributed to changing contributions of liquid water input from a shallower initial snowpack (decreased snowmelt), increased surface temperatures and rainfall rates, and increased soil water storage. Flooding associated with this event peaks from around +1 to +2 K of global average surface warming and decreases with additional warming beyond this. There are noticeable timing shifts in peak runoff and streamflow associated with changes in the flashiness of the event. This work highlights the utility of using storyline approaches for communicating climate risk and demonstrates the potential nonlinearities associated with hydrologic extremes in areas that experience ephemeral snowpack, such as the SRB. [ABSTRACT FROM AUTHOR]

The historical rise of irrigation has profoundly mitigated the effect of drought on agriculture in many parts of the United States. While irrigation directly alters soil moisture, meteorological drought indices ignore the effects of irrigation, since they are often based on simple water balance models that neglect the irrigation input. Reanalyses also largely neglect irrigation. Other approaches estimate the evaporative fraction (EF), which is correlated with soil moisture under water-limited conditions typical of droughts, with lower values corresponding to drier soils. However, those approaches require satellite observations of land surface temperature, meaning they cannot be used to study droughts prior to the satellite era. Here, we use a recent theory of land-atmosphere coupling--surface flux equilibrium (SFE) theory--to estimate EF from readily available observations of near-surface air temperature and specific humidity with long historical records. In contrast to EF estimated from a reanalysis that largely neglects irrigation, the SFE-predicted EF is greater at irrigated sites than at nonirrigated sites during droughts, and its historical trends are typically consistent with the spatial distribution of irrigation growth. Two sites at which SFE-predicted EF unexpectedly rises in the absence of changes in irrigation can be explained by increased flooding due to human interventions unrelated to irrigation (river engineering and the expansion of fish hatcheries). This work introduces a new method for quantifying agricultural drought prior to the satellite era. It can be used to provide insight into the role of irrigation in mitigating drought in the United States over the twentieth century. [ABSTRACT FROM AUTHOR]

Recent advances in artificial intelligence (AI) and explainable AI (XAI) have created opportunities to better predict and understand drought processes. This study uses a machine learning approach for understanding the drivers of drought severity and extent in the Canadian Prairies from 2005 to 2019 using climate and satellite data. The model is trained on the Canadian Drought Monitor (CDM), an extensive dataset produced by expert analysis of drought impacts across various sectors that enables a more comprehensive understanding of drought. Shapley additive explanation (SHAP) is used to understand model predictions during emerging or worsening drought conditions, providing insight into the key determinants of drought. The results demonstrate the importance of capturing spatiotemporal autocorrelation structures for accurate drought characterization and elucidates the drought time scales and thresholds that optimally separate each CDM severity category. In general, there is a positive relationship between the severity of drought and the time scale of the anomalies. However, high-severity droughts are also more complex and driven by a multitude of factors. It was found that satellite-based evaporative stress index (ESI), soil moisture, and groundwater were effective predictors of drought onset and intensification. Similarly, anomalous phases of large-scale atmosphere-ocean dynamics exhibit teleconnections with Prairie drought. Overall, this investigation provides a better understanding of the physical mechanisms responsible for drought in the Prairies, provides data-driven thresholds for estimating drought severity that could improve future drought assessments, and offers a set of early warning indicators that may be useful for drought adaptation and mitigation. [ABSTRACT FROM AUTHOR]

The NASA Soil Moisture Active Passive (SMAP) mission Level-4 Soil Moisture (L4_SM) product provides global, 9-km resolution, 3-hourly surface and root-zone soil moisture from April 2015 to the present with a mean latency of 2.5 days from the time of observation. The L4_SM algorithm assimilates SMAP L-band (1.4 GHz) brightness temperature (Tb) observations into the NASA Catchment land surface model as the model is driven with observation-based precipitation. This paper describes and evaluates the use of satellite- and gauge-based precipitation from the NASA Integrated Multi-satellitE Retrievals for the Global Precipitation Measurement (IMERG) products in the L4_SM algorithm beginning with L4_SM Version 6. Specifically, IMERG is used in two ways: (i) The L4_SM precipitation reference climatology is primarily based on IMERG-Final (Version 06B) data, replacing the Global Precipitation Climatology Project Version 2.2 data used in previous L4_SM versions, and (ii) the precipitation forcing outside of North America and the high latitudes is corrected to match the daily totals from IMERG, replacing the gauge-only, daily product or uncorrected weather analysis precipitation used there in earlier L4_SM versions. The use of IMERG precipitation improves the anomaly time series correlation coefficient of L4_SM surface soil moisture (versus independent satellite estimates) by 0.03 in the global average and by up to ∼0.3 in parts of South America, Africa, Australia, and East Asia, where the quality of the gauge-only precipitation product used in earlier L4_SM versions is poor. The improvements also reduce the time series standard deviation of the Tb observation-minus-forecast residuals from 5.5 K in L4_SM Version 5 to 5.1 K in Version 6. Significance Statement: Soil moisture links the land surface water, energy, and carbon cycles. NASA Soil Moisture Active Passive (SMAP) satellite observations and observation-based precipitation data are merged into a numerical model of land surface water and energy balance processes to generate the global, 9-km resolution, 3-hourly Level-4 Soil Moisture (L4_SM) data product. The product is available with ∼2.5-day latency to support Earth science research and applications, such as flood prediction and drought monitoring. We show that a recent L4_SM algorithm update using satellite- and gauge-based precipitation inputs from the NASA Integrated Multi-satellitE Retrievals for the Global Precipitation Measurement (IMERG) products improves the temporal variations in the estimated soil moisture, particularly in otherwise poorly instrumented regions in South America, Africa, Australia, and East Asia. [ABSTRACT FROM AUTHOR]

We develop a deep learning–based convolutional-regression model that estimates the volumetric soil moisture content in the top ∼5 cm of soil. Input predictors include Sentinel-1 (active radar) and Sentinel-2 (multispectral imagery), as well as geophysical variables from SoilGrids and modeled soil moisture fields from SMAP and GLDAS. The model was trained and evaluated on data from ∼1000 in situ sensors globally over the period 2015–21 and obtained an average per-sensor correlation of 0.707 and ubRMSE of 0.055 m3 m−3, and it can be used to produce a soil moisture map at a nominal 320-m resolution. These results are benchmarked against 14 other soil moisture evaluation research works at different locations, and an ablation study was used to identify important predictors. Significance Statement: Soil moisture is a key variable in various agriculture and water management systems. Accurate and high-resolution estimates of soil moisture have multiple downstream benefits such as reduced water wastage by better understanding and managing the consumption of water, utilizing smarter irrigation methods and effective canal water management. We develop a deep learning–based model that estimates the volumetric soil moisture content in the top ∼5 cm of soil at a nominal 320-m resolution. Our results demonstrate that machine learning is a useful tool for fusing different modalities with ease, while producing high-resolution models that are not location specific. Future work could explore the possibility of using temporal input sources to further improve model performance. [ABSTRACT FROM AUTHOR]

