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This paper concerns the uplink of multicell multiuser multiple-input multiple-output (MIMO) systems. To tackle the effect of pilot contamination that is generally viewed as a bottleneck in previous work, this paper presents a superimposed pilot (SP)-aided uplink channel estimation scheme and mathematically characterizes the impact that an SP has on the performance of such a very large MIMO system. It is shown that there are two types of interference components that do not vanish, even when the number of antennas $M$ grows to infinity. The first type, which is referred to as cross-contamination, is due to the correlation between the SP and data among different cells. The second type, which is referred to as self-contamination, is due to the dependence between channel estimation and estimation error. Cross-contamination is, in principle, similar to pilot contamination in a conventional pilot-based multicell MIMO system, whereas self-contamination is unique for the SP-aided scheme. Both theoretical and simulation results demonstrate that the SP-aided scheme can effectively reduce the estimation contamination by increasing the data frame size and, in turn, achieve a significant improvement over the spectral efficiency, in comparison with conventional pilot-based methods. [ABSTRACT FROM AUTHOR]

This paper focuses on precoding design for sum-rate maximization while considering the effects of residual self-interference for multiuser multiple-input–multiple-output (MU-MIMO) full-duplex (FD) systems. The problem formulation leads to a nonconvex matrix-variable optimization problem, where we develop two efficient sum-rate maximization algorithms using sequential convex programming (SCP), namely, the difference of convex functions (DC)-based and the sequential convex approximations for matrix-variable programming (SCAMP) algorithms. In addition, we derive the achievable sum rate under the effect of residual self-interference. Simulation results show that, even in cases of high self-interference and high estimation error, the SCAMP algorithm provides approximately 20%–30% sum-rate improvements over both conventional optimized half-duplex (HD) transmission and the existing state-of-the-art FD algorithm in a wide range of scenarios. Finally, the convergence results indicate that the DC-based algorithm tends to initially give the best performance; however, at convergence, the SCAMP algorithm tends to significantly outperform the other algorithms. [ABSTRACT FROM AUTHOR]

In this paper, we propose regularized block diagonalization (RBD) precoding using artificial noise (AN) for physical layer security in downlink multi-user MIMO wireless networks. We derive secrecy sum rate and asymptotic secrecy sum rate for the proposed scheme. The optimum power allocation for legitimate users and the AN signal are derived in closed form for optimal asymptotic secrecy sum rate. Our analysis shows that to achieve best performance, it is more efficient to degrade the performance of the eavesdropper than improving legitimate users’ rates. We also study the impact of error in channel estimation on the system and derive closed-form SINR and secrecy sum-rate expressions for this case. Simulations show that the secrecy sum rate of RBD precoding outperforms the secrecy sum rate of regularized channel inversion by 0.5 bits/s/Hz. We also show that in the presence of channel estimation error, our approximate closed forms for secrecy sum rate are very closed to the actual secrecy sum rate over a wide range of SNR and channel estimation error values. [ABSTRACT FROM AUTHOR]

In the presence of perfect channel state information (CSI), the achievable degrees of freedom (DoF) in wireless interference networks can be linearly scaled up with the number of users. Achievability is based on the idea of interference alignment (IA). However, in the presence of imperfect CSI, the sum rate becomes degraded, and full DoF may no longer be achievable. In this paper, we propose novel least squares (LS)- and minimum mean square error (MMSE)-based IA schemes that adaptively design beamformers by relying on the availability of imperfect CSI and knowledge of the channel estimation error variance in advance. Interestingly and unlike the other robust algorithms, the proposed adaptive schemes do not impose extra computational complexity compared to their nonadaptive counterparts. It is shown that the LS-based IA is able to outperform interference leakage minimization algorithms under both perfect and imperfect CSI. Furthermore, we compare the performance of the proposed MMSE-based IA with maximum signal-to-interference-plus-noise ratio (Max-SINR) algorithm. We show that while under perfect CSI, the MMSE-based IA achieves the same performance as that of Max-SINR, the former outperforms the latter under CSI mismatch. Meanwhile, it is shown that the proposed MMSE-based IA needs less CSI to be available and has less computational complexity compared to Max-SINR. [ABSTRACT FROM PUBLISHER]

