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Flash droughts are rapidly developing subseasonal climate extreme events that are manifested as suddenly decreased soil moisture, driven by increased evaporative demand and/or sustained precipitation deficits. Over each climate region in the contiguous United States (CONUS), we evaluated the forecast skill of weekly root-zone soil moisture (RZSM), evaporative demand (ETo), and relevant flash drought (FD) indices derived from two dynamic models [Goddard Earth Observing System model V2p1 (GEOS-V2p1) and Global Ensemble Forecast System version 12 (GEFSv12)] in the Subseasonal Experiment (SubX) project between years 2000 and 2019 against three reference datasets: Modern-Era Retrospective Analysis for Research and Applications version 2 (MERRA-2), North American Land Data Assimilation System, phase 2 (NLDAS-2), and GEFSv12 reanalysis. The ETo and its forcing variables at lead week 1 have moderate-to-high anomaly correlation coefficient (ACC) skill (∼0.70–0.95) except downwelling shortwave radiation, and by weeks 3–4, predictability was low for all forcing variables (ACC < 0.5). RZSM (0–100 cm) for model GEFSv12 showed high skill at lead week 1 (∼0.7–0.85 ACC) in the High Plains, West, Midwest, and South CONUS regions when evaluated against GEFSv12 reanalysis but lower skill against MERRA-2 and NLDAS-2 and ACC skill are still close to 0.5 for lead weeks 3–4, better than ETo forecasts. GEFSv12 analysis has not been evaluated against in situ observations and has substantial RZSM anomaly differences when compared to NLDAS-2, and our analysis identified GEFSv12 reforecast prediction limit, which can maximally achieve ACC ∼0.6 for RZSM forecasts between lead weeks 3 and 4. Analysis of major FD events reveals that GEFSv12 reforecast inconsistently captured the correct location of atmospheric and RZSM anomalies contributing to FD onset, suggesting the needs for improving the dynamic models' assimilation and initialization procedures to improve subseasonal FD predictability. Significance Statement: Flash droughts are rapidly developing climate extremes which reduce soil moisture through enhanced evaporative demand and precipitation deficits, and these events can have large impacts on the ecosystem and crop health. We evaluated the subseasonal forecast skill of soil moisture and evaporative demand against three reanalysis datasets and found that evaporative demand skill was similar between forecasts and reanalyses while soil moisture skill is dependent on the reference dataset. Skill of evaporative demand decreases rapidly after week 1, while soil moisture skill declines more slowly after week 1. Case studies for the 2012, 2017, and 2019 United States flash droughts identified that forecasts could capture rapid decreases in soil moisture in some regions but not consistently, implying that long-lead forecasts still need improvements before being used in early warning systems. Improvements in flash drought predictability at longer lead times will require less biased initial conditions, better model parameterizations, and improved representations of large-scale teleconnections. [ABSTRACT FROM AUTHOR]

This study investigates the performance of the latter NCEP Unified Forecast System (UFS) Coupled Model prototype simulations (P5–P8) during boreal summer 2011–17 in regard to coupled land–atmosphere processes and their effect on model bias. Major land physics updates were implemented during the course of model development. Namely, the Noah land surface model was replaced with Noah-MP and the global vegetation dataset was updated starting with P7. These changes occurred along with many other UFS improvements. This study investigates UFS's ability to simulate observed surface conditions in 35-day predictions based on the fidelity of model land surface processes. Several land surface states and fluxes are evaluated against flux tower observations across the globe, and segmented coupling processes are also diagnosed using process-based multivariate metrics. Near-surface meteorological variables generally improve, especially surface air temperature, and the land–atmosphere coupling metrics better represent the observed covariance between surface soil moisture and surface fluxes of moisture and radiation. Moreover, this study finds that temperature biases over the contiguous United States are connected to the model's ability to simulate the different balances of coupled processes between water-limited and energy-limited regions. Sensitivity to land initial conditions is also implicated as a source of forecast error. Above all, this study presents a blueprint for the validation of coupled land–atmosphere behavior in forecast models, which is a crucial model development task to assure forecast fidelity from day one through subseasonal time scales. [ABSTRACT FROM AUTHOR]

Extreme hydrological events (including droughts and floods) produce severe social and economic impacts. Monitoring hydrological processes from remote sensing is necessary to improve understanding and preparedness for these events, with current missions focusing on a range of hydrological variables (i.e., SWOT, SMAP, and GRACE). This study uses output from three state-of-the-art land surface assimilation models and an event clustering algorithm to identify the characteristic spatial and temporal scales of large-scale extreme dry and wet events in the contiguous United States for three major hydrological processes: precipitation, runoff, and soil moisture. We also examine the sensitivity of extreme event characteristics to model resolution and assess intermodel differences. We find that models generally agree in terms of the mean characteristics of events: precipitation dry events are of shorter duration in comparison with soil moisture and runoff events, and more intense events tend to be smaller in area. We also find that mean spatial and temporal characteristics are highly dependent on model resolution—important in the context of detecting and monitoring these events. Results from this study can be used to inform land surface model development, extreme hydrology event detection, and sampling requirements of upcoming remote sensing missions in hydrology. Significance Statement: Understanding the fundamental characteristics of dry and wet extreme events (droughts and floods) is of importance for improving our preparedness and response to events, as well as for designing satellite observing systems that can adequately monitor them. Here we use output from land surface models to determine the average size and duration of large-scale extreme events for the contiguous United States using fine temporal data. We find that events that are most extreme—the most severe floods and droughts—tend to be shorter in duration and smaller in size. We also present an assessment of how three commonly used land surface models detect extreme hydrological events, which is important for assessments based on models. These findings are important for understanding the proportion of events that may be not adequately resolved by current hydrology remote sensing missions. [ABSTRACT FROM AUTHOR]

The historical rise of irrigation has profoundly mitigated the effect of drought on agriculture in many parts of the United States. While irrigation directly alters soil moisture, meteorological drought indices ignore the effects of irrigation, since they are often based on simple water balance models that neglect the irrigation input. Reanalyses also largely neglect irrigation. Other approaches estimate the evaporative fraction (EF), which is correlated with soil moisture under water-limited conditions typical of droughts, with lower values corresponding to drier soils. However, those approaches require satellite observations of land surface temperature, meaning they cannot be used to study droughts prior to the satellite era. Here, we use a recent theory of land-atmosphere coupling--surface flux equilibrium (SFE) theory--to estimate EF from readily available observations of near-surface air temperature and specific humidity with long historical records. In contrast to EF estimated from a reanalysis that largely neglects irrigation, the SFE-predicted EF is greater at irrigated sites than at nonirrigated sites during droughts, and its historical trends are typically consistent with the spatial distribution of irrigation growth. Two sites at which SFE-predicted EF unexpectedly rises in the absence of changes in irrigation can be explained by increased flooding due to human interventions unrelated to irrigation (river engineering and the expansion of fish hatcheries). This work introduces a new method for quantifying agricultural drought prior to the satellite era. It can be used to provide insight into the role of irrigation in mitigating drought in the United States over the twentieth century. [ABSTRACT FROM AUTHOR]

As global mean temperature rises, extreme drought events are expected to increasingly affect regions of the United States that are crucial for agriculture, forestry, and natural ecology. A pressing need is to understand and anticipate the conditions under which extreme drought causes catastrophic failure to vegetation in these areas. To better predict drought impacts on ecosystems, we first must understand how specific drivers, namely, atmospheric aridity and soil water stress, affect land surface processes during the evolution of flash drought events. In this study, we evaluated when vapor pressure deficit (VPD) and soil moisture thresholds corresponding to photosynthetic shutdown were crossed during flash drought events across different climate zones and land surface characteristics in the United States. First, the Dynamic Canopy Biophysical Properties (DCBP) model was used to estimate the thresholds that define reduced photosynthesis by assimilating vegetation phenology data from theModerate Resolution Imaging Spectroradiometer (MODIS) to a predictive phenology model. Next, we characterized and quantified flash drought onset, intensity, and duration using the standardized evaporative stress ratio (SESR) and NLDAS-2 reanalysis. Once periods of flash drought were identified, we investigated how VPD and soil moisture coevolved across regions and plant functional types. Results demonstrate that croplands and grasslands tend to be more sensitive to soil water limitations than trees across different regions of the United States. We found that whether VPD or soil moisture was the primary driver of plant water stress during drought was largely region specific. The results of this work will help to inform land managers of early warning signals relevant for specific ecosystems under threat of flash drought events. [ABSTRACT FROM AUTHOR]