Soil moisture--precipitation (SM-PPT) feedbacks at the mesoscale represent a major challenge for numerical weather prediction, especially for subtropical regions that exhibit large variability in surface SM. How does surface heterogeneity, specifically mesoscale gradients in SM and land surface temperature (LST), affect convective initiation (CI) over South America? Using satellite data, we track nascent, daytime convective clouds and quantify the underlying antecedent (morning) surface heterogeneity. We find that convection initiates preferentially on the dry side of strong SM/LST boundaries with spatial scales of tens of kilometers. The strongest alongwind gradients in LST anomalies at 30-km length scale underlying the CI location occur during weak background low-level wind (<2.5 m s-1), high convective available potential energy (>1500 J kg-1), and low convective inhibition (<250 J kg-1) over sparse vegetation. At 100-km scale, strong gradients occur at the CI location during convectively unfavorable conditions and strong background flow. The location of PPT is strongly sensitive to the strength of the background flow. The wind profile during weak background flow inhibits propagation of convection away from the dry regions leading to negative SM--PPT feedback whereas strong background flow is related to longer life cycle and rainfall hundreds of kilometers away from the CI location. Thus, the sign of the SM-PPT feedback is dependent on the background flow. This work presents the first observational evidence that CI over subtropical South America is associated with dry soil patches on the order of tens of kilometers. Convection-permitting numerical weather prediction models need to be examined for accurately capturing the effect of SM heterogeneity in initiating convection over such semiarid regions. [ABSTRACT FROM AUTHOR]

Using information theory, our study quantifies the importance of selected indicators for the U.S. Drought Monitor (USDM) maps. We use the technique of mutual information (MI) to measure the importance of any indicator to the USDM, and because MI is derived solely from the data, our findings are independent of any model structure (conceptual, physically based, or empirical). We also compare these MIs against the drought representation effectiveness ratings in the North America Drought Indices and Indicators Assessment (NADIIA) survey for Köppen climate zones. This reveals 1) agreement between some ratings and our MI values [high for example indicators like standardized precipitation evapotranspiration index (SPEI)]; 2) some divergences (e.g., soil moisture has high ratings but near-zero MIs for ESA Climate Change Initiative (CCI) soil moisture in the Western United States, indicating the need of another remotely sensed soil moisture source); and 3) new insights into the importance of variables such as snow water equivalent (SWE) that are not included in sources like NADIIA. Further analysis of the MI results yields findings related to 1) hydrological mechanisms (summertime SWE domination during individual drought events through snowmelt into the water-scarce soil); 2) hydroclimatic types (the top pair of inputs in the Western and non-Western regions are SPEIs and soil moistures, respectively); and 3) predictability (high for the California 2012-17 event, with longer-time scale indicators dominating). Finally, the high MIs between multiple indicators jointly and the USDM indicate potentially high drought forecasting accuracies achievable using only model-based inputs, and the potential for global drought monitoring using only remotely sensed inputs, especially for locations having insufficient in situ observations. [ABSTRACT FROM AUTHOR]

As global mean temperature rises, extreme drought events are expected to increasingly affect regions of the United States that are crucial for agriculture, forestry, and natural ecology. A pressing need is to understand and anticipate the conditions under which extreme drought causes catastrophic failure to vegetation in these areas. To better predict drought impacts on ecosystems, we first must understand how specific drivers, namely, atmospheric aridity and soil water stress, affect land surface processes during the evolution of flash drought events. In this study, we evaluated when vapor pressure deficit (VPD) and soil moisture thresholds corresponding to photosynthetic shutdown were crossed during flash drought events across different climate zones and land surface characteristics in the United States. First, the Dynamic Canopy Biophysical Properties (DCBP) model was used to estimate the thresholds that define reduced photosynthesis by assimilating vegetation phenology data from theModerate Resolution Imaging Spectroradiometer (MODIS) to a predictive phenology model. Next, we characterized and quantified flash drought onset, intensity, and duration using the standardized evaporative stress ratio (SESR) and NLDAS-2 reanalysis. Once periods of flash drought were identified, we investigated how VPD and soil moisture coevolved across regions and plant functional types. Results demonstrate that croplands and grasslands tend to be more sensitive to soil water limitations than trees across different regions of the United States. We found that whether VPD or soil moisture was the primary driver of plant water stress during drought was largely region specific. The results of this work will help to inform land managers of early warning signals relevant for specific ecosystems under threat of flash drought events. [ABSTRACT FROM AUTHOR]

Changes in surface water and energy balance can influence weather through interactions between the land and lower atmosphere. In convecting atmospheres, increases in convective available potential energy (CAPE) at the base of the column are driven by surface turbulent fluxes and can lead to precipitation. Using two global satellite datasets, we analyze the impact of surface energy balance partitioning on convective development by tracking CAPE over soil moisture drydowns (interstorms) during the summer, when land–atmosphere coupling is strongest. Our results show that the sign and magnitude of CAPE development during summertime drydowns depends on regional hydroclimate and initial soil moisture content. On average, CAPE increases between precipitation events over humid regions (e.g., the eastern United States) and decreases slightly over arid regions (e.g., the western United States). The soil moisture content at the start of a drydown was found to only impact CAPE evolution over arid regions, leading to greater decreases in CAPE when initial soil moisture content was high. The effect of these factors on CAPE can be explained by their influence principally on surface evaporation, demonstrating the importance of evaporative controls on CAPE and providing a basis for understanding the soil moisture–precipitation relationship, as well as land–atmosphere interaction as a whole. Significance Statement: Land–atmosphere coupling is a long-standing topic with growing interest within the climate and modeling communities. Understanding and characterizing the feedbacks between the land surface and lower atmosphere has important implications for weather and climate prediction. One component of land–atmosphere coupling not yet fully understood is the soil moisture–precipitation relationship. Our work quantifies the land influence on one pathway for precipitation, convection, by tracking the evolution of atmospheric convective energy as soils dry between storms. Using global satellite observations, we find clear spatial and temporal trends that link summertime convective development to soil moisture content and evaporation. Our observational results provide a benchmark for evaluating how well weather and climate models capture the complex coupling between land and atmosphere. [ABSTRACT FROM AUTHOR]

An accurate streamflow forecast is vital for flood prediction and early warning systems. Notwithstanding the rising frequency and intensity of floods during the summer monsoon season in India, efforts to examine the utility of data assimilation (DA) for streamflow prediction remain limited. We examine soil moisture and streamflow DA to improve streamflow simulations in the Narmada River basin, considered a testbed. Data assimilation was performed using the Variable Infiltration Capacity (VIC) model at four gauge stations in the basin. First, we used the ensemble Kalman filter (EnKF) to assimilate the satellite soil moisture from the European Space Agency Climate Change Initiative (ESA-CCI) to the initial state of the VIC model. We examined the usefulness of observed streamflow from the India Water Resources Information System (India-WRIS) to improve the initial hydrological conditions of the VIC model in the streamflow DA during the summer monsoon (June–September) season from 1980 to 2018. The assimilation of ESA-CCI soil moisture showed less improvement in percent error reduction (PER) and efficiency index (EFF) (less than 2%) than the streamflow DA at all of the four gauge locations in the Narmada basin. On the other hand, the streamflow DA showed a significant improvement in PER and EFF (more than 10%) at all the gauge stations for both mean and high-flow conditions. Streamflow data assimilation improved errors in the magnitude and timing for the major floods in 1994 and 2013. Significance Statement: India is considerably affected by floods during the summer monsoon. Floods have increased and are projected to become more frequent under the warming climate. Flood prediction and early warning systems are essential in reducing their impacts and exposure. In the present study, we are interested in examining the role of soil moisture and streamflow data assimilation on flood prediction in the Narmada River basin. Our results show that streamflow data assimilation is more effective in reducing errors and bias in streamflow prediction than soil moisture data assimilation. The hydrologic framework used for the Narmada basin can be extended and evaluated to other flood-prone basins in India. [ABSTRACT FROM AUTHOR]

