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Current and future mobile network access technologies increasingly rely on multiantenna transmission techniques and on cell miniaturization to achieve orders-of-magnitude gains in capacity. In this paper, we propose and evaluate the idea of multiuser multiple-input–multiple-input-based (MU-MIMO) cell reassignments. Dense small-cell deployments make it possible to pair user equipment units (UEs), which were originally assigned to different cells, enabling multiuser MIMO (MU-MIMO) and resulting in performance improvements to both UEs. We discuss how such pairings can be accomplished, and we assess the potential gains in the resulting spectral efficiency and MU-MIMO usage. These are assessed through both discussion of performance bounds and detailed system-level simulation in a realistic outdoor small-cell scenario. [ABSTRACT FROM PUBLISHER]

Convergence and density evolution of a low-complexity iterative multiple-input multiple-output detection based on belief propagation over a ring-type pairwise graph are presented for binary data. The detection algorithm to be considered is effectively a forward–backward recursion and was originally proposed by Yoon and Chae in a work published in 2014, in which link-level performance, computational complexity, and convergence for Gaussian input were analyzed in detail. This paper presents the convergence proof and the density evolution framework for binary input to give an asymptotic performance in terms of average signal-to-interference-plus-noise ratio and bit error rate (BER) without channel coding. The BER curve obtained via density evolution shows a good match with the simulation results for uncoded BER in the paper by Yoon and Chae verifying the effectiveness of the analysis provided and the performance of the detection algorithm. [ABSTRACT FROM AUTHOR]

In this paper, we study the codebook size design strategies in the multiple-input–multiple-output (MIMO) broadcast channel (BC) systems. We adopt the nonlinear Tomlinson–Harashima precoder (THP), which is designed by the imperfect channel direction information (CDI) acquired from the random vector quantization (RVQ) feedback mechanism. Under the limitation of the total feedback rate, we flexibly allocate the size of each user's codebook so that the overall channel capacity is maximized. Since the design problem is not convex, directly finding out the optimum allocation of codebook size is not attainable. However, by sophisticatedly using the discrete majorization theory, we can derive the codebook size allocation strategies for the high- and the low-signal-to-noise-ratio (SNR) regions. Interestingly, the results show that the equal size codebook is preferable in the low-SNR region, whereas the codebook allocates the whole available codebook size to a single user in the high-SNR region. Simulations certify the theoretical result of our design. [ABSTRACT FROM PUBLISHER]

We consider the uplink transmission in multiuser wireless systems with multiple single-antenna transmitting users and a multiantenna receiver. We address two problems in this paper. The first problem is user admission, i.e., given a large number of users, how to admit the maximum number of users that can simultaneously satisfy quality of service (QoS) and power constraints. The second problem is how to distribute the data among the users when they are allowed to share data before transmission. The aim is to minimize the total data exchange cost. Such a problem is called user clustering. We formulate those problems into sparsity-maximization problems, which are NP-hard. Inspired by compressive sensing techniques, we propose a common framework to tackle those problems by first applying the \ell1 -norm relaxation and then solving them with convex optimization methods. Simulations show that the proposed algorithms achieve excellent performance. For user admission, the numbers of admitted users by the proposed algorithms are close to the optimum numbers of admitted users obtained by exhaustive search (ES) . For user clustering, the total data exchange cost is reduced by more than 10% after only a few iterations. When the QoS requirement is low, the user data exchange can be avoided using the proposed method, which achieves the optimum result obtained by ES. [ABSTRACT FROM PUBLISHER]