Changes in surface water and energy balance can influence weather through interactions between the land and lower atmosphere. In convecting atmospheres, increases in convective available potential energy (CAPE) at the base of the column are driven by surface turbulent fluxes and can lead to precipitation. Using two global satellite datasets, we analyze the impact of surface energy balance partitioning on convective development by tracking CAPE over soil moisture drydowns (interstorms) during the summer, when land–atmosphere coupling is strongest. Our results show that the sign and magnitude of CAPE development during summertime drydowns depends on regional hydroclimate and initial soil moisture content. On average, CAPE increases between precipitation events over humid regions (e.g., the eastern United States) and decreases slightly over arid regions (e.g., the western United States). The soil moisture content at the start of a drydown was found to only impact CAPE evolution over arid regions, leading to greater decreases in CAPE when initial soil moisture content was high. The effect of these factors on CAPE can be explained by their influence principally on surface evaporation, demonstrating the importance of evaporative controls on CAPE and providing a basis for understanding the soil moisture–precipitation relationship, as well as land–atmosphere interaction as a whole. Significance Statement: Land–atmosphere coupling is a long-standing topic with growing interest within the climate and modeling communities. Understanding and characterizing the feedbacks between the land surface and lower atmosphere has important implications for weather and climate prediction. One component of land–atmosphere coupling not yet fully understood is the soil moisture–precipitation relationship. Our work quantifies the land influence on one pathway for precipitation, convection, by tracking the evolution of atmospheric convective energy as soils dry between storms. Using global satellite observations, we find clear spatial and temporal trends that link summertime convective development to soil moisture content and evaporation. Our observational results provide a benchmark for evaluating how well weather and climate models capture the complex coupling between land and atmosphere. [ABSTRACT FROM AUTHOR]

Portions of the northeastern United States (NE) have experienced drought every year since 2016. The U.S. Drought Monitor (USDM) has played an important role in drought characterization and management by providing weekly drought maps across the entire United States, including the NE. Unfortunately, the USDM lacks consistency between input variables leading to difficulties in defining boundaries between drought categories. This paper evaluates the National Water Model's (NWM) ability to model streamflow and soil moisture, two important hydrological products that are frequently incorporated in drought indices. Using a 26-yr NWM retrospective simulation, comparisons were conducted between NWM output and observations of streamflow and soil moisture, as well as between drought categories derived from the NWM and observations and the USDM. Results indicate that NWM provides moderate predictions of streamflow at NE stations when comparing to historical observations, that NWM streamflow estimators are generally upwardly biased, and performance is worse at lower streamflow magnitudes. The NWM's ability to predict soil moisture is worse than streamflow, with again a positive bias at most sites and strong variations in anomaly correlation across sites. When predicting drought categories, NWM streamflow is as strong a predictor of USDM drought categories as observed streamflow. Extending the NWM streamflow series using a maintenance of variance technique and only past records provides slight improvements over drought categories derived from the entire 26-yr retrospective simulation. Output from the NWM appears to have some skill in characterizing drought in the NE and provides a spatial resolution to improve the designation of drought boundaries. [ABSTRACT FROM AUTHOR]

Past work has shown that a land surface model's (LSM) implicit (not explicitly coded) relationships between soil moisture and both evapotranspiration (ET) and runoff largely determine the LSM's hydrological behavior. Here we estimate the relationships that appear to be operating in the real world and compare them to those of the LSM component of a state-of-the-art Earth system model (ESM). The two sets of relationships are determined by calibrating them within a simple water balance model (WBM): once using stream gauge observations from small, unregulated rivers over the eastern half of the United States, and once using the runoffs generated by the LSM as part of a state-of-the-art atmospheric reanalysis. Hydrological simulations and subseasonal hydrological forecasts performed with the two calibrated versions of the WBM provide two key results. First, the version calibrated to the LSM-generated runoffs does successfully reproduce, to first order, the hydrological behavior of the full LSM within its ESM environment. Second, of the two WBM versions, the one calibrated to the observations reproduces more accurately a broad collection of fully independent streamflow observations as well as a similarly broad collection of in situ soil moisture measurements. Taken together, the two results suggest that the observations-calibrated ET and runoff efficiency functions do successfully represent, at least to some degree, soil moisture controls over hydrological variability in nature and can serve as potentially useful targets for further LSM development. Significance Statement: For all their complexity, and for all the work that underlies their development, the land surface model components of Earth system models may be suboptimal in fundamental yet unstudied ways. Here we estimate how the joint control of soil moisture over evapotranspiration and runoff processes in nature differs from that built implicitly into a state-of-the-art land model. Validation exercises demonstrate how this difference appears to lead to reduced accuracy in the land model's simulation and forecasting of such hydrological variables as streamflow and soil moisture. Our results indicate that the relationships estimated for nature could serve as a potentially valuable target for further land model development. [ABSTRACT FROM AUTHOR]

Mesoscale convective systems (MCSs) that are clustered in time and space can have a broader impact on flooding because they have larger area coverage than that of individual MCSs. The goal of this study is to understand the flood likelihood associated with MCS clusters. To achieve this, floods in the Storm Events Database in April–August of 2007–17 are matched with clustered MCSs identified from a high-resolution MCS dataset and terrestrial conditions in a land surface dataset over the central-eastern United States. Our analysis indicates that clustered MCSs preferentially occurring in April–June are more effective at producing floods, which also last longer due to the greater rainfall per area and wetter initial soil conditions and, hence, produce greater runoff per area than nonclustered MCSs. Similar increases of flood occurrence with cluster-total rainfall size and wetter soils are also observed for each MCS cluster, especially for the overlapping rainfall areas within each cluster. These areas receive rainfall from multiple MCSs that progressively wet the soils and are therefore associated with higher flood likelihood. This study underscores the importance to understand clustered MCSs to better understand flood risks and their future changes. [ABSTRACT FROM AUTHOR]

Accurate spatiotemporal predictions of surface soil moisture (SM) are important for many critical applications. Machine learning models provide a powerful method for building an accurate and reliable predictive model of SM. However, the models used in recent studies have some limitations, including lack of spatial autocorrelation (SAC), vague representation of important features, and primarily focused on the one-step forecast. Thus, we proposed an attention-based convolutional long short-term memory model (AttConvLSTM) for multistep forecasting. The model includes three layers, spatial compression, axial attention, and encoder–decoder prediction, which are used for compressing spatial information, feature extraction, and multistep prediction, respectively. The model was trained using surface SM from the Soil Moisture Active Passive L4 product at 18-km spatial resolution over the United States. The results show that AttConvLSTM predicts 24 h ahead SM with mean R2 and RMSE is equal to 0.82 and 0.02, respectively. Compared with LSTM, AttConvLSTM improves the model performance over 73.6% of regions, with an improvement of 8.4% and 17.4% in R2 and RMSE, respectively. The performance of the model is mainly influenced by temporal autocorrelation (TAC). Moreover, we also highlight the importance of SAC on model performance, especially over regions with high SAC and low TAC. Our model is also competent for SM predictions from several hours to several days, which could be a useful tool for predicting all meteorological variables and forecasting extremes. [ABSTRACT FROM AUTHOR]

Recent years have seen growing appreciation that rapidly intensifying flash droughts are significant climate hazards with major economic and ecological impacts. This has motivated efforts to inventory, monitor, and forecast flash drought events. Here we consider the question of whether the term "flash drought" comprises multiple distinct classes of event, which would imply that understanding and forecasting flash droughts might require more than one framework. To do this, we first extend and evaluate a soil moisture volatility–based flash drought definition that we introduced in previous work and use it to inventory the onset dates and severity of flash droughts across the contiguous United States (CONUS) for the period 1979–2018. Using this inventory, we examine meteorological and land surface conditions associated with flash drought onset and recovery. These same meteorological and land surface conditions are then used to classify the flash droughts based on precursor conditions that may represent predictable drivers of the event. We find that distinct classes of flash drought can be diagnosed in the event inventory. Specifically, we describe three classes of flash drought: "dry and demanding" events for which antecedent evaporative demand is high and soil moisture is low, "evaporative" events with more modest antecedent evaporative demand and soil moisture anomalies, but positive antecedent evaporative anomalies, and "stealth" flash droughts, which are different from the other two classes in that precursor meteorological anomalies are modest relative to the other classes. The three classes exhibit somewhat different geographic and seasonal distributions. We conclude that soil moisture flash droughts are indeed a composite of distinct types of rapidly intensifying droughts, and that flash drought analyses and forecasts would benefit from approaches that recognize the existence of multiple phenomenological pathways. [ABSTRACT FROM AUTHOR]

Probabilistic forecasts of changes in soil moisture and an evaporative stress index (ESI) on subseasonal time scales over the contiguous United States are developed. The forecasts use the current land surface conditions and numerical weather prediction forecasts from the Subseasonal to Seasonal (S2S) Prediction project. Changes in soil moisture are quite predictable 8–14 days in advance with 50% or more of the variance explained over the majority of the contiguous United States; however, changes in ESI are significantly less predictable. A simple red noise model of predictability shows that the spatial variations in forecast skill are primarily a result of variations in the autocorrelation, or persistence, of the predicted variable, especially for the ESI. The difference in overall skill between soil moisture and ESI, on the other hand, is due to the greater soil moisture predictability by the numerical model forecasts. As the forecast lead time increases from 8–14 to 15–28 days, however, the autocorrelation dominates the soil moisture and ESI differences as well. An analysis of modeled transpiration, and bare soil and canopy water evaporation contributions to total evaporation, suggests improvements to the ESI forecasts can be achieved by estimating the relative contributions of these components to the initial ESI state. The importance of probabilistic forecasts for reproducing the correct probability of anomaly intensification is also shown. [ABSTRACT FROM AUTHOR]