In this study, soil moisture retrievals of the combined active–passive ESA Climate Change Initiative (CCI) soil moisture product are assimilated into the Noah-MP land surface model over Europe using a one-dimensional ensemble Kalman filter and an 18-yr study period. The performance of the data assimilation (DA) system is evaluated by comparing it with a model-only experiment (at in situ sites) and by assessing statistics of innovations and increments as DA diagnostics (over the entire domain). For both assessments, we explore the impact of three design choices, resulting in the following insights. 1) The magnitude of the assumed observation errors strongly affects the skill improvements evaluated against in situ stations and internal diagnostics. 2) Choosing between climatological or monthly cumulative distribution function matching as the observation bias correction method only has a marginal effect on the in situ skill of the DA system. However, the internal diagnostics suggest a more robust system parameterization if the observations are rescaled monthly. 3) The choice of atmospheric reanalysis dataset to force the land surface model affects the model-only skill and the DA skill improvements. The model-only skill is higher with input from the MERRA-2 than with input from the ERA5 reanalysis, resulting in larger DA skill improvements for the latter. Additionally, we show that the added value of the DA strongly depends on the quality of the satellite retrievals and land cover, with the most substantial soil moisture skill improvements occurring over croplands and skill degradation occurring over densely forested areas. [ABSTRACT FROM AUTHOR]

The rank histogram filter (RHF) and the ensemble Kalman filter (EnKF) are assessed for soil moisture estimation using perfect model (identical twin) synthetic data assimilation experiments. The primary motivation is to gauge the impact on analysis quality attributable to the consideration of non-Gaussian forecast error distributions. Using the NASA Catchment land surface model, the two filters are compared at 18 globally distributed single-catchment locations for a 10-yr experiment period. It is shown that both filters yield adequate estimates of soil moisture, with the RHF having a small but significant performance advantage. Most notably, the RHF consistently increases the normalized information contribution (NIC) score of the mean absolute bias by 0.05 over that of the EnKF for surface, root-zone, and profile soil moisture. The RHF also increases the NIC score for the anomaly correlation of surface soil moisture by 0.02 over that of the EnKF (at a 5% significance level). Results additionally demonstrate that the performance of both filters is somewhat improved when the ensemble priors are adaptively inflated to offset the negative effects of systematic errors. [ABSTRACT FROM AUTHOR]

Flash droughts have been occurring frequently worldwide, which has a serious impact on food and water security. The rapid onset of flash droughts presents a challenge to the subseasonal forecast, but there is limited knowledge about their forecast skills due to the lack of appropriate identification and assessment procedures. Here, we investigate the forecast skill of flash droughts over China with lead times up to 3 weeks by using hindcast datasets from the Subseasonal-to-Seasonal Prediction (S2S) project. The flash droughts are identified by using weekly soil moisture percentiles from two S2S forecast models (ECMWF and NCEP). The comparison with reanalysis shows that ECMWF and NCEP forecast models underestimate flash drought occurrence by 5% and 19% for lead 1 week. The national mean hit rates for flash droughts are 0.22 and 0.16 for ECMWF and NCEP models for lead 1 week, and they can reach 0.29 and 0.18 over South China. The ensemble of the two models increases equitable threat score (ETS) from ECMWF and NCEP models by 8% and 40% for lead 1 week. In terms of probabilistic forecast, ECMWF has a higher Brier skill score than NCEP, especially over eastern China, which is consistent with higher temperature and precipitation forecast skill. The multimodel ensemble has the highest Brier skill score. This study suggests the importance of multimodel ensemble flash drought forecasting. Significance Statement: Flash droughts have raised considerable concern, but whether they can be predicted at subseasonal time scales remains unclear. This study evaluates forecast skill of flash droughts over China based on ECMWF and NCEP hindcast data. Focusing on the historical flash drought events identified by the onset speed and duration, it is found that the ECMWF model outperformed the NCEP model with higher hit rates, lower false alarm ratios, and higher equitable threat scores, especially during the first week. However, less than 30% of the drought events can be captured in most regions by both models. An ensemble of the two models showed skill improvement against the ECMWF model for both deterministic and probabilistic forecasts. [ABSTRACT FROM AUTHOR]

Previous studies show that some soil moisture products have a good agreement with in situ measurements on the Tibetan Plateau (TP). However, the soil moisture response to precipitation variability in different products is yet to be assessed. In this study, we focus on the soil moisture response to precipitation variability across weekly to decadal time scales in satellite observations and reanalyses. The response of soil moisture to precipitation variability differs between products, with large uncertainties observed for variations in weekly accumulated precipitation. Using June 2009 as an example, weekly mean anomalous soil moisture varies by up to 25%between products. Across decadal time scales, soil moisture trends vary spatially and across different products. In light of the soil moisture response to precipitation at different time scales, we conclude that remote sensing products developed as part of the European Space Agency’s (ESA) Water Cycle Multimission Observation Strategy and Soil Moisture Climate Change Initiative (CCI) projects are the most reliable, followed by the Global Land Evaporation Amsterdam Model (GLEAM) dataset. Even products that strongly agree with in situ observations on daily time scales, such as the Global Land Data Assimilation System (GLDAS), show inconsistent soil moisture responses to decadal precipitation trends. European Centre for Medium-Range Weather Forecasts (ECWMF) reanalysis products have a relatively poor agreement with in situ observations compared to satellite observations and land-only reanalysis datasets. Unsurprisingly, products which show a consistent soil moisture response to precipitation variability are those mostly aligned to observations or describe the physical relationship between soil moisture and precipitation well. SIGNIFICANCE STATEMENT: We focus on soil moisture responses to precipitation across weekly to decadal time scales by using multiple satellite observations and reanalysis products. Several soil moisture products illustrate good consistency with in situ measurements in different biomes on the Tibetan Plateau, while the response to precipitation variability differs between products, with large uncertainties observed for variations in weekly accumulated precipitation. The response of soil moisture to decadal trends in boreal summer precipitation varies spatially and temporally across products. Based on the assessments of the soil moisture response to precipitation variability across different time scales, we conclude that remote sensing products developed as part of the European Space Agency’s Water Cycle Multimission Observation Strategy and Soil Moisture Climate Change Initiative (CCI) projects are the most reliable, followed by the Global Land Evaporation Amsterdam Model (GLEAM) dataset. Reanalysis products from ECWMF show inconsistent soil moisture responses to precipitation. The results highlight the importance of using multiple soil moisture products to understand the surface response to precipitation variability and to inform developments in soil moisture modeling and satellite retrievals. [ABSTRACT FROM AUTHOR]

The Turkana Jet in northern Kenya is shown to modulate the climate of southwest Ethiopia’s Omo River Valley using in situ hydrometeorological data, satellite measurements, and atmospheric reanalyses from decadal to diurnal time scales. Temporal statistics from lowland (2.58–58N, 358–388E) and highland (68–98N, 358–388E) areas show that 850-hPa westward airflow over Lake Turkana is stronger in March and October but is weakened when western Indian Ocean sea temperatures become warmer than usual at intervals of 2–7 years. A case study on 24 March 2019 reveals how a stronger Turkana Jet induces warming and drying of the Omo Valley. A second case study on 27 September 2018 reveals Hadley cell subsidence over the southern flank of the Turkana Jet. We demonstrate how nocturnal airflow draining off the mountains joins the channelized jet. Satellite and atmospheric reanalyses exhibit realistic diurnal cycles in the east Omo mountains, but some products have incorrect phase and warm bias. Omo Valley soil moisture and runoff exhibit little trend in historical records and model projections; however, unpredictable multiyear wet and dry spells and a growing demand for water are ongoing concerns. [ABSTRACT FROM AUTHOR]

