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In addition to remote SST forcing, realistic representation of land forcing (i.e., soil moisture) over the United States is critical for a prediction of U.S. severe drought events approximately one season in advance. Using "identical twin" experiments with different land initial conditions (ICs) in the 32-yr (1979–2010) CFSv2 reforecasts (NASA GLDAS-2 reanalysis versus NCEP CFSR), sensitivity and skill of U.S. drought predictions to land ICs are evaluated. Although there is no outstanding performer between the two sets of forecasts with different land ICs, each set shows greater skill in some regions, but their locations vary with forecast lead time and season. The 1999 case study demonstrates that although a pattern of below-normal SSTs in the Pacific in the fall and winter is realistically reproduced in both reforecasts, GLDAS-2 land initial states display a stronger east–west gradient of soil moisture, particularly drier in the eastern United States and more consistent with observations, leading to warmer surface temperature anomalies over the United States. Anomalies lasting for one season are accompanied by more persistent barotropic (warm core) anomalous high pressure over CONUS, which results in better prediction skill of this drought case up to 4 months in advance in the reforecasts with GLDAS-2 land ICs. Therefore, it is essential to minimize the uncertainty of land initial states among the current land analyses for improving U.S. drought prediction on seasonal time scales. [ABSTRACT FROM AUTHOR]

Soil moisture (SM) and evapotranspiration (ET) are key variables of the terrestrial water cycle with a strong relationship. This study examines remotely sensed soil moisture and evapotranspiration data assimilation (DA) with the aim of improving drought monitoring. Although numerous efforts have gone into assimilating satellite soil moisture observations into land surface models to improve their predictive skills, little attention has been given to the combined use of soil moisture and evapotranspiration to better characterize hydrologic fluxes. In this study, we assimilate two remotely sensed datasets, namely, Soil Moisture Operational Product System (SMOPS) and MODIS evapotranspiration (MODIS16 ET), at 1-km spatial resolution, into the VIC land surface model by means of an evolutionary particle filter method. To achieve this, a fully parallelized framework based on model and domain decomposition using a parallel divide-and-conquer algorithm was implemented. The findings show improvement in soil moisture predictions by multivariate assimilation of both ET and SM as compared to univariate scenarios. In addition, monthly and weekly drought maps are produced using the updated root-zone soil moisture percentiles over the Apalachicola-Chattahoochee-Flint basin in the southeastern United States. The model-based estimates are then compared against the corresponding U.S. Drought Monitor (USDM) archive maps. The results are consistent with the USDM maps during the winter and spring season considering the drought extents; however, the drought severity was found to be slightly higher according to DA method. Comparing different assimilation scenarios showed that ET assimilation results in wetter conditions comparing to open-loop and univariate SM DA. The multivariate DA then combines the effects of the two variables and provides an in-between condition. [ABSTRACT FROM AUTHOR]

Flash droughts—uncharacteristically rapid dryings of the land system—are naturally associated with extreme precipitation deficits. Such precipitation deficits, however, do not tell the whole story, for land surface drying can be exacerbated by anomalously high evapotranspiration (ET) rates driven by anomalously high temperatures (e.g., during heat waves), anomalously high incoming radiation (e.g., from reduced cloudiness), and other meteorological anomalies. In this study, the relative contributions of precipitation and ET anomalies to flash drought generation in the Northern Hemisphere are quantified through the analysis of diagnostic fields contained within the MERRA-2 reanalysis product. Unique to the approach is the explicit treatment of soil moisture impacts on ET through relationships diagnosed from the reanalysis data; under this treatment, an ET anomaly that is negative relative to the local long-term climatological mean is still considered positive in terms of its contribution to a flash drought if it is high for the concurrent value of soil moisture. Maps produced in the analysis show the fraction of flash drought production stemming specifically from ET anomalies and illustrate how ET anomalies for some droughts are related to temperature and radiation anomalies. While ET is found to have an important impact on flash drought production in the central United States and in parts of Russia known from past studies to be prone to heat wave–related drought, and while this impact does appear stronger during the onset (first several days) of flash droughts, overall the contribution of ET to these droughts is small relative to the contribution of precipitation deficit. [ABSTRACT FROM AUTHOR]