Soil moisture (W) helps control evapotranspiration (ET), and ET variations can in turn have a distinct impact on 2-m air temperature (T2M), given that increases in evaporative cooling encourage reduced temperatures. Soil moisture is accordingly linked to T2M, and realistic soil moisture initialization has, in previous studies, been shown to improve the skill of subseasonal T2M forecasts. The relationship between soil moisture and evapotranspiration, however, is distinctly nonlinear, with ET tending to increase with soil moisture in drier conditions and to be insensitive to soil moisture variations in wetter conditions. Here, through an extensive analysis of subseasonal forecasts produced with a state-of-the-art seasonal forecast system, this nonlinearity is shown to imprint itself on T2M forecast error in the conterminous United States in two unique ways: (i) the T2M forecast bias (relative to independent observations) induced by a negative precipitation bias tends to be larger for dry initializations, and (ii) on average, the unbiased root-mean-square error (ubRMSE) tends to be larger for dry initializations. Such findings can aid in the identification of forecasts of opportunity; taken a step further, they suggest a pathway for improving bias correction and uncertainty estimation in subseasonal T2M forecasts by conditioning each on initial soil moisture state. Significance Statement: Not all forecasts are created equal. Even before a given forecast is produced, the nature of its initial conditions may indicate that it will prove more accurate than corresponding forecasts started at other times. We address here how the character of the soil moisture at the beginning of a forecast may provide such information. We find that under certain conditions, when the initial state of the soil is wet, the bias in the forecast is reduced and, to a lesser extent, the random error in the forecast is also reduced. Knowing ahead of time when to put more trust into a forecast should be of substantial benefit to forecast end-users. [ABSTRACT FROM AUTHOR]

We examine the drought variability over the conterminousUnited States (CONUS) for 1915-2018 using theNoah-MP land surfacemodel. We examine different model options on drought reconstruction, including optional representation of groundwater and dynamic vegetation phenology. Over our 104-yr reconstruction period, we identify 12 great droughts that each covered at least36% of CONUS and lasted for at least 5 months. The great droughts tend to have smaller areas when groundwater and/or dynamic vegetation are included in the model configuration. We detect a small decreasing trend in dry area coverage over CONUS in all configurations. We identify 45 major droughts in the baseline (with a dry area coverage greater than 23.6% of CONUS) that are, on average, somewhat less severe than great droughts. We find that representation of groundwater tends to increase drought duration for both great andmajor droughts, primarily by leading to earlier drought onset (some due to short-lived recovery froma previous drought) or later demise (groundwater anomalies lag precipitation anomalies). In contrast, representation of dynamic vegetation tends to shortenmajor droughts duration, primarily due to earlier drought demise (closed stoma or dead vegetation reducesET loss during droughts). On a regional basis, the U.S. Southwest (Southeast) has the longest (shortest)major drought durations. Consistent with earlier work, dry area coverage in all subregions except the Southwest has decreased. The effects of groundwater and dynamic vegetation vary regionally due to differences in groundwater depths (hence connectivity with the surface) and vegetation types. [ABSTRACT FROM AUTHOR]

In addition to remote SST forcing, realistic representation of land forcing (i.e., soil moisture) over the United States is critical for a prediction of U.S. severe drought events approximately one season in advance. Using "identical twin" experiments with different land initial conditions (ICs) in the 32-yr (1979–2010) CFSv2 reforecasts (NASA GLDAS-2 reanalysis versus NCEP CFSR), sensitivity and skill of U.S. drought predictions to land ICs are evaluated. Although there is no outstanding performer between the two sets of forecasts with different land ICs, each set shows greater skill in some regions, but their locations vary with forecast lead time and season. The 1999 case study demonstrates that although a pattern of below-normal SSTs in the Pacific in the fall and winter is realistically reproduced in both reforecasts, GLDAS-2 land initial states display a stronger east–west gradient of soil moisture, particularly drier in the eastern United States and more consistent with observations, leading to warmer surface temperature anomalies over the United States. Anomalies lasting for one season are accompanied by more persistent barotropic (warm core) anomalous high pressure over CONUS, which results in better prediction skill of this drought case up to 4 months in advance in the reforecasts with GLDAS-2 land ICs. Therefore, it is essential to minimize the uncertainty of land initial states among the current land analyses for improving U.S. drought prediction on seasonal time scales. [ABSTRACT FROM AUTHOR]

Soil moisture is an important variable for numerous scientific disciplines, and therefore provision of accurate and timely soil moisture information is critical. Recent initiatives, such as the National Soil Moisture Network effort, have increased the spatial coverage and quality of soil moisture monitoring infrastructure across the contiguous United States. As a result, the foundation has been laid for a high-resolution, real-time gridded soil moisture product that leverages data from in situ networks, satellite platforms, and land surface models. An important precursor to this development is a comprehensive, national-scale assessment of in situ soil moisture data fidelity. Additionally, evaluation of the United States's current in situ soil moisture monitoring infrastructure can provide a means toward more informed satellite and model calibration and validation. This study employs a triple collocation approach to evaluate the fidelity of in situ soil moisture observations from over 1200 stations across the contiguous United States. The primary goal of the study is to determine the monitoring stations that are best suited for 1) inclusion in national-scale soil moisture datasets, 2) deriving in situ-informed gridded soil moisture products, and 3) validating and benchmarking satellite and model soil moisture data. We find that 90% of the 1233 stations evaluated exhibit high spatial consistency with satellite remote sensing and land surface model soil moisture datasets. In situ error did not significantly vary by climate, soil type, or sensor technology, but instead was a function of station-specific properties such as land cover and station siting. [ABSTRACT FROM AUTHOR]

Since drought and excessive rainfall can have significant socioeconomic impacts, it is important to have accurate high-resolution gridded datasets that can help improve analysis and forecasting of these conditions. One such widely used dataset is the Parameter-Elevation Regressions on Independent Slopes Model (PRISM). PRISM uses a digital elevation model (DEM) to obtain gridded elevation analyses and then uses a regression analysis along with approximately 15 000 surface precipitation measurements to produce a 4-km resolution daily precipitation product over the conterminous United States. The U.S. Climate Reference Network (USCRN) consists of 114 stations that take highly accurate meteorological measurements across all regions of the United States. A comparison between the USCRN and PRISM was performed using data from 2006 to 2018. There were good comparisons between the two datasets across nearly all seasons and regions; most mean daily differences were ,1 mm, with most absolute daily differences ;5 mm. The most general characteristics were for a net dry bias in the PRISM data in the Southwest and a net moist bias in the southern United States. Verifying the PRISM dataset provides us with confidence it can be used with estimates of evapotranspiration, highresolution gridded soil properties, and vegetation datasets to produce a daily gridded soil moisture product for operational use in the analyses and prediction of drought and excessive soil moisture conditions. [ABSTRACT FROM AUTHOR]

Soil moisture (SM) and evapotranspiration (ET) are key variables of the terrestrial water cycle with a strong relationship. This study examines remotely sensed soil moisture and evapotranspiration data assimilation (DA) with the aim of improving drought monitoring. Although numerous efforts have gone into assimilating satellite soil moisture observations into land surface models to improve their predictive skills, little attention has been given to the combined use of soil moisture and evapotranspiration to better characterize hydrologic fluxes. In this study, we assimilate two remotely sensed datasets, namely, Soil Moisture Operational Product System (SMOPS) and MODIS evapotranspiration (MODIS16 ET), at 1-km spatial resolution, into the VIC land surface model by means of an evolutionary particle filter method. To achieve this, a fully parallelized framework based on model and domain decomposition using a parallel divide-and-conquer algorithm was implemented. The findings show improvement in soil moisture predictions by multivariate assimilation of both ET and SM as compared to univariate scenarios. In addition, monthly and weekly drought maps are produced using the updated root-zone soil moisture percentiles over the Apalachicola-Chattahoochee-Flint basin in the southeastern United States. The model-based estimates are then compared against the corresponding U.S. Drought Monitor (USDM) archive maps. The results are consistent with the USDM maps during the winter and spring season considering the drought extents; however, the drought severity was found to be slightly higher according to DA method. Comparing different assimilation scenarios showed that ET assimilation results in wetter conditions comparing to open-loop and univariate SM DA. The multivariate DA then combines the effects of the two variables and provides an in-between condition. [ABSTRACT FROM AUTHOR]