Predictions of drought onset and termination at subseasonal (from 2 weeks to 1 month) lead times could provide a foundation for more effective and proactive drought management. We used reforecasts archived in NOAA’s Subseasonal Experiment (SubX) to force the Noah Multiparameterization (Noah-MP), which produced forecasts of soil moisture from which we identified drought levels D0–D4. We evaluated forecast skill of major and more modest droughts, with leads from 1 to 4 weeks, and with particular attention to drought termination and onset. We find usable drought termination and onset forecast skill at leads 1 and 2 weeks for major D0–D2 droughts and limited skill at week 3 for major D0–D1 droughts, with essentially no skill at week 4 regardless of drought severity. Furthermore, for both major and more modest droughts, we find limited skill or no skill for D3–D4 droughts. We find that skill is generally higher for drought termination than for onset for all drought events. We also find that drought prediction skill generally decreases from north to south for all drought events. [ABSTRACT FROM AUTHOR]

The warm season in the United States Great Plains (GP) is characterized by frequent nocturnal low-level jets (LLJs). The GPLLJ serves as a major mechanism of atmospheric moisture transport, contributing to severe weather and precipitation in the region. A combination of synoptic and regional forcing modulates GPLLJ frequency and intensity. The GPLLJ has primarily been studied at the diurnal scale. We hypothesize that, due to the memory of the land surface, longer time scale variability associated with surface moisture also modulates GPLLJ intensity. This work identifies GPLLJ days from ECMWF Reanalysis v5 (ERA5) wind data and isolates extremes using a peaks-over-threshold approach. Extreme GPLLJs are classified by geographic region and synoptic state. Composites of daily soil moisture anomalies show a preference for extreme GPLLJs to occur over anomalously dry soil. Critically, antecedent soil moisture anomalies emerge weeks before the extreme jet occurrence. The dry soil moisture signal coexists with clear skies and drying of the surface at the synoptic time scale. A diurnal PBL heat accumulation, which intensifies the buoyancy oscillation, is also present. The identification of a subseasonal dry anomaly suggests that, although the GPLLJ is generated by diurnally varying oscillations and intensified by synoptic-scale processes, the memory of the land surface can modulate the GPLLJ far beyond the diurnal and synoptic scale. Additionally, the location of the antecedent soil moisture anomalies corresponds with the eventual GPLLJ. The spatiotemporal characteristic of these antecedent anomalies suggests the potential for improved prediction of the GPLLJ activity. [ABSTRACT FROM AUTHOR]

With the improvement of meteorological forcings and surface parameters, high-resolution land surface modeling is expected to provide locally relevant information. Yet, its added value over the state-of-the-art global reanalysis products requires long-term evaluations over large areas, given uneven climate warming and significant land cover change. Here, the Conjunctive Surface–Subsurface Process version 2 (CSSPv2) model, with a reasonable representation of runoff generation, subgrid soil moisture variability and urban dynamics, is calibrated and used to perform a 6-km resolution simulation over China during 1979–2017. Evaluations against observations at thousands of stations and several satellite-based products show that the CSSPv2 has 67%, 29%, and 15% lower simulation errors for snow depth, evapotranspiration (ET), and surface and root-zone soil moisture, respectively, than nine global products. The median Kling–Gupta efficiency of the streamflow for 83 river basins is 0.66 after bulk calibrations, which is 0.38 higher than that of global datasets. The CSSPv2 also accurately simulates urban heat islands (UHIs) and the patterns and magnitudes of long-term snow depth, ET, and soil moisture trends. However, the global products do not detect UHIs and overestimate the trends (or show opposite trends) of snow depth and ET. Sensitivity experiments with coarse-resolution forcings and surface parameters reveal that advanced model physics and high-resolution surface parameters are vital for improved simulations of snow depth, ET, soil moisture, and UHIs, whereas high-resolution meteorological forcings are critical for modeling long-term trends. Our research emphasizes the substantial added value of long-term high-resolution land surface modeling to present global products at continental scales. Significance Statement: Highly heterogeneous changes of terrestrial water and energy require kilometer-scale land surface information for the adaptation. High-resolution land surface modeling has been regarded as a promising approach to provide locally relevant information, but most applications are limited to a small region or a short period. By performing sets of 6-km resolution simulations over China during 1979–2017 with the Conjunctive Surface–Subsurface Process version 2 land model, here we show that high-resolution modeling has 15%–67% lower simulation errors of snow depth, streamflow, evapotranspiration, and soil moisture than nine global products, and the improvement is mainly attributed to the advances in model physical parameterizations and high-resolution surface parameters. Our results emphasize the great added value of kilometer-scale land surface modeling at continental scales. [ABSTRACT FROM AUTHOR]

Knowledge gain in the characteristics and mechanisms of drought propagation is indispensable for timely drought early warning and risk reduction over the grassland eco-region. This study focused on the Xilin River basin, which is a typical inland river basin located in the Inner Mongolia temperate steppe, China. The characteristics of meteorological and hydrological drought were assessed by applying the standardized precipitation index and standardized streamflow index. The propagation relationship between meteorological and hydrological droughts was then investigated from both static and dynamic perspectives, and the possible reasons for its temporal dynamics were discussed by considering environmental factors. Our results showed that the Xilin River basin has suffered from more serious meteorological drought than hydrological drought during the past 60 years, with a stationary evolution of meteorological drought but an overall drying trend in hydrological drought. The propagation from meteorological to hydrological droughts exhibited obvious seasonality, characterized by stronger intensity and shorter response time in the wet season. Nonstationary behaviors were identified for the temporal patterns of drought propagation time, especially showing a significant trend in April, May, and August. The dynamic changes in propagation time affected by regional forces were principally ruled by the precipitation variation positively and strongly, and they were moderately controlled by temperature, vegetation cover, and deep-layer soil moisture, with season-dependent effects. The effects of low-frequency atmospheric anomalies on drought propagation will be further investigated in future studies, which are expected to provide a better understanding of the physical mechanism of the large-scale climate forcing on local drought condition. Significance Statement: A new research approach was proposed to assess the propagation relationship between meteorological and hydrological drought from both static and dynamic perspectives, and the possible reasons for the temporal dynamics were discussed by considering environmental factors. Focusing on an inland river basin over the Inner Mongolia typical steppe, the propagation from meteorological to hydrological droughts showed obvious seasonality. Nonstationary behaviors were identified for the temporal patterns of drought propagation time, which could be explained by the regional hydrometeorological conditions. The advanced understanding of drought propagation provides a scientific base for water resources planning and drought management within a grassland region. [ABSTRACT FROM AUTHOR]