Probabilistic forecasts of U.S. Drought Monitor (USDM) intensification over 2-, 4-, and 8-week time periods are developed based on recent anomalies in precipitation, evapotranspiration, and soil moisture. These statistical forecasts are computed using logistic regression with cross validation. While recent precipitation, evapotranspiration, and soil moisture do provide skillful forecasts, it is found that additional information on the current state of the USDM adds significant skill to the forecasts. The USDM state information takes the form of a metric that quantifies the 'distance' from the next-higher drought category using a nondiscrete estimate of the current USDM state. This adds skill because USDM states that are close to the next-higher drought category are more likely to intensify than states that are farther from this threshold. The method shows skill over most of the United States but is most skillful over the north-central United States, where the cross-validated Brier skill score averages 0.20 for both 2- and 4-week forecasts. The 8-week forecasts are less skillful in most locations. The 2- and 4-week probabilities have very good reliability. The 8-week probabilities, on the other hand, are noticeably overconfident. For individual drought events, the method shows the most skill when forecasting high-amplitude flash droughts and when large regions of the United States are experiencing intensifying drought. [ABSTRACT FROM AUTHOR]

Flash drought refers to relatively short periods of warm surface temperature and anomalously low and rapid decreasing soil moisture (SM). Based on the physical mechanisms associated with flash droughts, these events are classified into two categories: heat wave and precipitation P deficit flash droughts. In previous work, the authors have defined heat wave flash droughts as resulting from the confluence of severe warm air temperature Tair, which increases evapotranspiration (ET), and anomalously low and decreasing SM. Here, a second type of flash drought caused by precipitation deficits is explored. The authors term these events P-deficit flash droughts, which they associate with lack of P. Precipitation deficits cause ET to decrease and temperature to increase. The P-deficit flash droughts are analyzed based on observations of P, Tair, and SM and ET reconstructed using land surface models for the period 1916-2013. The authors find that P-deficit flash droughts are more common than heat wave flash droughts. They are about twice as likely to occur as heat wave flash droughts over the conterminous United States. They are most prevalent over the southern United States with maxima over the southern Great Plains and the Southwest, in contrast to heat wave flash droughts that are mostly likely to occur over the Midwest and the Pacific Northwest, where the vegetation cover is dense. [ABSTRACT FROM AUTHOR]

This study analyzed uncertainties and correlations over the United States among four ensemble-mean North American Land Data Assimilation System (NLDAS) percentile-based drought indices derived from monthly mean evapotranspiration ET, total runoff Q, top 1-m soil moisture SM1, and total column soil moisture SMT. The results show that the uncertainty is smallest for SM1, largest for SMT, and moderate for ET and Q. The strongest correlation is between SM1 and SMT, and the weakest correlation is between ET and Q. The correlation between ET and SM1 (SMT) is strongest in arid-semiarid regions, and the correlation between Q and SM1 (SMT) is strongest in more humid regions in the Pacific Northwest and the Southeast. Drought frequency analysis shows that SM1 has the most frequent drought occurrence, followed by SMT, Q, and ET. The study compared the NLDAS drought indices (a research product) with the U.S. Drought Monitor (USDM; an operational product) in terms of drought area percentage derived from each product. It proposes an optimal blend of NLDAS drought indices by searching for weights for each index that minimizes the RMSE between NLDAS and USDM drought area percentage for a 10-yr period (2000-09) with a cross validation. It reconstructed a 30-yr (1980-2009) Objective Blended NLDAS Drought Index (OBNDI) and monthly drought percentage. Overall, the OBNDI performs the best with the smallest RMSE, followed by SM1 and SMT. It should be noted that the contribution to OBNDI from different variables varies with region. So a single formula is probably not the best representation of a blended index. The representation of a blended index using the multiple formulas will be addressed in a future study. [ABSTRACT FROM AUTHOR]