Despite the key importance of soil moisture-evapotranspiration (ET) coupling in the climate system, limited availability of soil moisture and ET observations poses a major impediment for investigation of this coupling regarding spatiotemporal characteristics and potential modifications under climate change. To better understand and quantify soil moisture-ET coupling and relevant processes, this study takes advantage of in situ soil moisture observations from the U.S. Climate Reference Network (USCRN) for the time period of 2010-17 and a satellite-derived version of the evapotranspiration stress index (ESI), which represents anomalies in a normalized ratio of actual to reference ET. The analyses reveal strong seasonality and regional characteristics of the ESI-land surface interactions across the United States, with the strongest control of soil moisture on the ESI found in the southern Great Plains during spring, and in the north-central United States, the northern Great Plains, and the Pacific Northwest during summer. In drier climate regions such as the northern Great Plains and north-central United States, soil moisture control on the ESI is confined to surface soil layers, with subsurface soil moisture passively responding to changes in the ESI. The soil moisture-ESI interaction is more uniform between surface and subsurface soils in wetter regions with higher vegetation cover. These results provide a benchmark for simulation of soil moisture-ET coupling and are useful for projection of associated climate processes in the future. [ABSTRACT FROM AUTHOR]

This study investigates the potential predictability of streamflow and soil moisture in the Alabama-Coosa-Tallapoosa (ACT) river basin in the southeastern United States. The study employs the state-of-the-art National Water Model (NWM) and compares the effects of initial soil moisture condition with those of seasonal climate anomalies on streamflow and soil moisture forecast skills. We have designed and implemented seasonal streamflow forecast ensemble experiments following the methodology suggested by Dirmeyer et al. The study also compares the soil moisture variability in the NWM with in situ measurements and remote sensing data fromthe SoilMoistureActive and Passive (SMAP) satellite. The NWMskillfully simulates the observed streamflow in the ACT basin. The soil moisture variability is 46% smaller in the NWM compared with the SMAP data, mainly due to a weaker amplitude of the seasonal cycle. This study finds that initial soil moisture condition is a major source of predictability for the seasonal streamflow forecast. The contribution of the initial soil moisture condition is comparable or even higher than that of seasonal climate anomaly effects in dry seasons. In the boreal summer season, the initial soil moisture condition contributes to 65% and 48% improvements in the seasonal streamflow and soil moisture forecast skills, respectively. This study attributes a greater improvement in the streamflow forecast skill to the lag effects between the soil moisture and streamflow anomalies. The results of this study can inform the development and improvement of the operational streamflow forecasting system. [ABSTRACT FROM AUTHOR]

Soil moisture influences precipitation mainly through its impact on land–atmosphere interactions. Understanding and correctly modeling soil moisture–precipitation (SM–P) coupling is crucial for improving weather forecasting and subseasonal to seasonal climate predictions, especially when predicting the persistence and magnitude of drought. However, the sign and spatial structure of SM–P feedback are still being debated in the climate research community, mainly due to the difficulty in establishing causal relationships and the high degree of nonlinearity in land–atmosphere processes. To this end, we developed a causal inference model based on the Granger causality analysis and a nonlinear machine learning model. This model includes three steps: nonlinear anomaly decomposition, nonlinear Granger causality analysis, and evaluation of the quality of SM–P feedback, which eliminates the nonlinear response of interannual and seasonal variability and the memory effects of climatic factors and isolates the causal relationship of local SM–P feedback. We applied this model by using National Climate Assessment–Land Data Assimilation System (NCA-LDAS) datasets over the United States. The results highlight the importance of nonlinear atmosphere responses in land–atmosphere interactions. In addition, the strong feedback over the southwestern United States and the Great Plains both highlight the impacts of topographic factors rather than only the sensitivity of evapotranspiration to soil moisture. Furthermore, the SM–P index defined by our framework is used to benchmark Earth system models (ESMs), which provides a new metric for efficiently identifying potential model biases in modeling local land–atmosphere interactions and may help the development of ESMs in improving simulations of water cycle variability and extremes. [ABSTRACT FROM AUTHOR]

This article describes one of the first successful examples of multisensor, multivariate land data assimilation, encompassing a large suite of soil moisture, snow depth, snow cover, and irrigation intensity environmental data records (EDRs) from the Scanning Multichannel Microwave Radiometer (SMMR), Special Sensor Microwave Imager (SSM/I), Advanced Scatterometer (ASCAT), Moderate-Resolution Imaging Spectroradiometer (MODIS), Advanced Microwave Scanning Radiometer (AMSR-E and AMSR2), Soil Moisture Ocean Salinity (SMOS) mission, and Soil Moisture Active Passive (SMAP) mission. The analysis is performed using the NASA Land Information System (LIS) as an enabling tool for the U.S. National Climate Assessment (NCA). The performance of the NCA Land Data Assimilation System (NCA-LDAS) is evaluated by comparing it to a number of hydrological reference data products. Results indicate that multivariate assimilation provides systematic improvements in simulated soil moisture and snow depth, with marginal effects on the accuracy of simulated streamflow and evapotranspiration. An important conclusion is that across all evaluated variables, assimilation of data from increasingly more modern sensors (e.g., SMOS, SMAP, AMSR2, ASCAT) produces more skillful results than assimilation of data from older sensors (e.g., SMMR, SSM/I, AMSR-E). The evaluation also indicates the high skill of NCA-LDAS when compared with other LSM products. Further, drought indicators based on NCA-LDAS output suggest a trend of longer and more severe droughts over parts of the western United States during 1979–2015, particularly in the southwestern United States, consistent with the trends from the U.S. Drought Monitor, albeit for a shorter 2000–15 time period. [ABSTRACT FROM AUTHOR]

Flash droughts—uncharacteristically rapid dryings of the land system—are naturally associated with extreme precipitation deficits. Such precipitation deficits, however, do not tell the whole story, for land surface drying can be exacerbated by anomalously high evapotranspiration (ET) rates driven by anomalously high temperatures (e.g., during heat waves), anomalously high incoming radiation (e.g., from reduced cloudiness), and other meteorological anomalies. In this study, the relative contributions of precipitation and ET anomalies to flash drought generation in the Northern Hemisphere are quantified through the analysis of diagnostic fields contained within the MERRA-2 reanalysis product. Unique to the approach is the explicit treatment of soil moisture impacts on ET through relationships diagnosed from the reanalysis data; under this treatment, an ET anomaly that is negative relative to the local long-term climatological mean is still considered positive in terms of its contribution to a flash drought if it is high for the concurrent value of soil moisture. Maps produced in the analysis show the fraction of flash drought production stemming specifically from ET anomalies and illustrate how ET anomalies for some droughts are related to temperature and radiation anomalies. While ET is found to have an important impact on flash drought production in the central United States and in parts of Russia known from past studies to be prone to heat wave–related drought, and while this impact does appear stronger during the onset (first several days) of flash droughts, overall the contribution of ET to these droughts is small relative to the contribution of precipitation deficit. [ABSTRACT FROM AUTHOR]

The spring dry season occurring in an arid region of the southwestern United States, which receives both winter storm track and summer monsoon precipitation, is investigated. Bimodal precipitation and vegetation growth provide an opportunity to assess multiple climate mechanisms and their impact on hydroclimate and ecosystems. We detect multiple shifts from wet to drier conditions in the observational record and land surface model output. Focusing on the recent dry period, a shift in the late 1990s resulted in earlier and greater spring soil moisture draw down, and later and reduced spring vegetation green-up, compared to a prior wet period (1979–97). A simple soil moisture balance model shows this shift is driven by changes in winter precipitation. The recent post-1999 dry period and an earlier one from 1948 to 1966 are both related to the cool tropics phase of Pacific decadal variability, which influences winter precipitation. In agreement with other studies for the southwestern United States, we find the recent drought cannot be explained in terms of precipitation alone, but also is due to the rising influence of temperature, thus highlighting the sensitivity of this region to warming temperatures. Future changes in the spring dry season will therefore be affected by how tropical decadal variability evolves, and also by emerging trends due to human-driven warming. [ABSTRACT FROM AUTHOR]

This study examines the evolution of soil moisture, evapotranspiration, vegetation, and atmospheric conditions during an unusual flash drought–flash recovery sequence that occurred across the south-central United States during 2015. This event was characterized by a period of rapid drought intensification (flash drought) during late summer that was terminated by heavy rainfall at the end of October that eliminated the extreme drought conditions over a 2-week period (flash recovery). A detailed analysis was performed using time series of environmental variables derived from meteorological, remote sensing, and land surface modeling datasets. Though the analysis revealed a similar progression of cascading effects in each region, characteristics of the flash drought such as its onset time, rate of intensification, and vegetation impacts differed between regions due to variations in the antecedent conditions and the atmospheric anomalies during its growth. Overall, flash drought signals initially appeared in the near-surface soil moisture, followed closely by reductions in evapotranspiration. Total column soil moisture deficits took longer to develop, especially in the western part of the region where heavy rainfall during the spring and early summer led to large moisture surpluses. Large differences were noted in how land surface models in the North American Land Data Assimilation System depicted soil moisture evolution during the flash drought; however, the models were more similar in their assessment of conditions during the flash recovery period. This study illustrates the need to use multiple datasets to track the evolution and impacts of rapidly evolving flash drought and flash recovery events. [ABSTRACT FROM AUTHOR]