Physical layer security has drawn significant attention in recent years because of its advancement in preventing confidential information leakage to eavesdroppers. In this paper, we focus on secure beamformer designs in multiuser multi-input multi-output (MU-MIMO) systems with a multi-antenna eavesdropper attempting to overhear the confidential information of a particular user. Unlike the existing work, we aim to exploit the inherent multi-user interference to disrupt the reception of the eavesdropper and enhance the security of wireless communications. Particularly, utilizing practical signal-to-interference-noise metrics, the objective of the secure beamformer design is to minimize the eavesdropper's SINR, while providing legitimate users with required prespecified SINRs to guarantee the qualify of service. We propose secure beamformer designs for both downlink and uplink transmissions, under the conditions of known and unknown eavesdropper's channels, respectively. With the proposed secure beamformers, the multiuser signal behaves like the artificial noise or distributed friendly jamming, which can further degrade the reception of the eavesdropper. Extensive simulation studies confirm our analytical performance predictions and illustrate the advantages of proposed beamformer designs for secure MU-MIMO transmissions. [ABSTRACT FROM AUTHOR]

The evaluation of the coverage probability of multistream multiple-input multiple-output (MIMO) communications in HetNets subject to noise, fading, and intercell interference is undoubtedly intricate. Unfortunately, the current literature misses its comprehensive evaluation, as the effects of noise and cross-stream correlation are often overlooked. Furthermore, computationally friendly expressions of the coverage probability allowing engineering insights and adaptive system design are lacking. For multistream MIMO zero-forcing beamforming, in this paper we tackle these issues by considering scenarios where a receiver is in the coverage if all of its data-streams are successfully decoded. Assuming the max signal-to-interference-plus-noise ratio (SINR) cell association (CA), we adopt the stochastic geometry tools to provide an upper bound and an easy-to-compute closed-form lower bound on the coverage probability, while their accuracies are confirmed against extensive simulations. Our contributions are as follows. We prove that full correlation of data streams of a given link slightly reduces the coverage performance. We show that from a coverage probability perspective, the single stream communication is preferable. We exploit our analysis to explore several pertinent design issues, which have not fully discussed in the literature. Our results demonstrate tradeoffs between densification and multiplexing gains. We, further, see that by appropriately designating feedback channel with modest capacity 8 bits per frame per user, the spatial throughput grows by nearly 180 $\%$ over the conventional 1-bit feedback scenario. Finally, We present important extensions of our analysis to underlay spectrum sharing, practical aspects of the max-SINR CA, and a nonhomogeneous path loss environment. [ABSTRACT FROM PUBLISHER]

In this paper, we study the uplink in a single-cell massive multiple-input–multiple-output system. The base station (BS) is equipped with three antenna arrays, each covering one third of the cell area. Each antenna array comprises a large yet finite number of antennas. The single-antenna users are randomly and uniformly distributed in the cell, transmitting to the BS utilizing full channel inversion power control. All users experience Rician fading. Receiver maximum-ratio-combining is performed at the BS. Under such a setting, we focus on one cell sector and analyze the intrasector interference in a realistic situation where the number of BS antennas is not extremely large compared with the user number. In particular, we show that, due to the line-of-sight (LoS) component of the channel, the interference is partially determined by the angles of arrival of the signals. We approximate the LoS component interference by a Beta mixture. The interference in Rician fading is then modeled as a noncentral chi-square distribution with a random noncentrality parameter, corresponding to the LoS component. The approximate interference distribution can be used to compute signal-to-interference-ratio-dependent metrics such as outage probability and average throughput. [ABSTRACT FROM AUTHOR]

In this paper, the problem of mode switching in multiple-input–multiple-output (MIMO) broadcast channels utilizing the Per-User Unitary Rate Control (PU2RC) transmission scheme is considered. Since there is no mathematical expression for the achievable rate of the PU2RC systems, it is proposed to approximate them using proper bounds. It is shown that certain simple feedback distributions will lead to tight bounds on the achievable rates of the PU2RC systems. The proposed bounds are used for the calculation of mode-switching points and maximization of the system rate under different multiplexing order conditions. The asymptotic behavior of the preferred modes is also studied under high-signal-to-noise-ratio (SNR) and low-SNR conditions, and it is shown that the single-user transmission mode is the preferred mode for both regimes. [ABSTRACT FROM PUBLISHER]