Comparison of multiple hydrologie indicators, derived from independent data sources and modeling ap-proaches, may improve confidence in signals of emerging drought, particularly during periods of rapid onset. This paper compares the evaporative stress index (ESI)--a diagnostic fast-response indicator describing évapotranspiration (ET) deficits derived within a thermal remote sensing energy balance framework--with prognostic estimates of soil moisture (SM). ET, and runoff anomalies generated with the North American Land Data Assimilation System (NLDAS). Widely used empirical indices based on thermal remote sensing [vege-tation health index (VHI)] and precipitation percentiles [standardized precipitation index (SPI)] were also included to assess relative performance. Spatial and temporal correlations computed between indices over the contiguous United States were compared with historical drought classifications recorded in the U.S. Drought Monitor (USDM). Based on correlation results, improved forms for the ESI were identified, incorporating a Penman-Monteith reference ET scaling flux and implementing a temporal smoothing algorithm at the pixel level. Of all indices evaluated, anomalies in the NLDAS ensemble-averaged SM provided the highest corre-lations with USDM drought classes, while the ESI yielded the best performance of the remote sensing indices. The VHI provided reasonable correlations, except under conditions of energy-limited vegetation growth during the cold season and at high latitudes. Change indices computed from ESI and SM time series agree well, and in combination offer a good indicator of change in drought severity class in the USDM, often preceding USDM class deterioration by several weeks. Results suggest that a merged ESI-SM change indicator may provide valuable early warning of rapidly evolving "flash drought" conditions. [ABSTRACT FROM AUTHOR]

The North American Regional Reanalysis (NARR) is a state-of-the-art land-atmosphere reanalysis product that provides improved representation of the terrestrial hydrologic cycle compared to previous global reanalyses, having the potential to provide an enhanced picture of hydrologic extremes such as floods and droughts and their driving mechanisms. This is partly because of the novel assimilation of observed precipitation, state-of-the-art land surface scheme, and higher spatial resolution. NARR is evaluated in terms of the terrestrial water budget and its depiction of drought at monthly to annual time scales against two offline land surface model [Noah v2.7.1 and Variable Infiltration Capacity (VIC)] simulations and observation-based runoff estimates over the continental United States for 1979-2003. An earlier version of the Noah model forms the land component of NARR and so the offline simulation provides an opportunity to diagnose NARR land surface variables independently of atmospheric feedbacks. The VIC model has been calibrated against measured streamflow and so provides a reasonable estimate of large-scale evapotranspiration. Despite similar precipitation, there are large differences in the partitioning of precipitation into evapotranspiration and runoff. Relative to VIC, NARR and Noah annual evapotranspiration is biased high by 28% and 24%, respectively, and the runoff ratios are 50% and 40% lower. This is confirmed by comparison with observation-based runoff estimates from 1130 small, relatively unmanaged basins across the continental United States. The overestimation of evapotranspiration by NARR is largely attributed to the evapotranspiration component of the Noah model, whereas other factors such as atmospheric forcings or biases induced by precipitation assimilation into NARR play only a minor role. A combination of differences in the parameterization of evapotranspiration and in particular low stomatal resistance values in NARR, the seasonality of vegetation characteristics, the near-surface radiation and meteorology, and the representation of soil moisture dynamics, including high infiltration rates and the relative coupling of soil moisture with baseflow in NARR, are responsible for the differences in the water budgets. Large-scale drought as quantified by soil moisture percentiles covaries closely over the continental United States between the three datasets, despite large differences in the seasonal water budgets. However, there are large regional differences, especially in the eastern United States where the VIC model shows higher variability in drought dynamics. This is mostly due to increased frequency of completely dry conditions in NARR that result from differences in soil depth, higher evapotranspiration, early snowmelt, and early peak runoff. In the western United States, differences in the precipitation forcing contribute to large discrepancies between NARR and Noah/VIC simulations in the representation of the early 2000s drought. [ABSTRACT FROM AUTHOR]