Understanding the causes of flood seasonality is critical for better flood management. This study examines the seasonality of annual maximum floods (AMF) and its changes before and after 1980 at over 250 natural catchments across the contiguous United States. Using circular statistics to define a seasonality index, the analysis focuses on the variability of the flood occurrence date. Generally, catchments with more synchronized seasonal water and energy cycles largely inherit their seasonality of AMF from that of annual maximum rainfall (AMR). In contrast, the seasonality of AMF in catchments with loosely synchronized water and energy cycles are more influenced by high antecedent storage, which is responsible for the amplification of the seasonality of AMF over that of AMR. This understanding then effectively explains a statistically significant shift of flood seasonality detected in some catchments in the recent decades. Catchments where the antecedent soil water storage has increased since 1980 exhibit increasing flood seasonality while catchments that have experienced increases in storm rainfall before the floods have shifted toward floods occurring more variably across the seasons. In the eastern catchments, a concurrent widespread increase in event rainfall magnitude and reduced soil water storage have led to a more variable timing of floods. The findings of the role of antecedent storage and event rainfall on the flood seasonality provide useful insights for understanding future changes in flood seasonality as climate models projected changes in extreme precipitation and aridity over land. [ABSTRACT FROM AUTHOR]

Probabilistic forecasts of U.S. Drought Monitor (USDM) intensification over 2-, 4-, and 8-week time periods are developed based on recent anomalies in precipitation, evapotranspiration, and soil moisture. These statistical forecasts are computed using logistic regression with cross validation. While recent precipitation, evapotranspiration, and soil moisture do provide skillful forecasts, it is found that additional information on the current state of the USDM adds significant skill to the forecasts. The USDM state information takes the form of a metric that quantifies the 'distance' from the next-higher drought category using a nondiscrete estimate of the current USDM state. This adds skill because USDM states that are close to the next-higher drought category are more likely to intensify than states that are farther from this threshold. The method shows skill over most of the United States but is most skillful over the north-central United States, where the cross-validated Brier skill score averages 0.20 for both 2- and 4-week forecasts. The 8-week forecasts are less skillful in most locations. The 2- and 4-week probabilities have very good reliability. The 8-week probabilities, on the other hand, are noticeably overconfident. For individual drought events, the method shows the most skill when forecasting high-amplitude flash droughts and when large regions of the United States are experiencing intensifying drought. [ABSTRACT FROM AUTHOR]

To prepare for the next-generation North American Land Data Assimilation System (NLDAS), three advanced land surface models [LSMs; i.e., Community Land Model, version 4.0 (CLM4.0); Noah LSM with multiphysics options (Noah-MP); and Catchment LSM-Fortuna 2.5 (CLSM-F2.5)] were run for the 1979-2014 period within the NLDAS-based framework. Unlike the LSMs currently executing in the operational NLDAS, these three advanced LSMs each include a groundwater component. In this study, the model simulations of monthly terrestrial water storage anomaly (TWSA) and its individual water storage components are evaluated against satellite-based and in situ observations, as well as against reference reanalysis products, at basinwide and statewide scales. The quality of these TWSA simulations will contribute to determining the suitability of these models for the next phase of the NLDAS. Overall, it is found that all three models are able to reasonably capture the monthly and interannual variability and magnitudes of TWSA. However, the relative contributions of the individual water storage components to TWSA are very dependent on the model and basin. A major contributor to the TWSA is the anomaly of total column soil moisture content for CLM4.0 and Noah-MP, while the groundwater storage anomaly is the major contributor for CLSM-F2.5. Other water storage components such as the anomaly of snow water equivalent also play a role in all three models. For each individual water storage component, the models are able to capture broad features such as monthly and interannual variability. However, there are large intermodel differences and quantitative uncertainties, which are motivating follow-on investigations in the NLDASScience Testbed developed by the NASA and NCEP NLDAS teams. [ABSTRACT FROM AUTHOR]

The error characterization of soil moisture products, for example, obtained from microwave remote sensing data, is a key requirement for using these products in applications like numerical weather prediction. The error variance and root-mean-square error are among the most popular metrics: they can be estimated consistently for three datasets using triple collocation (TC) without assuming any dataset to be free of errors. This technique can account for additive and multiplicative biases; that is, it assumes that the three products are linearly related. However, its susceptibility to nonlinear relations (e.g., due to sensor saturation and scale mismatch) has not been addressed. Here, a simulation study investigates the impact of quadratic relations on the TC error estimates [also when the products are first rescaled using the nonlinear cumulative distribution function (CDF) matching technique] and on those by two novel methods. These methods-based on error-in-variables regression and probabilistic factor analysis-extend standard TC by also accounting for nonlinear relations using quadratic polynomials. The relative differences between the error estimates of the ASCAT remotely sensed product by the quadratic and the linear methods are predominantly smaller than 10% in a case study based on remotely sensed, reanalysis, and in situ measured soil moisture over the contiguous United States. Exceptions with larger discrepancies indicate that nonlinear relations can pose a challenge to traditional TC analyses, as the simulations show they can introduce biases of either sign. In such cases, the use of nonlinear methods may complement traditional approaches for the error characterization of soil moisture products. [ABSTRACT FROM AUTHOR]

Flash drought refers to relatively short periods of warm surface temperature and anomalously low and rapid decreasing soil moisture (SM). Based on the physical mechanisms associated with flash droughts, these events are classified into two categories: heat wave and precipitation P deficit flash droughts. In previous work, the authors have defined heat wave flash droughts as resulting from the confluence of severe warm air temperature Tair, which increases evapotranspiration (ET), and anomalously low and decreasing SM. Here, a second type of flash drought caused by precipitation deficits is explored. The authors term these events P-deficit flash droughts, which they associate with lack of P. Precipitation deficits cause ET to decrease and temperature to increase. The P-deficit flash droughts are analyzed based on observations of P, Tair, and SM and ET reconstructed using land surface models for the period 1916-2013. The authors find that P-deficit flash droughts are more common than heat wave flash droughts. They are about twice as likely to occur as heat wave flash droughts over the conterminous United States. They are most prevalent over the southern United States with maxima over the southern Great Plains and the Southwest, in contrast to heat wave flash droughts that are mostly likely to occur over the Midwest and the Pacific Northwest, where the vegetation cover is dense. [ABSTRACT FROM AUTHOR]

Four land surface models in uncoupled and coupled configurations are compared to observations of daily soil moisture from 19 networks in the conterminous United States to determine the viability of such comparisons and explore the characteristics of model and observational data. First, observations are analyzed for error characteristics and representation of spatial and temporal variability. Some networks have multiple stations within an area comparable to model grid boxes; for those it is found that aggregation of stations before calculation of statistics has little effect on estimates of variance, but soil moisture memory is sensitive to aggregation. Statistics for some networks stand out as unlike those of their neighbors, likely because of differences in instrumentation, calibration, and maintenance. Buried sensors appear to have less random error than near-field remote sensing techniques, and heat-dissipation sensors show less temporal variability than other types. Model soil moistures are evaluated using three metrics: standard deviation in time, temporal correlation (memory), and spatial correlation (length scale). Models do relatively well in capturing large-scale variability of metrics across climate regimes, but they poorly reproduce observed patterns at scales of hundreds of kilometers and smaller. Uncoupled land models do no better than coupled model configurations, nor do reanalyses outperform free-running models. Spatial decorrelation scales are found to be difficult to diagnose. Using data for model validation, calibration, or data assimilation from multiple soil moisture networks with different types of sensors and measurement techniques requires great caution. Data from models and observations should be put on the same spatial and temporal scales before comparison. [ABSTRACT FROM AUTHOR]

This is Part II of a two-part study introducing the heated condensation framework (HCF), which quantifies the potential convective state of the atmosphere in terms of land-atmosphere interactions. Part I introduced the full suite of HCF variables and applied them to case studies with observations and models over a single location in the southern Great Plains. It was shown in Part I that the HCF was capable of identifying locally initiated convection and quantifying energetically favorable pathways for initiation. Here, the HCF is applied to the entire conterminous United States and the climatology of convective initiation (CI) in relation to local land-atmosphere coupling (LoCo) is explored for 34 summers (June-August) using the North American Regional Reanalysis (NARR) and observations. NARR is found to be capable of capturing the convective threshold (buoyant mixing potential temperature θBM) and energy advantage transition (energy advantage potential temperature θadv) for most of the United States. However, there are compensating biases in the components of moisture qmix and temperature q*, resulting in low θBM biases for the wrong reason. The HCF has been used to show that local CI occurred over the Rocky Mountains and the southern Great Plains 35%-65% of the time. Finally, the LoCo process chain has been recast in light of the HCF. Both positive and negative soil moisture-convective feedbacks are possible, with negative feedbacks producing a stronger response in CI likelihood under weak convective inhibition. Positive feedbacks are present but weaker. [ABSTRACT FROM AUTHOR]