In this paper, we investigate a novel relaying technique employing scheduling, precoding, beamforming, and power allocation for a multiuser multiple-input–multiple-output (MU-MIMO) relay network. In the proposed scheme, the interference is canceled by using a combination of transmit–receive weights and Tomlinson–Harashima precoding (THP). To achieve data rate fairness among different users and further improve the performance of MU-MIMO relay networks, we propose a low-complexity power allocation (LC-PA) to allocate power to each user. In addition, an algorithm to select a subset of users that has maximum sum rate performance is proposed. The performance of the proposed scheme is investigated by examining the sum rate of the system for different user selection algorithms and different power allocation schemes. [ABSTRACT FROM PUBLISHER]

Millimeter wave (mmWave) has been widely considered as a promising technology in the next generation wireless communication systems. Various beam-based directional transmission techniques have been proposed to compensate high pathloss caused by mmWave properties. However, mobility effect of users potentially causes severe inter-beam interferences, which has not been fully-investigated in existing studies. In this paper, we have analyzed different types of mobility-aware beam interference models. Additionally, the theoretical SINR is derived based on channel statistics and the trajectories of users. We propose a mobility-aware subband and beam resource allocation (MSBA) scheme for the mmWave subband-beam massive multi-input multi-output (SB-MMIMO) systems. The proposed MSBA benefits from reduced computation complexity for maximizing system throughput constrained by quality-of-service (QoS) demands of users. The first phase of MSBA scheme is responsible for resource block assignment; while the second phase allocates beamwidth and beam directions according to the analytical derivations. Numerical results show that the proposed MSBA scheme can effectively achieve the highest system throughput and the lowest complexity compared to existing schemes in open literatures. [ABSTRACT FROM AUTHOR]

Massive multiple-input–multiple-output (MIMO) antenna system implies the use of a large number of base station (BS) antennas to serve a relatively small number of user terminals (UTs) for extraordinary spectral efficiency. However, its performance is limited by pilot contamination due to unavoidable reuse of pilot sequences from UTs in different cells. In this paper, we analyze the performance of massive MIMO zero-forcing (ZF) systems using the time-shifted pilot scheme, which was known to combat pilot contamination effectively using conjugate beamforming if there is a very large number of antennas. We derive expressions for achievable sum rates and the signal-to-interference-plus-noise ratios (SINRs) of forward and reverse links if the number of BS antennas is finite. Then, the impact of system parameters, such as cell radius, transmit power, group number (a parameter related to the time-shifted pilot scheme), BS antenna number, etc., on the system performance are revealed. Our model embraces a series of previous works as special cases. Moreover, we compare the performance of conjugate and ZF precoders, from which a simple but effective large-scale fading-based UT scheduling scheme is proposed to enhance the system throughput. [ABSTRACT FROM PUBLISHER]

This paper addresses the problem of coordinated beamforming across a group of base stations (BSs) and frequency slots in the downlink of a multiple-input multiple-output (MIMO) orthogonal frequency-division multiple-access (OFDMA) cellular network. Three figures of merit are considered for system design under a per-BS power constraint: 1) the weighted sum of the rates (WSR) on the frequency slots of the coordinated BSs; 2) the global energy efficiency (GEE), defined as the ratio between the network sum rate and the corresponding consumed power; and 3) the weighted sum of the energy efficiencies (WSEE) on the frequency slots of the coordinated BSs. The Karush–Kuhn–Tucker (KKT) conditions of the considered optimization problems are first derived to gain insight into the structure of the optimal beamformers. Then, we propose a suboptimal design method that can be applied to all considered figures of merit. Numerical results are provided to assess the performance of the proposed beamforming strategies. [ABSTRACT FROM PUBLISHER]