Understanding the occurrence and variability of drought events in historic and projected future climate is essential to managing natural resources and setting policy. The Midwest region is a key contributor in corn and soybean production, and the occurrence of droughts may affect both quantity and quality of these crops. Soil moisture observations play an essential role in understanding the severity and persistence of drought. Considering the scarcity of the long-term soil moisture datasets, soil moisture observations in Illinois have been one of the best datasets for studies of soil moisture. In the present study, the authors use the existing observational dataset and then reconstruct long-term historic time series (1916–2007) of soil moisture data using a land surface model to study the effects of historic climate variability and projected future climate change on regional-scale (Illinois and Indiana) drought. The objectives of this study are to (i) estimate changes and trends associated with climate variables in historic climate variability (1916–2007) and in projected future climate change (2009–99) and (ii) identify regional-scale droughts and associated severity, areal extent, and temporal extent under historic and projected future climate using reconstructed soil moisture data and gridded climatology for the period 1916–2007 using the Variable Infiltration Capacity (VIC) model. The authors reconstructed the soil moisture for a long-term (1916–2007) historic time series using the VIC model, which was calibrated for monthly streamflow and soil moisture at eight U.S. Geological Survey (USGS) gauge stations and Illinois Climate Network’s (ICN) soil moisture stations, respectively, and then it was evaluated for soil moisture, persistence of soil moisture, and soil temperature and heat fluxes. After calibration and evaluation, the VIC model was implemented for historic (1916–2007) and projected future climate (2009–99) periods across the study domain. The nonparametric Mann–Kendall test was used to estimate trends using the gridded climatology of precipitation and air temperature variables. Trends were also estimated for annual anomalies of soil moisture variables, snow water equivalent, and total runoff using a long-term time series of the historic period. Results indicate that precipitation, minimum air temperature, total column soil moisture, and runoff have experienced upward trends, whereas maximum air temperature, frozen soil moisture, and snow water equivalent experienced downward trends. Furthermore, the decreasing trends were significant for the frozen soil moisture in the study domain. The results demonstrate that retrospective drought periods and their severity were reconstructed using model-simulated data. Results also indicate that the study region is experiencing reduced extreme and exceptional droughts with lesser areal extent in recent decades. [ABSTRACT FROM AUTHOR]

Drought indices derived from the North American Land Data Assimilation System (NLDAS) Variable Infiltration Capacity (VIC) and Noah models from 1950 to 2000 are intercompared and evaluated for their ability to classify drought across the United States. For meteorological drought, the standardized precipitation index (SPI) is used to measure precipitation deficits. The standardized runoff index (SRI), which is similar to the SPI, is used to classify hydrological drought. Agricultural drought is measured by monthly-mean soil moisture (SM) anomaly percentiles based on probability distributions (PDs). The PDs for total SM are regionally dependent and influenced by the seasonal cycle, but the PDs for SM monthly-mean anomalies are unimodal and Gaussian. Across the eastern United States (east of 95°W), the indices derived from VIC and Noah are similar, and they are able to detect the same drought events. Indices are also well correlated. For river forecast centers (RFCs) across the eastern United States, different drought indices are likely to detect the same drought events. The monthly-mean soil moisture (SM) percentiles and runoff indices between VIC and Noah have large differences across the western interior of the United States. For small areas with a horizontal resolution of 0.5° on the time scales of one to three months, the differences of SM percentiles and SRI between VIC and Noah are larger than the thresholds used to classify drought. For the western RFCs, drought events selected according to SM percentiles or SRI derived from different NLDAS systems do not always overlap. [ABSTRACT FROM AUTHOR]

Droughts can be characterized by their severity, frequency and duration, and areal extent. Depth–area–duration analysis, widely used to characterize precipitation extremes, provides a basis for the evaluation of drought severity when storm depth is replaced by an appropriate measure of drought severity. Gridded precipitation and temperature data were used to force a physically based macroscale hydrologic model at 1/2° spatial resolution over the continental United States, and construct a drought history from 1920 to 2003 based on the model-simulated soil moisture and runoff. A clustering algorithm was used to identify individual drought events and their spatial extent from monthly summaries of the simulated data. A series of severity–area–duration (SAD) curves were constructed to relate the area of each drought to its severity. An envelope of the most severe drought events in terms of their SAD characteristics was then constructed. The results show that (a) the droughts of the 1930s and 1950s were the most severe of the twentieth century for large areas; (b) the early 2000s drought in the western United States is among the most severe in the period of record, especially for small areas and short durations; (c) the most severe agricultural droughts were also among the most severe hydrologic droughts, however, the early 2000s western U.S. drought occupies a larger portion of the hydrologic drought envelope curve than does its agricultural companion; and (d) runoff tends to recover in response to precipitation more quickly than soil moisture, so the severity of hydrologic drought during the 1930s and 1950s was dampened by short wet spells, while the severity of the early 2000s drought remained high because of the relative absence of these short-term phenomena. [ABSTRACT FROM AUTHOR]