This paper proposes an amplify-and-forward-based massive multiple-input–multiple-output full-duplex relaying (AF-MM-FDR) protocol, where multiple source–destination pairs communicate simultaneously with a common full-duplex relay. A zero-forcing (ZF)-based relay transceiver design with semiblind gain control is presented, considering the problem of relay oscillation. The asymptotic expression of end-to-end signal-to-interference-plus-noise power (SINR) is derived under the general power scaling scheme. The scaling behaviors of echo interference (EI) and effective channel estimation error are determined. Scaling results show that the deployment of very large antenna arrays at the relay has the potential to eliminate the effect of EI due to the full-duplex operation, if the power scaling scheme is selected properly. Moreover, based on the asymptotic analysis, a low-complexity power control scheme is proposed to optimize the spectral efficiency of AF-MM-FDR. Simulation results show that the proposed power control scheme improves the spectral–energy efficiency tradeoff of AF-MM-FDR significantly. [ABSTRACT FROM AUTHOR]

In this paper, we consider time-domain vector perturbation (TDVP) in a large-system limit when channel state information (CSI) is imperfect due to pilot contamination, and we derive the system's achievable sum rate per cell. We use random matrix methods to avoid time-consuming Monte Carlo simulations. Numerical results show that, in general, linear precoding ensures a higher sum rate than TDVP in the massive multiple-input–multiple-output (MIMO) regime. [ABSTRACT FROM AUTHOR]

This paper investigates an outage-constrained secrecy rate maximization (OC-SRM) problem based on the statistical channel uncertainty assumption in an underlay multiple-input multiple-output (MIMO) cognitive radio network, where the secondary transmitter provides simultaneous wireless information and power transfer to receivers. Our objective is to design the transmit covariance matrix and artificial noise aided covariance matrix through maximizing the secrecy rate of the secondary user while satisfying the given outage probability requirements. The designed problem is nonconvex and challenging. We employ the existing theory to reformulate the original problem into two equivalent subproblems by introducing auxiliary variables in order to overcome the difficulty arising from the Shannon capacity expression. The Bernstein-type inequality approach is resorted to conservatively approximate the probabilistic constraints. The merit of the transformation and conversion is that the tractable solutions of the original OC-SRM problem can be easily obtained through solving two convex conic subproblems alternately. Furthermore, we extend the proposed algorithm to solve full uncertainty model design. Numerical results demonstrate the efficacy of the proposed designs. [ABSTRACT FROM AUTHOR]

Benefiting from high spectral efficiency, agility of carrier aggregation and support for asynchronous transmissions, offset quadrature amplitude modulation based filter bank multicarrier (OQAM/FBMC) is being developed as an attractive alternative to cyclic-prefix based orthogonal frequency division multiplexing (CP-OFDM) as the air interface technology for future communications. However, its non-orthogonal nature results in intrinsic interference among symbols and subcarriers, which makes channel estimation in OQAM/FBMC significantly more difficult than that in CP-OFDM. In this paper, we propose a novel preamble design method based on intrinsic interference utilization for OQAM/FBMC channel estimation. Specifically, we build a preamble by triplets of subcarriers, each of which is determined by a preamble power optimization problem that minimizes the channel estimation mean square error (MSE) at the central subcarrier. We derive the optimal closed-form solution by exploiting the linearly dependent relationship between preamble symbols and intrinsic interference weights. Moreover, extensions to multiple-input multiple-output (MIMO) setup capable of improving both spectral efficiency and channel estimation performance are investigated. Theoretical analysis and simulation results show the superiority of the proposed preamble design method over the conventional methods in terms of channel estimation MSE, bit error ratio (BER) and peak-to-average power ratio (PAPR). [ABSTRACT FROM AUTHOR]