In this paper, we present a novel matrix decomposition method, called generalized multi-unitary decomposition (GMUD), and use it to achieve robust multi-antenna multi-user multiple-input–multiple-output (MIMO) precoding with limited and partial channel information feedback. GMUD transforms complex matrix {H} into \bf H = \bf P\theta,\, r{\bf R}r{\bf Q}\theta,\, r^{H}, where \bf Rr is a lower triangular matrix, and \bf P\theta,\, r and \bf Q\theta,\, r are unitary matrices. A unique feature of GMUD is that it gives multiple solutions of the unitary matrices \bf P\theta,\, r and \bf Q\theta,\, r based on two parameters, namely the direction parameter \theta and magnitude parameter r. This property enables the GMUD precoder to steer the precoding vectors of different users to jointly optimize their performance. Compared with regularized-inverse precoding (an existing multi-user MIMO precoding technique that we have extended to handle multiple receive antennas), the advantages of GMUD precoding are that it requires only partial channel state information (CSI) from the users, and its performance is robust to CSI quantization. [ABSTRACT FROM PUBLISHER]

This paper is concerned with the performance analysis of the maximum eigenmode beamforming (MEB) scheme with equal power allocation (EPA) over practically coded multiple-input multiple-output (MIMO) multiple-access channels (MACs). Both the scenarios of perfect and imperfect channel state information (CSI) at the transmitters (CSIT) are considered. Analytical and numerical results show that MEB with EPA can achieve significant power savings and is less sensitive to CSIT error than other alternatives. [ABSTRACT FROM PUBLISHER]

This paper analyzes the average bit error rate (BER) of multiple-input–multiple-output (MIMO) systems in transmit-correlated Rayleigh flat-fading channels. The receiver scheme is based on the minimum mean square error (MMSE) criterion, and the input may be precoded to optimize the communication. Accurate closed-form formulations for the average BER are derived. [ABSTRACT FROM PUBLISHER]

Multicell cooperative processing (MCP) has been recognized as a promising technique for increasing the spectral efficiency of future wireless systems. Unfortunately, the provided benefits of MCP come at the cost of increased radio feedback and backhaul overhead; for downlink transmission in frequency-division duplexing (FDD) systems, users need to feed back their channel-state information (CSI) to the MCP scheduler, and user data need to be exchanged between all cooperating base stations (BSs) through the backhaul network. In the context of conventional noncooperative networks, it has been suggested that radio feedback load could be reduced by preventing users with low-quality channels from feeding back their CSI (concept of selective feedback), at the cost of a small fraction of the multiuser diversity gain. In this paper, we investigate the translation of this selective feedback concept to MCP systems. According to this technique, users with weak interference links are prevented from feeding back their full CSI to the MCP scheduler. Although efficient, this technique alone cannot mitigate the backhaul overhead related to routing user data possibly to several BSs. To overcome this condition, we propose two schemes: one scheme based on Media Access Control (MAC)-layer scheduling and the other scheme based on physical-layer precoding. These schemes, combined with feedback load reduction, allow for a substantial mitigation of the MCP overheads related to feedback and backhaul load. We analyze the improvements in terms of both user-to-BS feedback reduction and backhaul load reduction, and we show that this framework results in a good tradeoff between performance and overhead for multicell cooperative networks. [ABSTRACT FROM PUBLISHER]

Channel estimation is critical to the performance of a multiple-input multiple-output and orthogonal frequency-division-multiplexing (MIMO-OFDM) communication system. Current MIMO-OFDM channel estimation techniques suffer from either high complexity or poor performance. In fact, this issue has become one of the bottlenecks of a practical MIMO-OFDM system. This paper solves the problem by introducing a new technique that has minimum complexity and yet provides superior channel tracking performance close to a minimum mean square error (MMSE) estimate over a wide range of channel selectivity and noise variance. The performance was evaluated via numerical simulations. [ABSTRACT FROM PUBLISHER]