Parameterization schemes such as soil thermal conductivity (STC) have an important impact on precipitation simulation. The precipitation in the rainy season (April–September) is the main factor affecting aridification in northern China. However, it is unclear how STC affects precipitation simulation during the rainy season. In this study, comparative experiments were conducted using the regional climate model RegCM4.6 coupled with the third-generation land surface model NCAR CLM4.5 to assess the effect of the Johansen and Lu–Ren STC schemes on precipitation. The results show that the STC had a significant effect on the simulation of rainy season precipitation and its variation in northern China. The precipitation variation characteristics simulated by the Lu–Ren scheme were closer than that of the Johansen scheme to the observation. The difference in land surface temperatures (LSTs) simulated by the two STC schemes could be a major cause of the sensitivity in the simulated precipitation. When the local LST increases by 1 K, precipitation decreases by 5–30 mm in most areas of northern China. The numerical experiments revealed that the rise of LST increases the longwave radiation, reduces the surface net radiation, and causes the redistribution of sensible and latent heat flux, forming local water vapor and thermal conditions that are not conducive to precipitation. Moreover, the difference of LST significantly changes the 500-hPa large-scale circulation field, the 700-hPa vapor transportation, and its divergence. The combined action of local heat, water vapor, and large-scale circulation factors reduces the precipitation in the rainy season. On the other side, the variation of the East Asia summer monsoon (EASM) affects the soil water content. In addition, a new STC scheme was added to NCAR CLM4.5, promoting the development of this land surface model. [ABSTRACT FROM AUTHOR]

The land surface model is extensively used to simulate turbulence fluxes and hydrological and momentum variables at the land–atmosphere interface. In this study, the Community Land Model, version 5 (CLM5), driven by the 0.1° × 0.1° Chinese Meteorological Forcing Dataset (CMFD) and the field-surveyed soil parameters, is used to simulate land surface processes during 1979–2018. Various high-quality land surface datasets are adopted to assess the model simulations. In general, the CLM5 well captures the monthly variations of 0–10-cm soil moisture in subregions, particularly in the Tibetan Plateau, with an anomaly correlation coefficient between 0.56 and 0.88. However, the simulated soil moisture shows overall wet biases in the whole country, resulting from several reasons. The model simulation is skillful in replicating both the magnitude and spatial pattern when they are compared with the MODIS snow cover dataset. Compared with in situ measured soil temperature in multiple soil layers within 320-cm soil depth from 1980 to 2018, the simulations accurately capture spatial patterns, vertical profiles, and long-term warming trends. For land surface energy components, the simulations have a highly temporal correlation with the observation of Chinese Flux Observation and Research Network (ChinaFLUX) cropland and grassland sites, except for four forest sites, where biases exist in both atmospheric forcing variables and surface vegetation phenology in the model default input dataset. In summary, this study reveals the overall capability of CLM5 in reproducing land surface energy fluxes and hydrological variables over conterminous China, and the validation results may also provide some references for future model improvement and application. Significance Statement: The offline Community Land Model, version 5 (CLM5), driven by a 0.1° × 0.1° (∼10 km) horizontal resolution atmospheric forcing dataset and a set of field-surveyed soil parameters, are used to simulate the land surface hydrological and heat fluxes in continental China for 1980–2018. The simulated hydrological variables and energy fluxes are validated with various sources of high-quality observation-based datasets. From our systematic evaluations, the current CLM5 high–resolution simulation accurately captures the spatial patterns and temporal variations in most of the water and energy balance components, although biases exist in some simulated variables. Overall, this study reveals the capability of the offline CLM5 simulation in conterminous China and provides the reference for future model improvement and application. [ABSTRACT FROM AUTHOR]

Root-zone soil moisture (RZSM) is an important variable in land–atmosphere interactions, notably affecting the global climate system. Contrary to satellite-based acquisition of surface soil moisture, RZSM is generally obtained from model-based simulations. In this study, in situ observations from the Naqu and Pali networks that represent different climatic conditions over the Tibetan Plateau (TP) and a triple collocation (TC) method are used to evaluate model-based RZSM products, including Global Land Evaporation Amsterdam Model (GLEAM) (versions 3.5a and 3.5b), Global Land Data Assimilation System (GLDAS) (versions 2.1 and 2.2), and the fifth-generation European Centre for Medium-Range Weather Forecasts reanalysis (ERA5). The evaluation results based on in situ observations indicate that all products tend to overestimate but could generally capture the temporal variation, and ERA5 exhibits the best performance with the highest R (0.875) and the lowest unbiased RMSE (ubRMSE; 0.015 m3 m−3) against in situ observations in the Naqu network. In the TC analysis, similar results are obtained: ERA5 has the best performance with the highest TC-derived R (0.785) over the entire TP, followed by GLEAM v3.5a (0.746) and GLDAS-2.1 (0.682). Meanwhile, GLEAM v3.5a and GLDAS-2.1 outperform GLEAM v3.5b and GLDAS-2.2 over the entire TP, respectively. Besides, possible error causes in evaluating these RZSM products are summarized, and the effectiveness of TC method is also evaluated with two dense networks, finding that TC method is reliable since TC-derived R is close to ground-derived R, with only 6.85% mean relative differences. These results using both in situ observations and TC method may provide a new perspective for the soil moisture product developers to further enhance the accuracy of model-based RZSM over the TP. Significance Statement: The purpose of this study is to better understand the quality and applicability of GLEAM, GLDAS, and ERA5 RZSM products over the TP using both in situ observations and the triple collocation (TC) method, making it better applied to climate and hydrological research. This study provides four standard statistical metrics evaluation based on in situ observations, as well as the reliable metric, that is, correlation coefficient (R) derived from TC method, and highlights that TC-based evaluation could supplement the ground-based validation, especially over the data-scarce TP region. [ABSTRACT FROM AUTHOR]

Portions of the northeastern United States (NE) have experienced drought every year since 2016. The U.S. Drought Monitor (USDM) has played an important role in drought characterization and management by providing weekly drought maps across the entire United States, including the NE. Unfortunately, the USDM lacks consistency between input variables leading to difficulties in defining boundaries between drought categories. This paper evaluates the National Water Model's (NWM) ability to model streamflow and soil moisture, two important hydrological products that are frequently incorporated in drought indices. Using a 26-yr NWM retrospective simulation, comparisons were conducted between NWM output and observations of streamflow and soil moisture, as well as between drought categories derived from the NWM and observations and the USDM. Results indicate that NWM provides moderate predictions of streamflow at NE stations when comparing to historical observations, that NWM streamflow estimators are generally upwardly biased, and performance is worse at lower streamflow magnitudes. The NWM's ability to predict soil moisture is worse than streamflow, with again a positive bias at most sites and strong variations in anomaly correlation across sites. When predicting drought categories, NWM streamflow is as strong a predictor of USDM drought categories as observed streamflow. Extending the NWM streamflow series using a maintenance of variance technique and only past records provides slight improvements over drought categories derived from the entire 26-yr retrospective simulation. Output from the NWM appears to have some skill in characterizing drought in the NE and provides a spatial resolution to improve the designation of drought boundaries. [ABSTRACT FROM AUTHOR]