In this paper, we analyze the spectral efficiency of multicell massive multiple-input–multiple-output (MIMO) systems with downlink training and a new pilot contamination precoding (PCP) scheme. First, we analyze the spectral efficiency of the beamforming training (BT) scheme with maximum-ratio transmission (MRT) precoding. Then, we derive an approximate closed-form expression of the spectral efficiency to find the optimal lengths of uplink and downlink pilots. Simulation results show that the achieved spectral efficiency can be improved due to channel estimation at the user side, but in comparison with a single-cell scenario, the spectral efficiency per cell in multicell scenario degrades because of pilot contamination. We focus on the practical case where the number of base station (BS) antennas is large but still finite and propose the BT and PCP (BT-PCP) transmission scheme to mitigate the pilot contamination with limited cooperation between BSs. We confirm the effectiveness of the proposed BT-PCP scheme with simulation, and we show that the proposed BT-PCP scheme achieves higher spectral efficiency than the conventional PCP method and that the performance gap from the perfect channel state information (CSI) scenario without pilot contamination is small. [ABSTRACT FROM AUTHOR]

Massive multiple-input–multiple-output (MIMO) antenna system implies the use of a large number of base station (BS) antennas to serve a relatively small number of user terminals (UTs) for extraordinary spectral efficiency. However, its performance is limited by pilot contamination due to unavoidable reuse of pilot sequences from UTs in different cells. In this paper, we analyze the performance of massive MIMO zero-forcing (ZF) systems using the time-shifted pilot scheme, which was known to combat pilot contamination effectively using conjugate beamforming if there is a very large number of antennas. We derive expressions for achievable sum rates and the signal-to-interference-plus-noise ratios (SINRs) of forward and reverse links if the number of BS antennas is finite. Then, the impact of system parameters, such as cell radius, transmit power, group number (a parameter related to the time-shifted pilot scheme), BS antenna number, etc., on the system performance are revealed. Our model embraces a series of previous works as special cases. Moreover, we compare the performance of conjugate and ZF precoders, from which a simple but effective large-scale fading-based UT scheduling scheme is proposed to enhance the system throughput. [ABSTRACT FROM PUBLISHER]

In this paper, the feasibility of a new downlink transmission mode in massive multi-input multi-output (MIMO) systems is investigated with two types of users, i.e., the users with only statistical channel state information (CSI) and the users with imperfect instantaneous CSI. The problem of downlink precoding design with mixed utilization of statistical and imperfect instantaneous CSI is addressed. We first theoretically analyze the impact of the mutual interference between the two types of users on their achievable rate. Then, considering the mutual interference suppression, we propose an extended zero forcing and an extended maximum ratio transmission precoding methods to minimize the total transmit power of base station and to maximize the received signal power of users, respectively. Thanks to the exploitation of statistical CSI, pilot-based channel estimation is avoided enabling more active users, higher system sum rate, and shorter transmission delay. Finally, simulations are performed to validate the accuracy of the theoretical analysis and the advantages of the proposed precoding methods. [ABSTRACT FROM PUBLISHER]

In this paper, we propose an optimal channel training method in the sense of linear minimum mean square error for multiple-input multiple-output amplify-and-forward relay systems in the presence of interference. By using a relay processing matrix, the received interference is cancelled or mitigated. To make the problem tractable, we first derive the optimal structure of the training signal and the relay processing matrix. Then, we propose an optimal channel training method. In order to reduce the complexity, we also propose an asymptotically optimal channel training method. Simulation results demonstrate that the two proposed methods outperform the conventional training signal design methods in terms of both the mean square error and in the bit error rate. [ABSTRACT FROM PUBLISHER]