Cognitive radio (CR) in conjunction with multiple-input multiple-output (MIMO) orthogonal frequency-division multiple access is a candidate technology for future mobile radio networks. The short communication range of underlay CR systems is commonly a major limiting factor. In this paper, we propose a computationally and spectrally efficient resource allocation scheme for multiuser MIMO orthogonal-frequency-division-multiplexing-based underlay CR networks to provide good spectral efficiency gain and, therefore, increased communication range. Since the formulated optimization problem defines a mixed-integer programming (combinatorial task) that is hard to solve, we propose a two-phase scheme to produce efficient solutions for both the downlink and the uplink. Particularly, the first procedure elaborates on an adaptive precoding that is characterized by spectral efficiency due to the degrees of freedom it can provide. The second procedure develops a fast subcarrier mapping algorithm, which can be worked out through optimal power distribution among the CR users. The proposed scheme is optimal for the downlink but, however, near-optimal for the uplink. Simulation results demonstrate the bandwidth and computational efficiencies of the proposed scheme compared with the state of the art. [ABSTRACT FROM AUTHOR]

In this paper, we propose a distributed beamforming scheme to realize a full-duplex relay (FDR) in multiuser multiple-input–multiple-output (MIMO) relaying systems. In the proposed scheme, each mobile and relay station performs distributed transmit beamforming and receive combining, whereas the base station performs ordinary multiuser MIMO transmission. Using the channel reciprocity, the proposed FDR scheme can be realized in an iterative way with no cooperation among nodes. Numerical results show that the proposed scheme provides substantial performance improvement compared with the half-duplex relay. [ABSTRACT FROM PUBLISHER]

This paper investigates transmit antenna selection for linearly precoded multiuser multiple-input–multiple-output (MU-MIMO) systems. First, in some precoded single-user MIMO systems, using all transmit antennas does not always lead to the best performance due to ill-conditioned channel matrices. This condition motivates us to investigate whether a similar result can be obtained in MU-MIMO systems. Based on the derived analytical results, we found that, for a given number of transmit antennas, decreasing the number of active transmit antennas [number of radio frequency (RF) units] always degrades system performance in the linearly precoded MU-MIMO systems. However, in practical systems, RF units are expensive. To reduce the hardware cost, antenna selection is usually used to reduce the number of RF units. Thus, we further analyze the performance loss due to transmit antenna selection (TAS). These analytical results provide good design references for using TAS in practical systems. Moreover, based on the analytical results, we proposed several simple TAS algorithms for linearly precoded MU-MIMO systems. Complexity analysis and simulation results show that the computational complexity of the proposed algorithms can significantly be reduced, whereas the performance is still comparable with the optimal selection scheme. As a result, the analyzed results enable us to better understand how TAS affects the MU-MIMO systems. In addition, the proposed algorithms make TAS more feasible to be used in practical systems. [ABSTRACT FROM PUBLISHER]

The users at cell edge of a massive multiple-input–multiple-output (MIMO) system suffer from severe pilot contamination (PC), which leads to poor quality of service (QoS). To enhance the QoS for these edge users, soft pilot reuse (SPR) combined with multicell block diagonalization (MBD) precoding is proposed. Specifically, the users are divided into two groups according to their large-scale fading coefficients, which are referred to as the center users, who only suffer from modest PC, and the edge users, who suffer from severe PC. Based on this distinction, the SPR scheme is proposed for improving the QoS for the edge users, whereby a cell-center pilot group is reused for all cell-center users in all cells, whereas a cell-edge pilot group is applied for the edge users in the adjacent cells. By extending the classical block diagonalization precoding to a multicell scenario, the MBD precoding scheme projects the downlink transmit signal onto the null space of the subspace spanned by the intercell channels of the edge users in adjacent cells. Thus, the intercell interference contaminating the edge users' signals in the adjacent cells can be efficiently mitigated, and hence, the QoS of these edge users can be further enhanced. Our theoretical analysis and simulation results demonstrate that both the uplink and downlink rates of the edge users are significantly improved, albeit at the cost of the slightly decreased rate of center users. [ABSTRACT FROM AUTHOR]