Past work has shown that a land surface model's (LSM) implicit (not explicitly coded) relationships between soil moisture and both evapotranspiration (ET) and runoff largely determine the LSM's hydrological behavior. Here we estimate the relationships that appear to be operating in the real world and compare them to those of the LSM component of a state-of-the-art Earth system model (ESM). The two sets of relationships are determined by calibrating them within a simple water balance model (WBM): once using stream gauge observations from small, unregulated rivers over the eastern half of the United States, and once using the runoffs generated by the LSM as part of a state-of-the-art atmospheric reanalysis. Hydrological simulations and subseasonal hydrological forecasts performed with the two calibrated versions of the WBM provide two key results. First, the version calibrated to the LSM-generated runoffs does successfully reproduce, to first order, the hydrological behavior of the full LSM within its ESM environment. Second, of the two WBM versions, the one calibrated to the observations reproduces more accurately a broad collection of fully independent streamflow observations as well as a similarly broad collection of in situ soil moisture measurements. Taken together, the two results suggest that the observations-calibrated ET and runoff efficiency functions do successfully represent, at least to some degree, soil moisture controls over hydrological variability in nature and can serve as potentially useful targets for further LSM development. Significance Statement: For all their complexity, and for all the work that underlies their development, the land surface model components of Earth system models may be suboptimal in fundamental yet unstudied ways. Here we estimate how the joint control of soil moisture over evapotranspiration and runoff processes in nature differs from that built implicitly into a state-of-the-art land model. Validation exercises demonstrate how this difference appears to lead to reduced accuracy in the land model's simulation and forecasting of such hydrological variables as streamflow and soil moisture. Our results indicate that the relationships estimated for nature could serve as a potentially valuable target for further land model development. [ABSTRACT FROM AUTHOR]

Mesoscale convective systems (MCSs) that are clustered in time and space can have a broader impact on flooding because they have larger area coverage than that of individual MCSs. The goal of this study is to understand the flood likelihood associated with MCS clusters. To achieve this, floods in the Storm Events Database in April–August of 2007–17 are matched with clustered MCSs identified from a high-resolution MCS dataset and terrestrial conditions in a land surface dataset over the central-eastern United States. Our analysis indicates that clustered MCSs preferentially occurring in April–June are more effective at producing floods, which also last longer due to the greater rainfall per area and wetter initial soil conditions and, hence, produce greater runoff per area than nonclustered MCSs. Similar increases of flood occurrence with cluster-total rainfall size and wetter soils are also observed for each MCS cluster, especially for the overlapping rainfall areas within each cluster. These areas receive rainfall from multiple MCSs that progressively wet the soils and are therefore associated with higher flood likelihood. This study underscores the importance to understand clustered MCSs to better understand flood risks and their future changes. [ABSTRACT FROM AUTHOR]

Land states can affect the atmosphere through their control of surface turbulent fluxes and the subsequent impact of those fluxes on boundary layer properties. Information theoretic (IT) metrics are ideal to study the strength and type of coupling between surface soil moisture (SM) and land surface heat fluxes (HFs) because they are nonparametric and thus appropriate for the analysis of highly complex Earth systems containing nonlinear cause-and-effect interactions that may have nonnormal distributions. Specifically, a methodology for the estimation of IT metrics from noisy time series is proposed, accounting for random errors in satellite-based SM data. Performance of the proposed method is demonstrated through synthetic tests. Efficacy of the method is greatest for estimates of entropy and mutual information involving SM; improvements to estimates of transfer entropy are significant but less stark. A global depiction of the information flow between SM and HFs is then constructed from observationally based gridded data. This is used as independent verification for two configurations of the ECMWF modeling system: unconstrained open-loop (retrospective forecasts) and constrained by data assimilation (ERA5). Compared to studies that only investigate the linear SM–HF relationships, extended regions of significant terrestrial coupling are found over the globe, as IT metrics enable detection of nonlinear dependencies. The magnitude and spatial variability of coupling strength and type from models show discrepancies with those from observations, highlighting the potential to improve SM and HF covariability within models. Although ERA5 did not perform better than the unconstrained model in very dry climates, its performance is generally superior to that of the unconstrained model across metrics. [ABSTRACT FROM AUTHOR]

This paper analyzed observations from the Great Plains Irrigation Experiment (GRAINEX) to better understand land–atmosphere (L–A) interactions and PBL evolution. This study is focused on a day when the largest forcing on the boundary layer originated from the land surface/land use. To examine these impacts, we also applied the Weather Research and Forecasting (WRF) Model. Results from the observations show that compared to nonirrigated areas, air temperature, wind speed, and PBL height (PBLH) were lower while dewpoint temperature and latent heat flux were higher over irrigated areas. Findings suggest that entrainment layer drying and differences in energy partitioning over irrigated and nonirrigated areas played an important role in PBL evolution. In the final hours of the day, the PBL collapsed faster over nonirrigated areas compared to irrigated. The WRF Model simulations agree with these observations. They also show that the extent of irrigation [expressed as irrigation fraction (IF)] in an area impacts L–A response. Under ∼60% IF, the latent heat flux and mixing ratio reach their highest value while temperature and PBLH are at their lowest, and sensible heat flux is near its lowest value. Results are reversed for ∼2% IF. It is concluded that irrigation notably impacts L–A interactions and PBL evolution. [ABSTRACT FROM AUTHOR]

The accurate prediction of surface soil moisture (SM) is crucial for understanding hydrological processes. Deep learning (DL) models such as the long short-term memory model (LSTM) provide a powerful method and have been widely used in SM prediction. However, few studies have notably high success rates due to lacking prior knowledge in forms such as causality. Here we present a new causality-structure-based LSTM model (CLSTM), which could learn time interdependency and causality information for hydrometeorological applications. We applied and compared LSTM and CLSTM methods for forecasting SM across 64 FLUXNET sites globally. The results showed that CLSTM dramatically increased the predictive performance compared with LSTM. The Nash–Sutcliffe efficiency (NSE) suggested that more than 67% of sites witnessed an improvement of SM simulation larger than 10%. It is highlighted that CLSTM had a much better generalization ability that can adapt to extreme soil conditions, such as SM response to drought and precipitation events. By incorporating causal relations, CLSTM increased predictive ability across different lead times compared to LSTM. We also highlighted the critical role of physical information in the form of causality structure to improve drought prediction. At the same time, CLSTM has the potential to improve predictions of other hydrometeorological variables. [ABSTRACT FROM AUTHOR]

In many parts of the world, humans rely on afternoon rainfall for their water supply. However, it is not fully understood how land surface properties influence afternoon precipitation. In fact, disagreement remains regarding the relative prevalence of "wet-soil advantage" regimes, in which wet soils receive more precipitation than do dry soils, and "drysoil advantage" regimes, in which the opposite occurs. Recent studies have proposed that the permanent wilting point (PWP) soil moisture threshold influences the location and organization of convective clouds. Motivated by this work, we investigate how changes in soil moisture relative to the PWP affect the timing and amount of surface rainfall, as well as how this response depends on the presence or absence of vegetation. This investigation is carried out by conducting several series of high-resolution, idealized numerical experiments using a fully coupled, interactive soil--vegetation--atmosphere modeling system. From these experiments, a new soil moisture--precipitation relationship emerges: in the presence of vegetation, simulations with moderately dry soils, whose initial liquid water content slightly exceeds the PWP, generate signifi- cantly less surface precipitation than do those with the driest or wettest soils. This result suggests that simulated wet-soil advantage and dry-soil advantage regimes may not necessarily be mutually exclusive, insofar as extremely wet and extremely dry soils can both exhibit an advantage over moderately dry soils. This nonmonotonic soil moisture--precipitation relationship is found to result from the PWP's modulation of transpiration of water vapor by plants. In the absence of vegetation, a wet-soil advantage occurs instead in these idealized simulations. [ABSTRACT FROM AUTHOR]