This study analyzed uncertainties and correlations over the United States among four ensemble-mean North American Land Data Assimilation System (NLDAS) percentile-based drought indices derived from monthly mean evapotranspiration ET, total runoff Q, top 1-m soil moisture SM1, and total column soil moisture SMT. The results show that the uncertainty is smallest for SM1, largest for SMT, and moderate for ET and Q. The strongest correlation is between SM1 and SMT, and the weakest correlation is between ET and Q. The correlation between ET and SM1 (SMT) is strongest in arid-semiarid regions, and the correlation between Q and SM1 (SMT) is strongest in more humid regions in the Pacific Northwest and the Southeast. Drought frequency analysis shows that SM1 has the most frequent drought occurrence, followed by SMT, Q, and ET. The study compared the NLDAS drought indices (a research product) with the U.S. Drought Monitor (USDM; an operational product) in terms of drought area percentage derived from each product. It proposes an optimal blend of NLDAS drought indices by searching for weights for each index that minimizes the RMSE between NLDAS and USDM drought area percentage for a 10-yr period (2000-09) with a cross validation. It reconstructed a 30-yr (1980-2009) Objective Blended NLDAS Drought Index (OBNDI) and monthly drought percentage. Overall, the OBNDI performs the best with the smallest RMSE, followed by SM1 and SMT. It should be noted that the contribution to OBNDI from different variables varies with region. So a single formula is probably not the best representation of a blended index. The representation of a blended index using the multiple formulas will be addressed in a future study. [ABSTRACT FROM AUTHOR]

Comparison of multiple hydrologie indicators, derived from independent data sources and modeling ap-proaches, may improve confidence in signals of emerging drought, particularly during periods of rapid onset. This paper compares the evaporative stress index (ESI)--a diagnostic fast-response indicator describing évapotranspiration (ET) deficits derived within a thermal remote sensing energy balance framework--with prognostic estimates of soil moisture (SM). ET, and runoff anomalies generated with the North American Land Data Assimilation System (NLDAS). Widely used empirical indices based on thermal remote sensing [vege-tation health index (VHI)] and precipitation percentiles [standardized precipitation index (SPI)] were also included to assess relative performance. Spatial and temporal correlations computed between indices over the contiguous United States were compared with historical drought classifications recorded in the U.S. Drought Monitor (USDM). Based on correlation results, improved forms for the ESI were identified, incorporating a Penman-Monteith reference ET scaling flux and implementing a temporal smoothing algorithm at the pixel level. Of all indices evaluated, anomalies in the NLDAS ensemble-averaged SM provided the highest corre-lations with USDM drought classes, while the ESI yielded the best performance of the remote sensing indices. The VHI provided reasonable correlations, except under conditions of energy-limited vegetation growth during the cold season and at high latitudes. Change indices computed from ESI and SM time series agree well, and in combination offer a good indicator of change in drought severity class in the USDM, often preceding USDM class deterioration by several weeks. Results suggest that a merged ESI-SM change indicator may provide valuable early warning of rapidly evolving "flash drought" conditions. [ABSTRACT FROM AUTHOR]

This study investigates the land-atmosphere coupling strength during summer over the United States using the Regional Climate Model version 4 (RegCM4)-Community Land Model version 3.5 (CLM3.5). First, a 10-yr simulation driven with reanalysis lateral boundary conditions (LBCs) is conducted to evaluate the model performance. The model is then used to quantify the land-atmosphere coupling strength, predictability, and added forecast skill (for precipitation and 2-m air temperature) attributed to realistic land surface initialization following the Global Land-Atmosphere Coupling Experiment (GLACE) approaches. Similar to previous GLACE results using global climate models (GCMs), GLACE-type experiments with RegCM4 identify the central United States as a region of strong land-atmosphere coupling, with soil moisture-temperature coupling being stronger than soil moisture-precipitation coupling, and confirm that realistic soil moisture initialization is more promising in improving temperature forecasts than precipitation forecasts. At a 1-15-day lead, the added forecast skill reflects predictability (or land-atmosphere coupling strength) indicating that that model can capture the realistic land-atmosphere coupling at a short time scale. However, at a 16-30-day lead, predictability cannot translate to added forecast skill, implying that the coupling at the longer time scale may not be represented well in the model. In addition, comparison of results from GLACE2-type experiments with RegCM4 driven by reanalysis LBCs and those driven by GCM LBCs suggest that the intrinsic land-atmosphere coupling strength within the regional model is the dominant factor for the added forecast skill at a 1-15-day lead, while the impact of LBCs from the GCM may play a dominant role in determining the signal of added forecast skill in the regional model at a 16-30-day lead. It demonstrates the complexities of using regional climate model for GLACE-type studies. [ABSTRACT FROM AUTHOR]

The efficiency of assimilating near-surface soil moisture retrievals from Advanced Microwave Scanning Radiometer for Earth Observing System (AMSR-E) observations in a Land Data Assimilation System (LDAS) is assessed using satellite rainfall forcing and two different satellite rainfall error models: a complex, multidimensional satellite rainfall error model (SREM2D) and the simpler (control) model (CTRL) used in the NASA Goddard Earth Observing System Model, version 5 LDAS. For the study domain of Oklahoma, LDAS soil moisture estimates improve over the satellite retrievals and the open-loop (no assimilation) land surface model estimates, exhibiting higher daily anomaly correlation coefficients (e.g., 0.36 in the open loop, 0.38 in the AMSR-E, and 0.50 in LDAS for surface soil moisture). The LDAS soil moisture estimates also match the performance of a benchmark model simulation forced with high-quality radar precipitation. Compared to using the CTRL rainfall error model in LDAS, using the more complex SREM2D exhibits only slight improvements in soil moisture estimates. [ABSTRACT FROM AUTHOR]

The atmospheric moisture budget and surface interactions for the southern Great Plains are evaluated for contrasting May-June periods (1998, 2002, 2006, and 2007) as background for the Cloud and Land Surface Interaction Campaign (CLASIC) of (wet) 7-30 June 2007. Budget components [flux divergence (MFD), storage change (dPW), and inflow (IF/ A)] are estimated from North American Regional Reanalysis data. Precipitation ( P) is calculated from NCEP daily gridded data, evapotranspiration ( E) is obtained as moisture budget equation residual, and the recycling ratio ( PE/ P) is estimated using a new equation. Regional averages are presented for months and five daily P categories. Monthly budget results show that E and E − P are strongly positively related to P; E − P generally is positive and balanced by positive MFD that results from its horizontal velocity divergence component (HD, positive) exceeding its horizontal advection component (HA, negative). An exception is 2007 (CLASIC), when E − P and MFD are negative and supported primarily by negative HA. These overall monthly results characterize low P days (≤0.6 mm), including for nonanomalous 2007, but weaken as daily P approaches 4 mm. In contrast, for 4 < P ≤ 8 mm day−1 E − P and MFD are moderately negative and balanced largely by negative HD except in 2007 (negative HA). This overall pattern was accentuated (including for nonanomalous 2007) when daily P > 8 mm. Daily P E/ P ratios are small and of limited range, with P category averages 0.15-0.19. Ratios for 2007 are above average only for daily P ≤ 4 mm. CLASIC wetness principally resulted from distinctive MFD characteristics. Solar radiation, soil moisture, and crop status/yield information document surface interactions. [ABSTRACT FROM AUTHOR]

Hydroclimatic means and variability are determined in large part by the control of soil moisture on surface moisture fluxes, particularly evapotranspiration and runoff. This control is examined here using a simple water balance model and multidecadal observations covering the conterminous United States. Under the assumption that the relevant soil moisture-evapotranspiration and soil moisture-runoff relationships are, to first order, universal, the simple model illustrates the degree to which they interact to determine spatial distributions of hydroclimatic means and variability. In the process, the simple model provides estimates for the underlying relationships that operate in nature. The hydroclimatic sensitivities established with the simple water balance model can be used to evaluate more complex land surface models and to guide their further development, as demonstrated herein with an example. [ABSTRACT FROM AUTHOR]

This study examines the land-atmosphere coupling strength during summer over subregions of the United States based on observations [Climate Prediction Center (CPC)-Variable Infiltration Capacity (VIC)], reanalysis data [North American Regional Reanalysis (NARR) and NCEP Climate Forecast System Reanalysis (CFSR)], and models [Community Atmosphere Model, version 3 (CAM3)-Community Land Model, version 3 (CLM3) and CAM4-CLM4]. The probability density function of conditioned correlation between soil moisture and subsequent precipitation or surface temperature during the years of large precipitation anomalies is used as a measure for the coupling strength. There are three major findings: 1) among the eight subregions (classified by land cover types), the transition zone Great Plains (and, to a lesser extent, the Midwest and Southeast) are identified as hot spots for strong land-atmosphere coupling; 2) soil moisture-precipitation coupling is weaker than soil moisture-surface temperature coupling; and 3) the coupling strength is stronger in observational and reanalysis products than in the models examined, especially in CAM4-CLM4. The conditioned correlation analysis also indicates that the coupling strength in CAM4-CLM4 is weaker than in CAM3-CLM3, which is further supported by Global Land-Atmosphere Coupling Experiments1 (GLACE1)-type experiments and attributed to changes in CAM rather than modifications in CLM. Contrary to suggestions in previous studies, CAM-CLM models do not seem to overestimate the land-atmosphere coupling strength. [ABSTRACT FROM AUTHOR]