We study the impact of phase noise on the downlink performance of a multiuser multiple-input–multiple-output (MIMO) system, where the base station (BS) employs a large number of transmit antennas M. We consider a setup where the BS employs M_{\mathrm{osc}} free-running oscillators, and M/M_{\mathrm{osc}} antennas are connected to each oscillator. For this configuration, we analyze the impact of phase noise on the performance of zero forcing (ZF), regularized ZF, and matched filter precoders when M and the number of users K are asymptotically large, whereas the ratio M/K=\beta increases, the SINR performance of all considered precoders degrades. On the other hand, the variance of the random phase variations caused by the BS oscillators reduces with increasing M\mathrm{osc}. Through Monte Carlo simulations, we verify our analytical results and compare the performance of the precoders for different phase noise and channel noise variances. For all considered precoders, we show that when \beta is small, the performance of the setup where all BS antennas are connected to a single oscillator is superior to that of the setup where each BS antenna has its own oscillator. However, the opposite is true when $\beta$ is large and the signal-to-noise ratio (SNR) at the users is low. [ABSTRACT FROM AUTHOR]

The maximum–minimum-throughput-based power assignment (MMTPA), which results in the maximum–minimum throughput among all secondary users (SUs) while assuring the quality of service (QoS) of each primary user (PU), is proposed for multiple-input–multiple-output (MIMO) systems in cognitive radio (CR) networks. We first derive the capacity bound of the MIMO system under cochannel interference and use this capacity bound to quantify the throughput. Instead of employing the traditional optimization technique, we present a proposition to simplify the optimization of the power assignment. In particular, in the uplink of the infrastructure-based CR network, the problem can be reduced so that the MMTPA only has to optimize the transmit power of the representative SU and keep the ratio of the transmit power of each SU to that of the representative SU constant. For comparison, we also propose two other power assignments, namely, the equal power assignment (EPA) and the iterative power control (IPC). As expected, we found from simulation results that MMTPA outperforms EPA and IPC in the minimal throughput among all SUs. [ABSTRACT FROM PUBLISHER]

An interference alignment (IA) transceiver design scheme for multiple-input–multiple-output (MIMO) multicell multiuser wireless communication systems is proposed by minimizing the maximum mean square error (MSE) of the received symbols to improve fairness among users. The formulated Min-Max MSE optimization problem is not jointly convex on the transmit precoders and receive filters and, thus, is very difficult to solve directly. An iterative method is proposed to solve the optimization problem to get a suboptimal solution instead. Considering that if the receive filters are fixed, the Min-Max MSE problem can be reformulated as a second-order cone programming problem, and if the transmit precoders are fixed, the closed-form receive filters minimizing the receive MSE can be easily obtained, and the formulated Min-Max MSE problem is solved by alternatively optimizing the transmit precoders and the receive filters. The convergence of the proposed algorithm is proved, which shows its feasibility. Furthermore, a robust Min-Max MSE algorithm is proposed to counter the channel uncertainty. Simulation results show that the proposed Min-Max MSE algorithm can achieve IA when the antennas are configured to be strong IA proper and when the users in the network are of the same signal-to-noise ratio (SNR). Analysis indicates that the proposed Min-Max IA transceiver design scheme can significantly improve user fairness with a possible cost of sum-rate reduction. Results also show that the proposed robust design algorithm provides better performance when lacking perfect channel state information (CSI). [ABSTRACT FROM AUTHOR]

We consider a multiple-input–multiple-output (MIMO) relaying broadcast channel in downlink cellular networks, where the base station and the relay stations are both equipped with multiple antennas, and each user terminal has only a single antenna. In practical scenarios, channel estimation is imperfect at the receivers. Aiming to maximize the signal-to-interference noise ratio (SINR), at each user, we develop two robust linear beamforming schemes for the single-relay case and the multirelay case, respectively. The two proposed schemes are based on singular value decomposition (SVD), minimum mean square error (MMSE), and regularized zero forcing (RZF). Simulation results show that the proposed scheme outperforms the conventional schemes with imperfect channel estimation. [ABSTRACT FROM PUBLISHER]