The efforts to develop a hydrologic model-based operational streamflow forecast in India are limited. We evaluate the role of bias correction of meteorological forecasts and streamflow postprocessing on hydrological prediction skill in India. We use the Variable Infiltration Capacity (VIC) model to simulate runoff and root-zone soil moisture in the Narmada basin (drainage area: 97 410 km²), which was used as a testbed to examine the forecast skill along with the observed streamflow. We evaluated meteorological and hydrological forecasts during the monsoon (June--September) season for the 2000--18 period. The raw meteorological forecast displayed relatively low skill against the observed precipitation at 1--3-day lead time during the monsoon season. Similarly, the forecast skill was low with mean normalized root-meansquare error (NRMSE) more than 0.9 and mean absolute bias larger than 60% for extreme precipitation at the 1--3-day lead time. We used empirical quantile mapping (EQM) to bias-correct precipitation forecasts. The bias correction of precipitation forecasts resulted in significant improvement in the precipitation forecast skill. Runoff and root-zone soil moisture forecasts were also significantly improved due to bias correction of precipitation forecasts where the forecast evaluation is performed against the reference model run. However, bias correction of precipitation forecasts did not cause considerable improvement in the streamflow prediction. Bias correction of streamflow forecasts performs better than the streamflow forecasts simulated using the bias-corrected meteorological forecast. The combination of the bias correction of precipitation forecasts and postprocessing of streamflow resulted in a significant improvement in the streamflow prediction (reduction in bias from 40%to 5%). [ABSTRACT FROM AUTHOR]

The control of latent heat flux (LE) by soil moisture (SM) is a key process affecting the moisture and energy budgets at the land--atmosphere interface. SM--LE coupling relationships are conventionally examined using metrics involving temporal correlation. However, such a traditional linear approach, which fits a straight line across the full SM--LE space to evaluate the dependency, leaves out certain critical information: nonlinear SM--LE relationships and the long-recognized thresholds that lead to dramatically different behavior in different ranges of soil moisture, delineating a dry regime, a transitional regime of high sensitivity, and a wet (energy-limited) regime. Using data from climate models, reanalyses, and observationally constrained datasets, global patterns of SM--LE regimes are determined by segmented regression. Mutual information analysis is applied only for days when SM is in the transitional regime between critical points defining high sensitivity of LE to SM variations. Sensitivity is further decomposed into linear and nonlinear components. Results show discrepancies in the global patterns of existing SM regimes, but general consistencies among the linear and nonlinear components of SM--LE coupling. This implies that although models simulate differing surface hydroclimates, once SM is in the transitional regime, the locations where LE closely interacts with SM are well captured and resemble the conventional distribution of "hotspots" of land--atmosphere interactions. This indicates that only the transitional SM regime determines the strength of coupling, and attention should focused on when this regime occurs. This framework can also be applied to investigate extremes and the shifting surface hydroclimatology in a warming climate. [ABSTRACT FROM AUTHOR]

Initialization methods are needed for geophysical components of Earth system prediction models. These methods are needed from medium-range to decadal predictions and also for short-range Earth system forecasts in support of safety (e.g., severe weather), economic (e.g., energy), and other applications. Strongly coupled land–atmosphere data assimilation (SCDA), producing balanced initial conditions across the land–atmosphere components, has not yet been introduced to operational numerical weather prediction (NWP) systems. Most NWP systems have evolved separate data assimilation (DA) procedures for the atmosphere versus land/snow system components. This separated method has been classified as a weakly coupled DA system (WCDA). In the NOAA operational short-range weather models, a moderately coupled land–snow–atmosphere assimilation method (MCLDA) has been implemented, a step forward from WCDA toward SCDA. The atmosphere and land (including snow) variables are both updated within the DA using the same set of observations (aircraft, radiosonde, satellite radiances, surface, etc.). Using this assimilation method, land surface state variables have cycled continuously for 6 years since 2015 for the 3-km NOAA HRRR model and with CONUS cycling since 1997. Month-long experiments were conducted with and without MCLDA for both winter and summer seasons using the 13-km Rapid Refresh model with atmosphere (50 levels), soil (9 levels), and snow (up to 2 layers if present) on the same horizontal grid. Improvements were evident for 2-m temperature for all times of day out to 6–12 h for both seasons but stronger in winter. Better temperature forecasts were also shown in the 1000–900-hPa layer corresponding roughly to the boundary layer. Significance Statement: Accuracy of weather models depends on accurate initial conditions for soil temperature and moisture as well as for the atmosphere itself. This paper describes a moderately coupled data assimilation method that modifies soil conditions based on forecast error corrections indicated by atmospheric observations. This method has been tested for a month-long period in summer and winter and shown to consistently improve short-range forecasts of 2-m temperature and moisture. This coupled data assimilation method is used already in NOAA operational short-range models to improve its prediction skill for clouds, convective storms, and general weather conditions. [ABSTRACT FROM AUTHOR]

Soil hydrophysical properties are necessary components in weather and climate simulation, yet the parameter inaccuracies may introduce considerable uncertainty in the representation of surface water and energy fluxes. This study uses seasonal coupled simulations to examine the uncertainties in the North American atmospheric water cycle that result from the use of different soil datasets. Two soil datasets are considered: the State Soil Geographic dataset (STATSGO) from the U.S. Department of Agriculture and the Global Soil Dataset for Earth System Modeling (GSDE) from Beijing Normal University. Two simulations are conducted from 1 June to 31 August 2016–18 using the Weather Research and Forecasting (WRF) Model coupled with the Community Land Model (CLM) version 4 and applying each soil dataset. It is found that changes in soil texture lead to statistically significant differences in daily mean surface water and energy fluxes. The boundary layer thermodynamic structure responds to these changes in surface fluxes resulting in differences in mean CAPE and CIN, leading to conditions that are less conducive for precipitation. The soil-texture-related surface fluxes instigate dynamic responses as well. Low-level wind fields are altered, resulting in differences in the associated vertically integrated moisture fluxes and in vertically integrated moisture flux convergence in the same regions. Through land–atmosphere interactions, it is shown that soil parameters can affect each component of the atmospheric water budget. [ABSTRACT FROM AUTHOR]

Medium to subseasonal hydrological forecasts contain more information relevant to water and environmental management tasks than climatological forecasts. However, extracting this information at the most appropriate level of accuracy and spatiotemporal resolution remains a difficulty. Many studies show that the skill of the extended range forecasts with daily resolution tends toward zero after 7-14 days for small mountainous catchments. Beyond that forecast horizon the application of highly sophisticated pre- and postprocessing methods generally produce limited gains. Consequently, current forecasting techniques cannot effectively represent forecast extremes at extended ranges such as anomalously high and low runoff or soil moisture. To tackle these deficiencies, this study analyzes the value of tercile forecasts for weekly aggregates of runoff and soil moisture forecasts available at a daily resolution for Switzerland. The forecasts are classified into three categories: below, above, and normal conditions, which are derived from long-term simulations and correspond approximately to climatological conditions. To achieve improved reliability and skill of the predicted tercile probabilities, a nonparametric probabilistic classification method has been tested. It is based on Gaussian process (GP), which is attractive in machine learning (ML) applications because of its ability to estimate the predictive uncertainty. The outcome of these postprocessed forecasts was compared to preprocessing methods where the meteorological predictions are statistically corrected before passing to the hydrological model. Our results indicate that tercile forecasts of weekly aggregates produce a suitable skill up to 3 weeks lead time using the preprocessed input and up to 4 weeks lead time using the GP method. [ABSTRACT FROM AUTHOR]