The North American Regional Reanalysis (NARR) is a state-of-the-art land-atmosphere reanalysis product that provides improved representation of the terrestrial hydrologic cycle compared to previous global reanalyses, having the potential to provide an enhanced picture of hydrologic extremes such as floods and droughts and their driving mechanisms. This is partly because of the novel assimilation of observed precipitation, state-of-the-art land surface scheme, and higher spatial resolution. NARR is evaluated in terms of the terrestrial water budget and its depiction of drought at monthly to annual time scales against two offline land surface model [Noah v2.7.1 and Variable Infiltration Capacity (VIC)] simulations and observation-based runoff estimates over the continental United States for 1979-2003. An earlier version of the Noah model forms the land component of NARR and so the offline simulation provides an opportunity to diagnose NARR land surface variables independently of atmospheric feedbacks. The VIC model has been calibrated against measured streamflow and so provides a reasonable estimate of large-scale evapotranspiration. Despite similar precipitation, there are large differences in the partitioning of precipitation into evapotranspiration and runoff. Relative to VIC, NARR and Noah annual evapotranspiration is biased high by 28% and 24%, respectively, and the runoff ratios are 50% and 40% lower. This is confirmed by comparison with observation-based runoff estimates from 1130 small, relatively unmanaged basins across the continental United States. The overestimation of evapotranspiration by NARR is largely attributed to the evapotranspiration component of the Noah model, whereas other factors such as atmospheric forcings or biases induced by precipitation assimilation into NARR play only a minor role. A combination of differences in the parameterization of evapotranspiration and in particular low stomatal resistance values in NARR, the seasonality of vegetation characteristics, the near-surface radiation and meteorology, and the representation of soil moisture dynamics, including high infiltration rates and the relative coupling of soil moisture with baseflow in NARR, are responsible for the differences in the water budgets. Large-scale drought as quantified by soil moisture percentiles covaries closely over the continental United States between the three datasets, despite large differences in the seasonal water budgets. However, there are large regional differences, especially in the eastern United States where the VIC model shows higher variability in drought dynamics. This is mostly due to increased frequency of completely dry conditions in NARR that result from differences in soil depth, higher evapotranspiration, early snowmelt, and early peak runoff. In the western United States, differences in the precipitation forcing contribute to large discrepancies between NARR and Noah/VIC simulations in the representation of the early 2000s drought. [ABSTRACT FROM AUTHOR]

This study presents a numerical experiment to assess the impact of satellite rainfall error structure on the efficiency of assimilating near-surface soil moisture observations. Specifically, the study contrasts a multidimensional satellite rainfall error model (SREM2D) to a simpler rainfall error model (CTRL) currently used to generate rainfall ensembles as part of the ensemble-based land data assimilation system developed at the NASA Global Modeling and Assimilation Office. The study is conducted in the Oklahoma region using rainfall data from a NOAA multisatellite global rainfall product [the Climate Prediction Center (CPC) morphing technique (CMORPH)] and the National Weather Service rain gauge-calibrated radar rainfall product [Weather Surveillance Radar-1988 Doppler (WSR-88D)] representing the 'uncertain' and 'reference' model rainfall forcing, respectively. Soil moisture simulations using the Catchment land surface model (CLSM), obtained by forcing the model with reference rainfall, are randomly perturbed to represent satellite retrieval uncertainty, and assimilated into CLSM as synthetic near-surface soil moisture observations. The assimilation estimates show improved performance metrics, exhibiting higher anomaly correlation coefficients (e.g., ~0.79 and ~0.90 in the SREM2D nonassimilation and assimilation experiments for root zone soil moisture, respectively) and lower root-mean-square errors (e.g., ~0.034 m3 m−3 and ~0.024 m3 m−3 in the SREM2D nonassimilation and assimilation experiments for root zone soil moisture, respectively). The more elaborate rainfall error model in the assimilation system leads to slightly improved assimilation estimates. In particular, the relative enhancement due to SREM2D over CTRL is larger for root zone soil moisture and in wetter rainfall conditions. [ABSTRACT FROM AUTHOR]

A unified land model (ULM) is described that combines the surface flux parameterizations in the Noah land surface model (used in most of NOAA's coupled weather and climate models) with the Sacramento Soil Moisture Accounting model (Sac; used for hydrologic prediction within the National Weather Service). The motivation was to develop a model that has a history of strong hydrologic performance while having the ability to be run in the coupled land-atmosphere environment. ULM takes the vegetation, snow model, frozen soil, and evapotranspiration schemes from Noah and merges them with the soil moisture accounting scheme from Sac. ULM surface fluxes, soil moisture, and streamflow simulations were evaluated through comparisons with observations from the Ameriflux (surface flux), Illinois Climate Network (soil moisture), and Model Parameter Estimation Experiment (MOPEX; streamflow) datasets. Initially, a priori parameters from Sac and Noah were used, which resulted in ULM surface flux simulations that were comparable to those produced by Noah (Sac does not predict surface energy fluxes). ULM with the a priori parameters had streamflow simulation skill that was generally similar to Sac's, although it was slightly better (worse) for wetter (more arid) basins. ULM model performance using a set of parameters identified via a Monte Carlo search procedure lead to substantial improvements relative to the a priori parameters. A scheme for transfer of parameters from streamflow simulations to nearby flux and soil moisture measurement points was also evaluated; this approach did not yield conclusive improvements relative to the a priori parameters. [ABSTRACT FROM AUTHOR]

This study examines the impact of sea surface temperature (SST) and soil moisture on summer precipitation over two regions of the United States (the upper Mississippi River basin and the Great Plains) based on data from observation and observation-forced model simulations (in the case of soil moisture). Results from SST-precipitation correlation analysis show that spatially averaged SST of identified oceanic areas are better predictors than derived SST patterns from the EOF analysis and that both predictors are strongly associated with the Pacific Ocean. Results from conditioned soil moisture-precipitation correlation analysis show that the impact of soil moisture on precipitation differs between the outer-quartiles years (with summer precipitation amount in the first and fourth quartiles) and inner-quartiles years (with summer precipitation amount in the second and third quartiles), and also between the high- and low-skill SST years (categorized according to the skill of SST-based precipitation prediction). Specifically, the soil moisture-precipitation feedback is more likely to be positive and significant in the outer-quartiles years and in the years when the skill of precipitation prediction based on SST alone is low. This study indicates that soil moisture should be included as a useful predictor in precipitation prediction, and the resulting improvement in prediction skills will be especially substantial during years of large precipitation anomalies. It also demonstrates the complexity of the impact of SST and soil moisture on precipitation, and underlines the important complementary roles both SST and soil moisture play in determining precipitation. [ABSTRACT FROM AUTHOR]

This study presents a comprehensive evaluation on a Conjunctive Surface-Subsurface Process Model (CSSP) in predicting soil temperature-moisture distributions, terrestrial hydrology variations, and land-atmosphere exchanges against various in situ measurements and synthetic observations at regional-local scales over the contiguous United States. The CSSP, rooted in the Common Land Model (CoLM) with a few updates from the Community Land Model version 3.5 (CLM3.5), incorporates significant advances in representing hydrology processes with realistic surface (soil and vegetation) characteristics. These include dynamic surface albedo based on satellite retrievals, subgrid soil moisture variability of topographic controls, surface-subsurface flow interactions, and bedrock constraint on water table depths. As compared with the AmeriFlux tower measurements, the CSSP and CLM3.5 reduce surface sensible and latent heat flux errors from CoLM by 10 W m−2 on average, and have much higher correlations with observations for daily latent heat variations. The CSSP outperforms the CLM3.5 over the crop, grass, and shrub sites in depicting the latent heat annual cycles. While retaining the improvement for soil moisture in deep layers, the CSSP shows further advantage over the CLM3.5 in representing seasonal and interannual variations in root zones. The CSSP reduces soil temperature errors from the CLM3.5 (CoLM) by 0.2 (0.7) K at 0.1 m and 0.3 (0.6) K at 1 m; more realistically captures seasonal-interannual extreme runoff and streamflow over most regions and snow depth anomalies in high latitude (45°-52°N); and alleviates climatological water table depth systematic bias (absolute error) by about 1.2 (0.4) m. Clearly, the CSSP performance is overall superior to both the CoLM and CLM3.5. The remaining CSSP deficiencies and future refinements are also discussed. [ABSTRACT FROM AUTHOR]

