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I. INTRODUCTION II. ELEMENTS OF THE OFFENSE A. Material Misrepresentations and Omissions 1. Use of Interstate Commerce or the Mails 2: Misstatements and Omissions 3. Materiality 4. Intent a. Scienter [...]

I. INTRODUCTION 1380 II. ELEMENTS OF THE OFFENSE 1382 A. Material Misrepresentations and Omissions 1382 1. Use of Interstate Commerce or the Mails 1383 2. Misstatements and Omissions 1384 3. [...]

I. INTRODUCTION 1678 II. ELEMENTS OF THE OFFENSE 1680 A. Material Misrepresentations and Omissions 1680 1. Use of Interstate Commerce or the Mails 1681 2. Misstatements and Omissions 1682 3. [...]

I. INTRODUCTION Although there are seven federal statutes that govern securities transactions, (1) securities fraud is primarily regulated through the Securities Act of 1933 ("1933 Act") and the Securities Exchange [...]

III. DEFENSES There are two broad categories of securities fraud defenses: (A) intent-based defenses; and (B) reliance-based defenses. Intent-based defenses attempt to show that the defendant acted without scienter, (287) [...]

III. DEFENSES There are two broad categories of securities fraud defenses: (A) intent-based defenses; and (B) reliance-based defenses. Intent-based defenses attempt to show that the defendant acted without scienter, (278) [...]