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Your search keyword '"Scannell, Kara"' showing total 11 results
Start Over Author "Scannell, Kara" Journal globe & mail (toronto, canada)
11 results on '"Scannell, Kara"'

1. SEC investigating Schering trades ahead of Merck deal

Author

Scannell, Kara and Rockoff, Jonathan

Subjects
United States. Securities and Exchange Commission -- Investigations -- Management, Merck & Company Inc. -- Mergers, acquisitions and divestments -- Management, Schering-Plough Corp. -- Mergers, acquisitions and divestments -- Management, Pharmaceutical industry -- Mergers, acquisitions and divestments, Securities -- Management -- Investigations, Company legal issue, Company business management, Company acquisition/merger, General interest, News, opinion and commentary
Abstract

Byline: KARA SCANNELL AND JONATHAN ROCKOFF; WALL STREET JOURNAL STAFF REGULATION SEC investigating Schering trades ahead of Merck deal The U.S. Securities and Exchange Commission is investigating trading of Schering-Plough [...]

Published
2009

2. G20 agrees to tighter regulation

Author

Phillips, Michael M., Macdonald, Alistair, and Scannell, Kara

Subjects
Banking industry -- Laws, regulations and rules -- Conferences, meetings and seminars -- Planning, Global economy -- Evaluation -- Conferences, meetings and seminars -- Laws, regulations and rules, Economic policy -- Evaluation -- Conferences, meetings and seminars -- Laws, regulations and rules, Government regulation, Company business planning, Banking industry, General interest, News, opinion and commentary, G-20 -- Conferences, meetings and seminars -- Planning -- Evaluation
Abstract

Byline: MICHAEL M. PHILLIPS, ALISTAIR MACDONALD AND KARA SCANNELL; John W. Miller in Brussels and Sudeep Reddy in Washington contributed to this article WASHINGTON -- In a weekend summit, leaders [...]

Published
2008

3. SEC chairman Cox calls for merger with CFTC

Author

Scannell, Kara

Subjects
United States. Securities and Exchange Commission -- Officials and employees -- Mergers, acquisitions and divestments -- Aims and objectives -- Planning, United States. Commodity Futures Trading Commission -- Mergers, acquisitions and divestments -- Officials and employees -- Aims and objectives -- Planning, Administrative agencies -- Mergers, acquisitions and divestments, Acquisitions and mergers -- Planning, Company business planning, Company acquisition/merger, General interest, News, opinion and commentary
Abstract

Byline: KARA SCANNELL Securities and Exchange Commission chairman Christopher Cox said he strongly supports merging his agency with the Commodity Futures Trading Commission. Former SEC chiefs have promoted closer collaboration [...]

Published
2008

4. Extension expected for oft-criticized short-sale ban

Author

Lauricella, Tom, Scannell, Kara, and Tracy, Tennille

Subjects
United States. Securities and Exchange Commission -- Powers and duties -- Management, Short selling -- Laws, regulations and rules, Stock markets -- Industry sales and revenue -- Laws, regulations and rules, Government regulation, Company business management, Stock market, General interest, News, opinion and commentary
Abstract

Byline: TOM LAURICELLA, KARA SCANNELL, TENNILLE TRACY The Securities and Exchange Commission's decision two weeks ago to ban short selling of nearly 1,000 stocks failed to prevent big declines in [...]

Published
2008

5. Wall St. races to adopt new short rules

Author

Smith, Randall, Strasburg, Jenny, and Scannell, Kara

Subjects
United States. Securities and Exchange Commission -- Standards -- Management, Wall Street Access Corp. -- Laws, regulations and rules -- Management, Hedge funds -- Management -- Economic aspects -- Standards, Securities industry -- Laws, regulations and rules -- Standards -- Economic aspects, Government regulation, Securities industry, Company business management, General interest, News, opinion and commentary
Abstract

Byline: RANDALL SMITH, JENNY STRASBURG AND KARA SCANNELL; Mark Gongloff and Tennille Tracy contributed to this article The U.S. federal crackdown on short selling is causing a scramble on Wall [...]