Models have historically been the source of global soil moisture (SM) analyses and estimates of land–atmosphere coupling, even though they are usually calibrated and validated only locally. Satellite-based analyses have grown in fidelity and duration, offering an independent observationally based alternative. However, satellite-retrieved SM time series include random and periodic errors that degrade estimates of land–atmosphere coupling, including correlations with other variables. This study proposes a mathematical approach to adjust daily time series of the European Space Agency (ESA) Climate Change Initiative (CCI) satellite SM product using information from physically based land surface model (LSM) datasets using a Fourier transform time-filtering method to match the temporal power spectra locally to the LSMs, which tend to agree well with in situ observations. When the original and timely adjusted SM products are evaluated against ground-based SM measurements over the conterminous United States, Europe, and Australia, results show the adjusted SM has significantly improved subseasonal variability. The skill of the adjusted SM is increased in temporal correlation by ∼0.05 over all analysis domains without introducing spurious regional patterns, affirming the stochastic nature of noise in satellite estimates, and skill improvement is found for nearly all land cover classes, especially savannas and grassland. Autocorrelation-based soil moisture memory (SMM) and the derived random component of soil moisture error (SME) are used to investigate the improvement of SM features. The time filtering reduces the random noise from the satellite-based SM product that is not explainable by physically based SM dynamics; SME is usually diminished and the increased SMM is generally statistically significant. [ABSTRACT FROM AUTHOR]

Accurate spatiotemporal predictions of surface soil moisture (SM) are important for many critical applications. Machine learning models provide a powerful method for building an accurate and reliable predictive model of SM. However, the models used in recent studies have some limitations, including lack of spatial autocorrelation (SAC), vague representation of important features, and primarily focused on the one-step forecast. Thus, we proposed an attention-based convolutional long short-term memory model (AttConvLSTM) for multistep forecasting. The model includes three layers, spatial compression, axial attention, and encoder–decoder prediction, which are used for compressing spatial information, feature extraction, and multistep prediction, respectively. The model was trained using surface SM from the Soil Moisture Active Passive L4 product at 18-km spatial resolution over the United States. The results show that AttConvLSTM predicts 24 h ahead SM with mean R2 and RMSE is equal to 0.82 and 0.02, respectively. Compared with LSTM, AttConvLSTM improves the model performance over 73.6% of regions, with an improvement of 8.4% and 17.4% in R2 and RMSE, respectively. The performance of the model is mainly influenced by temporal autocorrelation (TAC). Moreover, we also highlight the importance of SAC on model performance, especially over regions with high SAC and low TAC. Our model is also competent for SM predictions from several hours to several days, which could be a useful tool for predicting all meteorological variables and forecasting extremes. [ABSTRACT FROM AUTHOR]

Changing pathways of soil moisture loss, either directly from soil (evaporation) or indirectly through vegetation (transpiration), are an indicator of ecosystem and land hydrological cycle responses to the changing climate. Based on the ratio of transpiration to evaporation, this paper investigates soil moisture loss pathway changes across China using five reanalysis-type datasets for the past and Coupled Model Intercomparison Project Phase 6 (CMIP6) climate projections for the future. The results show that across China, the ratio of vegetation transpiration to soil evaporation has generally increased across vegetated land areas, except in grasslands and croplands in north China. During 1981–2014, there was an increase by 51.4 percentage points (pps, p < 0.01) on average according to the reanalyses and by 42.7 pps according to 13 CMIP6 models. The CMIP6 projections suggest that the holistic increasing trend will continue into the twenty-first century at a rate of 40.8 pps for SSP585, 30.6 pps for SSP245, and −1.0 pps for SSP126 shared socioeconomic pathway scenarios for the period 2015–2100 relative to 1981–2014. Major contributions come from the increases in vegetation transpiration over the semiarid and subhumid grasslands, croplands, and forestlands under the influence of increasing temperatures and prolonged growing seasons (with twin peaks in May and October). The future increasing vegetation transpiration ratio in soil moisture loss implies the potential of regional greening across China under global warming and the risks of intensifying land surface dryness and altering the coupling between soil moisture and climate in regions with water-limited ecosystems. [ABSTRACT FROM AUTHOR]

Recent years have seen growing appreciation that rapidly intensifying flash droughts are significant climate hazards with major economic and ecological impacts. This has motivated efforts to inventory, monitor, and forecast flash drought events. Here we consider the question of whether the term "flash drought" comprises multiple distinct classes of event, which would imply that understanding and forecasting flash droughts might require more than one framework. To do this, we first extend and evaluate a soil moisture volatility–based flash drought definition that we introduced in previous work and use it to inventory the onset dates and severity of flash droughts across the contiguous United States (CONUS) for the period 1979–2018. Using this inventory, we examine meteorological and land surface conditions associated with flash drought onset and recovery. These same meteorological and land surface conditions are then used to classify the flash droughts based on precursor conditions that may represent predictable drivers of the event. We find that distinct classes of flash drought can be diagnosed in the event inventory. Specifically, we describe three classes of flash drought: "dry and demanding" events for which antecedent evaporative demand is high and soil moisture is low, "evaporative" events with more modest antecedent evaporative demand and soil moisture anomalies, but positive antecedent evaporative anomalies, and "stealth" flash droughts, which are different from the other two classes in that precursor meteorological anomalies are modest relative to the other classes. The three classes exhibit somewhat different geographic and seasonal distributions. We conclude that soil moisture flash droughts are indeed a composite of distinct types of rapidly intensifying droughts, and that flash drought analyses and forecasts would benefit from approaches that recognize the existence of multiple phenomenological pathways. [ABSTRACT FROM AUTHOR]

A globally consistent ground validation method for remotely sensed precipitation products is crucial for building confidence in these products. This study develops a new methodology to validate the IMERG precipitation products through the use of SMAP soil moisture changes as a proxy for precipitation occurrence. Using a standard 2 × 2 contingency table method, preliminary results provide confidence in SMAP's ability to be utilized as a validation tool for IMERG as results are comparable to previous validation studies. However, the method allows for an overestimate of false alarm frequency due to light precipitation events that can evaporate before the subsequent SMAP overpass and changes in overpass-to-overpass SMAP soil moisture that are within the range of SMAP uncertainty. To counter these issues, a 3 × 3 contingency table is used to reduce noise and extract more signal from the detection method. Through the use of this novel approach, the validation method produces a global mean POD of 0.64 and global mean FAR of 0.40, the first global-scale ground validation skill scores for the IMERG products. Advancing the method to validate precipitation quantity and the development of a real-time validation for the IMERG Early product are the crucial next developments. Significance Statement: We wanted to see if there was a method in which remotely sensed precipitation observations could be validated at a near-global scale for land areas. Scientific literature is filled with studies that validate various precipitation datasets over local-to-regional scales, with very few extending beyond that domain. This study provides a robust first attempt at validating a global precipitation product at a global scale using changes in remotely sensed soil moisture as an independent proxy for precipitation presence/absence. While the method demonstrates that there is skill in using soil moisture as a tool to validate precipitation at the global scale, we find that there are still instances of a systemic bias for arid climate regimes. This method lays the groundwork for future studies to provide a comprehensive global validation in a globally consistent manner. [ABSTRACT FROM AUTHOR]