Linear precoding has been widely studied in the context of massive multiple-input multiple-output (MIMO) together with two common power normalization techniques, namely, matrix normalization (MN) and vector normalization (VN). Despite this, their effect on the performance of massive MIMO systems has not been thoroughly studied yet. The aim of this paper is to fulfill this gap by using large system analysis. Considering a system model that accounts for channel estimation, pilot contamination, arbitrary pathloss, and per-user channel correlation, we compute tight approximations for the signal-to-interference-plus-noise ratio and the rate of each user equipment in the system while employing maximum ratio transmission (MRT), zero forcing (ZF), and regularized ZF precoding under both MN and VN techniques. Such approximations are used to analytically reveal how the choice of power normalization affects the performance of MRT and ZF under uncorrelated fading channels. It turns out that ZF with VN resembles a sum rate maximizer while it provides a notion of fairness under MN. Numerical results are used to validate the accuracy of the asymptotic analysis and to show that in massive MIMO, noncoherent interference and noise, rather than pilot contamination, are often the major limiting factors of the considered precoding schemes. [ABSTRACT FROM PUBLISHER]

In this paper, we propose an iterative structure for channel estimation and data detection for multiple-input–multiple-output orthogonal frequency-division multiplexing systems (MIMO-OFDM) with insufficient cyclic prefix (CP) and a limited number of pilot subcarriers. Insufficient CP leads to increased intersymbol interference (ISI) and intercarrier interference (ICI). The interference corrupts pilot subcarriers used for channel estimation and affects the detection process. We propose a multistep channel estimation process, which is assisted by a small number of pilot subcarriers. First, the channel covariance matrix and the number of channel paths are acquired from the channel least square estimates at the pilot subcarriers. We then formulate a maximum likelihood process to approximate the time-domain channel. For data detection, a high-performance bidirectional M-algorithm (BDMA) is proposed for trellis-based equalization. Simulation results show that the channel estimate mean square error converges to the Cramer–Rao bound (CRB) after a few iterations. In addition, the achieved bit error rate (BER) can reach that of the sufficient CP case, even when the delay spread is much longer than the CP.1 [ABSTRACT FROM AUTHOR]

We investigate the heterogeneous cellular network (HetNet) where the macrocell base stations (MBSs) are equipped with very large antenna arrays. Since such a combined massive multi-input multi-output (MIMO) and HetNet system operates in the co-channel time-division duplex mode, to mitigate the pilot contamination effect to channel estimation, the number of users that can be served simultaneously is limited by the available pilot resources in the conventional designs. We propose a pilot reuse scheme for massive MIMO–HetNet to increase the user capacity. Specifically, location-aware channel estimation is employed at the MBSs to mitigate the severe pilot contamination introduced by pilot reuse, and we propose a novel pilot assignment algorithm to reduce the interference in HetNets. Simulation results demonstrate that our proposed scheme can support more users and increase both the uplink and the downlink sum-rate capacity, in comparison to the conventional scheme, particularly when the antenna number at the MBSs is sufficiently large. [ABSTRACT FROM AUTHOR]

The users at cell edge of a massive multiple-input–multiple-output (MIMO) system suffer from severe pilot contamination (PC), which leads to poor quality of service (QoS). To enhance the QoS for these edge users, soft pilot reuse (SPR) combined with multicell block diagonalization (MBD) precoding is proposed. Specifically, the users are divided into two groups according to their large-scale fading coefficients, which are referred to as the center users, who only suffer from modest PC, and the edge users, who suffer from severe PC. Based on this distinction, the SPR scheme is proposed for improving the QoS for the edge users, whereby a cell-center pilot group is reused for all cell-center users in all cells, whereas a cell-edge pilot group is applied for the edge users in the adjacent cells. By extending the classical block diagonalization precoding to a multicell scenario, the MBD precoding scheme projects the downlink transmit signal onto the null space of the subspace spanned by the intercell channels of the edge users in adjacent cells. Thus, the intercell interference contaminating the edge users' signals in the adjacent cells can be efficiently mitigated, and hence, the QoS of these edge users can be further enhanced. Our theoretical analysis and simulation results demonstrate that both the uplink and downlink rates of the edge users are significantly improved, albeit at the cost of the slightly decreased rate of center users. [ABSTRACT FROM AUTHOR]