Several land surface datasets, such as the observed Illinois soil moisture dataset; three retrospective offline run datasets from the Noah land surface model (LSM), Variable Infiltration Capacity (VIC) LSM, and Climate Prediction Center leaky bucket soil model; and three reanalysis datasets (North American Regional Reanalysis, NCEP/Department of Energy Global Reanalysis, and 40-yr ECMWF Re-Analysis), are used to study the spatial and temporal variability of soil moisture and its response to the major components of land surface hydrologic cycles: precipitation, evaporation, and runoff. Detailed analysis was performed on the evolution of the soil moisture vertical profile. Over Illinois, model simulations are compared to observations, but for the United States as a whole some impressions can be gained by comparing the multiple soil moisture-precipitation-evaporation-runoff datasets to one another. The magnitudes and partitioning of major land surface water balance components on seasonal-interannual time scales have been explored. It appears that evaporation has the most prominent annual cycle but its interannual variability is relatively small. For other water balance components, such as precipitation, runoff, and surface water storage change, the amplitudes of their annual cycles and interannual variations are comparable. This study indicates that all models have a certain capability to reproduce observed soil moisture variability on seasonal-interannual time scales, but offline runs are decidedly better than reanalyses (in terms of validation against observations) and more highly correlated to one another (in terms of intercomparison) in general. However, noticeable differences are also observed, such as the degree of simulated drought severity and the locations affected-this is due to the uncertainty in model physics, input forcing, and mode of running (interactive or offline), which continue to be major issues for land surface modeling. [ABSTRACT FROM AUTHOR]

This study assesses the impact of satellite rainfall error structure on soil moisture simulations with the NASA Catchment land surface model. Specifically, the study contrasts a complex satellite rainfall error model (SREM2D) with the standard rainfall error model used to generate ensembles of rainfall fields as part of the Land Data Assimilation System (LDAS) developed at the NASA Global Modeling and Assimilation Office. The study is conducted in the Oklahoma region, which offers good coverage by weather radars and in situ meteorological and soil moisture measurement stations. The authors used high-resolution (25 km, 3-hourly) satellite rainfall fields derived from the NOAA/Climate Prediction Center morphing (CMORPH) global satellite product and rain gauge--calibrated radar rainfall fields (considered as the reference rainfall). The LDAS simulations are evaluated in terms of rainfall and soil moisture error. Comparisons of rainfall ensembles generated by SREM2D and LDAS against reference rainfall show that both rainfall error models preserve the satellite rainfall error characteristics across a range of spatial scales. The error structure in SREM2D is shown to generate rainfall replicates with higher variability that better envelop the reference rainfall than those generated by the LDAS error model. Likewise, the SREM2D-generated soil moisture ensemble shows slightly higher spread than the LDAS-generated ensemble and thus better encapsulates the reference soil moisture. Soil moisture errors, however, are less sensitive than precipitation errors to the complexity of the precipitation error modeling approach because soil moisture dynamics are dissipative and nonlinear. [ABSTRACT FROM AUTHOR]

Drought indices derived from the Climate Forecast System Reanalysis (CFSR) are compared with indices derived from the ensemble North American Land Data Assimilation System (NLDAS) and the North American Regional Reanalysis (NARR) over the United States. Uncertainties in soil moisture, runoff, and evapotranspiration ( E) from three systems are assessed by comparing them with limited observations, including E from the AmeriFlux data, soil moisture from the Oklahoma Mesonet and the Illinois State Water Survey, and streamflow data from the U.S. Geological Survey (USGS). The CFSR has positive precipitation ( P) biases over the western mountains, the Pacific Northwest, and the Ohio River valley in winter and spring. In summer, it has positive biases over the Southeast and large negative biases over the Great Plains. These errors limit the ability to use the standardized precipitation indices (SPIs) derived from the CFSR to measure the severity of meteorological droughts. To compare with the P analyses, the Heidke score for the 6-month SPI derived from the CFSR is on average about 0.5 for the three-category classification of drought, floods, and neutral months. The CFSR has positive E biases in spring because of positive biases in downward solar radiation and high potential evaporation. The negative E biases over the Great Plains in summer are due to less P and soil moisture in the root zone. The correlations of soil moisture percentile between the CFSR and the ensemble NLDAS are regionally dependent. The correlations are higher over the area east of 100°°W and the West Coast. There is less agreement between them over the western interior region. [ABSTRACT FROM AUTHOR]

Understanding the occurrence and variability of drought events in historic and projected future climate is essential to managing natural resources and setting policy. The Midwest region is a key contributor in corn and soybean production, and the occurrence of droughts may affect both quantity and quality of these crops. Soil moisture observations play an essential role in understanding the severity and persistence of drought. Considering the scarcity of the long-term soil moisture datasets, soil moisture observations in Illinois have been one of the best datasets for studies of soil moisture. In the present study, the authors use the existing observational dataset and then reconstruct long-term historic time series (1916–2007) of soil moisture data using a land surface model to study the effects of historic climate variability and projected future climate change on regional-scale (Illinois and Indiana) drought. The objectives of this study are to (i) estimate changes and trends associated with climate variables in historic climate variability (1916–2007) and in projected future climate change (2009–99) and (ii) identify regional-scale droughts and associated severity, areal extent, and temporal extent under historic and projected future climate using reconstructed soil moisture data and gridded climatology for the period 1916–2007 using the Variable Infiltration Capacity (VIC) model. The authors reconstructed the soil moisture for a long-term (1916–2007) historic time series using the VIC model, which was calibrated for monthly streamflow and soil moisture at eight U.S. Geological Survey (USGS) gauge stations and Illinois Climate Network’s (ICN) soil moisture stations, respectively, and then it was evaluated for soil moisture, persistence of soil moisture, and soil temperature and heat fluxes. After calibration and evaluation, the VIC model was implemented for historic (1916–2007) and projected future climate (2009–99) periods across the study domain. The nonparametric Mann–Kendall test was used to estimate trends using the gridded climatology of precipitation and air temperature variables. Trends were also estimated for annual anomalies of soil moisture variables, snow water equivalent, and total runoff using a long-term time series of the historic period. Results indicate that precipitation, minimum air temperature, total column soil moisture, and runoff have experienced upward trends, whereas maximum air temperature, frozen soil moisture, and snow water equivalent experienced downward trends. Furthermore, the decreasing trends were significant for the frozen soil moisture in the study domain. The results demonstrate that retrospective drought periods and their severity were reconstructed using model-simulated data. Results also indicate that the study region is experiencing reduced extreme and exceptional droughts with lesser areal extent in recent decades. [ABSTRACT FROM AUTHOR]

Over land, remotely sensed surface soil moisture and rainfall accumulation retrievals contain complementary information that can be exploited for the mutual benefit of both product types. Here, a Kalman filtering–based tool is developed that utilizes a time series of spaceborne surface soil moisture retrievals to enhance short-term (2- to 10-day) satellite-based rainfall accumulation products. Using ground rain gauge data as a validation source, and a soil moisture product derived from the Advanced Microwave Scanning Radiometer aboard the NASA Aqua satellite, the approach is evaluated over the contiguous United States. Results demonstrate that, for areas of low to moderate vegetation cover density, the procedure is capable of improving short-term rainfall accumulation estimates extracted from a variety of satellite-based rainfall products. The approach is especially effective for correcting rainfall accumulation estimates derived without the aid of ground-based rain gauge observations. Special emphasis is placed on demonstrating that the approach can be applied in continental areas lacking ground-based observations and/or long-term satellite data records. [ABSTRACT FROM AUTHOR]

Drought indices derived from the North American Land Data Assimilation System (NLDAS) Variable Infiltration Capacity (VIC) and Noah models from 1950 to 2000 are intercompared and evaluated for their ability to classify drought across the United States. For meteorological drought, the standardized precipitation index (SPI) is used to measure precipitation deficits. The standardized runoff index (SRI), which is similar to the SPI, is used to classify hydrological drought. Agricultural drought is measured by monthly-mean soil moisture (SM) anomaly percentiles based on probability distributions (PDs). The PDs for total SM are regionally dependent and influenced by the seasonal cycle, but the PDs for SM monthly-mean anomalies are unimodal and Gaussian. Across the eastern United States (east of 95°W), the indices derived from VIC and Noah are similar, and they are able to detect the same drought events. Indices are also well correlated. For river forecast centers (RFCs) across the eastern United States, different drought indices are likely to detect the same drought events. The monthly-mean soil moisture (SM) percentiles and runoff indices between VIC and Noah have large differences across the western interior of the United States. For small areas with a horizontal resolution of 0.5° on the time scales of one to three months, the differences of SM percentiles and SRI between VIC and Noah are larger than the thresholds used to classify drought. For the western RFCs, drought events selected according to SM percentiles or SRI derived from different NLDAS systems do not always overlap. [ABSTRACT FROM AUTHOR]