Published
2008

6. Fed goes inside Wall St. firms to monitor conditions

Author

Scannell, Kara and Reddy, Sudeep

Subjects
United States. Federal Reserve Board -- Powers and duties -- Management, Financial institutions -- Management, Company business management, General interest, News, opinion and commentary
Abstract

Byline: KARA SCANNELL AND SUDEEP REDDY After agreeing to provide short-term financing to brokerage firms, the U.S. Federal Reserve has for the first time in decades gone inside the companies [...]

Published
2008

7. Prosecutors dig into Wall St. mortgage activities

Author

Efrati, Amir, Pulliam, Susan, Scannell, Kara, and Karmin, Craig

Subjects
United States. Securities and Exchange Commission -- Investigations, Merrill -- Investigations, Fraud -- Investigations, Mortgage bonds -- Investigations, Securities industry -- Investigations, Insider trading in securities -- Investigations, Company legal issue, Securities industry, General interest, News, opinion and commentary
Abstract

Byline: AMIR EFRATI, SUSAN PULLIAM, KARA SCANNELL AND CRAIG KARMIN Federal criminal prosecutors are stepping up their interest in Wall Street's mortgage-securities activities. The Justice Department's U.S. attorney's office in [...]

Published
2008

8. Former Dow Jones director settles SEC charges

Author

Scannell, Kara

Subjects
United States. Securities and Exchange Commission -- Cases, Securities law -- Cases, Insider trading in securities -- Cases, Company legal issue, General interest, News, opinion and commentary
Abstract

Byline: KARA SCANNELL WASHINGTON -- The U.S. Securities and Exchange Commission has reached a tentative deal with former Dow Jones & Co. director David Li in which he would pay [...]

Published
2008

9. Bankruptcy judges probe Countrywide business practices

Author

Efrati, Amir and Scannell, Kara

Subjects
Bank of America Home Loans -- Cases -- Mergers, acquisitions and divestments, Bank of America Corp. -- Mergers, acquisitions and divestments -- Cases, Mortgage banks -- Mergers, acquisitions and divestments -- Cases, Banking industry -- Mergers, acquisitions and divestments -- Cases, Bankruptcy -- Cases, Company legal issue, Company acquisition/merger, Company bankruptcy, Banking industry, General interest, News, opinion and commentary
Abstract

Byline: AMIR EFRATI AND KARA SCANNELL More federal bankruptcy judges are calling into question the business practices of Countrywide Financial Corp., as Bank of America Corp. prepares to buy the [...]

Published
2008

10. Wall St. firms subpoenaed on mortgages

Author

Scannell, Kara

Subjects
Deutsche Bank AG (Frankfurt, Germany) -- Investigations -- Laws, regulations and rules, Bear Stearns Companies Inc. -- Investigations -- Laws, regulations and rules, Merrill -- Investigations -- Laws, regulations and rules, Attorneys general -- Laws, regulations and rules -- Investigations, Mortgages -- Laws, regulations and rules -- Investigations, Banking industry -- Investigations -- Laws, regulations and rules, Investment banks -- Investigations -- Laws, regulations and rules, Securities industry -- Investigations -- Laws, regulations and rules, Company legal issue, Government regulation, Mortgages, Securities industry, Banking industry, General interest, News, opinion and commentary
Abstract

Byline: KARA SCANNELL New York state prosecutors have sent subpoenas to several Wall Street firms seeking information related to the packaging and selling of debt tied to high-risk mortgages, people [...]

Published
2007

11. SEC intends to charge Dow Jones board member

Author

Ellison, Sarah and Scannell, Kara

Subjects
United States. Securities and Exchange Commission -- Cases -- Officials and employees, Dow Jones & Company Inc. -- Officials and employees -- Cases, Newspaper publishing -- Officials and employees -- Cases, Insider trading in securities -- Cases, Company legal issue, General interest, News, opinion and commentary
Abstract

Byline: SARAH ELLISON AND KARA SCANNELL The Securities and Exchange Commission intends to file civil charges against a Dow Jones & Co. board member in connection with an unfolding insider-trading [...]

Published
2007

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